0001140361-16-076154.txt : 20160812 0001140361-16-076154.hdr.sgml : 20160812 20160812152701 ACCESSION NUMBER: 0001140361-16-076154 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 EFFECTIVENESS DATE: 20160812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 161827995 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425165 XXXXXXXX 06-30-2016 06-30-2016 Apriem Advisors

19200 VON KARMAN AVE #1050 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin Lau 949-253-8888 /s/ Benjamin Lau IRVINE CA 08-12-2016 0 652 307612 false INFORMATION TABLE 2 form13fInfoTable.xml 1/100 BERKSHIRE HTWY CLA cs 084990175 217 1 SH SOLE 1 0 0 5BARZ INTL INC cs 33833F100 5 50000 SH SOLE 50000 0 0 A T & T INC cs 00206R102 10445 241734 SH SOLE 230149 0 11585 ABB LTD F cs 000375204 24 1200 SH SOLE 1200 0 0 ABBOTT LABORATORIES cs 002824100 129 3280 SH SOLE 3280 0 0 ABBVIE INC cs 00287Y109 5657 91374 SH SOLE 85824 0 5550 ABERDEEN ASIA PACIFIC IN cs 003009107 140 28000 SH SOLE 28000 0 0 ACCENTURE PLC F cs G1151C101 11 100 SH SOLE 100 0 0 ACTIVISION BLIZZARD cs 00507V109 2 60 SH SOLE 60 0 0 ADELPHIA COMMUN CP CLXXX cs 006ESC917 0 4000 SH SOLE 4000 0 0 ADVANCED MED ISOTOPE cs 00765X102 0 43594 SH SOLE 43594 0 0 ADVANCED MICRO DEVIC cs 007903107 2 400 SH SOLE 400 0 0 AEGERION PHARMACEUTL cs 00767E102 1 1000 SH SOLE 1000 0 0 AETNA INC cs 00817Y108 49 400 SH SOLE 400 0 0 AFLAC INC cs 001055102 73 1016 SH SOLE 1016 0 0 ALCOA INC cs 013817101 22 2368 SH SOLE 2368 0 0 ALEXANDER & BALDWIN cs 014491104 11 300 SH SOLE 300 0 0 ALIBABA GROUP HLDG F cs 01609W102 70 878 SH SOLE 878 0 0 ALLERGAN PLC F cs G0177J108 233 1009 SH SOLE 1009 0 0 ALLSTATE CORPORATION cs 020002101 42 595 SH SOLE 595 0 0 ALPHABET INC. cs 02079K107 157 227 SH SOLE 227 0 0 ALPHABET INC. cs 02079K305 3512 4992 SH SOLE 4722 0 270 ALPS ALERIAN MLP ETF cs 00162Q866 86 6800 SH SOLE 6800 0 0 ALTRIA GROUP INC cs 02209S103 417 6050 SH SOLE 6050 0 0 AMARIN CORP PLC F cs 023111206 16 7618 SH SOLE 7618 0 0 AMAZON COM INC cs 023135106 703 982 SH SOLE 982 0 0 AMBARELLA INC F cs G037AX101 196 3850 SH SOLE 3850 0 0 AMBEV SA F cs 02319V103 18 3000 SH SOLE 3000 0 0 AMERCO cs 023586100 4 10 SH SOLE 10 0 0 AMERICA MOVIL SAB F cs 02364W105 9 700 SH SOLE 700 0 0 AMERICAN AIRLS GROUP cs 02376R102 4 150 SH SOLE 150 0 0 AMERICAN EXPRESS CO cs 025816109 18 300 SH SOLE 300 0 0 AMERICAS ENERGY CO XXX cs 03063G102 0 7100 SH SOLE 7100 0 0 AMERISOURCEBERGEN CO cs 03073E105 20 250 SH SOLE 250 0 0 AMERN FINANCIAL GP cs 025932104 4 50 SH SOLE 50 0 0 AMGEN INCORPORATED cs 031162100 119 780 SH SOLE 780 0 0 ANADARKO PETROLEUM cs 032511107 34 632 SH SOLE 632 0 0 ANTHEM INC cs 036752103 164 1250 SH SOLE 1250 0 0 APPLE INC cs 037833100 10119 105846 SH SOLE 102673 0 3173 APPLIED MATERIALS cs 038222105 241 10040 SH SOLE 10040 0 0 ARCELOR MITTAL NY F cs 03938L104 9 1904 SH SOLE 1904 0 0 ARCHER-DANIELS-MIDLN cs 039483102 22 504 SH SOLE 504 0 0 ARM HOLDINGS PLC F cs 042068106 46 1000 SH SOLE 1000 0 0 ASTERIAS BIOTHERAPEU cs 04624N107 0 12 SH SOLE 12 0 0 ATWOOD OCEANICS INC cs 050095108 6 500 SH SOLE 500 0 0 AVG TECHNOLOGIES NV F cs N07831105 76 4000 SH SOLE 4000 0 0 AVIS BUDGET GROUP cs 053774105 10 300 SH SOLE 300 0 0 BAIDU INC F cs 056752108 186 1125 SH SOLE 1125 0 0 BAKER HUGHES INC cs 057224107 1 22 SH SOLE 22 0 0 BANC CALIF INC cs 05990K106 110 6075 SH SOLE 6075 0 0 BANCO SANTANDER SA F cs 05964H105 12 3019 SH SOLE 3019 0 0 BANK OF AMERICA CORP cs 060505104 2942 221703 SH SOLE 212253 0 9450 BANK OF CHINA LTD ORDF cs Y0698A107 0 180 SH SOLE 180 0 0 BANK OF HAWAII CORP cs 062540109 56 808 SH SOLE 808 0 0 BANK OF NY MELLON CO cs 064058100 69 1768 SH SOLE 1768 0 0 BARCLAYS BANK IPATH ETN cs 06738C778 150 6076 SH SOLE 6076 0 0 BARCLAYS BK IPATH BLOOM cs 06739H297 39 1750 SH SOLE 1750 0 0 BARCLAYS PLC F cs 06738E204 8 1000 SH SOLE 1000 0 0 BARCLYS IPATH NOTES LKD cs 06738C786 102 16350 SH SOLE 15950 0 400 BARRICK GOLD CORP F cs 067901108 70 3300 SH SOLE 3300 0 0 BASF SE F cs 055262505 31 400 SH SOLE 400 0 0 BAXTER INTERNATIONAL cs 071813109 54 1200 SH SOLE 1200 0 0 BB&T CORPORATION cs 054937107 71 2000 SH SOLE 2000 0 0 BE AEROSPACE INC cs 073302101 5 109 SH SOLE 109 0 0 BECTON DICKINSON&CO cs 075887109 4 25 SH SOLE 25 0 0 BEESTON ENTERPRISES cs 07712Q304 0 9000 SH SOLE 0 0 9000 BERKSHIRE HATHAWAY cs 084670702 1119 7729 SH SOLE 7079 0 650 BERRY PLASTICS GROUP cs 08579W103 4 100 SH SOLE 100 0 0 BIOGEN INC cs 09062X103 44 181 SH SOLE 181 0 0 BLACKBERRY LTD F cs 09228F103 3 500 SH SOLE 500 0 0 BLACKROCK CALIFORNIA MUN cs 09248E102 21 1250 SH SOLE 1250 0 0 BLACKROCK CALIFORNIA MUN cs 09249C105 12 787 SH SOLE 787 0 0 BLACKROCK CORE BOND CF cs 09249E101 258 18454 SH SOLE 15893 0 2561 BLACKROCK INVESTMENT QLT cs 09247D105 36 2000 SH SOLE 2000 0 0 BLACKROCK MUNIHLDG CALIF cs 09254L107 77 4750 SH SOLE 4750 0 0 BLACKROCK MUNIYIELD ARIZ cs 09254K109 6 330 SH SOLE 330 0 0 BLACKROCK MUNIYIELD CALI cs 09254M105 182 10450 SH SOLE 10450 0 0 BLACKROCK MUNIYIELD CALI cs 09254N103 1040 62664 SH SOLE 62664 0 0 BOB EVANS FARMS INC cs 096761101 11 300 SH SOLE 300 0 0 BOEING CO cs 097023105 348 2676 SH SOLE 2669 0 7 BRISTOL-MYERS SQUIBB cs 110122108 4857 66039 SH SOLE 60514 0 5525 BROADCOM LTD F cs Y09827109 99 634 SH SOLE 631 0 3 BROWN FORMAN CORP cs 115637209 20 200 SH SOLE 200 0 0 C H ROBINSON WORLDWD cs 12541W209 3 45 SH SOLE 45 0 0 CAL MAINE FOODS INC cs 128030202 4 100 SH SOLE 100 0 0 CALIFORNIA RESOURCES cs 13057Q206 0 24 SH SOLE 24 0 0 CAPITAL ONE FINL cs 14040H105 1 12 SH SOLE 12 0 0 CAPRICOR THERAPEUTICS INC cs 14070B101 280 70962 SH SOLE 0 0 70962 CARDIO SYSTEMS INC cs 141619106 4 200 SH SOLE 200 0 0 CARE CAPITAL PROPERT cs 141624106 232 8868 SH SOLE 8618 0 250 CATERPILLAR INC cs 149123101 20 267 SH SOLE 267 0 0 CATHAY GENERAL BANCO cs 149150104 282 10000 SH SOLE 0 0 10000 CELGENE CORP cs 151020104 2276 23077 SH SOLE 21542 0 1535 CEMEX SAB DE C V F cs 151290889 10 1560 SH SOLE 1560 0 0 CEN BIOTECH INC F cs 15130L104 0 1491 SH SOLE 1491 0 0 CENTRAL FUND CDA CF cs 153501101 3 246 SH SOLE 246 0 0 CENTRAL VLY CMNTY BK cs 155685100 9 650 SH SOLE 650 0 0 CENTURYLINK INC cs 156700106 0 2 SH SOLE 2 0 0 CHANCELLOR GROUP INC cs 15883D101 0 70000 SH SOLE 70000 0 0 CHARLES SCHWAB CORP cs 808513105 3 100 SH SOLE 100 0 0 CHARLES SCHWAB US MC cs 808524508 0 3 SH SOLE 3 0 0 CHARLES SCHWAB US REIT cs 808524847 3200 73661 SH SOLE 69167 0 4494 CHARTER COMMUNICATN cs 16119P108 2 7 SH SOLE 7 0 0 CHEMOURS COMPANY cs 163851108 16 2000 SH SOLE 2000 0 0 CHENIERE ENERGY INC cs 16411R208 8 200 SH SOLE 200 0 0 CHEVRON CORPORATION cs 166764100 810 7723 SH SOLE 7723 0 0 CHICAGO BRIDGE &IRON F cs 167250109 3 100 SH SOLE 100 0 0 CHIMERIX INC cs 16934W106 8 2000 SH SOLE 2000 0 0 CHINA CGAME INC cs 16946P107 0 334 SH SOLE 334 0 0 CHINA DIGITAL MEDIA CXXX cs 169382108 0 275 SH SOLE 275 0 0 CHINA MOBILE LTD F cs 16941M109 12 200 SH SOLE 200 0 0 CHIPOTLE MEXICAN GRL cs 169656105 81 200 SH SOLE 200 0 0 CINCINNATI FINANCIAL cs 172062101 37 500 SH SOLE 500 0 0 CIRRUS LOGIC INC cs 172755100 39 1000 SH SOLE 1000 0 0 CISCO SYSTEMS INC cs 17275R102 3920 136616 SH SOLE 130412 0 6204 CITIGROUP INC cs 172967424 121 2853 SH SOLE 2853 0 0 CLEARBRIDGE ENERGY MLP T cs 18469Q108 103 8012 SH SOLE 8012 0 0 CLOVIS ONCOLOGY INC cs 189464100 5 400 SH SOLE 400 0 0 CNO FINANCIAL GROUP cs 12621E103 10 600 SH SOLE 600 0 0 CNOOC LIMITED F cs 126132109 25 200 SH SOLE 200 0 0 COACH INC cs 189754104 29 704 SH SOLE 650 0 54 COCA COLA COMPANY cs 191216100 82 1813 SH SOLE 1813 0 0 COGNEX CORP cs 192422103 0 1 SH SOLE 1 0 0 COHEN STEERS SELECT UTIL cs 19248A109 1177 54943 SH SOLE 52493 0 2450 COHEN STEERS TOTAL RETUR cs 19247R103 42 3000 SH SOLE 3000 0 0 COLGATE-PALMOLIVE CO cs 194162103 4 49 SH SOLE 49 0 0 COMCAST CORPORATION cs 20030N101 87 1337 SH SOLE 1337 0 0 COMMERCE BANCSHARES cs 200525103 1054 22000 SH SOLE 22000 0 0 COMMERCE ENERGY GRP cs 20061Q106 0 8000 SH SOLE 0 0 8000 COMMUNICATIONS SALES cs 20341J104 13 460 SH SOLE 460 0 0 COMPASS MINERALS INT cs 20451N101 7 101 SH SOLE 101 0 0 COMSTOCK MINING INC cs 205750102 0 100 SH SOLE 100 0 0 CONMED CORP cs 207410101 19 406 SH SOLE 406 0 0 CONOCOPHILLIPS cs 20825C104 306 7008 SH SOLE 7008 0 0 CONSOLIDATED EDISON cs 209115104 5744 71413 SH SOLE 67148 0 4265 CORNING INC cs 219350105 7 335 SH SOLE 85 0 250 CORRECTION CORP AMER cs 22025Y407 8 234 SH SOLE 234 0 0 COSTCO WHOLESALE CO cs 22160K105 252 1605 SH SOLE 1605 0 0 CREATIVE EDGE NUTRIT cs 22528W205 0 150000 SH SOLE 150000 0 0 CRYSTALLEX INTL CORP XXX cs 22942F101 0 1590 SH SOLE 1590 0 0 CS VELOCITYSHRS DALY 2X cs 22539T423 2 1060 SH SOLE 1060 0 0 CSX CORP cs 126408103 1 50 SH SOLE 50 0 0 CU BANCORP CA cs 126534106 11 500 SH SOLE 500 0 0 CUMMINS INC cs 231021106 11 100 SH SOLE 100 0 0 CUMULUS MEDIA INC cs 231082108 1 2300 SH SOLE 2300 0 0 CVS HEALTH CORP cs 126650100 35 363 SH SOLE 363 0 0 CYBERARK SOFTWRE LTD F cs M2682V108 34 700 SH SOLE 700 0 0 DANAHER CORP cs 235851102 23 225 SH SOLE 225 0 0 DANONE F cs 23636T100 11 755 SH SOLE 755 0 0 DARLING INGREDIENTS cs 237266101 16 1057 SH SOLE 1057 0 0 DASSAULT SYSTEMS SA F cs 237545108 23 300 SH SOLE 300 0 0 DAVITA HEALTHCARE PT cs 23918K108 147 1900 SH SOLE 1900 0 0 DEERE & CO cs 244199105 32 400 SH SOLE 400 0 0 DIAGEO PLC F cs 25243Q205 13 116 SH SOLE 116 0 0 DIAMOND OFFSHR DRILL cs 25271C102 4 150 SH SOLE 150 0 0 DIGITALGLOBE INC cs 25389M877 1 43 SH SOLE 43 0 0 DIR DAILY 20+ YEAR TRSRY cs 25459Y678 0 5 SH SOLE 5 0 0 DIREXION DAILY EMERG cs 25459Y470 13 419 SH SOLE 419 0 0 DITEM EXPLORATION F cs 254920101 0 80 SH SOLE 80 0 0 DNP SELECT INCOME CF cs 23325P104 299 28200 SH SOLE 28200 0 0 DOMINION RES INC VA cs 25746U109 94 1200 SH SOLE 1200 0 0 DOUBLELINE INCOME SOLUTI cs 258622109 987 53785 SH SOLE 51590 0 2195 DOUBLELINE OPPORTUNISTIC cs 258623107 2886 107760 SH SOLE 101460 0 6300 DOW CHEMICAL COMPANY cs 260543103 60 1200 SH SOLE 1200 0 0 DR REDDYS LABS F cs 256135203 31 600 SH SOLE 600 0 0 DREAM MARKETING INC cs 261990352 0 10 SH SOLE 10 0 0 DUKE ENERGY CORP cs 26441C204 300 3500 SH SOLE 3500 0 0 EATON CORP PLC F cs G29183103 5484 91816 SH SOLE 85241 0 6575 EATON VANCE LIMITED DURA cs 27828H105 878 65300 SH SOLE 57525 0 7775 EBAY INC cs 278642103 23 1000 SH SOLE 1000 0 0 ECOLAB INC cs 278865100 2 16 SH SOLE 16 0 0 ECOPETROL SA F cs 279158109 4 420 SH SOLE 420 0 0 EDISON INTERNATIONAL cs 281020107 249 3200 SH SOLE 3200 0 0 ELECTRONIC ARTS INC cs 285512109 152 2000 SH SOLE 2000 0 0 ELI LILLY & COMPANY cs 532457108 55 700 SH SOLE 700 0 0 EMC CORP MASS cs 268648102 25 923 SH SOLE 923 0 0 EMERSON ELECTRIC CO cs 291011104 171 3286 SH SOLE 3286 0 0 ENDEAVOUR MNG NEW ORD F cs G3040R158 1 34 SH SOLE 34 0 0 ENERGY SELECT SECTOR cs 81369Y506 252 3690 SH SOLE 3540 0 150 ENGILITY HLDGS INC cs 29286C107 0 2 SH SOLE 2 0 0 ENTERGY CORP cs 29364G103 24 300 SH SOLE 300 0 0 EPIRUS BIOPHARMA cs 29428P107 0 500 SH SOLE 500 0 0 ETF MANAGERS TR cs 26924G201 4 150 SH SOLE 150 0 0 ETFS GOLD TRUST ETF cs 26922Y105 10674 82778 SH SOLE 77652 0 5126 EVERSOURCE ENERGY cs 30040W108 120 2004 SH SOLE 2004 0 0 EXPRESS SCRIPTS HLDG cs 30219G108 82 1088 SH SOLE 1088 0 0 EXXON MOBIL CORP cs 30231G102 9980 106464 SH SOLE 102534 0 3930 FACEBOOK INC cs 30303M102 4431 38769 SH SOLE 36349 0 2420 FAIRFAX FINANCIAL HL F cs 303901102 22 40 SH SOLE 40 0 0 FAIRPOINT COMMUN INC XXX cs 305560104 0 2 SH SOLE 2 0 0 FANNIE MAE cs 313586109 3 1500 SH SOLE 1500 0 0 FAST RETAILING CO ORDF cs J1346E100 5 20 SH SOLE 20 0 0 FASTENAL CO cs 311900104 1 25 SH SOLE 25 0 0 FERRARI N V F cs N3167Y103 0 7 SH SOLE 7 0 0 FIAT CHRYSLER AUTO F cs N31738102 0 70 SH SOLE 70 0 0 FIREEYE INC cs 31816Q101 17 1022 SH SOLE 1022 0 0 FIRST FOUNDATION INC cs 32026V104 215 10000 SH SOLE 10000 0 0 FIRST TRUST NYSE ARCA cs 33733E203 101 1125 SH SOLE 1125 0 0 FIRST TRUST SNR FLTG RAT cs 33733U108 32 2500 SH SOLE 2500 0 0 FISERV INC cs 337738108 14 132 SH SOLE 132 0 0 FLUOR CORPORATION cs 343412102 25 501 SH SOLE 501 0 0 FOOT LOCKER INC cs 344849104 8 150 SH SOLE 150 0 0 FORD MOTOR COMPANY cs 345370860 135 10768 SH SOLE 10668 0 100 FORTINET INC cs 34959E109 38 1200 SH SOLE 1200 0 0 FREDDIE MAC cs 313400301 3 1500 SH SOLE 1500 0 0 FREEPORT MCMORAN INC cs 35671D857 26 2327 SH SOLE 2327 0 0 FRONTIER COMM CO cs 35906A108 9 1800 SH SOLE 1800 0 0 FUELCELL ENERGY INC cs 35952H502 0 25 SH SOLE 25 0 0 GAMCO GLOBAL GOLD NTRL R cs 36465A109 44 6775 SH SOLE 6775 0 0 GAP INC cs 364760108 4 178 SH SOLE 178 0 0 GASTEM INC F cs 36729R104 0 26 SH SOLE 26 0 0 GENCO SHIPPING&TRDG F cs Y2685T115 7 12756 SH SOLE 12756 0 0 GENERAL COMMUN INC cs 369385109 19 1200 SH SOLE 1200 0 0 GENERAL DYNAMICS CO cs 369550108 16 114 SH SOLE 107 0 7 GENERAL ELECTRIC CO cs 369604103 7027 223216 SH SOLE 207808 0 15408 GENERAL MILLS INC cs 370334104 264 3701 SH SOLE 3701 0 0 GENERAL MOTORS CO cs 37045V100 11 405 SH SOLE 405 0 0 GENUINE PARTS CO cs 372460105 68 675 SH SOLE 675 0 0 GENVEC INC cs 37246C307 0 100 SH SOLE 100 0 0 GILEAD SCIENCES INC cs 375558103 2332 27956 SH SOLE 25326 0 2630 GLAXOSMITHKLINE PLC F cs 37733W105 799 18437 SH SOLE 17487 0 950 GLOBAL NETWORKS CORP cs 379382104 0 5 SH SOLE 5 0 0 GLOBAL PAYMENTS INC cs 37940X102 29 400 SH SOLE 400 0 0 GLOBAL X SUPERDIVIDEND cs 37950E549 21 1000 SH SOLE 1000 0 0 GOLDMAN SACHS GROUP cs 38141G104 84 568 SH SOLE 568 0 0 GUGGENHEIM BLLSHS 2016 cs 18383M555 2464 111795 SH SOLE 108195 0 3600 GUGGENHEIM BLLSHS 2017 cs 18383M548 19056 836889 SH SOLE 774519 0 62370 GUGGENHEIM BULTSH 2018 cs 18383M530 21 1000 SH SOLE 1000 0 0 GUGGENHEIM BULTSH 2020 cs 18383M514 22 1000 SH SOLE 0 0 1000 GUGGENHEIM MULTI ASSET cs 18383M506 1 75 SH SOLE 75 0 0 GUGGENHEIM S&P 500 EQL cs 78355W106 1 14 SH SOLE 14 0 0 GUGGENHEIM S&P 500 EQUAL cs 78355W817 19 200 SH SOLE 200 0 0 GUGGENHEIM S&P 500 EQUAL cs 78355W866 56 1000 SH SOLE 1000 0 0 HAIN CELESTIAL GROUP cs 405217100 25 500 SH SOLE 500 0 0 HALLIBURTON CO HLDG cs 406216101 38 844 SH SOLE 844 0 0 HALYARD HEALTH INC cs 40650V100 4 124 SH SOLE 124 0 0 HARLEY DAVIDSON INC cs 412822108 9 200 SH SOLE 200 0 0 HARSCO CORPORATION cs 415864107 0 16 SH SOLE 16 0 0 HDFC BANK LIMITD F cs 40415F101 27 400 SH SOLE 400 0 0 HELIX ENERGY SOLUTN cs 42330P107 7 1000 SH SOLE 1000 0 0 HENNES & MAURITZ AB F cs 425883105 2 400 SH SOLE 400 0 0 HERCULES OFFSHORE cs 427093307 0 75 SH SOLE 75 0 0 HEWLETT PACKARD ENTE cs 42824C109 5 282 SH SOLE 282 0 0 HOME DEPOT INC cs 437076102 361 2826 SH SOLE 2826 0 0 HONEYWELL INTL INC cs 438516106 253 2175 SH SOLE 2175 0 0 HP INC. cs 40434L105 4 289 SH SOLE 289 0 0 HSBC HLDGS PLC F cs 404280406 88 2800 SH SOLE 2500 0 300 HUDBAY MINERALS INC F cs 443628102 2 315 SH SOLE 315 0 0 HUNTINGTON INGALLS cs 446413106 8 50 SH SOLE 50 0 0 IBM CORP cs 459200101 158 1042 SH SOLE 1042 0 0 IDENTIVE INC cs 45170X205 9 5000 SH SOLE 5000 0 0 IDNA INC XXX cs 45169P106 0 5000 SH SOLE 5000 0 0 INOVIO PHARMA cs 45773H201 13 1400 SH SOLE 1400 0 0 INTEL CORP cs 458140100 394 12007 SH SOLE 12007 0 0 INTERDIGITAL INC cs 45867G101 6 105 SH SOLE 105 0 0 INTERNATIONAL PAPER cs 460146103 131 3093 SH SOLE 3093 0 0 INVESCO CALIFORNIA VALUE cs 46132H106 155 10655 SH SOLE 10655 0 0 IONIS PHARMACEUTICAL cs 462222100 23 1000 SH SOLE 1000 0 0 ISHARES 1-3 YEAR CREDIT cs 464288646 925 8721 SH SOLE 7071 0 1650 ISHARES 20 PLS YEAR cs 464287432 90 650 SH SOLE 650 0 0 ISHARES CHINA LARGE CAP cs 464287184 64 1875 SH SOLE 1875 0 0 ISHARES CORE S&P 500 cs 464287200 5 24 SH SOLE 24 0 0 ISHARES CORE S&P MID CAP cs 464287507 5 33 SH SOLE 33 0 0 ISHARES CORE S&P SMALL cs 464287804 4 33 SH SOLE 33 0 0 ISHARES CORE US AGGRGT cs 464287226 46 411 SH SOLE 411 0 0 ISHARES GLOBAL cs 464287325 50 500 SH SOLE 500 0 0 ISHARES GOLD ETF cs 464285105 126 9889 SH SOLE 9489 0 400 ISHARES IBOXX INVT GRADE cs 464287242 11 86 SH SOLE 50 0 36 ISHARES INTERM CREDIT cs 464288638 5726 51466 SH SOLE 46631 0 4835 ISHARES MSCI EAFE ETF cs 464287465 153 2733 SH SOLE 2733 0 0 ISHARES MSCI GERMANY cs 464286806 24 1000 SH SOLE 1000 0 0 ISHARES MSCI INDIA INDEX cs 46429B598 28 1000 SH SOLE 1000 0 0 ISHARES MSCI JAPAN ETF cs 464286848 43 3700 SH SOLE 3700 0 0 ISHARES MSCI MEXICO cs 464286822 10 200 SH SOLE 200 0 0 ISHARES MSCI PACIFIC EX cs 464286665 4 100 SH SOLE 100 0 0 ISHARES MSCI SPAIN cs 464286764 10 400 SH SOLE 400 0 0 ISHARES NASDAQ cs 464287556 149 580 SH SOLE 580 0 0 ISHARES RUSSELL 2000 cs 464287655 310 2700 SH SOLE 2700 0 0 ISHARES RUSSELL 3000 cs 464287689 0 1 SH SOLE 0 0 1 ISHARES SELECT DIVIDEND cs 464287168 43 500 SH SOLE 500 0 0 ISHARES SILVER TRUST cs 46428Q109 71 4000 SH SOLE 4000 0 0 ISHARES TIPS BOND ETF cs 464287176 1 11 SH SOLE 11 0 0 ISHARES U.S. PREFERRED cs 464288687 191 4800 SH SOLE 4800 0 0 ISHARES US FINANCIALS cs 464287788 86 1000 SH SOLE 1000 0 0 ISHARES US HEALTHCARE cs 464287762 218 1470 SH SOLE 1070 0 400 ISHARES US HOME cs 464288752 6 200 SH SOLE 200 0 0 ISHARES US REAL ESTATE cs 464287739 3 35 SH SOLE 35 0 0 ITOCHU CORPORATION ORDF cs J2501P104 26 2200 SH SOLE 2200 0 0 JETBLUE AIRWAYS CORP cs 477143101 4 225 SH SOLE 225 0 0 JOHNSON & JOHNSON cs 478160104 267 2201 SH SOLE 2201 0 0 JOHNSON CONTROLS INC cs 478366107 647 14616 SH SOLE 14416 0 200 JP MORGAN CHASE ALERIAN cs 46625H365 876 27523 SH SOLE 26923 0 600 JPMORGAN CHASE & CO cs 46625H100 4195 67507 SH SOLE 62512 0 4995 JUNO THERAPEUTICS cs 48205A109 12 300 SH SOLE 300 0 0 KELLOGG COMPANY cs 487836108 16 200 SH SOLE 200 0 0 KEYSIGHT TECH INC cs 49338L103 1 50 SH SOLE 50 0 0 KIMBERLY-CLARK CORP cs 494368103 5170 37606 SH SOLE 34751 0 2855 KINDER MORGAN INC cs 49456B101 32 1700 SH SOLE 1700 0 0 KITE PHARMA INC cs 49803L109 15 300 SH SOLE 300 0 0 KLX INC cs 482539103 2 53 SH SOLE 53 0 0 KONINKLIJKE PHILIPS F cs 500472303 13 517 SH SOLE 517 0 0 KRAFT HEINZ COMPANY cs 500754106 126 1423 SH SOLE 1423 0 0 KROGER COMPANY cs 501044101 31 850 SH SOLE 850 0 0 L V M H MOET F cs 502441306 3 91 SH SOLE 91 0 0 L-3 COMMUNICATIONS cs 502424104 3 19 SH SOLE 12 0 7 LAS VEGAS SANDS CORP cs 517834107 26 601 SH SOLE 601 0 0 LEAR CORPORATION cs 521865204 15 150 SH SOLE 150 0 0 LEGG MASON INC cs 524901105 1 50 SH SOLE 50 0 0 LENNAR CORP cs 526057104 46 1000 SH SOLE 0 0 1000 LIBERTY GLOBAL INC F cs G5480U120 5 180 SH SOLE 180 0 0 LIBERTY STAR URANIUM cs 53123T206 2 616600 SH SOLE 616600 0 0 LIFEVANTAGE CORP cs 53222K205 5 358 SH SOLE 358 0 0 LINKEDIN CORP cs 53578A108 57 300 SH SOLE 300 0 0 LITHIUM AMERS CORP F cs 53680Q108 8 10000 SH SOLE 10000 0 0 LOCKHEED MARTIN CORP cs 539830109 76 307 SH SOLE 300 0 7 LOEWS CORPORATION cs 540424108 31 750 SH SOLE 750 0 0 LOWES COMPANIES INC cs 548661107 267 3375 SH SOLE 3075 0 300 LPATH INC cs 548910405 0 143 SH SOLE 143 0 0 LULULEMON ATHLETICA cs 550021109 249 3375 SH SOLE 3075 0 300 LUMBER LIQUIDATORS cs 55003T107 19 1200 SH SOLE 1000 0 200 MALLINCKRODT PUB F cs G5785G107 5 77 SH SOLE 74 0 3 MARATHON OIL CORP cs 565849106 5 300 SH SOLE 300 0 0 MARKETO INC cs 57063L107 3 100 SH SOLE 100 0 0 MARSH & MC LENNAN CO cs 571748102 14 200 SH SOLE 200 0 0 MARVELL TECH GROUP F cs G5876H105 14 1500 SH SOLE 1500 0 0 MASTERCARD INC cs 57636Q104 98 1116 SH SOLE 1116 0 0 MATSON INC cs 57686G105 10 300 SH SOLE 300 0 0 MC DONALDS CORP cs 580135101 184 1533 SH SOLE 1533 0 0 MCKESSON CORPORATION cs 58155Q103 140 750 SH SOLE 750 0 0 MEDTRONIC PLC F cs G5960L103 25 292 SH SOLE 264 0 28 MELCO CROWN ENTMT F cs 585464100 3 225 SH SOLE 225 0 0 MERCK & CO INC cs 58933Y105 419 7267 SH SOLE 7267 0 0 METLIFE INC cs 59156R108 2124 53320 SH SOLE 49490 0 3830 MICRON TECHNOLOGY cs 595112103 144 10500 SH SOLE 10500 0 0 MICROSOFT CORP cs 594918104 244 4774 SH SOLE 4774 0 0 MICROSTRATEGY INC cs 594972408 13 75 SH SOLE 75 0 0 MOBILEYE NV F cs N51488117 28 600 SH SOLE 600 0 0 MONDELEZ INTL cs 609207105 5 104 SH SOLE 104 0 0 MORGAN STANLEY cs 617446448 34 1316 SH SOLE 1316 0 0 MOSAIC CO cs 61945C103 3 100 SH SOLE 100 0 0 MOTORS LIQ CO GUC TR cs 62010U101 0 25 SH SOLE 25 0 0 MS CHINA A SHARES CF cs 617468103 23 1300 SH SOLE 1300 0 0 N I I HOLDINGS INC cs 62913F508 42 13171 SH SOLE 13171 0 0 NANOTECH ENTMT INC cs 63009Y104 6 1500000 SH SOLE 1500000 0 0 NATIONAL HEALTHCARE cs 635906100 23 350 SH SOLE 350 0 0 NAVIOS MARITIME F cs Y62196103 45 55000 SH SOLE 55000 0 0 NEFF CORPORATION cs 640094207 8 700 SH SOLE 700 0 0 NESTLE SA F cs 641069406 47 602 SH SOLE 602 0 0 NETFLIX INC cs 64110L106 131 1432 SH SOLE 1282 0 150 NEUSTAR INC cs 64126X201 5 200 SH SOLE 200 0 0 NEWMONT MINING CORP cs 651639106 59 1500 SH SOLE 1500 0 0 NEXSTAR BROADCASTING cs 65336K103 19 400 SH SOLE 400 0 0 NEXTERA ENERGY INC cs 65339F101 23 173 SH SOLE 173 0 0 NIKE INC cs 654106103 319 5787 SH SOLE 5787 0 0 NIMBLE STORAGE INC cs 65440R101 1 150 SH SOLE 150 0 0 NOKIA CORP SPON F cs 654902204 1 150 SH SOLE 150 0 0 NORDSTROM INC cs 655664100 15 400 SH SOLE 400 0 0 NORTHROP GRUMMAN CO cs 666807102 373 1677 SH SOLE 1670 0 7 NOVARTIS AG F cs 66987V109 51 614 SH SOLE 614 0 0 NOVO-NORDISK A-S F cs 670100205 42 785 SH SOLE 785 0 0 NUANCE COMMUN INC cs 67020Y100 2 100 SH SOLE 0 0 100 NUCOR CORP cs 670346105 101 2050 SH SOLE 2050 0 0 NUVEEN ALL CAP ENERGY ML cs 67075E108 94 10075 SH SOLE 10075 0 0 NUVEEN CALIF DIV ADVAN M cs 67069X104 75 4500 SH SOLE 4500 0 0 NUVEEN CALIF SELECT TAX- cs 67063R103 117 7000 SH SOLE 7000 0 0 NUVEEN CALIFORNIA DIVIDE cs 67066Y105 1200 70797 SH SOLE 66247 0 4550 NUVEEN ENHANCED MCPL CRE cs 67070X101 31 1923 SH SOLE 0 0 1923 NUVEEN ENHNCD AMT FREE M cs 67071L106 72 4439 SH SOLE 2237 0 2202 NUVEEN FLOATING RATE INC cs 67072T108 49 4693 SH SOLE 4693 0 0 NUVEEN GLOBAL HIGH INCOM cs 67075G103 15 1025 SH SOLE 1025 0 0 NUVEEN INSRD MASSACH PRE cs 67061E104 35 2200 SH SOLE 0 0 2200 NUVEEN INSURED CALIF TAX cs 670651108 1744 102359 SH SOLE 97609 0 4750 NUVEEN INVESTMENT QUALIT cs 67062E103 25 1500 SH SOLE 1500 0 0 NUVEEN MUNI MARKET OPPOR cs 67062W103 30 2000 SH SOLE 0 0 2000 NUVEEN PREMIUM INCOME MU cs 67062T100 5 300 SH SOLE 300 0 0 NUVEEN PREMIUM INCOME MU cs 67063W102 4 263 SH SOLE 263 0 0 NUVEEN S&P500 BUY-WRITE cs 6706ER101 801 61483 SH SOLE 59526 0 1957 NUVEEN SELECT QUALITY MU cs 670973106 31 2000 SH SOLE 2000 0 0 NVIDIA CORP cs 67066G104 382 8116 SH SOLE 8116 0 0 NXP SEMICONDUCTORS F cs N6596X109 28 352 SH SOLE 352 0 0 OCCIDENTAL PETROL CO cs 674599105 92 1220 SH SOLE 1220 0 0 OCLARO INC cs 67555N206 5 1000 SH SOLE 1000 0 0 OLD DOMINION FREIGHT cs 679580100 12 200 SH SOLE 200 0 0 OLIN CORP cs 680665205 18 710 SH SOLE 710 0 0 OPKO HEALTH INC cs 68375N103 19 2000 SH SOLE 2000 0 0 ORACLE CORPORATION cs 68389X105 60 1457 SH SOLE 1457 0 0 ORBITAL ATK INC cs 68557N103 35 415 SH SOLE 415 0 0 P G & E CORP cs 69331C108 32 500 SH SOLE 500 0 0 PALO ALTO NETWORKS cs 697435105 307 2500 SH SOLE 2275 0 225 PANHANDLE OIL & GAS cs 698477106 2 130 SH SOLE 130 0 0 PAYPAL HOLDINGS INCO cs 70450Y103 37 1000 SH SOLE 1000 0 0 PBF ENERGY INC cs 69318G106 18 750 SH SOLE 750 0 0 PENTAIR PLC F cs G7S00T104 0 8 SH SOLE 1 0 7 PENTHOUSE INTL INC cs 709640106 0 125000 SH SOLE 125000 0 0 PEPSICO INCORPORATED cs 713448108 22 206 SH SOLE 206 0 0 PETROLEO BRASILEIRO F cs 71654V408 4 500 SH SOLE 500 0 0 PFIZER INCORPORATED cs 717081103 6553 186117 SH SOLE 173042 0 13075 PHILIP MORRIS INTL cs 718172109 279 2740 SH SOLE 2740 0 0 PHILLIPS 66 cs 718546104 0 5 SH SOLE 5 0 0 PIMCO 0-5 YEAR HIGH YLD cs 72201R783 4 41 SH SOLE 41 0 0 PIMCO CALIFORNIA MUNICIP cs 72200N106 40 2373 SH SOLE 2373 0 0 PIMCO CORPORATE OPPORTUN cs 72201B101 11 750 SH SOLE 750 0 0 PIMCO DYNAMIC CREDIT INC cs 72202D106 27 1437 SH SOLE 1437 0 0 PIMCO DYNAMIC INCOME CF cs 72201Y101 129 4684 SH SOLE 4584 0 100 PIMCO HIGH INCOME CF cs 722014107 15 1500 SH SOLE 1500 0 0 PIMCO TOTAL RETURN cs 72201R775 233 2170 SH SOLE 1870 0 300 PINNACLE ENTERTAINMT cs 72348Y105 0 8 SH SOLE 8 0 0 PINNACLE WEST CAP cs 723484101 49 600 SH SOLE 600 0 0 PIONEER NATURAL RES cs 723787107 11 70 SH SOLE 70 0 0 POTASH CORP SASK INC F cs 73755L107 11 700 SH SOLE 700 0 0 POWELL INDUSTRIES cs 739128106 63 1600 SH SOLE 1600 0 0 POWERLINX INC cs 73933F204 0 10 SH SOLE 10 0 0 POWERSH CALIFOR AMT FRE cs 73936T441 435 16134 SH SOLE 14884 0 1250 POWERSHARES cs 73935X856 4 100 SH SOLE 100 0 0 POWERSHARES DB CMMDTY cs 73935S105 0 12 SH SOLE 12 0 0 POWERSHARES GLOBAL WATER cs 73936T623 6 258 SH SOLE 258 0 0 POWERSHARES PREFERRED cs 73936T565 77 5072 SH SOLE 5072 0 0 POWERSHARES QQQ TRUST cs 73935A104 325 3024 SH SOLE 2931 0 93 POWERSHARES S&P 500 LOW cs 73937B779 27 636 SH SOLE 529 0 107 POWERSHARES WATER RESC cs 73935X575 8 325 SH SOLE 325 0 0 POWERSHARES WILDER CLEAN cs 73935X500 2 500 SH SOLE 500 0 0 POWERWAVE TECH INC cs 739363307 0 13 SH SOLE 13 0 0 PPG INDUSTRIES INC cs 693506107 229 2200 SH SOLE 2200 0 0 PREMIER LASER SYS A NXXX cs 740522107 0 500 SH SOLE 500 0 0 PROCTER & GAMBLE cs 742718109 347 4094 SH SOLE 3844 0 250 PROSHARES ULTRA cs 74347R693 3 42 SH SOLE 42 0 0 PROSHARES ULTRA HEALTH cs 74347R735 3 54 SH SOLE 54 0 0 PRUDENTIAL FINANCIAL cs 744320102 3 40 SH SOLE 40 0 0 PUB SVC ENTERPISE GP cs 744573106 5 100 SH SOLE 100 0 0 PURE STORAGE INC cs 74624M102 35 3232 SH SOLE 450 0 2782 QORVO INC cs 74736K101 405 7325 SH SOLE 7325 0 0 QUALCOMM INC cs 747525103 1229 22934 SH SOLE 22574 0 360 QUEST DIAGNOSTIC INC cs 74834L100 1 18 SH SOLE 18 0 0 RACKSPACE HOSTING cs 750086100 42 2000 SH SOLE 2000 0 0 RAMBUS INC DEL cs 750917106 2 200 SH SOLE 200 0 0 RANDGOLD RES LTD F cs 752344309 73 650 SH SOLE 650 0 0 RAVE RESTAURANT GRP cs 754198109 10 2575 SH SOLE 2400 0 175 RAYTHEON COMPANY cs 755111507 62 457 SH SOLE 450 0 7 REDHAT INC cs 756577102 0 5 SH SOLE 0 0 5 REGENERON PHARMS INC cs 75886F107 16 45 SH SOLE 45 0 0 REGIONS FINANCIAL CO cs 7591EP100 89 10500 SH SOLE 10500 0 0 RESTORATION HARDWARE cs 761283100 14 500 SH SOLE 500 0 0 RIZZOLI CORRIERE D ORDF cs T79823158 0 4 SH SOLE 4 0 0 ROCHE HLDG AG F cs 771195104 16 500 SH SOLE 500 0 0 ROYAL CARIBBEAN CRUI F cs V7780T103 10 150 SH SOLE 150 0 0 ROYAL DUTCH SHELL F cs 780259107 14 250 SH SOLE 250 0 0 ROYAL DUTCH SHELL F cs 780259206 21 375 SH SOLE 375 0 0 RUSH ENTERPRISES cs 781846209 2 100 SH SOLE 100 0 0 S P X CORP cs 784635104 6 410 SH SOLE 410 0 0 SALESFORCE COM cs 79466L302 345 4350 SH SOLE 4350 0 0 SANBORN RESOURCE LTD cs 799689104 0 5000 SH SOLE 5000 0 0 SANDRIDGE ENERGY INC cs 80007P307 0 567 SH SOLE 567 0 0 SANOFI SPOND F cs 80105N105 21 500 SH SOLE 500 0 0 SAP SPONSORED F cs 803054204 19 250 SH SOLE 250 0 0 SAREPTA THERAPEUTICS cs 803607100 111 5800 SH SOLE 1000 0 4800 SASOL LIMITED F cs 803866300 14 500 SH SOLE 500 0 0 SCHLUMBERGER LTD F cs 806857108 24 308 SH SOLE 308 0 0 SCHWAB EMERGING MARKETS cs 808524706 75 3511 SH SOLE 3511 0 0 SCHWAB INTERMEDIATE TERM cs 808524854 11702 209084 SH SOLE 201139 0 7945 SCHWAB INTERNATIONAL cs 808524805 947 34915 SH SOLE 34815 0 100 SCHWAB INTERNATNAL SMALL cs 808524888 20 700 SH SOLE 700 0 0 SCHWAB US AGGREGATE BOND cs 808524839 1055 19630 SH SOLE 15225 0 4405 SCHWAB US BROAD MARKET cs 808524102 2029 40344 SH SOLE 39619 0 725 SCHWAB US DIVIDEND cs 808524797 29819 719570 SH SOLE 671539 0 48031 SCHWAB US LARGE CAP cs 808524300 367 6995 SH SOLE 6995 0 0 SCHWAB US LARGE CAP cs 808524409 15816 353115 SH SOLE 332577 0 20538 SCHWAB US LARGE CAP ETF cs 808524201 35 712 SH SOLE 712 0 0 SCHWAB US SMALL CAP ETF cs 808524607 239 4420 SH SOLE 4420 0 0 SCHWAB US TIPS ETF cs 808524870 6686 118383 SH SOLE 113074 0 5309 SEATTLE GENETICS INC cs 812578102 24 600 SH SOLE 550 0 50 SEAWORLD ENTERTAINMT cs 81282V100 1 50 SH SOLE 50 0 0 SELECT SECTOR HEALTH cs 81369Y209 61 850 SH SOLE 850 0 0 SELECT SECTOR INDUSTRIAL cs 81369Y704 158 2825 SH SOLE 2575 0 250 SELECT SECTOR UTI SELECT cs 81369Y886 1914 36475 SH SOLE 34075 0 2400 SELECT STR FINANCIAL cs 81369Y605 135 5925 SH SOLE 5750 0 175 SEMPRA ENERGY cs 816851109 191 1675 SH SOLE 1675 0 0 SHINSEI BANK LTD ORDF cs J7385L103 23 16000 SH SOLE 16000 0 0 SHL TELEMEDICINE ORDF cs M84047105 5 700 SH SOLE 0 0 700 SIEMENS A G F cs 826197501 21 200 SH SOLE 200 0 0 SINA CORPORATION F cs G81477104 5 100 SH SOLE 100 0 0 SIRIUS XM HLDGS INC cs 82968B103 161 40790 SH SOLE 40790 0 0 SKYWORKS SOLUTIONS cs 83088M102 252 3975 SH SOLE 3825 0 150 SMITH & WESSON HLDG cs 831756101 70 2580 SH SOLE 2080 0 500 SOC QUIMICA MINER F cs 833635105 1 51 SH SOLE 0 0 51 SODASTREAM INTL F cs M9068E105 1 36 SH SOLE 36 0 0 SOLARCITY CORP cs 83416T100 5 200 SH SOLE 200 0 0 SOLARIS PWR CELLS cs 83416X101 0 20000 SH SOLE 20000 0 0 SONY CORPORATION F cs 835699307 14 475 SH SOLE 375 0 100 SOUTHERN COMPANY cs 842587107 41 758 SH SOLE 758 0 0 SOUTHERN COPPER CORP cs 84265V105 37 1378 SH SOLE 1378 0 0 SOUTHWEST GAS CORP cs 844895102 105 1337 SH SOLE 1337 0 0 SPDR BARCLAYS CNV cs 78464A359 4 100 SH SOLE 100 0 0 SPDR BARCLAYS LONG TERM cs 78464A664 13175 165053 SH SOLE 159097 0 5956 SPDR BARCLAYS SHORT TERM cs 78464A474 4 139 SH SOLE 0 0 139 SPDR DOW JONES INTER cs 78463X863 2 40 SH SOLE 40 0 0 SPDR FUND CONSUMER cs 81369Y308 148 2690 SH SOLE 2550 0 140 SPDR FUND MATERIALS cs 81369Y100 14 300 SH SOLE 300 0 0 SPDR GOLD SHARES ETF cs 78463V107 306 2420 SH SOLE 2420 0 0 SPDR MSCI JAPAN QUALITY cs 78463X368 19 300 SH SOLE 300 0 0 SPDR NUVEEN BARCLAYS cs 78464A441 6 250 SH SOLE 250 0 0 SPDR NUVEEN BARCLAYS MUN cs 78468R721 342 6760 SH SOLE 6685 0 75 SPDR S&P 500 ETF IV cs 78462F103 983 4693 SH SOLE 4443 0 250 SPDR S&P DIVIDEND ETF IV cs 78464A763 61 731 SH SOLE 0 0 731 SPLUNK INC cs 848637104 54 1000 SH SOLE 1000 0 0 SPROTT PHYSICAL GOLD ETV cs 85207H104 23 2080 SH SOLE 2080 0 0 STARBUCKS CORP cs 855244109 4466 78184 SH SOLE 72284 0 5900 STEELCASE INC cs 858155203 68 5000 SH SOLE 5000 0 0 STRATEGIC RESOURCES LXXX cs 862773108 0 5500 SH SOLE 5500 0 0 STRYKER CORP cs 863667101 12 100 SH SOLE 100 0 0 STURM RUGER & CO INC cs 864159108 45 700 SH SOLE 700 0 0 SUPERVALU INC cs 868536103 0 85 SH SOLE 85 0 0 SYNERGY PHARMA cs 871639308 12 3150 SH SOLE 3150 0 0 SYNTHETIC BIOLOGICS cs 87164U102 4 2000 SH SOLE 2000 0 0 SYSCO CORPORATION cs 871829107 6 125 SH SOLE 125 0 0 T H Q INC NEW XXX cs 872443601 0 2 SH SOLE 0 0 2 TARGET CORPORATION cs 87612E106 5143 73662 SH SOLE 68507 0 5155 TASER INTERNATIONAL cs 87651B104 56 2250 SH SOLE 2250 0 0 TE CONNECTIVITY LTD F cs H84989104 2 38 SH SOLE 8 0 30 TECHNOLOGY SELECT SECTOR cs 81369Y803 4 100 SH SOLE 100 0 0 TENCENT HOLDINGS F cs 88032Q109 184 8000 SH SOLE 8000 0 0 TESCO PLC F cs 881575302 18 2600 SH SOLE 2600 0 0 TESLA MOTORS INC cs 88160R101 818 3852 SH SOLE 3030 0 822 THERMO FISHER SCNTFC cs 883556102 1 8 SH SOLE 8 0 0 TIME INC cs 887228104 0 8 SH SOLE 8 0 0 TIME WARNER INC cs 887317303 221 3003 SH SOLE 3003 0 0 TJX COMPANIES INC cs 872540109 23 300 SH SOLE 300 0 0 TOOTSIE ROLL INDS cs 890516107 13 334 SH SOLE 334 0 0 TOOTSIE ROLL INDS B XXX cs 890516206 13 334 SH SOLE 334 0 0 TOTAL SYSTEMS SERVIC cs 891906109 2 45 SH SOLE 45 0 0 TOYOTA MOTOR CORP F cs 892331307 30 300 SH SOLE 300 0 0 TRACTOR SUPPLY COMP cs 892356106 3 36 SH SOLE 36 0 0 TRANSOCEAN INC NEW F cs H8817H100 3 239 SH SOLE 239 0 0 TRAVELERS COMPANIES cs 89417E109 32 265 SH SOLE 265 0 0 TWITTER INC cs 90184L102 75 4450 SH SOLE 4450 0 0 TYCO INTL PLC F cs G91442106 2 38 SH SOLE 8 0 30 U S BANCORP cs 902973304 124 3067 SH SOLE 3067 0 0 UBS GROUP AG F cs H42097107 16 1250 SH SOLE 1250 0 0 UNDER ARMOUR INC cs 904311107 395 9836 SH SOLE 9436 0 400 UNDER ARMOUR INC cs 904311206 69 1898 SH SOLE 1898 0 0 UNION PACIFIC CORP cs 907818108 502 5759 SH SOLE 5559 0 200 UNISYS CORP cs 909214306 0 1 SH SOLE 1 0 0 UNITED STATES STEEL cs 912909108 3 200 SH SOLE 200 0 0 UNITED TECHNOLOGIES cs 913017109 453 4415 SH SOLE 4008 0 407 UNITEDHEALTH GRP INC cs 91324P102 4 28 SH SOLE 28 0 0 URBAN EDGE PPTYS cs 91704F104 0 1 SH SOLE 1 0 0 USA URANIUM CORP XXX cs 91154T109 0 400000 SH SOLE 0 0 400000 VALEANT PHARMA INTL F cs 91911K102 16 775 SH SOLE 700 0 75 VANECK VECTORS GOLD cs 92189F106 119 4280 SH SOLE 4280 0 0 VANECK VECTORS PFD SEC cs 92189F429 4583 219266 SH SOLE 203966 0 15300 VANGUARD FTSE ALL WORLD cs 922042775 43 1000 SH SOLE 1000 0 0 VANGUARD FTSE EMERGING cs 922042858 3 80 SH SOLE 80 0 0 VANGUARD FTSE EUROPE cs 922042874 21 450 SH SOLE 450 0 0 VANGUARD FTSE PACIFIC cs 922042866 11 200 SH SOLE 200 0 0 VANGUARD INFORMATION cs 92204A702 116 1085 SH SOLE 1085 0 0 VANGUARD INTERMEDIATE cs 921937819 5 56 SH SOLE 56 0 0 VANGUARD MID CAP ETF IV cs 922908629 37 300 SH SOLE 300 0 0 VANGUARD REIT ETF cs 922908553 6 68 SH SOLE 68 0 0 VANGUARD TOTAL BOND cs 921937835 2531 30020 SH SOLE 26470 0 3550 VANGUARD TOTAL STOCK cs 922908769 462 4310 SH SOLE 4310 0 0 VANGUARD UTILITIES ETF cs 92204A876 46 400 SH SOLE 400 0 0 VAPE HLDGS INC cs 91912N105 0 500 SH SOLE 500 0 0 VARIAN MEDICAL SYSTM cs 92220P105 3 40 SH SOLE 40 0 0 VASCO DATA SECURITY cs 92230Y104 25 1500 SH SOLE 1500 0 0 VERITIV CORPORATION cs 923454102 0 1 SH SOLE 1 0 0 VERIZON COMMUNICATN cs 92343V104 3962 70951 SH SOLE 69476 0 1475 VISA INC cs 92826C839 258 3474 SH SOLE 3474 0 0 VISTA OUTDOOR INC cs 928377100 40 830 SH SOLE 830 0 0 VIVUS INC cs 928551100 0 100 SH SOLE 100 0 0 VODAFONE GROUP F cs 92857W308 128 4149 SH SOLE 4149 0 0 VOLKSWAGEN AG PFD F cs D94523103 12 100 SH SOLE 0 0 100 WALGREENS BOOTS ALLI cs 931427108 440 5290 SH SOLE 5090 0 200 WAL-MART STORES INC cs 931142103 5153 70572 SH SOLE 66757 0 3815 WALT DISNEY CO cs 254687106 391 4002 SH SOLE 3997 0 5 WASTE MANAGEMENT INC cs 94106L109 66 1000 SH SOLE 1000 0 0 WEATHERFORD INTL F cs G48833100 2 300 SH SOLE 300 0 0 WELLS FARGO BK N A cs 949746101 4267 90158 SH SOLE 84833 0 5325 WESTERN ALLIANCE BNC cs 957638109 8 250 SH SOLE 250 0 0 WESTERN DIGITAL CORP cs 958102105 777 16449 SH SOLE 15699 0 750 WHITEWAVE FOODS cs 966244105 1 19 SH SOLE 19 0 0 WHOLE FOODS MARKET cs 966837106 67 2093 SH SOLE 2093 0 0 WILLIAMS SONOMA cs 969904101 55 1050 SH SOLE 1050 0 0 WINDSTREAM HLDGS INC cs 97382A200 1 134 SH SOLE 134 0 0 WISDOMTREE INTL LARGECP cs 97717W794 17 400 SH SOLE 400 0 0 WISDOMTREE INTL SMALLCP cs 97717W760 56 1000 SH SOLE 1000 0 0 XENONICS HOLDINGS cs 984117101 0 16553 SH SOLE 16553 0 0 YAMANA GOLD INC F cs 98462Y100 0 50 SH SOLE 50 0 0 YELP INC cs 985817105 38 1250 SH SOLE 1250 0 0 YUM BRANDS INC cs 988498101 204 2462 SH SOLE 2393 0 69 ZAFGEN INC cs 98885E103 6 1000 SH SOLE 1000 0 0 ZILLOW GROUP INC cs 98954M101 4 100 SH SOLE 100 0 0 ZILLOW GROUP INC cs 98954M200 7 200 SH SOLE 200 0 0 ZIMMER BIOMET HLDGS cs 98956P102 2 20 SH SOLE 20 0 0 ZOETIS INC cs 98978V103 104 2200 SH SOLE 2200 0 0 MIRANT CORPORATION XXX dl 604675991 0 2156 SH SOLE 2156 0 0 AMERICAN TOWER CORP oa 03027X100 119 1050 SH SOLE 1050 0 0 AMERIGAS PARTNERS, L LP oa 030975106 47 1000 SH SOLE 1000 0 0 AMERN CAP AGY CRP oa 02503X105 51 2570 SH SOLE 2570 0 0 ANNALY CAPITAL MGMT oa 035710409 877 79243 SH SOLE 75243 0 4000 BROOKFIELD BUS PTNRS LP oa G16234109 0 3 SH SOLE 3 0 0 DIGITAL REALTY TRUST oa 253868103 9 80 SH SOLE 80 0 0 DUKE REALTY CORP oa 264411505 53 2000 SH SOLE 2000 0 0 ENTERPRISE PRODUCTS LP oa 293792107 28 962 SH SOLE 962 0 0 GAMING & LEISURE PPT oa 36467J108 0 6 SH SOLE 6 0 0 HLTHCARE TR OF AMER oa 42225P501 73 2255 SH SOLE 2255 0 0 IRON MOUNTAIN US HOL oa 46284V101 2 42 SH SOLE 42 0 0 LAACO INC LTD PARTNS LP oa 505346106 80 40 SH SOLE 40 0 0 MFA FINANCIAL, INC. oa 55272X102 7 1000 SH SOLE 1000 0 0 NATIONAL HEALTH INVE oa 63633D104 32 423 SH SOLE 423 0 0 NORTHSTAR REALTY EUR oa 66706L101 0 26 SH SOLE 26 0 0 NORTHSTAR REALTY FIN oa 66704R803 1 78 SH SOLE 78 0 0 PEBBLEBROOK HOTEL TR oa 70509V100 2 75 SH SOLE 0 0 75 REALTY INCM CORP oa 756109104 144 2075 SH SOLE 2075 0 0 TIER REIT INC oa 88650V208 14 944 SH SOLE 944 0 0 UMH PROPERTIES INC. oa 903002103 34 3000 SH SOLE 3000 0 0 VENTAS INC oa 92276F100 927 12725 SH SOLE 12275 0 450 WEYERHAEUSER CO oa 962166104 29 988 SH SOLE 988 0 0 WSTN GAS PARTNERS LP LP oa 958254104 5 90 SH SOLE 90 0 0 AEGON NV 4% PFD ps 007924509 19 775 SH SOLE 775 0 0 ALLSTATE CORPORA 5.1%PFD ps 020002309 24 900 SH SOLE 900 0 0 AMERN CAP AGY CR 8% PFD ps 02503X204 118 4500 SH SOLE 4500 0 0 ASPEN INSURAN 5.95% PFD ps G05384154 6 200 SH SOLE 200 0 0 BROOKFIELD ASS 5.4% PFD ps 112585740 1 125 SH SOLE 125 0 0 COMCAST CORPORATIO 5%PFD ps 20030N606 3 100 SH SOLE 100 0 0 COUNTRYWIDE CAP V 7%PFD ps 222388209 52 2000 SH SOLE 2000 0 0 CYS INVESTMEN 7.75% PFD ps 12673A207 24 1000 SH SOLE 1000 0 0 DYNEX CAPITAL, 8.5% PFD ps 26817Q704 44 1750 SH SOLE 1750 0 0 ENRON CORP DISC 00 8%PFD ps P37307108 0 400 SH SOLE 400 0 0 FAIRFAX FINANCIA 5% PFD ps 303901847 7 550 SH SOLE 550 0 0 GENERAL FINANC 8.125%PFD ps 369822705 7 300 SH SOLE 300 0 0 GOLDMAN SACHS GR 4% PFD ps 38144G804 47 2275 SH SOLE 2275 0 0 HATTERAS FIN 7.625% PFD ps 41902R400 25 1000 SH SOLE 1000 0 0 HSBC HLDGS P 8.125% PFD ps 404280703 11 400 SH SOLE 200 0 200 INTL SHIPHOLDI 9.5% PFD ps 460321409 1 100 SH SOLE 100 0 0 INTL SHIPHOLDING 9% PFD ps 460321508 1 100 SH SOLE 100 0 0 MORGAN STANLEY 5.75%PFD ps 617466206 13 500 SH SOLE 500 0 0 NORTHSTAR REA 8.25% PFD ps 66704R308 15 600 SH SOLE 600 0 0 PRUDENTIAL FINA 5.75%PFD ps 744320607 27 1000 SH SOLE 1000 0 0 PUBLIC STORAGE 5.4% PFD ps 74460W776 64 2400 SH SOLE 2400 0 0 SANDRIDGE ENERGY 7% PFD ps 80007P877 0 513 SH SOLE 513 0 0 STATE STREET 5.25% PFD ps 857477509 35 1324 SH SOLE 1324 0 0 TENNESSEE VLY A 6.75%PFD ps 880591300 4 150 SH SOLE 150 0 0 U S BANCORP 5.56% PFD ps 902973155 42 1725 SH SOLE 1725 0 0 U S BANCORP 7.189% PFD ps 902973866 3 3 SH SOLE 3 0 0 WELLS FARGO & 5.7% PFD ps 94988U714 53 2000 SH SOLE 2000 0 0 WELLS FARGO BK 5.2% PFD ps 949746747 46 1770 SH SOLE 1500 0 270 ASTERIAS BIOTHERA 16 WTS wt 04624N115 0 2 SH SOLE 2 0 0 BIOTIME INC 18 WTS wt 09066L162 0 14 SH SOLE 14 0 0 EAGLE BULK SHIPPI 21 WTS wt Y2187A135 0 105 SH SOLE 105 0 0 HERCULES OFFSHORE 21 WTS wt 427093117 0 635 SH SOLE 635 0 0 HUDBAY MINERALS I 18 WTF wt 443628136 0 170 SH SOLE 170 0 0 SAFEWAY CASA LEY CVR RTS wt 786CVR209 0 750 SH SOLE 750 0 0 SAFEWAY PDC LLC CVR RTS wt 786CVR308 0 750 SH SOLE 750 0 0