0001628280-21-000402.txt : 20210112 0001628280-21-000402.hdr.sgml : 20210112 20210112173224 ACCESSION NUMBER: 0001628280-21-000402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210108 FILED AS OF DATE: 20210112 DATE AS OF CHANGE: 20210112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fleming Stephen M. CENTRAL INDEX KEY: 0001718110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37673 FILM NUMBER: 21524350 MAIL ADDRESS: STREET 1: 49 FRONT STREET STREET 2: SUITE #206 CITY: ROCKVILLE CENTRE STATE: NY ZIP: 11570 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workhorse Group Inc. CENTRAL INDEX KEY: 0001425287 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 261394771 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 BUSINESS PHONE: 513-360-4704 MAIL ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 FORMER COMPANY: FORMER CONFORMED NAME: AMP Holding Inc. DATE OF NAME CHANGE: 20100525 FORMER COMPANY: FORMER CONFORMED NAME: Title Starts Online, Inc. DATE OF NAME CHANGE: 20080128 4 1 wf-form4_161049071669106.xml FORM 4 X0306 4 2021-01-08 0 0001425287 Workhorse Group Inc. WKHS 0001718110 Fleming Stephen M. C/O WORKHORSE GROUP INC. 100 COMMERCE DRIVE LOVELAND OH 45140 0 1 0 0 Vice President/General Counsel Common Stock, $0.001 par value per share 2021-01-08 4 F 0 44904 19.18 D 354846 D Stock Options 1.19 2018-08-23 2023-08-08 Common Stock, $0.001 par value per share 65625.0 65625 D Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 31, 2020. /s/ Stephen M. Fleming 2021-01-12