0001179110-14-015593.txt : 20141017
0001179110-14-015593.hdr.sgml : 20141017
20141017175721
ACCESSION NUMBER: 0001179110-14-015593
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141014
FILED AS OF DATE: 20141017
DATE AS OF CHANGE: 20141017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Real Goods Solar, Inc.
CENTRAL INDEX KEY: 0001425565
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 261851813
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 833 WEST SOUTH BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
BUSINESS PHONE: 303-222-3600
MAIL ADDRESS:
STREET 1: 833 WEST SOUTH BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fine Alan
CENTRAL INDEX KEY: 0001567466
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34044
FILM NUMBER: 141162651
MAIL ADDRESS:
STREET 1: 11101 W 120TH AVENUE, SUITE 200
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
3
1
edgar.xml
FORM 3 -
X0206
3
2014-10-14
0
0001425565
Real Goods Solar, Inc.
RGSE
0001567466
Fine Alan
C/O REAL GOODS SOLAR, INC.
833 WEST SOUTH BOULDER ROAD
LOUISVILLE
CO
80027
0
1
0
0
PAO and Treasurer
Employee stock option (right to buy)
2.65
2021-07-07
Class A Common Stock
15000
D
The option vests in 2% monthly installments on the first day of each calendar month, beginning on 6/1/2015 and ending on 7/1/2019, when the option becomes fully vested.
Exhibit List: Exhibit 24 Power of Attorney
/s/ Rikard D. Lundberg, Attorney-in-Fact for Alan Fine
2014-10-17
EX-24..EXT
2
ex24fine.txt
POWER OF ATTORNEY
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS
Know all by these presents, that the undersigned hereby
makes, constitutes and appoints Rikard D. Lundberg, Jeffrey M.
Knetsch and Dennis Lacey signing singly as the undersigned's true
and lawful attorney-in-fact, with full power and authority as
hereinafter described on behalf of and in the name, place and
stead of the undersigned to:
(1) prepare, execute in the undersigned's name and on the
undersigned's behalf, and submit to the U.S. Securities and
Exchange Commission (the "SEC") a Form ID, including amendments
thereto, and any other documents necessary or appropriate to
obtain codes, passwords and passphrases enabling the undersigned
to make electronic filings with the SEC of reports required by
Section 16(a) of the Securities Exchange Act of 1934 and the rules
and regulations promulgated thereunder, as amended from time to
time (the "Exchange Act");
(2) prepare, acknowledge, deliver and file Forms 3, 4, and 5
(including any amendments thereto) with respect to the securities
of Real Goods Solar, Inc., a Colorado corporation (the "Company"),
with the SEC, any national securities exchanges and the Company,
as considered necessary or advisable under Section 16(a) of the
Exchange Act;
(3) seek or obtain, as the undersigned's representative and on the
undersigned's behalf, information on transactions in the Company's
securities from any third party, including brokers, employee
benefit plan administrators and trustees, and the undersigned
hereby authorizes any such person to release any such information
to the undersigned and approves and ratifies any such release of
information; and
(4) perform any and all other acts which in the discretion of such
attorney-in-fact are necessary or desirable for and on behalf of
the undersigned in connection with the foregoing.
The undersigned acknowledges that:
(1) this Power of Attorney authorizes, but does not require, such
attorney-in-fact to act in their discretion on information
provided to such attorney-in-fact without independent verification
of such information;
(2) any documents prepared and/or executed by such attorney-in-
fact on behalf of the undersigned pursuant to this Power of
Attorney will be in such form and will contain such information
and disclosure as such attorney-in-fact, in his or her discretion,
deems necessary or desirable;
(3) neither the Company nor such attorney-in-fact assumes (i) any
liability for the undersigned's responsibility to comply with the
requirement of the Exchange Act,(ii) any liability of the
undersigned for any failure to comply with such requirements, or
(iii) any obligation or liability of the undersigned for profit
disgorgement under Section 16(b) of the Exchange Act; and
(4) this Power of Attorney does not relieve the undersigned from
responsibility for compliance with the undersigned's obligations
under the Exchange Act, including without limitation the reporting
requirements under Section 16 of the Exchange Act.
The undersigned hereby gives and grants the foregoing
attorney-in-fact full power and authority to do and perform all
and every act and thing whatsoever requisite, necessary or
appropriate to be done in and about the foregoing matters as fully
to all intents and purposes as the undersigned might or could do
if present, hereby ratifying all that such attorney-in-fact of,
for and on behalf of the undersigned, shall lawfully do or cause
to be done by virtue of this Limited Power of Attorney.
This Power of Attorney shall remain in full force and effect
until revoked by the undersigned in a signed writing delivered to
such attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this 15th day of October, 2014.
/s/ Alan Fine
Signature
Alan Fine
Print Name