0001144204-18-021309.txt : 20180419 0001144204-18-021309.hdr.sgml : 20180419 20180419130210 ACCESSION NUMBER: 0001144204-18-021309 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180419 DATE AS OF CHANGE: 20180419 EFFECTIVENESS DATE: 20180419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Real Goods Solar, Inc. CENTRAL INDEX KEY: 0001425565 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 261851813 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-310574 FILM NUMBER: 18763058 BUSINESS ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-222-3600 MAIL ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 D 1 primary_doc.xml X0708 D LIVE 0001425565 Real Goods Solar, Inc. 110 16TH STREET, 3RD FLOOR SUITE 300 DENVER CO COLORADO 80202 (303) 222-8300 COLORADO None None Corporation true Dennis Lacey 110 16th Street Suite 300 Denver CO COLORADO 80202 Executive Officer Director Robert L Scott 110 16th Street Suite 300 Denver CO COLORADO 80202 Director Pavel Bouska 110 16th Street Suite 300 Denver CO COLORADO 80202 Director Ian Bowles 110 16th Street Suite 300 Denver CO COLORADO 80202 Director Alan Fine 110 16th Street Suite 300 Denver CO COLORADO 80202 Executive Officer Nicolle Dorsey 110 16th Street Suite 300 Denver CO COLORADO 80202 Executive Officer Other Energy $25,000,001 - $100,000,000 06b false 2018-04-09 false true true true false 0 WestPark Capital, Inc. 39914 None None 1900 AVENUE OF THE STARS SUITE 310 LOS ANGELES CA CALIFORNIA 90067 NY NEW YORK false 10750000 10750000 0 Total offering amount and amount sold refers to the principal amount, funding amount was $10,000,000. false 2 729000 true 0 Includes $350,000 and expense reimbursement of $29,000 paid at closing and a potential additional amount of up to $350,000 in fees payable upon prepayment of investor notes and does not include a warrant to purchase up to 730,159 shares of common stock. 0 false Real Goods Solar, Inc. /s/ Alan Fine Alan Fine Chief Financial Officer 2018-04-19