0001213900-17-005771.txt : 20170523 0001213900-17-005771.hdr.sgml : 20170523 20170523170043 ACCESSION NUMBER: 0001213900-17-005771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170519 FILED AS OF DATE: 20170523 DATE AS OF CHANGE: 20170523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workhorse Group Inc. CENTRAL INDEX KEY: 0001425287 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 261394771 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 BUSINESS PHONE: 513-360-4704 MAIL ADDRESS: STREET 1: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 FORMER COMPANY: FORMER CONFORMED NAME: AMP Holding Inc. DATE OF NAME CHANGE: 20100525 FORMER COMPANY: FORMER CONFORMED NAME: Title Starts Online, Inc. DATE OF NAME CHANGE: 20080128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Duane CENTRAL INDEX KEY: 0001685081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37673 FILM NUMBER: 17864502 MAIL ADDRESS: STREET 1: C/O WORKHORSE GROUP INC. STREET 2: 100 COMMERCE DRIVE CITY: LOVELAND STATE: OH ZIP: 45140 4 1 f4051917hughes_workhorse.xml OWNERSHIP DOCUMENT X0306 4 2017-05-19 0 0001425287 Workhorse Group Inc. WKHS 0001685081 Hughes Duane C/O WORKHORSE GROUP INC., 100 COMMERCE DRIVE LOVELAND OH 45140 0 1 0 0 COO and President Stock Options 5.28 2017-05-19 4 A 0 25000 5.28 A 2017-06-30 2027-05-19 Common Stock, Par Value $0.001 25000 12500 D Stock Options 1.75 2015-08-03 2020-08-03 Common Stock, Par Value $0.001 20000 20000 D Stock Options 4.99 2016-02-03 2021-02-03 Common Stock, Par Value $0.001 20000 20000 D Stock Options 7.21 2016-08-16 2021-08-16 Common Stock, Par Value $0.001 22000 22000 D Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Hughes to acquire 400,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 25,000 shares commencing June 30, 2017. 5,000 of the options vested on August 3, 2015 and 5,000 shall vest every six (6) months thereafter. 5,000 of the options vested on February 2, 2016 and 5,000 shall vest every six (6) months thereafter. 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter. /s/ Duane Hughes 2017-05-23