0001628280-21-000214.txt : 20210106 0001628280-21-000214.hdr.sgml : 20210106 20210106170150 ACCESSION NUMBER: 0001628280-21-000214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Duane CENTRAL INDEX KEY: 0001685081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37673 FILM NUMBER: 21511474 MAIL ADDRESS: STREET 1: C/O WORKHORSE GROUP INC. STREET 2: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workhorse Group Inc. CENTRAL INDEX KEY: 0001425287 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 261394771 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 BUSINESS PHONE: 513-360-4704 MAIL ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 FORMER COMPANY: FORMER CONFORMED NAME: AMP Holding Inc. DATE OF NAME CHANGE: 20100525 FORMER COMPANY: FORMER CONFORMED NAME: Title Starts Online, Inc. DATE OF NAME CHANGE: 20080128 4 1 wf-form4_160997049757127.xml FORM 4 X0306 4 2021-01-04 0 0001425287 Workhorse Group Inc. WKHS 0001685081 Hughes Duane C/O WORKHORSE GROUP INC. 100 COMMERCE DRIVE LOVELAND OH 45140 1 1 0 0 CEO and President Common Stock, $0.001 par value per share 2021-01-04 4 S 0 25000 20.73 D 338600 D Common Stock, $0.001 par value per share 2021-01-04 4 M 0 25000 0.97 A 363600 D Stock Options 0.97 2021-01-04 4 M 0 25000 0.97 D 2019-03-31 2024-02-04 Common Stock, $0.001 par value per share 25000.0 925000 D Stock Options 5.28 2017-06-30 2027-05-19 Common Stock, $0.001 par value per share 350000.0 350000 D Stock Options 0.97 2019-02-04 2024-02-04 Common Stock, $0.001 par value per share 50000.0 50000 D The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan. /s/ Duane Hughes 2021-01-06