UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter) |
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of incorporation) |
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(Address of principal executive offices)
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(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
On August 20, 2024, Mill City Ventures III, Ltd. (“Mill City”) terminated negotiations with Mustang Funding, LLC (“Mustang”) for a potential merger transaction between Mustang and Mill City. The termination is being formalized in writing and terminates the non-binding letter of intent that the parties had entered into on December 5, 2022.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MILL CITY VENTURES III, LTD |
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Date: August 21, 2024 |
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| By: | /s/ Joseph A. Geraci, II |
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| Joseph A. Geraci, II |
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| Chief Financial Officer |
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Cover |
Aug. 20, 2024 |
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| Cover [Abstract] | |
| Entity Registrant Name | MILL CITY VENTURES III, LTD. |
| Entity Central Index Key | 0001425355 |
| Document Type | 8-K |
| Amendment Flag | false |
| Entity Emerging Growth Company | false |
| Document Period End Date | Aug. 20, 2024 |
| Entity File Number | 001-41472 |
| Entity Incorporation State Country Code | MN |
| Entity Tax Identification Number | 90-0316651 |
| Entity Address Address Line 1 | 1907 Wayzata Boulevard |
| Entity Address City Or Town | Wayzata |
| Entity Address State Or Province | MN |
| Entity Address Postal Zip Code | 55391 |
| City Area Code | 952 |
| Local Phone Number | 479-1923 |
| Written Communications | false |
| Soliciting Material | false |
| Pre Commencement Tender Offer | false |
| Pre Commencement Issuer Tender Offer | false |
| Entity Address Address Line 2 | Suite 205 |
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