0001250853-17-000093.txt : 20171020 0001250853-17-000093.hdr.sgml : 20171020 20171020141939 ACCESSION NUMBER: 0001250853-17-000093 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171020 FILED AS OF DATE: 20171020 DATE AS OF CHANGE: 20171020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vogt Frederick G CENTRAL INDEX KEY: 0001719678 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36860 FILM NUMBER: 171146773 MAIL ADDRESS: STREET 1: 2120 HEMLOCK RD. CITY: WEST NORRITON STATE: PA ZIP: 19403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IOVANCE BIOTHERAPEUTICS, INC. CENTRAL INDEX KEY: 0001425205 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 753254381 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 999 SKYWAY ROAD STREET 2: SUITE 150 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 6502607120 MAIL ADDRESS: STREET 1: 999 SKYWAY ROAD STREET 2: SUITE 150 CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Lion Biotechnologies, Inc. DATE OF NAME CHANGE: 20131015 FORMER COMPANY: FORMER CONFORMED NAME: Genesis Biopharma, Inc DATE OF NAME CHANGE: 20100319 FORMER COMPANY: FORMER CONFORMED NAME: FREIGHT MANAGEMENT CORP DATE OF NAME CHANGE: 20080128 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2017-10-20 0 0001425205 IOVANCE BIOTHERAPEUTICS, INC. IOVA 0001719678 Vogt Frederick G 2120 HEMLOCK RD. WEST NORRITON PA 19403 0 1 0 0 General Counsel Stock Option (right to buy) 7.55 2026-11-13 Common Stock 200000 D Stock Option (right to buy) 7.45 2027-03-15 Common Stock 12600 D The option vested as to 66,666 shares on September 30, 2017 and the remaining 133,334 shares will vest quarterly over the next two years after September 30, 2017, provided the Reporting Person is still providing services to the Issuer on the respective dates. The option vests as to 4,200 shares on February 1, 2018 and the remaining 8,400 shares will vest quarterly over the next two years after February 1, 2018, provided the Reporting Person is still providing services to the Issuer on the respective dates. /s/ Frederick G. Vogt 2017-10-20