0001144204-18-054019.txt : 20181016 0001144204-18-054019.hdr.sgml : 20181016 20181016155212 ACCESSION NUMBER: 0001144204-18-054019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181015 FILED AS OF DATE: 20181016 DATE AS OF CHANGE: 20181016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dorsey Nicolle CENTRAL INDEX KEY: 0001737453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34044 FILM NUMBER: 181124466 MAIL ADDRESS: STREET 1: C/O REAL GOODS SOLAR, INC. STREET 2: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Goods Solar, Inc. CENTRAL INDEX KEY: 0001425565 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 261851813 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-222-3600 MAIL ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 4 1 tv504912_form4.xml FORM 4 X0306 4 2018-10-15 0 0001425565 Real Goods Solar, Inc. RGSE 0001737453 Dorsey Nicolle C/O REAL GOODS SOLAR, INC. 110 16TH STREET, SUITE 300 DENVER CO 80202 0 1 0 0 PAO and Controller Employee Stock Option 0.32 2018-10-15 4 A 0 15000 0 A 2025-10-15 Class A Common Stock 15000 50000 D 8.3% of the options vest in quarterly installments on the last day of each calendar quarter, beginning on December 31, 2018 and ending on September 30, 2021 when the options becomes fully vested. /s/ Nicolle Dorsey 2018-10-16