VP, CIO, Director

0001172661-23-002049.txt : 20230512 0001172661-23-002049.hdr.sgml : 20230512 20230512121715 ACCESSION NUMBER: 0001172661-23-002049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 EFFECTIVENESS DATE: 20230512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 23914270 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001425165 XXXXXXXX 03-31-2023 03-31-2023 false Apriem Advisors

19200 VON KARMAN AVE #1050 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 000108188 801-55371 N Benjamin C. Lau VP, CIO, Director 949-253-8888 /s/ Benjamin C. Lau Irvine CA 05-12-2023 0 150 625012941 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 4709716 44807 SH SOLE 36655 0 8152 ABBOTT LABS COM 002824100 2173435 21464 SH SOLE 21464 0 0 ABBVIE INC COM 00287Y109 3917876 24584 SH SOLE 23534 0 1050 ABRDN ASIA PACIFIC INCOME FU COM 003009107 135926 51100 SH SOLE 51100 0 0 ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 00326A104 218496 11579 SH SOLE 5579 0 6000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 422427 1478 SH SOLE 1478 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 8934033 23183 SH SOLE 22286 0 897 ADVANCED MICRO DEVICES INC COM 007903107 2072912 21150 SH SOLE 20570 0 580 AGNICO EAGLE MINES LTD COM 008474108 1875696 36800 SH SOLE 0 0 36800 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 205280 2009 SH SOLE 1897 0 112 ALPHABET INC CAP STK CL A 02079K305 14742937 142128 SH SOLE 129241 0 12887 ALPHABET INC CAP STK CL C 02079K107 1039688 9997 SH SOLE 5617 0 4380 ALTAIR ENGR INC COM CL A 021369103 1079126 14965 SH SOLE 14965 0 0 AMAZON COM INC COM 023135106 9948066 96312 SH SOLE 80698 0 15614 AMERICAN TOWER CORP NEW COM 03027X100 16516264 80827 SH SOLE 73779 0 7048 AMGEN INC COM 031162100 593496 2455 SH SOLE 2455 0 0 ANSYS INC COM 03662Q105 538803 1619 SH SOLE 1619 0 0 APPLE INC COM 037833100 42972538 260598 SH SOLE 242875 0 17722 AT&T INC COM 00206R102 1713489 89012 SH SOLE 20012 0 69000 AUTOMATIC DATA PROCESSING IN COM 053015103 11515137 51723 SH SOLE 49927 0 1796 BANK AMERICA CORP COM 060505104 935347 32704 SH SOLE 31304 0 1401 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4311664 13964 SH SOLE 10960 0 3004 BLACKROCK FLOATING RATE INCO COM 09255X100 373848 31953 SH SOLE 30753 0 1200 BOEING CO COM 097023105 3001147 14128 SH SOLE 14128 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 442315 6382 SH SOLE 6382 0 0 BROADCOM INC COM 11135F101 474740 740 SH SOLE 740 0 0 CASTOR MARITIME INC SHS NEW Y1146L125 7895 10000 SH SOLE 10000 0 0 CELSIUS HLDGS INC COM NEW 15118V207 469161 5048 SH SOLE 5048 0 0 CHEVRON CORP NEW COM 166764100 1645524 10085 SH SOLE 9945 0 140 CINTAS CORP COM 172908105 11579030 25026 SH SOLE 23899 0 1127 CISCO SYS INC COM 17275R102 1588746 30392 SH SOLE 19542 0 10850 CITIGROUP INC COM NEW 172967424 207167 4418 SH SOLE 4418 0 0 CLOROX CO DEL COM 189054109 443131 2800 SH SOLE 2800 0 0 COCA COLA CO COM 191216100 368376 5939 SH SOLE 5403 0 536 COLGATE PALMOLIVE CO COM 194162103 405810 5400 SH SOLE 5400 0 0 COMMERCE BANCSHARES INC COM 200525103 202591 3472 SH SOLE 3472 0 0 CONSOLIDATED EDISON INC COM 209115104 2222967 23236 SH SOLE 12286 0 10950 COSTAR GROUP INC COM 22160N109 289721 4208 SH SOLE 4208 0 0 COSTCO WHSL CORP NEW COM 22160K105 1241997 2500 SH SOLE 2450 0 50 CVB FINL CORP COM 126600105 575460 34500 SH SOLE 34500 0 0 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 249252 5610 SH SOLE 5610 0 0 DISNEY WALT CO COM 254687106 989812 9885 SH SOLE 9625 0 260 DNP SELECT INCOME FD INC COM 23325P104 191748 17400 SH SOLE 14900 0 2500 DOMINION ENERGY INC COM 25746U109 281898 5042 SH SOLE 5042 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 122796 10800 SH SOLE 10800 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 399309 28160 SH SOLE 24960 0 3200 DUKE ENERGY CORP NEW COM NEW 26441C204 347099 3598 SH SOLE 3598 0 0 EATON CORP PLC SHS G29183103 1690269 9865 SH SOLE 8865 0 1000 EATON VANCE LTD DURATION INC COM 27828H105 336559 34168 SH SOLE 32768 0 1400 EMERSON ELEC CO COM 291011104 578613 6640 SH SOLE 6640 0 0 ENETI INC COM Y2294C107 172975 18500 SH SOLE 18500 0 0 EXPONENT INC COM 30214U102 260490 2613 SH SOLE 2613 0 0 EXXON MOBIL CORP COM 30231G102 11702920 106720 SH SOLE 106720 0 0 FASTENAL CO COM 311900104 428823 7950 SH SOLE 7950 0 0 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 262313 2302 SH SOLE 2302 0 0 FIRST TR SR FLTG RATE INCOME COM 33733U108 161190 16200 SH SOLE 16200 0 0 FORD MTR CO DEL COM 345370860 503253 39941 SH SOLE 14941 0 25000 GENCO SHIPPING & TRADING LTD SHS Y2685T131 172260 11000 SH SOLE 11000 0 0 GENERAL MLS INC COM 370334104 300501 3516 SH SOLE 3516 0 0 HOME DEPOT INC COM 437076102 613066 2077 SH SOLE 1877 0 200 HONEYWELL INTL INC COM 438516106 992220 5192 SH SOLE 5072 0 120 INTEL CORP COM 458140100 15429952 472297 SH SOLE 426655 0 45642 INTERNATIONAL BUSINESS MACHS COM 459200101 211359 1612 SH SOLE 1612 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 310907 1217 SH SOLE 1217 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 225763 3618 SH SOLE 3618 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 231600 9350 SH SOLE 6100 0 3250 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 2012804 7293 SH SOLE 293 0 7000 INVESCO QQQ TR UNIT SER 1 46090E103 3878268 12084 SH SOLE 5865 0 6219 ISHARES TR ISHS 5-10YR INVT 464288638 559636 10913 SH SOLE 9713 0 1200 ISHARES TR RUSSELL 2000 ETF 464287655 314876 1765 SH SOLE 1765 0 0 ISHARES TR US HLTHCARE ETF 464287762 1100300 4030 SH SOLE 30 0 4000 ISHARES TR RUS 1000 GRW ETF 464287614 2443300 10000 SH SOLE 0 0 10000 ISHARES TR ISHARES BIOTECH 464287556 618031 4785 SH SOLE 1545 0 3240 JOHNSON & JOHNSON COM 478160104 3927473 25339 SH SOLE 17194 0 8145 JPMORGAN CHASE & CO COM 46625H100 7496209 57526 SH SOLE 47625 0 9901 KIMBERLY-CLARK CORP COM 494368103 307230 2289 SH SOLE 1869 0 420 KINROSS GOLD CORP COM 496902404 942000 200000 SH SOLE 0 0 200000 KLA CORP COM NEW 482480100 3099954 7766 SH SOLE 7362 0 404 LAM RESEARCH CORP COM 512807108 1029101 1941 SH SOLE 1821 0 120 LOCKHEED MARTIN CORP COM 539830109 12072142 25537 SH SOLE 23254 0 2283 LOWES COS INC COM 548661107 2384405 11924 SH SOLE 11784 0 140 LULULEMON ATHLETICA INC COM 550021109 244007 670 SH SOLE 670 0 0 MCDONALDS CORP COM 580135101 253904 908 SH SOLE 884 0 24 MEDTRONIC PLC SHS G5960L103 7964784 98794 SH SOLE 87870 0 10924 MERCK & CO INC COM 58933Y105 1059237 9956 SH SOLE 9636 0 320 META PLATFORMS INC CL A 30303M102 1148503 5419 SH SOLE 5319 0 100 MICRON TECHNOLOGY INC COM 595112103 229594 3805 SH SOLE 3805 0 0 MICROSOFT CORP COM 594918104 4918570 17061 SH SOLE 10372 0 6688 MORGAN STANLEY COM NEW 617446448 257768 2936 SH SOLE 2936 0 0 NETFLIX INC COM 64110L106 539640 1562 SH SOLE 1562 0 0 NEW YORK TIMES CO CL A 650111107 251476 6468 SH SOLE 0 0 6468 NORTHROP GRUMMAN CORP COM 666807102 467722 1013 SH SOLE 1013 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 365078 30991 SH SOLE 30991 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 734312 66695 SH SOLE 64195 0 2500 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 750361 64464 SH SOLE 59764 0 4700 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 257546 19675 SH SOLE 16675 0 3000 NVIDIA CORPORATION COM 67066G104 1476578 5316 SH SOLE 5194 0 122 PALO ALTO NETWORKS INC COM 697435105 530110 2654 SH SOLE 2344 0 310 PARKER-HANNIFIN CORP COM 701094104 422490 1257 SH SOLE 1257 0 0 PBF ENERGY INC CL A 69318G106 1128253 26021 SH SOLE 26021 0 0 PEPSICO INC COM 713448108 954720 5237 SH SOLE 5237 0 0 PFIZER INC COM 717081103 2648699 64919 SH SOLE 61819 0 3100 PHILLIPS 66 COM 718546104 310932 3067 SH SOLE 3067 0 0 PIONEER NAT RES CO COM 723787107 16541533 80991 SH SOLE 76206 0 4785 PRICE T ROWE GROUP INC COM 74144T108 5631252 49878 SH SOLE 37088 0 12790 PROCTER AND GAMBLE CO COM 742718109 1302132 8757 SH SOLE 8457 0 300 QUALCOMM INC COM 747525103 1818576 14254 SH SOLE 13954 0 300 RAYTHEON TECHNOLOGIES CORP COM 75513E101 560355 5722 SH SOLE 5722 0 0 REGENERON PHARMACEUTICALS COM 75886F107 21451339 26107 SH SOLE 24214 0 1893 ROPER TECHNOLOGIES INC COM 776696106 308483 700 SH SOLE 700 0 0 SALESFORCE INC COM 79466L302 230746 1155 SH SOLE 1155 0 0 SCHWAB CHARLES CORP COM 808513105 451619 8622 SH SOLE 8432 0 190 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 388272 5958 SH SOLE 5438 0 520 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 6836848 142881 SH SOLE 142881 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 25655584 546911 SH SOLE 536788 0 10123 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3064160 46724 SH SOLE 24706 0 22018 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3769826 51529 SH SOLE 14979 0 36550 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 34244155 984027 SH SOLE 907812 0 76215 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 76576157 1583133 SH SOLE 1488144 0 94989 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 9015724 367689 SH SOLE 296032 0 71657 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3049435 45050 SH SOLE 750 0 44300 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 377525 2500 SH SOLE 2500 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 208069 2512 SH SOLE 2512 0 0 SNAP ON INC COM 833034101 21206271 85894 SH SOLE 79912 0 5982 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1380373 4150 SH SOLE 150 0 4000 SPDR GOLD TR GOLD SHS 78463V107 379265 2070 SH SOLE 2070 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6585869 16087 SH SOLE 16087 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 5700671 118394 SH SOLE 118394 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 83400 10000 SH SOLE 10000 0 0 STARBUCKS CORP COM 855244109 1788544 17176 SH SOLE 16400 0 776 STRYKER CORPORATION COM 863667101 6260050 21929 SH SOLE 21003 0 926 TARGET CORP COM 87612E106 612537 3698 SH SOLE 3498 0 200 TESLA INC COM 88160R101 10948287 52773 SH SOLE 35295 0 17478 TEXAS INSTRS INC COM 882508104 290259 1560 SH SOLE 1560 0 0 UNION PAC CORP COM 907818108 476382 2367 SH SOLE 2367 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 2520841 77924 SH SOLE 2924 0 75000 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 1379379 5241 SH SOLE 5241 0 0 VANECK ETF TRUST PREFERRED SECURT 92189F429 523323 29650 SH SOLE 28850 0 800 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 9880294 133825 SH SOLE 111621 0 22204 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 991840 2637 SH SOLE 2637 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 501678 2458 SH SOLE 883 0 1575 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5653282 139933 SH SOLE 135643 0 4290 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3560993 74467 SH SOLE 70967 0 3500 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 30558157 522005 SH SOLE 512940 0 9065 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 24036114 532126 SH SOLE 516990 0 15136 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 252859 2397 SH SOLE 2397 0 0 VERISK ANALYTICS INC COM 92345Y106 218145 1137 SH SOLE 1137 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 716349 18420 SH SOLE 17255 0 1165 VISA INC COM CL A 92826C839 553291 2454 SH SOLE 2304 0 150 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 14093760 44320 SH SOLE 40131 0 4189