0001172661-24-001231.txt : 20240214 0001172661-24-001231.hdr.sgml : 20240214 20240214142925 ACCESSION NUMBER: 0001172661-24-001231 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 ORGANIZATION NAME: IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 24636136 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001425165 XXXXXXXX 12-31-2023 12-31-2023 false Apriem Advisors
19200 VON KARMAN AVE #1050 IRVINE CA 92612
13F HOLDINGS REPORT 028-12756 000108188 801-55371 N
Benjamin C. Lau VP, CIO, Director 949-253-8888 /s/ Benjamin C. Lau Irvine CA 02-14-2024 0 151 748498562
INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 2424012 22022 SH SOLE 22022 0 0 ABBVIE INC COM 00287Y109 3947973 25476 SH SOLE 24576 900 0 ABRDN ASIA PACIFIC INCOME FU COM 003009107 138481 51100 SH SOLE 51100 0 0 ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 00326A104 228569 11579 SH SOLE 5579 6000 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 507065 1445 SH SOLE 1445 0 0 ADOBE INC COM 00724F101 15305773 25655 SH SOLE 23322 2333 0 ADVANCED MICRO DEVICES INC COM 007903107 3105929 21070 SH SOLE 20530 540 0 AGNICO EAGLE MINES LTD COM 008474108 2928990 53400 SH SOLE 53400 0 0 ALPHABET INC CAP STK CL A 02079K305 18737598 134137 SH SOLE 121406 12731 0 ALPHABET INC CAP STK CL C 02079K107 1575175 11177 SH SOLE 6797 4380 0 ALTAIR ENGR INC COM CL A 021369103 1259305 14965 SH SOLE 14965 0 0 AMAZON COM INC COM 023135106 14623161 96243 SH SOLE 80649 15594 0 AMERICAN TOWER CORP NEW COM 03027X100 17584697 81456 SH SOLE 74589 6867 0 AMGEN INC COM 031162100 707089 2455 SH SOLE 2455 0 0 ANSYS INC COM 03662Q105 583511 1608 SH SOLE 1608 0 0 APPLE INC COM 037833100 50277075 261139 SH SOLE 243617 17522 0 AT&T INC COM 00206R102 1331143 79329 SH SOLE 10329 69000 0 AUTODESK INC COM 052769106 10519310 43204 SH SOLE 41607 1597 0 AUTOMATIC DATA PROCESSING IN COM 053015103 9880724 42412 SH SOLE 40895 1517 0 BANK AMERICA CORP COM 060505104 1058322 31433 SH SOLE 30032 1401 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5326004 14933 SH SOLE 11929 3004 0 BLACKROCK FLOATING RATE INCO COM 09255X100 482060 38077 SH SOLE 36877 1200 0 BOEING CO COM 097023105 5722972 21956 SH SOLE 21956 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 289201 5636 SH SOLE 5636 0 0 BROADCOM INC COM 11135F101 1093925 980 SH SOLE 980 0 0 CADELER A S SPON ADR 12738K109 266579 14488 SH SOLE 14488 0 0 CASTOR MARITIME INC SHS NEW Y1146L125 18179 42775 SH SOLE 42775 0 0 CELSIUS HLDGS INC COM NEW 15118V207 825651 15144 SH SOLE 15144 0 0 CHEVRON CORP NEW COM 166764100 1597048 10707 SH SOLE 10567 140 0 CINTAS CORP COM 172908105 12332834 20464 SH SOLE 19490 974 0 CISCO SYS INC COM 17275R102 1410719 27924 SH SOLE 17074 10850 0 CLOROX CO DEL COM 189054109 376185 2638 SH SOLE 2638 0 0 COCA COLA CO COM 191216100 276510 4692 SH SOLE 4139 553 0 CONSOLIDATED EDISON INC COM 209115104 2065929 22710 SH SOLE 11760 10950 0 COSTAR GROUP INC COM 22160N109 367737 4208 SH SOLE 4208 0 0 COSTCO WHSL CORP NEW COM 22160K105 1636863 2480 SH SOLE 2430 50 0 CVB FINL CORP COM 126600105 696555 34500 SH SOLE 34500 0 0 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 290766 5610 SH SOLE 5610 0 0 DISNEY WALT CO COM 254687106 11778355 130450 SH SOLE 121409 9041 0 DNP SELECT INCOME FD INC COM 23325P104 147552 17400 SH SOLE 14900 2500 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 132192 10800 SH SOLE 10800 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 431489 28110 SH SOLE 24910 3200 0 DUKE ENERGY CORP NEW COM NEW 26441C204 324890 3348 SH SOLE 3348 0 0 EATON CORP PLC SHS G29183103 2291402 9515 SH SOLE 8595 920 0 EATON VANCE LTD DURATION INC COM 27828H105 261037 27248 SH SOLE 25848 1400 0 EMERSON ELEC CO COM 291011104 593842 6101 SH SOLE 6101 0 0 EXPONENT INC COM 30214U102 221245 2513 SH SOLE 2513 0 0 EXXON MOBIL CORP COM 30231G102 11321675 113239 SH SOLE 113239 0 0 FASTENAL CO COM 311900104 514922 7950 SH SOLE 7950 0 0 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 330372 2300 SH SOLE 2300 0 0 FIRST TR SR FLTG RATE INCOME COM 33733U108 163458 16200 SH SOLE 16200 0 0 FORD MTR CO DEL COM 345370860 467220 38328 SH SOLE 13328 25000 0 GENERAL MLS INC COM 370334104 226849 3482 SH SOLE 3482 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 218787 567 SH SOLE 567 0 0 HOME DEPOT INC COM 437076102 699381 2018 SH SOLE 1788 230 0 HONEYWELL INTL INC COM 438516106 1159100 5527 SH SOLE 5407 120 0 INTEL CORP COM 458140100 25710595 511654 SH SOLE 456808 54846 0 INTERNATIONAL BUSINESS MACHS COM 459200101 305728 1869 SH SOLE 1869 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 399097 1183 SH SOLE 1183 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 214172 3418 SH SOLE 3418 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 2335038 71539 SH SOLE 1539 70000 0 INVESCO QQQ TR UNIT SER 1 46090E103 4964838 12123 SH SOLE 5903 6220 0 IRON MTN INC DEL COM 46284V101 223936 3200 SH SOLE 3200 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 908213 4525 SH SOLE 4525 0 0 ISHARES TR ISHARES BIOTECH 464287556 629665 4635 SH SOLE 1395 3240 0 ISHARES TR US HLTHCARE ETF 464287762 1153146 4029 SH SOLE 29 4000 0 ISHARES TR ISHS 5-10YR INVT 464288638 300847 5786 SH SOLE 4586 1200 0 ISHARES TR RUS 1000 GRW ETF 464287614 3031700 10000 SH SOLE 0 10000 0 ISHARES TR CORE S&P500 ETF 464287200 665339 1393 SH SOLE 1393 0 0 JOHNSON & JOHNSON COM 478160104 3657030 23332 SH SOLE 15187 8145 0 JPMORGAN CHASE & CO COM 46625H100 9701660 57035 SH SOLE 47134 9901 0 KIMBERLY-CLARK CORP COM 494368103 277650 2285 SH SOLE 1865 420 0 KLA CORP COM NEW 482480100 3687767 6344 SH SOLE 5943 401 0 LAM RESEARCH CORP COM 512807108 1331258 1700 SH SOLE 1580 120 0 LOCKHEED MARTIN CORP COM 539830109 10871305 23986 SH SOLE 21196 2790 0 LOWES COS INC COM 548661107 1959942 8807 SH SOLE 8667 140 0 LULULEMON ATHLETICA INC COM 550021109 368129 720 SH SOLE 720 0 0 MCDONALDS CORP COM 580135101 318174 1073 SH SOLE 1049 24 0 MEDTRONIC PLC SHS G5960L103 1201112 14580 SH SOLE 5680 8900 0 MERCK & CO INC COM 58933Y105 1070401 9818 SH SOLE 9498 320 0 META PLATFORMS INC CL A 30303M102 1566627 4426 SH SOLE 4326 100 0 MICRON TECHNOLOGY INC COM 595112103 235965 2765 SH SOLE 2765 0 0 MICROSOFT CORP COM 594918104 6691348 17794 SH SOLE 11142 6652 0 MORGAN STANLEY COM NEW 617446448 327387 3511 SH SOLE 3511 0 0 NETFLIX INC COM 64110L106 768784 1579 SH SOLE 1579 0 0 NEW YORK TIMES CO CL A 650111107 316867 6468 SH SOLE 0 6468 0 NORTHROP GRUMMAN CORP COM 666807102 485929 1038 SH SOLE 1038 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 666731 60120 SH SOLE 56620 3500 0 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 593606 51439 SH SOLE 45739 5700 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 252430 19675 SH SOLE 16675 3000 0 NVIDIA CORPORATION COM 67066G104 2326458 4698 SH SOLE 4648 50 0 PALO ALTO NETWORKS INC COM 697435105 1040926 3530 SH SOLE 3240 290 0 PARKER-HANNIFIN CORP COM 701094104 625170 1357 SH SOLE 1357 0 0 PBF ENERGY INC CL A 69318G106 976789 22220 SH SOLE 22220 0 0 PEPSICO INC COM 713448108 828494 4878 SH SOLE 4878 0 0 PFIZER INC COM 717081103 1764059 61273 SH SOLE 58173 3100 0 PHILLIPS 66 COM 718546104 408340 3067 SH SOLE 3067 0 0 PIONEER NAT RES CO COM 723787107 18964070 84330 SH SOLE 78680 5650 0 PRICE T ROWE GROUP INC COM 74144T108 994811 9238 SH SOLE 8871 367 0 PROCTER AND GAMBLE CO COM 742718109 1161682 7927 SH SOLE 7627 300 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 224200 2950 SH SOLE 2950 0 0 QUALCOMM INC COM 747525103 1998368 13817 SH SOLE 13517 300 0 REGENERON PHARMACEUTICALS COM 75886F107 20919111 23818 SH SOLE 22032 1786 0 RESMED INC COM 761152107 11151885 64829 SH SOLE 62543 2286 0 ROPER TECHNOLOGIES INC COM 776696106 367990 675 SH SOLE 675 0 0 RTX CORPORATION COM 75513E101 469273 5577 SH SOLE 5577 0 0 SALESFORCE INC COM 79466L302 238142 905 SH SOLE 905 0 0 SCHWAB CHARLES CORP COM 808513105 552499 8031 SH SOLE 7838 193 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 355461 7625 SH SOLE 7306 319 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 8682392 350238 SH SOLE 278571 71667 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 7826585 140589 SH SOLE 140589 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 108320227 1920571 SH SOLE 1821417 99154 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3915594 51433 SH SOLE 15383 36050 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 2912935 41554 SH SOLE 19528 22026 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 202187 4280 SH SOLE 4280 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 31688456 857372 SH SOLE 782443 74929 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 852680 10278 SH SOLE 9756 522 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2853017 45050 SH SOLE 750 44300 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 481200 2500 SH SOLE 2500 0 0 SNAP ON INC COM 833034101 23033009 79743 SH SOLE 73988 5755 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1564011 4150 SH SOLE 150 4000 0 SPDR GOLD TR GOLD SHS 78463V107 395722 2070 SH SOLE 2070 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 13332680 28050 SH SOLE 28050 0 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 33927441 371238 SH SOLE 364946 6292 0 SPDR SER TR PORTFOLIO S&P500 78464A854 464194 8304 SH SOLE 8304 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 80800 10000 SH SOLE 10000 0 0 STARBUCKS CORP COM 855244109 1588581 16546 SH SOLE 15846 700 0 STRYKER CORPORATION COM 863667101 5520371 18434 SH SOLE 17556 878 0 TARGET CORP COM 87612E106 467678 3284 SH SOLE 3084 200 0 TESLA INC COM 88160R101 11947664 48083 SH SOLE 30601 17482 0 TYLER TECHNOLOGIES INC COM 902252105 222858 533 SH SOLE 533 0 0 UNION PAC CORP COM 907818108 619945 2524 SH SOLE 2524 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 1222691 6992 SH SOLE 6992 0 0 VANECK ETF TRUST PREFERRED SECURT 92189F429 519695 30250 SH SOLE 29450 800 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 2919188 94137 SH SOLE 94137 0 0 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 11894069 140145 SH SOLE 116203 23942 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 52608770 715279 SH SOLE 702099 13180 0 VANGUARD INDEX FDS GROWTH ETF 922908736 286010 920 SH SOLE 920 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 573598 2418 SH SOLE 843 1575 0 VANGUARD INDEX FDS VALUE ETF 922908744 230828 1544 SH SOLE 1544 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1174881 2690 SH SOLE 2690 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7256971 176569 SH SOLE 171524 5045 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 2917440 61433 SH SOLE 57933 3500 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 223039 3824 SH SOLE 3824 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 28074529 586107 SH SOLE 568582 17525 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 265441 2378 SH SOLE 2378 0 0 VERISK ANALYTICS INC COM 92345Y106 271584 1137 SH SOLE 1137 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 419700 11133 SH SOLE 9968 1165 0 VISA INC COM CL A 92826C839 579032 2224 SH SOLE 2074 150 0 WELLS FARGO CO NEW COM 949746101 210662 4280 SH SOLE 4280 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 306676 1122 SH SOLE 1122 0 0