0001213900-19-002001.txt : 20190208 0001213900-19-002001.hdr.sgml : 20190208 20190208174314 ACCESSION NUMBER: 0001213900-19-002001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190204 FILED AS OF DATE: 20190208 DATE AS OF CHANGE: 20190208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burns Stephen S. CENTRAL INDEX KEY: 0001481717 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37673 FILM NUMBER: 19581211 MAIL ADDRESS: STREET 1: C/O ADVANCED MECHANICAL PRODUCTS, INC. STREET 2: 4540 ALPINE ROAD CITY: BLUE ASH STATE: OH ZIP: 45242 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workhorse Group Inc. CENTRAL INDEX KEY: 0001425287 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 261394771 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 BUSINESS PHONE: 513-360-4704 MAIL ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 FORMER COMPANY: FORMER CONFORMED NAME: AMP Holding Inc. DATE OF NAME CHANGE: 20100525 FORMER COMPANY: FORMER CONFORMED NAME: Title Starts Online, Inc. DATE OF NAME CHANGE: 20080128 4 1 ownership.xml X0306 4 2019-02-04 0 0001425287 Workhorse Group Inc. WKHS 0001481717 Burns Stephen S. C/O WORKHORSE GROUP INC., 100 COMMERCE DRIVE LOVELAND OH 45140 0 0 0 1 Consult, formerly CEO and Dir. Common Stock, $0.001 Par Value 50000 I Deborah Sue Burns Common Stock, $0.001 Par Value 804102 D Stock Options 0.97 2019-02-04 4 A 0 1000000 0.97 A 2024-02-04 Common Stock, Par Value $0.001 1000000 1000000 D Stock Options 5.28 2017-06-30 2027-05-19 Common Stock, Par Value $0.001 437500 437500 D Stock Options 7.21 2016-08-16 2021-08-16 Common Stock, Par Value $0.001 35000 35000 D Stock Options 7.21 2016-08-16 2021-08-16 Common Stock, Par Value $0.001 10000 10000 D Stock Options 4.99 2016-02-03 2021-02-03 Common Stock, Par Value $0.001 40000 40000 D Stock Options 1.75 2015-08-03 2020-08-03 Common Stock 50000 50000 D Stock Options 1.40 2014-12-19 2019-12-18 Common Stock 50000 50000 D Stock Options 0.10 2014-07-01 2019-06-30 Common Stock 281439 281439 D Stock Options 6.00 2011-05-25 2018-05-25 Common Stock 50000 50000 D Stock Options 1.10 2010-12-04 2018-12-04 Common Stock 30000 30000 D Stock Options 7.20 2010-12-08 2020-12-08 Common Stock 30000 30000 D Stock Options 4.00 2010-05-12 2020-05-12 Common Stock, Par Value $0.001 60000 60000 D 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter. 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter. 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter. 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010. Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Burns to acquire 1,000,000 shares of common stock of the Company, which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 62,500 shares commencing June 30, 2017. All of the options are immediately vested and exercisable. /s/ Stephen S. Burns 2019-02-08