8-K 1 astroaerospaceform8kitem801.htm FORM 8-K Astro Aerospace Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 21, 2019

 

ASTRO AEROSPACE LTD.

(Exact name of registrant as specified in its charter)

 

 

 

 

 

 

Nevada

 

333-149000

 

98-0557091

(State or other jurisdiction

of incorporation)

 

(Commission File Number)

 

(IRS Employer

Identification No.)

 

320 W Main Street

Lewisville, TX 75057

(Address of Principal Executive Offices)

 

972-221-1199

Registrant’s telephone number, including area code

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter)          [  ]


Item 8.01  Other Events

 

On June 21, 2019 and on August 30, 2019, Bruce Bent, Chief Executive Officer, filed delinquent Form 4s detailing purchases and sales of the Company’s stock.  Mr. Bent became aware of his short swing liability under Section 16(b) on June 14, 2019 and immediately disgorged the short swing profits of $178,394.24 to the Company as required.  This value was calculated using the “lowest-in, highest out” method.  

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

 

Astro Aerospace Ltd.

 

By:      /s/ Bruce Bent

Bruce Bent

Chief Executive Officer

 

Dated: August 30, 2019