0001628280-20-016725.txt : 20201123
0001628280-20-016725.hdr.sgml : 20201123
20201123171507
ACCESSION NUMBER: 0001628280-20-016725
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201120
FILED AS OF DATE: 20201123
DATE AS OF CHANGE: 20201123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Samuels H. Benjamin
CENTRAL INDEX KEY: 0001661669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37673
FILM NUMBER: 201338905
MAIL ADDRESS:
STREET 1: C/O WORKHORSE GROUP INC.
STREET 2: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
FORMER NAME:
FORMER CONFORMED NAME: Samuels Benjamin H.
DATE OF NAME CHANGE: 20151222
FORMER NAME:
FORMER CONFORMED NAME: Samules H. Benjamin
DATE OF NAME CHANGE: 20151222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Workhorse Group Inc.
CENTRAL INDEX KEY: 0001425287
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 261394771
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
BUSINESS PHONE: 513-360-4704
MAIL ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
FORMER COMPANY:
FORMER CONFORMED NAME: AMP Holding Inc.
DATE OF NAME CHANGE: 20100525
FORMER COMPANY:
FORMER CONFORMED NAME: Title Starts Online, Inc.
DATE OF NAME CHANGE: 20080128
4
1
wf-form4_160616969447192.xml
FORM 4
X0306
4
2020-11-20
0
0001425287
Workhorse Group Inc.
WKHS
0001661669
Samuels H. Benjamin
C/O WORKHORSE GROUP INC.,
100 COMMERCE DRIVE
LOVELAND
OH
45140
1
0
0
0
Common Stock, $0.001 par value per share
2020-11-20
4
S
0
33333
25.0037
D
560368
D
Common Stock, $0.001 par value per share
2020-11-20
4
S
0
33333
25.0257
D
612086
I
See Footnote
Common Stock, $0.001 par value per share
2020-11-20
4
S
0
33333
25.002
D
387631
I
See Footnote
On November 9, 2015, Samuels 2012 Children's Trust UAD 10/28/12 (the "Trust") acquired a Stock Purchase Warrant to acquire 428,571 shares of common stock (the "Initial Warrant"). On December 4, 2015, the Trust acquired a Stock Purchase Warrant to acquire 142,857 shares of common stock. On January 5, 2016, convertible notes held by the Trust were automatically converted into 571,429 shares of common stock. Further, on September 14, 2016, the Trust exercised the Initial Warrant and received 143,500 shares of common stock for a purchase price of $757,680 or $5.28 per share and on November 18, 2016 the Trust exercised the Initial Warrant and received 47,604 shares of common stock for a purchase price of $251,349 or $5.28 per share.
On February 11, 2019, the Marci Rosenberg 2012 Family Trust acquired 420,967 shares of common stock. Marci Rosenberg is the trustee of such trust. Mr. Rosenberg is the wife of H. Benjamin Samuels, a director of the Company.
/s/ H. Benjamin Samuels
2020-11-23