0001213900-17-005772.txt : 20170523
0001213900-17-005772.hdr.sgml : 20170523
20170523170106
ACCESSION NUMBER: 0001213900-17-005772
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170519
FILED AS OF DATE: 20170523
DATE AS OF CHANGE: 20170523
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Workhorse Group Inc.
CENTRAL INDEX KEY: 0001425287
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 261394771
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
BUSINESS PHONE: 513-360-4704
MAIL ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
FORMER COMPANY:
FORMER CONFORMED NAME: AMP Holding Inc.
DATE OF NAME CHANGE: 20100525
FORMER COMPANY:
FORMER CONFORMED NAME: Title Starts Online, Inc.
DATE OF NAME CHANGE: 20080128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rodriguez Julio C.
CENTRAL INDEX KEY: 0001585843
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37673
FILM NUMBER: 17864509
MAIL ADDRESS:
STREET 1: 315 CHELSEY CT.
CITY: ALPHARETTA
STATE: GA
ZIP: 30004
4
1
f4051917rodriguez_workhorse.xml
OWNERSHIP DOCUMENT
X0306
4
2017-05-19
0
0001425287
Workhorse Group Inc.
WKHS
0001585843
Rodriguez Julio C.
C/O WORKHORSE GROUP INC.,
100 COMMERCE DRIVE
LOVELAND
OH
45140
0
1
0
0
Chief Financial Officer
Stock Options
5.28
2017-05-19
4
A
0
12500
5.28
A
2017-06-30
2027-05-19
Common Stock, Par Value $0.001
12500
12500
D
Stock Options
7.21
2016-08-16
2021-08-16
Common Stock, Par Value $0.001
22000
22000
D
Stock Options
4.99
2016-02-03
2021-02-03
Common Stock, Par Value $0.001
25000
25000
D
Stock Options
1.75
2015-08-13
2020-08-11
Common Stock
25000
25000
D
Stock Options
1.50
2014-12-19
2019-12-18
Common Stock
15000
15000
D
Stock Options
0.10
2014-07-01
2019-06-30
Common Stock
73433
73433
D
Stock Options
4.00
2013-08-07
2018-08-07
Common Stock
30000
30000
D
6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter.
5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter.
Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Rodriguez to acquire 200,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 12,500 shares commencing June 30, 2017.
/s/ Julio C. Rodriguez
2017-05-23