0001213900-18-005210.txt : 20180430
0001213900-18-005210.hdr.sgml : 20180430
20180430171513
ACCESSION NUMBER: 0001213900-18-005210
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180426
FILED AS OF DATE: 20180430
DATE AS OF CHANGE: 20180430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burns Stephen S.
CENTRAL INDEX KEY: 0001481717
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37673
FILM NUMBER: 18791272
MAIL ADDRESS:
STREET 1: C/O ADVANCED MECHANICAL PRODUCTS, INC.
STREET 2: 4540 ALPINE ROAD
CITY: BLUE ASH
STATE: OH
ZIP: 45242
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Workhorse Group Inc.
CENTRAL INDEX KEY: 0001425287
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 261394771
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
BUSINESS PHONE: 513-360-4704
MAIL ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
FORMER COMPANY:
FORMER CONFORMED NAME: AMP Holding Inc.
DATE OF NAME CHANGE: 20100525
FORMER COMPANY:
FORMER CONFORMED NAME: Title Starts Online, Inc.
DATE OF NAME CHANGE: 20080128
4/A
1
f4042618a1burns_workhorse.xml
OWNERSHIP DOCUMENT
X0306
4/A
2018-04-26
2018-04-30
0
0001425287
Workhorse Group Inc.
WKHS
0001481717
Burns Stephen S.
C/O WORKHORSE GROUP INC.,
100 COMMERCE DRIVE
LOVELAND
OH
45140
1
1
0
0
CEO
COMMON STOCK, $0.001 PAR VALUE
50000
I
Deborah Sue Burns
COMMON STOCK, $0.001 PAR VALUE
2018-04-26
4
P
0
36765
2.72
A
804102
D
Stock Options
5.28
2017-06-30
2027-05-19
Common Stock, Par Value $0.001
62500
62500
D
Stock Options
7.21
2016-08-16
2021-08-16
Common Stock, Par Value $0.001
35000
35000
D
Stock Options
7.21
2016-08-16
2021-08-16
Common Stock, Par Value $0.001
10000
10000
D
Stock Options
4.99
2016-02-03
2021-02-03
Common Stock, Par Value $0.001
40000
40000
D
Stock Options
1.75
2015-08-03
2020-08-03
Common Stock
50000
50000
D
Stock Options
1.40
2014-12-19
2019-12-18
Common Stock
50000
50000
D
Stock Options
0.10
2014-07-01
2019-06-30
Common Stock
281439
281440
D
Stock Options
6.00
2011-05-25
2018-05-25
Common Stock
50000
50000
D
Stock Options
1.10
2010-12-04
2018-12-04
Common Stock
30000
30000
D
Stock Options
7.20
2010-12-08
2020-12-08
Common Stock
30000
30000
D
Stock Options
4.00
2010-05-12
2020-05-12
Common Stock, Par Value $0.001
60000
60000
D
10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter.
2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.
8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter.
20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010.
Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Burns to acquire 1,000,000 shares of common stock of the Company, which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 62,500 shares commencing June 30, 2017.
/s/ Stephen S. Burns
2018-04-30