Portfolio Manager

0001140361-15-018118.txt : 20150507 0001140361-15-018118.hdr.sgml : 20150507 20150507121741 ACCESSION NUMBER: 0001140361-15-018118 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150507 DATE AS OF CHANGE: 20150507 EFFECTIVENESS DATE: 20150507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 15840390 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425165 XXXXXXXX 03-31-2015 03-31-2015 Apriem Advisors

19200 VON KARMAN AVE #1050 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin Lau Portfolio Manager 949-253-8888 /s/ Benjamin Lau IRVINE CA 05-07-2015 0 608 288571 false INFORMATION TABLE 2 form13fInfoTable.xml CALL FIREEYE INC cl 004733096 9 11 SH Call SOLE 9 0 2 1/100 BERKSHIRE HTWY CLA cs 084990175 218 1 SH SOLE 1 0 0 3 D SYSTEMS CORP cs 88554D205 604 22024 SH SOLE 20434 0 1590 A F L A C INC cs 001055102 64 1000 SH SOLE 1000 0 2 A T & T INC NEW cs 00206R102 7258 222296 SH SOLE 211061 0 11235 ABB LTD ADR F cs 000375204 53 2500 SH SOLE 1500 0 1000 ABBOTT LABORATORIES cs 002824100 170 3680 SH SOLE 3680 0 0 ABBVIE INC cs 00287Y109 5602 95700 SH SOLE 89400 0 6300 ABERDEEN ASIA PAC INCM cs 003009107 124 23000 SH SOLE 23000 0 0 ACCENTURE PLC CL A F cs G1151C101 9 100 SH SOLE 100 0 0 ACTAVIS PLC F cs G0083B108 74 249 SH SOLE 249 0 0 ACTIVISION BLIZZARD INC cs 00507V109 1 60 SH SOLE 60 0 0 ADELPHIA COMMUN CP CLXXX cs 006ESC917 0 4000 SH SOLE 4000 0 0 ADT CORP cs 00101J106 1 19 SH SOLE 4 0 15 ADVANCED MICRO DEVICES cs 007903107 1 400 SH SOLE 400 0 0 AGILENT TECHNOLOGIES INC cs 00846U101 171 4106 SH SOLE 4106 0 0 ALCATEL LUCENT ADR F cs 013904305 0 45 SH SOLE 45 0 0 ALCOA INC cs 013817101 30 2332 SH SOLE 2332 0 0 ALEXANDER & BALDWIN NEW cs 014491104 13 300 SH SOLE 300 0 0 ALIBABA GROUP HLDG ADR F cs 01609W102 298 3578 SH SOLE 3391 0 187 ALLIANZGI CONV & INC FD cs 018828103 9 1000 SH SOLE 1000 0 0 ALLSTATE CORPORATION cs 020002101 41 581 SH SOLE 581 0 0 ALTRIA GROUP INC cs 02209S103 211 4225 SH SOLE 4225 0 0 AMARIN CORP PLC NEW ADRF cs 023111206 0 100 SH SOLE 100 0 0 AMAZON COM INC cs 023135106 200 537 SH SOLE 532 0 5 AMBARELLA INC F cs G037AX101 167 2200 SH SOLE 2200 0 0 AMBEV SA ADR F cs 02319V103 9 1500 SH SOLE 1500 0 0 AMERICA MOVIL SAB L ADRF cs 02364W105 20 1000 SH SOLE 1000 0 0 AMERICAN EXPRESS COMPANY cs 025816109 3423 43814 SH SOLE 40734 0 3080 AMERISOURCEBERGEN CORP cs 03073E108 34 300 SH SOLE 300 0 0 AMGEN INCORPORATED cs 031162100 187 1168 SH SOLE 1168 0 0 ANADARKO PETROLEUM CORP cs 032511107 41 500 SH SOLE 500 0 0 APPLE INC cs 037833100 10474 84178 SH SOLE 76765 0 7413 APPLIED MATERIALS INC cs 038222105 1 40 SH SOLE 40 0 0 ARCELOR MITTAL NY NEW F cs 03938L104 2 204 SH SOLE 204 0 0 ARCHER-DANIELS-MIDLND CO cs 039483102 34 724 SH SOLE 724 0 0 ARTISAN PART ASSET MNGT cs 04316A108 17 370 SH SOLE 370 0 0 ASTERIAS BIOTHERAPEUTIC cs 04624N107 0 12 SH SOLE 12 0 0 AVAGO TECHNOLOGIES F cs Y0486S104 19 150 SH SOLE 150 0 0 B/E AEROSPACE INC cs 073302101 7 106 SH SOLE 106 0 0 BAIDU INC ADR F cs 056752108 31 150 SH SOLE 150 0 0 BALTIC TRADING LTD F cs Y0553W103 88 59059 SH SOLE 59059 0 0 BANC CALIF INC cs 05990K106 38 3097 SH SOLE 3097 0 0 BANK OF AMERICA CORP cs 060505104 2887 187610 SH SOLE 178910 0 8700 BANK OF HAWAII CORP cs 062540109 6 105 SH SOLE 105 0 0 BARCLAYS BANK IPATH ETN cs 06738C778 304 10975 SH SOLE 9525 0 1450 BARCLAYS BANK IPATH ETN cs 06738C786 200 19900 SH SOLE 19700 0 200 BASF SE ADR F cs 055262505 15 150 SH SOLE 150 0 0 BAXTER INTERNATIONAL INC cs 071813109 219 3200 SH SOLE 3200 0 0 BB&T CORPORATION cs 054937107 55 1400 SH SOLE 1400 0 0 BEESTON ENTERPRISES NEW cs 07712Q304 0 9000 SH SOLE 0 0 9000 BERKSHIRE HATHAWAY B NEW cs 084670702 946 6554 SH SOLE 5904 0 650 BERRY PLASTICS GROUP INC cs 08579W103 4 100 SH SOLE 100 0 0 BHP BILLITON LTD ADR F cs 088606108 70 1500 SH SOLE 1500 0 0 BIOGEN INC cs 09062X103 11 25 SH SOLE 25 0 0 BLACKBERRY LTD F cs 09228F103 4 500 SH SOLE 500 0 0 BLACKROCK CA MUN 2018 FD cs 09249C105 12 787 SH SOLE 787 0 0 BLACKROCK CA MUN INCM TR cs 09248E105 19 1250 SH SOLE 1250 0 0 BLACKROCK CORE BD TRUST cs 09249E104 219 15867 SH SOLE 14306 0 1561 BLACKROCK INTL GROWTH TR cs 092524107 2 300 SH SOLE 300 0 0 BLACKROCK INVT QLTY MUNI cs 09247D105 32 2000 SH SOLE 2000 0 0 BLACKROCK MUNIYIELD AZ cs 09254K109 5 330 SH SOLE 330 0 0 BLACKROCK RESOURCES & cs 09257A108 20 2107 SH SOLE 2107 0 0 BLKRCK MUNIHLDGS CA QLTY cs 09254L107 66 4473 SH SOLE 4473 0 0 BLKRCK MUNIYIELD CA QLTY cs 09254N103 335 21408 SH SOLE 21408 0 0 BLKRCK MUNIYIELD CAL FD cs 09254M105 155 9800 SH SOLE 9800 0 0 BLUEBIRD BIO INC cs 09609G100 60 500 SH SOLE 500 0 0 BOB EVANS FARMS INC cs 096761101 14 300 SH SOLE 0 0 300 BOEING CO cs 097023105 180 1198 SH SOLE 1191 0 7 BP PLC ADR F cs 055622104 17 445 SH SOLE 445 0 0 BRISTOL-MYERS SQUIBB CO cs 110122108 4927 76387 SH SOLE 69637 0 6750 BROWN FORMAN CORP CL B cs 115637209 18 200 SH SOLE 200 0 0 C A C I INC CL A cs 127190304 9 100 SH SOLE 100 0 0 C V S HEALTH CORPORATION cs 126650100 25 240 SH SOLE 240 0 0 CALAMOS GLOBAL INCOME FD cs 12811L107 18 2000 SH SOLE 2000 0 0 CALIFORNIA RES CORP cs 13057Q107 1 172 SH SOLE 172 0 0 CARDINAL HEALTH INC cs 14149Y108 27 300 SH SOLE 300 0 0 CATERPILLAR INC cs 149123101 31 382 SH SOLE 382 0 0 CATHAY GENERAL BANCORP cs 149150104 285 10000 SH SOLE 0 0 10000 CELGENE CORP cs 151020104 325 2815 SH SOLE 2815 0 0 CEMEX SAB ADR F cs 151290889 9 1000 SH SOLE 1000 0 0 CENTERPOINT ENERGY INC cs 15189T107 1 46 SH SOLE 46 0 0 CENTURYLINK INC cs 156700106 11 307 SH SOLE 307 0 0 CHANCELLOR GROUP INC cs 15883D101 0 70000 SH SOLE 70000 0 0 CHENIERE ENERGY INC NEW cs 16411R208 163 2100 SH SOLE 2100 0 0 CHESAPEAKE ENERGY CORP cs 165167107 0 0 SH SOLE 0 0 0 CHEVRON CORPORATION cs 166764100 420 4004 SH SOLE 3754 0 250 CHINA CGAME INC cs 16946P107 0 334 SH SOLE 334 0 0 CHINA DIGITAL MEDIA CXXX cs 169382108 0 275 SH SOLE 275 0 0 CHINA LIFE INS CO ADR F cs 16939P106 26 400 SH SOLE 400 0 0 CHINA MOBILE LTD ADR F cs 16941M109 39 600 SH SOLE 600 0 0 CHIPOTLE MEXICAN GRILL cs 169656105 16 25 SH SOLE 25 0 0 CINCINNATI FINANCIAL CP cs 172062101 57 1075 SH SOLE 1075 0 0 CIRRUS LOGIC INC cs 172755100 3 100 SH SOLE 0 0 100 CISCO SYSTEMS INC cs 17275R102 3719 135106 SH SOLE 128952 0 6154 CITIGROUP INC NEW cs 172967424 147 2862 SH SOLE 2662 0 200 CLEARBRIDGE ENERGY MLP cs 184692101 18 725 SH SOLE 725 0 0 CLEARBRIDGE ENERGY MLP cs 18469Q108 159 8012 SH SOLE 8012 0 0 CNOOC LIMITED ADR F cs 126132109 20 140 SH SOLE 140 0 0 COACH INC cs 189754104 31 751 SH SOLE 650 0 101 COCA COLA COMPANY cs 191216100 23 565 SH SOLE 565 0 0 COHEN & STEERS cs 19248A109 695 30568 SH SOLE 29118 0 1450 COHEN & STEERS QUALITY cs 19247L106 20 1581 SH SOLE 1581 0 0 COHEN & STEERS TOTAL cs 19247R103 41 3000 SH SOLE 3000 0 0 COMCAST CORP NEW CL A cs 20030N101 18 314 SH SOLE 314 0 0 COMMERCE ENERGY GROUP cs 20061Q106 0 8000 SH SOLE 0 0 8000 COMSTOCK MINING INC cs 205750102 0 100 SH SOLE 100 0 0 CONMED CORP cs 207410101 20 397 SH SOLE 397 0 0 CONOCOPHILLIPS cs 20825C104 5843 93846 SH SOLE 88464 0 5382 CONSOLIDATED EDISON INC cs 209115104 4410 72290 SH SOLE 67310 0 4980 CORNING INC cs 219350105 8 332 SH SOLE 82 0 250 CORRECTIONS CP AMER NEW cs 22025Y407 9 215 SH SOLE 215 0 0 COSTCO WHSL CORP NEW cs 22160K105 65 428 SH SOLE 428 0 0 COVANTA HOLDING CORP cs 22282E106 15 675 SH SOLE 675 0 0 CRACKER BARREL OLD CTRY cs 22410J106 30 200 SH SOLE 200 0 0 CREATIVE EDGE NUTRIT NEW cs 22528W205 8 1045000 SH SOLE 1045000 0 0 CRYSTALLEX INTL CORP XXX cs 22942F101 0 1590 SH SOLE 1590 0 0 CUMMINS INC cs 231021106 14 100 SH SOLE 100 0 0 CUMULUS MEDIA INC cs 231082108 6 2300 SH SOLE 2300 0 0 CURRENCYSHARES JAPANESE cs 23130A102 16 200 SH SOLE 200 0 0 CYPRESS SEMICONDUCTOR cs 232806109 14 1000 SH SOLE 1000 0 0 DANAHER CORP DEL cs 235851102 11 125 SH SOLE 125 0 0 DARDEN RESTAURANTS INC cs 237194105 29 420 SH SOLE 420 0 0 DASSAULT SYSTEMS SA ADRF cs 237545108 20 300 SH SOLE 300 0 0 DAVITA HEALTHCARE PTNR cs 23918K108 2857 35145 SH SOLE 32845 0 2300 DEERE & CO cs 244199105 3301 37641 SH SOLE 34861 0 2780 DIAMOND OFFSHR DRILLING cs 25271C102 12 460 SH SOLE 460 0 0 DISNEY WALT CO cs 254687106 236 2249 SH SOLE 2244 0 5 DITEM EXPLORATION INC F cs 254920101 0 80 SH SOLE 80 0 0 DNP SELECT INCOME FUND cs 23325P104 774 73700 SH SOLE 72700 0 1000 DOMINION RES INC VA NEW cs 25746U109 2088 29465 SH SOLE 26815 0 2650 DOUBLELINE INC SOLUTIONS cs 258622109 36 1800 SH SOLE 830 0 970 DOUBLELINE OPPORTUNISTIC cs 258623107 2432 97881 SH SOLE 91731 0 6150 DOW CHEMICAL COMPANY cs 260543103 1051 21895 SH SOLE 20390 0 1505 DR REDDYS LABS ADR F cs 256135203 40 700 SH SOLE 700 0 0 DREAM MARKETING INC cs 261990352 0 10 SH SOLE 10 0 0 DUKE ENERGY CORP NEW cs 26441C204 23 300 SH SOLE 300 0 0 E M C CORP MASS cs 268648102 137 5375 SH SOLE 5375 0 0 E O G RESOURCES INC cs 26875P101 2970 32395 SH SOLE 30645 0 1750 EAGLE BROADBAND INC NXXX cs 269437208 0 22 SH SOLE 0 0 22 EATON CORP PLC F cs G29183103 6006 88407 SH SOLE 82107 0 6300 EATON VANCE LTD DURATION cs 27828H105 374 26025 SH SOLE 20125 0 5900 EATON VANCE TAX ADV DIV cs 27828G107 4 200 SH SOLE 0 0 200 EATON VANCE TAX MANAGED cs 27828N102 40 3500 SH SOLE 3500 0 0 EBAY INC cs 278642103 58 1000 SH SOLE 1000 0 0 ECOPETROL SA ADR F cs 279158109 6 420 SH SOLE 420 0 0 EDISON INTERNATIONAL cs 281020107 106 1700 SH SOLE 1700 0 0 EGSHARES ETF cs 268461779 13 500 SH SOLE 500 0 0 EMERSON ELECTRIC CO cs 291011104 3594 63482 SH SOLE 60222 0 3260 EMULEX CORP NEW cs 292475209 8 1000 SH SOLE 1000 0 0 ENPHASE ENERGY INC cs 29355A107 5 400 SH SOLE 400 0 0 ENTERGY CORP NEW cs 29364G103 23 300 SH SOLE 300 0 0 ESPERION THERAPEUTICS cs 29664W105 35 375 SH SOLE 375 0 0 ETFS GOLD TRUST ETF cs 26922Y105 67 575 SH SOLE 510 0 65 EVERSOURCE ENERGY cs 30040W108 101 2004 SH SOLE 2004 0 0 EXONE COMPANY cs 302104104 17 1280 SH SOLE 1180 0 100 EXPRESS SCRIPTS HLDG CO cs 30219G108 29 336 SH SOLE 336 0 0 EXXON MOBIL CORPORATION cs 30231G102 8054 94758 SH SOLE 89575 0 5183 FACEBOOK INC CLASS A cs 30303M102 1973 24002 SH SOLE 22375 0 1627 FANNIE MAE cs 313586109 4 1500 SH SOLE 1500 0 0 FASTENAL CO cs 311900104 1 25 SH SOLE 25 0 0 FIAT CHRYSLER AUTO F cs N31738102 1 70 SH SOLE 70 0 0 FINISAR CORP NEW cs 31787A507 0 20 SH SOLE 20 0 0 FIREEYE INC cs 31816Q101 9 240 SH SOLE 140 0 100 FIRST SOLAR INC cs 336433107 60 1000 SH SOLE 1000 0 0 FIRST TR ISE EXCH TRD FD cs 33736M103 4 80 SH SOLE 80 0 0 FIRST TR NASDAQ CLEAN cs 33733E500 94 5050 SH SOLE 5050 0 0 FIRST TR NYSE ARCA cs 33733E207 80 680 SH SOLE 680 0 0 FIRST TR SPECIALTY FD cs 33733G109 1278 169778 SH SOLE 166330 0 3448 FIRST TRUST GLOBAL cs 33736G106 3 300 SH SOLE 300 0 0 FIRST TRUST SENIOR cs 33733U108 76 5500 SH SOLE 5500 0 0 FLEXSHARES EXCH TRD FD cs 33939L407 105 3510 SH SOLE 3510 0 0 FLEXSHARES EXCH TRD FD cs 33939L506 15 630 SH SOLE 630 0 0 FLUOR CORPORATION NEW cs 343412102 52 901 SH SOLE 901 0 0 FOOT LOCKER INC cs 344849104 16 250 SH SOLE 250 0 0 FORD MOTOR COMPANY NEW cs 345370860 167 10370 SH SOLE 9770 0 600 FREDDIE MAC VOTING SHS cs 313400301 3 1500 SH SOLE 1500 0 0 FREEPORT MCMORAN INC cs 35671D857 1549 81726 SH SOLE 77226 0 4500 FRONTIER COMMUNICATIONS cs 35906A108 12 1679 SH SOLE 1679 0 0 FUELCELL ENERGY INC cs 35952H106 0 300 SH SOLE 300 0 0 GALENA BIOPHARMA INC cs 363256108 1 475 SH SOLE 0 0 475 GAMCO GLOBAL GLD NATURAL cs 36465A109 1030 148175 SH SOLE 138025 0 10150 GAP INC cs 364760108 6 150 SH SOLE 150 0 0 GASTEM INC F cs 36729R104 0 26 SH SOLE 26 0 0 GENERAL DYNAMICS CORP cs 369550108 15 112 SH SOLE 105 0 7 GENERAL ELECTRIC COMPANY cs 369604103 5650 227746 SH SOLE 207946 0 19800 GENERAL MILLS INC cs 370334104 118 2092 SH SOLE 2092 0 0 GENERAL MOTORS CO cs 37045V100 4 105 SH SOLE 105 0 0 GENUINE PARTS CO cs 372460105 17 185 SH SOLE 185 0 0 GENVEC INC NEW cs 37246C307 0 100 SH SOLE 100 0 0 GILEAD SCIENCES INC cs 375558103 2938 29938 SH SOLE 27983 0 1955 GLAXOSMITHKLINE PLC ADRF cs 37733W105 580 12577 SH SOLE 11627 0 950 GLOBAL NETWORKS CORP cs 379382104 0 5 SH SOLE 5 0 0 GLOBAL X ETF cs 03795E222 5 219 SH SOLE 219 0 0 GLOBAL X ETF cs 03795E295 34 1200 SH SOLE 1200 0 0 GLOBAL X ETF cs 37950E549 23 1000 SH SOLE 1000 0 0 GOLDMAN SACHS GROUP INC cs 38141G104 19 101 SH SOLE 101 0 0 GOOGLE INC CL C NON VTG cs 38259P706 128 234 SH SOLE 154 0 80 GOOGLE INC CLASS A VTG cs 38259P508 2751 4960 SH SOLE 4613 0 347 GOPRO INC cs 38268T103 29 657 SH SOLE 625 0 32 GREENHILL & CO INC cs 395259104 9 220 SH SOLE 220 0 0 GRUMA S A B DE CV ADR F cs 400131306 13 250 SH SOLE 250 0 0 GUGGENHEIM ETF cs 18383M514 22 1000 SH SOLE 0 0 1000 GUGGENHEIM ETF cs 18383M548 354 15500 SH SOLE 15500 0 0 GUGGENHEIM ETF cs 78355W106 8365 103205 SH SOLE 95590 0 7615 GUGGENHEIM ETF cs 78355W585 28 600 SH SOLE 0 0 600 GUGGENHEIM ETF cs 78355W817 18 200 SH SOLE 200 0 0 GUGGENHEIM ETF cs 78355W866 1686 25579 SH SOLE 25059 0 520 GUGGENHEIM ETF NEW cs 18383Q739 131 2958 SH SOLE 2247 0 711 GUGGENHEIM EXCH TRD FD cs 18383M506 484 21925 SH SOLE 18675 0 3250 GUGGENHEIM EXCH TRD FD cs 18383M555 307 13828 SH SOLE 13828 0 0 GUGGENHEIM EXCH TRD FD cs 18383M563 512 23603 SH SOLE 23558 0 45 GUGGENHEIM EXCH TRD FD cs 18383Q838 14 1000 SH SOLE 1000 0 0 GUGGENHEIM EXCH TRD FD cs 18383Q853 37 1350 SH SOLE 1350 0 0 HAIN CELESTIAL GROUP INC cs 405217100 19 300 SH SOLE 300 0 0 HALLIBURTON CO HLDG CO cs 406216101 4 100 SH SOLE 100 0 0 HALYARD HEALTH INC cs 40650V100 6 124 SH SOLE 124 0 0 HARLEY DAVIDSON INC cs 412822108 12 200 SH SOLE 200 0 0 HASBRO INC cs 418056107 30 478 SH SOLE 478 0 0 HDFC BANK LIMITED ADR F cs 40415F101 15 250 SH SOLE 250 0 0 HELIX ENERGY SOLUTION GP cs 42330P107 15 1000 SH SOLE 1000 0 0 HENNES & MAURITZ AB ADRF cs 425883105 3 400 SH SOLE 400 0 0 HEWLETT-PACKARD COMPANY cs 428236103 8 258 SH SOLE 258 0 0 HIMAX TECHNOLOGIES ADR F cs 43289P106 1 83 SH SOLE 83 0 0 HOME DEPOT INC cs 437076102 254 2233 SH SOLE 2233 0 0 HORMEL FOODS CORP cs 440452100 17 302 SH SOLE 302 0 0 HOSPIRA cs 441060100 3 33 SH SOLE 33 0 0 HSBC HLDGS PLC ADR NEW F cs 404280406 64 1500 SH SOLE 1000 0 500 HUNTINGTON INGALLS INDS cs 446413106 7 50 SH SOLE 50 0 0 IDENTIVE INC cs 45170X205 26 3000 SH SOLE 3000 0 0 IDNA INC XXX cs 45169P106 0 5000 SH SOLE 5000 0 0 INTEL CORP cs 458140100 421 13470 SH SOLE 13370 0 100 INTERDIGITAL INC cs 45867G101 5 103 SH SOLE 103 0 0 INTERNATIONAL PAPER CO cs 460146103 18 328 SH SOLE 328 0 0 INTL BUSINESS MACHINES cs 459200101 104 650 SH SOLE 650 0 0 INVESCO CALIFORNIA VALUE cs 46132H106 142 10655 SH SOLE 10655 0 0 ISC8 INC cs 450098108 0 12 SH SOLE 12 0 0 ISHARES CORE ETF cs 464287226 45 400 SH SOLE 400 0 0 ISHARES CORE S&P ETF cs 464287200 206 993 SH SOLE 993 0 0 ISHARES CORE S&P ETF cs 464287804 12 102 SH SOLE 102 0 0 ISHARES ETF cs 464286293 11 219 SH SOLE 219 0 0 ISHARES ETF cs 46429B291 8 155 SH SOLE 155 0 0 ISHARES GOLD TRUST cs 464285105 96 8346 SH SOLE 7946 0 400 ISHARES IBOXX INVESTMENT cs 464287242 54 446 SH SOLE 446 0 0 ISHARES MSCI BRAZIL ETF cs 464286400 9 300 SH SOLE 300 0 0 ISHARES MSCI CDA ETF cs 464286509 27 1000 SH SOLE 1000 0 0 ISHARES MSCI ETF cs 464286103 23 1000 SH SOLE 1000 0 0 ISHARES MSCI ETF cs 46429B598 13 391 SH SOLE 391 0 0 ISHARES MSCI GRMNY cs 464286806 36 1207 SH SOLE 1207 0 0 ISHARES MSCI HK ETF cs 464286871 11 524 SH SOLE 524 0 0 ISHARES MSCI JPN ETF cs 464286848 59 4700 SH SOLE 4700 0 0 ISHARES MSCI MEXICO ETF cs 464286822 23 400 SH SOLE 400 0 0 ISHARES MSCI PAC EX JAPN cs 464286665 5 100 SH SOLE 100 0 0 ISHARES MSCI SINGAPORE cs 464286673 1 83 SH SOLE 83 0 0 ISHARES SELECT DIVIDEND cs 464287168 20 263 SH SOLE 263 0 0 ISHARES SILVER TRUST cs 46428Q109 5 300 SH SOLE 300 0 0 ISHARES TR BOND cs 464287432 1 9 SH SOLE 9 0 0 ISHARES TR BOND cs 464287440 20 182 SH SOLE 182 0 0 ISHARES TR BOND cs 464288638 5491 49620 SH SOLE 44820 0 4800 ISHARES TR BOND cs 464288646 1113 10543 SH SOLE 8618 0 1925 ISHARES TR DOW JONES cs 464287846 10 100 SH SOLE 100 0 0 ISHARES TR GLOBAL ETF cs 464287325 75 695 SH SOLE 695 0 0 ISHARES TR MSCI EAFE cs 464287465 200 3114 SH SOLE 2714 0 400 ISHARES TR REAL ESTATE cs 464287739 3 35 SH SOLE 35 0 0 ISHARES TR RUSSELL 2000 cs 464287655 109 874 SH SOLE 874 0 0 ISHARES TR RUSSELL 3000 cs 464287689 0 1 SH SOLE 0 0 1 ISHARES TR TIPS cs 464287176 12 103 SH SOLE 103 0 0 ISHARES TR US FINANCIALS cs 464287788 89 1000 SH SOLE 1000 0 0 ISHARES TR US HEALTHCARE cs 464287762 328 2127 SH SOLE 1507 0 620 ISHARES TR US UTILITIES cs 464287697 1 9 SH SOLE 9 0 0 ISHARES TRUST cs 464288513 106 1175 SH SOLE 1025 0 150 ISHARES U S PFD ETF cs 464288687 160 4000 SH SOLE 4000 0 0 ISHARES US HOME CONST cs 464288752 6 200 SH SOLE 200 0 0 ITAU UNI HOLDING SA ADRF cs 465562106 22 2000 SH SOLE 2000 0 0 JETBLUE AIRWAYS CORP cs 477143101 4 225 SH SOLE 225 0 0 JOHNSON & JOHNSON cs 478160104 97 969 SH SOLE 969 0 0 JOHNSON CONTROLS INC cs 478366107 5273 104544 SH SOLE 99294 0 5250 JP MORGAN EXCH TRADED NT cs 46625H365 1930 45088 SH SOLE 43738 0 1350 JPMORGAN CHASE & CO cs 46625H100 219 3610 SH SOLE 3155 0 455 K L A TENCOR CORP cs 482480100 9 150 SH SOLE 150 0 0 KAR AUCTION SERVICES cs 48238T109 23 600 SH SOLE 600 0 0 KEURIG GREEN MTN INC cs 49271M100 2 15 SH SOLE 15 0 0 KEYSIGHT TECHNOLOGIES cs 49338L103 73 1953 SH SOLE 1953 0 0 KIMBERLY-CLARK CORP cs 494368103 107 1000 SH SOLE 1000 0 0 KINDER MORGAN INC cs 49456B101 1266 30092 SH SOLE 27828 0 2264 KLX INC cs 482539103 2 53 SH SOLE 53 0 0 KRAFT FOODS GROUP cs 50076Q106 126 1449 SH SOLE 1449 0 0 KROGER COMPANY cs 501044101 19 250 SH SOLE 250 0 0 L-3 COMMUNICATIONS HLDGS cs 502424104 1 7 SH SOLE 0 0 7 LAS VEGAS SANDS CORP cs 517834107 6 100 SH SOLE 0 0 100 LEAR CORPORATION cs 521865204 17 150 SH SOLE 150 0 0 LEGG MASON INC cs 524901105 3 50 SH SOLE 50 0 0 LEGGETT & PLATT INC cs 524660107 24 510 SH SOLE 510 0 0 LIBERTY STAR URANIUM NEW cs 53123T206 3 616600 SH SOLE 616600 0 0 LIFEVANTAGE CORP cs 53222K106 2 2500 SH SOLE 2500 0 0 LILLY ELI & COMPANY cs 532457108 51 700 SH SOLE 700 0 0 LINKEDIN CORP cs 53578A108 75 300 SH SOLE 300 0 0 LOCKHEED MARTIN CORP cs 539830109 89 437 SH SOLE 430 0 7 LOGITECH INTL S A NEW F cs H50430232 7 500 SH SOLE 0 0 500 LOWES COMPANIES INC cs 548661107 15 200 SH SOLE 0 0 200 LULULEMON ATHLETICA INC cs 550021109 1867 29155 SH SOLE 26255 0 2900 MAGNUM HUNTER RESOURCES cs 55973B102 1 250 SH SOLE 250 0 0 MALLINCKRODT PUB F cs G5785G107 1 4 SH SOLE 1 0 3 MARKET VECTORS ETF cs 57061R791 4172 201085 SH SOLE 184485 0 16600 MARKET VECTORS ETF TRUST cs 57060U100 2138 117210 SH SOLE 110735 0 6475 MARKET VECTORS ETF TRUST cs 57060U605 4 75 SH SOLE 75 0 0 MARKET VECTORS NEW ETF cs 57061R544 18 800 SH SOLE 800 0 0 MARKETO INC cs 57063L107 3 100 SH SOLE 100 0 0 MARTHA STEWART LVNG OMNI cs 573083102 7 1000 SH SOLE 1000 0 0 MASTERCARD INC cs 57636Q104 0 1 SH SOLE 1 0 0 MATSON INC cs 57686G105 13 300 SH SOLE 300 0 0 MC DONALDS CORP cs 580135101 112 1150 SH SOLE 1150 0 0 MEDIDATA SOLUTIONS INC cs 58471A105 7 150 SH SOLE 110 0 40 MEDTRONIC PLC F cs G5960L103 68 867 SH SOLE 839 0 28 MELTRONIX INC cs 585730104 0 12000 SH SOLE 12000 0 0 MERCK & CO INC NEW cs 58933Y105 102 1770 SH SOLE 1770 0 0 MERCURY GENERAL CORP cs 589400100 18 315 SH SOLE 315 0 0 METLIFE INC cs 59156R108 2171 42945 SH SOLE 39795 0 3150 MICHAEL KORS HLDGS F cs G60754101 7 100 SH SOLE 100 0 0 MICROCHIP TECHNOLOGY INC cs 595017104 32 650 SH SOLE 650 0 0 MICRON TECHNOLOGY INC cs 595112103 1 23 SH SOLE 23 0 0 MICROSOFT CORP cs 594918104 83 2053 SH SOLE 2053 0 0 MICROSTRATEGY INC A NEW cs 594972408 13 75 SH SOLE 75 0 0 MIDDLESEX WATER CO cs 596680108 9 400 SH SOLE 400 0 0 MONDELEZ INTL INC CL A cs 609207105 4 104 SH SOLE 104 0 0 MORGAN STANLEY cs 617446448 11 300 SH SOLE 300 0 0 MOSAIC CO NEW cs 61945C103 1904 41330 SH SOLE 38580 0 2750 MOTORS LIQ CO GUC TRUST cs 62010U101 0 25 SH SOLE 25 0 0 NANOTECH ENTMT INC cs 63009Y104 6 329812 SH SOLE 329812 0 0 NATIONAL HEALTHCARE CORP cs 635906100 22 350 SH SOLE 350 0 0 NAVIOS MARITIME F cs Y62196103 19 4500 SH SOLE 4500 0 0 NEKTAR THERAPEUTICS cs 640268108 1 100 SH SOLE 100 0 0 NESTLE S A REG B ADR F cs 641069406 30 400 SH SOLE 400 0 0 NETFLIX INC cs 64110L106 100 241 SH SOLE 241 0 0 NEUBERGER BERMAN RE FUND cs 64190A103 8 1409 SH SOLE 1409 0 0 NEWMONT MINING CORP cs 651639106 26 1200 SH SOLE 1200 0 0 NIKE INC CLASS B cs 654106103 28 276 SH SOLE 276 0 0 NIMBLE STORAGE INC cs 65440R101 3 150 SH SOLE 150 0 0 NOKIA CORP SPON ADR F cs 654902204 6 850 SH SOLE 850 0 0 NORTHROP GRUMMAN CORP cs 666807102 53 327 SH SOLE 320 0 7 NOVARTIS A G SPON ADR F cs 66987V109 47 475 SH SOLE 475 0 0 NOVO-NORDISK A-S ADR F cs 670100205 115 2155 SH SOLE 2155 0 0 NRG ENERGY INC NEW cs 629377508 0 4 SH SOLE 4 0 0 NUANCE COMMUN INC cs 67020Y100 4 300 SH SOLE 0 0 300 NUCOR CORP cs 670346105 126 2650 SH SOLE 2650 0 0 NUVEEN ALL CAP ENGY MLP cs 67075E112 1068 65550 SH SOLE 58200 0 7350 NUVEEN CA AMT FREE MUNI cs 670651108 1409 94341 SH SOLE 90391 0 3950 NUVEEN CA DIV ADV MUN FD cs 67066Y105 956 62497 SH SOLE 58747 0 3750 NUVEEN CA SELECT TAX FR cs 67063R103 77 5000 SH SOLE 5000 0 0 NUVEEN DOW 30SM DYNAMIC cs 67075F105 42 2767 SH SOLE 2267 0 500 NUVEEN FLTG RATE INCM FD cs 67072T108 76 6716 SH SOLE 6716 0 0 NUVEEN INVT QLTY MUN FD cs 67062E107 47 3000 SH SOLE 3000 0 0 NUVEEN MASS PRE INCM MUN cs 67061E108 27 1991 SH SOLE 0 0 1991 NUVEEN MUNI ADVTG FUND cs 67062H106 28 2000 SH SOLE 0 0 2000 NUVEEN MUNI MKT OPPTY FD cs 67062W103 69 5000 SH SOLE 3000 0 2000 NUVEEN QLTY INCM MUNI FD cs 670977107 60 4250 SH SOLE 2000 0 2250 NUVEEN QUAL PFD INC FD 2 cs 67072C105 58 6330 SH SOLE 6330 0 0 NUVEEN QUALITY MUNI FD cs 67062N103 4 300 SH SOLE 300 0 0 NUVEEN S&P 500 BUY-WRITE cs 6706ER101 752 58745 SH SOLE 56788 0 1957 NUVEEN SELCT QLTY MUN FD cs 670973106 28 2000 SH SOLE 2000 0 0 NVIDIA CORP cs 67066G104 5 228 SH SOLE 228 0 0 NXP SEMICONDUCTORS NV F cs N6596X109 6 55 SH SOLE 0 0 55 OCCIDENTAL PETE CORP cs 674599105 2729 37388 SH SOLE 34888 0 2500 OLD DOMINION FREIGHT LNS cs 679580100 15 200 SH SOLE 200 0 0 OLD REPUBLIC INTL CORP cs 680223104 18 1175 SH SOLE 1175 0 0 OLIN CORP cs 680665205 7 210 SH SOLE 210 0 0 OMNICARE INC cs 681904108 66 855 SH SOLE 855 0 0 OPKO HEALTH INC cs 68375N103 28 2000 SH SOLE 2000 0 0 ORACLE CORPORATION cs 68389X105 127 2936 SH SOLE 2936 0 0 ORBITAL ATK INC cs 68557N103 32 415 SH SOLE 415 0 0 P G & E CORP cs 69331C108 27 500 SH SOLE 500 0 0 P P G INDUSTRIES INC cs 693506107 90 400 SH SOLE 400 0 0 PAYCHEX INC cs 704326107 31 625 SH SOLE 625 0 0 PEABODY ENERGY CORP cs 704549104 2 500 SH SOLE 500 0 0 PENNEY J C CO INC cs 708160106 2 200 SH SOLE 200 0 0 PENTAIR PLC F cs G7S00T104 1 8 SH SOLE 1 0 7 PENTHOUSE INTL INC cs 709640106 0 125000 SH SOLE 125000 0 0 PEOPLES UNITED FINL INC cs 712704105 22 1450 SH SOLE 1450 0 0 PEPSICO INCORPORATED cs 713448108 21 221 SH SOLE 221 0 0 PETROCHINA CO ADR F cs 71646E104 50 450 SH SOLE 350 0 100 PETROLEO BRASILEIRO ADRF cs 71654V408 3 500 SH SOLE 500 0 0 PFIZER INCORPORATED cs 717081103 7032 202114 SH SOLE 187614 0 14500 PHILIP MORRIS INTL INC cs 718172109 167 2220 SH SOLE 2220 0 0 PHILLIPS 66 cs 718546104 8 100 SH SOLE 100 0 0 PIMCO CALIF MUN INCM FD cs 72200N106 37 2373 SH SOLE 2373 0 0 PIMCO CORP & INC OPPTY cs 72201B101 16 1000 SH SOLE 1000 0 0 PIMCO DYNAMIC CDT INC FD cs 72202D106 26 1265 SH SOLE 1265 0 0 PIMCO DYNAMIC INCOME FD cs 72201Y101 3278 113024 SH SOLE 106959 0 6065 PIMCO ETF cs 72201R783 15 147 SH SOLE 147 0 0 PIMCO EXCH TRADED FUND cs 72201R775 272 2470 SH SOLE 2170 0 300 PIMCO HIGH INCOME FUND cs 722014107 176 14077 SH SOLE 14077 0 0 PINNACLE ENTERTAINMENT cs 723456109 0 8 SH SOLE 8 0 0 PINNACLE WEST CAPITAL CP cs 723484101 32 500 SH SOLE 500 0 0 PIONEER NATURAL RES CO cs 723787107 11 70 SH SOLE 70 0 0 PLUG POWER INC NEW cs 72919P202 1 350 SH SOLE 350 0 0 POTASH CORP SASK INC F cs 73755L107 85 2650 SH SOLE 2650 0 0 POWERLINX INC NEW cs 73933F204 0 10 SH SOLE 10 0 0 POWERSHARES S&P ETF cs 73937B779 27 719 SH SOLE 719 0 0 POWERSHS DB COMMDTY INDX cs 73935S105 14 832 SH SOLE 832 0 0 POWERSHS EXCH TRAD FD TR cs 73935X302 23 1740 SH SOLE 1740 0 0 POWERSHS EXCH TRAD FD TR cs 73935X500 7 1250 SH SOLE 750 0 500 POWERSHS EXCH TRAD FD TR cs 73935X575 13 525 SH SOLE 525 0 0 POWERSHS EXCH TRAD FD TR cs 73935X856 6 100 SH SOLE 100 0 0 POWERSHS EXCH TRAD FD TR cs 73936T441 325 12636 SH SOLE 11886 0 750 POWERSHS EXCH TRAD FD TR cs 73936T565 16 1067 SH SOLE 1067 0 0 POWERSHS QQQ TRUST SER 1 cs 73935A104 365 3452 SH SOLE 3452 0 0 POWERWAVE TECH INC NEW cs 739363307 0 13 SH SOLE 13 0 0 PREMIER LASER SYS A NXXX cs 740522107 0 500 SH SOLE 500 0 0 PROCTER & GAMBLE cs 742718109 41 500 SH SOLE 500 0 0 PRUDENTIAL FINANCIAL INC cs 744320102 3 40 SH SOLE 40 0 0 PUB SVC ENT GROUP INC cs 744573106 8 200 SH SOLE 200 0 0 PUTNAM HIGH INCM SECS FD cs 746779107 6 748 SH SOLE 748 0 0 QORVO INC cs 74736K101 159 2000 SH SOLE 2000 0 0 QUALCOMM INC cs 747525103 5716 82441 SH SOLE 77806 0 4635 QUESTAR CORPORATION cs 748356102 19 800 SH SOLE 800 0 0 QUIKSILVER INC cs 74838C106 1 440 SH SOLE 440 0 0 RAMBUS INC DEL cs 750917106 9 700 SH SOLE 700 0 0 RAVE RESTAURANT GROUP cs 754198109 36 2575 SH SOLE 2400 0 175 RAYTHEON COMPANY NEW cs 755111507 50 457 SH SOLE 450 0 7 REDHAT INC cs 756577102 0 5 SH SOLE 0 0 5 REGAL ENTERTAINMENT GRP cs 758766109 30 1325 SH SOLE 1325 0 0 REGENERON PHARMS INC cs 75886F107 11 25 SH SOLE 25 0 0 RESTORATION HARDWARE cs 761283100 5 50 SH SOLE 50 0 0 RITE AID CORPORATION cs 767754104 261 30050 SH SOLE 30050 0 0 ROCHE HLDG LTD SPON ADRF cs 771195104 17 500 SH SOLE 500 0 0 ROYAL DUTCH SHELL A ADRF cs 780259206 22 375 SH SOLE 375 0 0 ROYAL DUTCH SHELL B ADRF cs 780259107 8 125 SH SOLE 125 0 0 ROYCE VALUE TRUST INC cs 780910105 21 1500 SH SOLE 1500 0 0 RPM INTERNATIONAL INC cs 749685103 22 460 SH SOLE 460 0 0 S A P SE ADR F cs 803054204 14 200 SH SOLE 200 0 0 S P D R S&P 500 ETF TR cs 78462F103 1083 5245 SH SOLE 4338 0 907 SALESFORCE COM cs 79466L302 107 1600 SH SOLE 1600 0 0 SANBORN RESOURCES LTD cs 799689104 0 5000 SH SOLE 5000 0 0 SANDISK CORP cs 80004C101 115 1802 SH SOLE 1802 0 0 SANOFI ADR F cs 80105N105 12 250 SH SOLE 250 0 0 SASOL LIMITED SPON ADR F cs 803866300 37 1100 SH SOLE 900 0 200 SCH US AGG BND ETF cs 808524839 8334 157517 SH SOLE 145132 0 12385 SCH US DIV EQUITY ETF cs 808524797 10188 258513 SH SOLE 240032 0 18481 SCH US MID-CAP ETF cs 808524508 0 3 SH SOLE 3 0 0 SCH US REIT ETF cs 808524847 4618 113874 SH SOLE 105413 0 8460 SCH US TIPS ETF cs 808524870 11 201 SH SOLE 201 0 0 SCHLUMBERGER LTD F cs 806857108 38 450 SH SOLE 450 0 0 SCHW EMG MKT EQ ETF cs 808524706 258 10600 SH SOLE 10600 0 0 SCHW INTL EQ ETF cs 808524805 8370 276873 SH SOLE 260588 0 16285 SCHW US BRD MKT ETF cs 808524102 26228 519575 SH SOLE 487270 0 32305 SCHW US LCAP ETF cs 808524201 70 1410 SH SOLE 1410 0 0 SCHW US LCAP GRO ETF cs 808524300 7447 138233 SH SOLE 128152 0 10080 SCHW US SCAP ETF cs 808524607 3576 62110 SH SOLE 57906 0 4204 SEAGATE TECHNOLOGY PLC F cs G7945M107 16 300 SH SOLE 300 0 0 SEARS HOLDINGS CORP cs 812350106 5 125 SH SOLE 0 0 125 SEATTLE GENETICS INC cs 812578102 9 250 SH SOLE 200 0 50 SEAWORLD ENTERTAINMENT cs 81282V100 1 50 SH SOLE 50 0 0 SECTOR SPDR ENGY SELECT cs 81369Y506 167 2150 SH SOLE 1850 0 300 SECTOR SPDR FINCL SELECT cs 81369Y605 84 3500 SH SOLE 3500 0 0 SECTOR SPDR HEALTH FUND cs 81369Y209 62 850 SH SOLE 850 0 0 SECTOR SPDR INDL SELECT cs 81369Y704 192 3450 SH SOLE 2700 0 750 SECTOR SPDR MATERIALS FD cs 81369Y100 53 1086 SH SOLE 1086 0 0 SECTOR SPDR TECH SELECT cs 81369Y803 8 200 SH SOLE 200 0 0 SECTOR SPDR TR CON STPLS cs 81369Y308 234 4805 SH SOLE 4125 0 680 SECTOR SPDR UTIL SELECT cs 81369Y886 52 1175 SH SOLE 975 0 200 SEMPRA ENERGY cs 816851109 190 1742 SH SOLE 1742 0 0 SHL TELEMEDICINE ORD F cs M84047105 6 700 SH SOLE 0 0 700 SINA CORPORATION F cs G81477104 3 100 SH SOLE 100 0 0 SIRIUS XM HLDGS INC cs 82968B103 21 5550 SH SOLE 5550 0 0 SIX FLAGS ENTERTAINMENT cs 83001A102 25 525 SH SOLE 525 0 0 SKYWORKS SOLUTIONS INC cs 83088M102 294 2994 SH SOLE 2994 0 0 SMITH & WESSON HLDG CORP cs 831756101 51 4000 SH SOLE 4000 0 0 SOC QUIMICA MINER B ADRF cs 833635105 3 151 SH SOLE 0 0 151 SODASTREAM INTL F cs M9068E105 1 36 SH SOLE 36 0 0 SOLARCITY CORP cs 83416T100 2 30 SH SOLE 0 0 30 SOLARIS PWR CELLS INC cs 83416X101 2 20000 SH SOLE 20000 0 0 SONY CORP ADR NEW F cs 835699307 13 475 SH SOLE 375 0 100 SOUTHERN COPPER CORP cs 84265V105 40 1374 SH SOLE 1374 0 0 SOUTHWEST AIRLINES CO cs 844741108 22 500 SH SOLE 500 0 0 SOUTHWEST GAS CORP COM cs 844895102 78 1337 SH SOLE 1337 0 0 SPDR BARCLAYS ETF cs 78464A359 5 100 SH SOLE 100 0 0 SPDR BARCLAYS ETF cs 78464A474 19 633 SH SOLE 633 0 0 SPDR BARCLAYS ETF cs 78464A664 3019 40135 SH SOLE 39360 0 775 SPDR GOLD TRUST cs 78463V107 159 1400 SH SOLE 1400 0 0 SPDR S&P DIVIDEND ETF cs 78464A763 62 799 SH SOLE 100 0 699 SPDR S&P EMERGING MKTS cs 78463X533 7 220 SH SOLE 220 0 0 SPDR S&P MIDCAP 400 ETF cs 78467Y107 28 100 SH SOLE 100 0 0 SPLUNK INC cs 848637104 59 1000 SH SOLE 1000 0 0 STARBUCKS CORP cs 855244109 3903 41216 SH SOLE 37916 0 3300 STEELCASE INC CL A cs 858155203 95 5000 SH SOLE 5000 0 0 STRATASYS LTD F cs M85548101 12 235 SH SOLE 235 0 0 STRATEGIC RESOURCES LXXX cs 862773108 0 5500 SH SOLE 5500 0 0 STURM RUGER & CO INC cs 864159108 69 1400 SH SOLE 1400 0 0 SUN LIFE FINANCIAL INC F cs 866796105 31 1000 SH SOLE 1000 0 0 SUPERVALU INC cs 868536103 1 85 SH SOLE 85 0 0 SYNAPTICS INC cs 87157D109 33 400 SH SOLE 400 0 0 T H Q INC NEW XXX cs 872443601 0 2 SH SOLE 0 0 2 T J X COS INC cs 872540109 21 300 SH SOLE 300 0 0 TABLEAU SOFTWARE INC cs 87336U105 19 200 SH SOLE 200 0 0 TAKE TWO INTERACTV SFTWR cs 874054109 1 30 SH SOLE 30 0 0 TARGET CORPORATION cs 87612E110 6469 78827 SH SOLE 73482 0 5345 TASER INTERNATIONAL INC cs 87651B104 36 1500 SH SOLE 1500 0 0 TE CONNECTIVITY LTD F cs H84989104 3 38 SH SOLE 8 0 30 TEEKAY TANKERS LTD CL AF cs Y8565N102 4 645 SH SOLE 645 0 0 TESLA MOTORS INC cs 88160R101 562 2978 SH SOLE 2266 0 712 THE CHARLES SCHWAB CORP cs 808513105 3 100 SH SOLE 100 0 0 THE PRICELINE GROUP cs 741503403 12 10 SH SOLE 0 0 10 THE SOUTHERN COMPANY cs 842587107 31 700 SH SOLE 700 0 0 THE WHITEWAVE FOODS CO cs 966244105 2 50 SH SOLE 50 0 0 TIFFANY & CO NEW cs 886547108 1 15 SH SOLE 15 0 0 TOOTSIE ROLL INDS B XXX cs 890516206 11 316 SH SOLE 316 0 0 TOOTSIE ROLL INDS INC cs 890516107 11 316 SH SOLE 316 0 0 TORONTO DOMINION BANK F cs 891160509 2498 58285 SH SOLE 53385 0 4900 TORTOISE EGY INFRASTRUCT cs 89147L100 22 530 SH SOLE 530 0 0 TOTAL S A ADR F cs 89151E113 6 125 SH SOLE 125 0 0 TOYOTA MOTOR CP ADR NEWF cs 892331307 21 150 SH SOLE 150 0 0 TRANSOCEAN INC NEW F cs H8817H100 3 234 SH SOLE 234 0 0 TRUE GOLD MINING INC F cs 89783T102 0 793 SH SOLE 793 0 0 TWITTER INC cs 90184L102 225 4500 SH SOLE 3850 0 650 TYCO INTL PLC NEW F cs G91442106 2 38 SH SOLE 8 0 30 U S BANCORP DEL NEW cs 902973304 69 1589 SH SOLE 1589 0 0 UMPQUA HOLDINGS CORP cs 904214103 16 925 SH SOLE 925 0 0 UNDER ARMOUR INC CL A cs 904311107 71 876 SH SOLE 876 0 0 UNION PACIFIC CORP cs 907818108 32 300 SH SOLE 300 0 0 UNISYS CORP NEW cs 909214306 0 1 SH SOLE 1 0 0 UNITED BANKSHRS INC W VA cs 909907107 18 485 SH SOLE 485 0 0 UNITED CONTL HLDGS INC cs 910047109 269 4000 SH SOLE 4000 0 0 UNITED STATES STEEL CORP cs 912909108 2 100 SH SOLE 100 0 0 UNITED STS 12 MO OIL FD cs 91288V103 18 750 SH SOLE 750 0 0 UNITED TECHNOLOGIES CORP cs 913017109 95 812 SH SOLE 805 0 7 URBAN EDGE PPTYS cs 91704F104 0 1 SH SOLE 1 0 0 USA URANIUM CORP XXX cs 91154T109 0 400000 SH SOLE 0 0 400000 VALEANT PHARMA INTL F cs 91911K102 40 200 SH SOLE 200 0 0 VANGUARD BOND INDEX FUND cs 921937835 2481 29759 SH SOLE 26009 0 3750 VANGUARD DIV APPRCIATION cs 921908844 28 350 SH SOLE 350 0 0 VANGUARD FTSE EMERGING cs 922042858 13 321 SH SOLE 321 0 0 VANGUARD FTSE ETF cs 921943858 16 399 SH SOLE 399 0 0 VANGUARD GROWTH cs 922908736 217 2075 SH SOLE 2075 0 0 VANGUARD INTL EQTY ETF cs 922042676 19 335 SH SOLE 335 0 0 VANGUARD INTL EQTY INDEX cs 922042775 49 1000 SH SOLE 1000 0 0 VANGUARD MID CAP cs 922908629 173 1300 SH SOLE 1300 0 0 VANGUARD REIT cs 922908553 51 605 SH SOLE 605 0 0 VANGUARD TOTAL STOCK MKT cs 922908769 70 655 SH SOLE 655 0 0 VAPE HLDGS INC cs 91912N105 0 500 SH SOLE 500 0 0 VERIFONE SYSTEMS INC cs 92342Y109 14 410 SH SOLE 410 0 0 VERITIV CORPORATION cs 923454102 0 7 SH SOLE 7 0 0 VERIZON COMMUNICATIONS cs 92343V104 2685 55207 SH SOLE 52207 0 3000 VIRGIN AMERICA INC cs 92765X208 3 100 SH SOLE 0 0 100 VIRTUS TOTAL RETURN FD cs 92829A103 16 3505 SH SOLE 3505 0 0 VISA INC CL A cs 92826C839 26 400 SH SOLE 0 0 400 VISTA OUTDOOR INC cs 928377100 36 830 SH SOLE 830 0 0 VIVUS INC cs 928551100 0 100 SH SOLE 100 0 0 VODAFONE GROUP NEW ADR F cs 92857W308 129 3943 SH SOLE 3943 0 0 VOYA GLOBAL EQUITY DIV cs 92912T100 10 1250 SH SOLE 1250 0 0 WAL-MART STORES INC cs 931142103 77 937 SH SOLE 937 0 0 WASTE MANAGEMENT INC DEL cs 94106L109 65 1200 SH SOLE 1200 0 0 WEATHERFORD INTL NEW F cs G48833100 4 300 SH SOLE 300 0 0 WELLS FARGO & CO NEW cs 949746101 4755 87407 SH SOLE 82507 0 4900 WESTERN LITHIUM USA F cs 95854Q109 5 10000 SH SOLE 10000 0 0 WHOLE FOODS MARKET INC cs 966837106 108 2067 SH SOLE 1927 0 140 WILLIAMS COMPANIES cs 969457100 5 100 SH SOLE 100 0 0 WINDSTREAM HLDGS INC cs 97382A101 8 1104 SH SOLE 1104 0 0 WISDOMTREE ASIA ETF cs 97717X842 5 117 SH SOLE 117 0 0 WISDOMTREE EQUITY INC FD cs 97717W208 12 200 SH SOLE 200 0 0 WISDOMTREE INTL SMCP DIV cs 97717W760 8 143 SH SOLE 143 0 0 WISDOMTREE SMALLCAP DIV cs 97717W604 13 175 SH SOLE 175 0 0 WPX ENERGY INC cs 98212B103 0 33 SH SOLE 33 0 0 YELP INC CLASS A cs 985817105 36 750 SH SOLE 600 0 150 YUM BRANDS INC cs 988498101 187 2382 SH SOLE 2382 0 0 ZILLOW GROUP INC cs 98954M101 10 100 SH SOLE 100 0 0 ZYNGA INC cs 98986T108 1 400 SH SOLE 0 0 400 AMERICAN CAPITAL AGENCY oa 02503X105 23 1100 SH SOLE 1100 0 0 AMERICAN TOWER CORP oa 03027X100 5 50 SH SOLE 50 0 0 AMERIGAS PARTNERS LP oa 030975106 48 1000 SH SOLE 1000 0 0 AMERN CAMPUS COMMUNITIES oa 024835100 19 450 SH SOLE 450 0 0 ANNALY CAPITAL MGMT oa 035710409 313 30050 SH SOLE 26050 0 4000 CALUMET SPECIALTY PROD oa 131476103 36 1500 SH SOLE 1500 0 0 DIGITAL REALTY TRUST INC oa 253868103 5 80 SH SOLE 80 0 0 DUKE REALTY CORP oa 264411505 76 3500 SH SOLE 3500 0 0 ENBRIDGE ENERGY PTNRS LP oa 29250R106 9 240 SH SOLE 126 0 114 ENERGY TRANSFER PARTNERS oa 29273R109 9 160 SH SOLE 160 0 0 ENTERPRISE PRD PRTNRS LP oa 293792107 46 1401 SH SOLE 1401 0 0 HEALTH CARE REIT INC oa 42217K106 155 2000 SH SOLE 2000 0 0 HLTHCARE TR OF AMER NEW oa 42225P501 63 2255 SH SOLE 2255 0 0 ICAHN ENTERPRISES LP oa 451100101 6 69 SH SOLE 69 0 0 MFA FINANCIAL INC oa 55272X102 8 1000 SH SOLE 1000 0 0 NATL HEALTH INVESTORS oa 63633D104 24 345 SH SOLE 345 0 0 ONEOK PARTNERS LP oa 68268N103 41 999 SH SOLE 999 0 0 PEBBLEBROOK HOTEL TRUST oa 70509V100 3 75 SH SOLE 0 0 75 PLAINS ALL AMERN PPLN LP oa 726503105 9 190 SH SOLE 190 0 0 PLUM CREEK TIMBER CO oa 729251108 30 695 SH SOLE 695 0 0 REALTY INCOME CORP oa 756109104 155 3000 SH SOLE 3000 0 0 SILVER BAY RLTY TR CORP oa 82735Q102 0 2 SH SOLE 2 0 0 SUNOCO LOGISTICS PTNR LP oa 86764L108 13 320 SH SOLE 320 0 0 UMH PROPERTIES INC oa 903002103 30 3000 SH SOLE 3000 0 0 VENTAS INC oa 92276F100 3924 53732 SH SOLE 51042 0 2690 WESTERN GAS PARTNERS L P oa 958254104 6 90 SH SOLE 90 0 0 AMERN CAP AGY CR 8% PFD ps 02503X204 112 4250 SH SOLE 4250 0 0 COUNTRYWIDE CAP V 7%PFD ps 222388209 52 2000 SH SOLE 2000 0 0 CYS INVESTMEN 7.75% PFD ps 12673A207 25 1000 SH SOLE 1000 0 0 DYNEX CAPITAL, 8.5% PFD ps 26817Q704 44 1750 SH SOLE 1750 0 0 ENRON CORP DISC 00 8%PFD ps P37307108 0 400 SH SOLE 400 0 0 HATTERAS FIN 7.625% PFD ps 41902R400 24 1000 SH SOLE 1000 0 0 HSBC HOLDING 8.125% PFD ps 404280703 10 400 SH SOLE 200 0 200 MERRILL LYNCH 7.28% PFD ps 59021K205 3 100 SH SOLE 100 0 0 MORGAN STANLEY 5.75%PFD ps 617466206 13 500 SH SOLE 500 0 0 PRUDENTIAL FINL 5.75%PFD ps 744320607 26 1000 SH SOLE 1000 0 0 STATE STREET 5.25% PFD ps 857477509 27 1104 SH SOLE 1104 0 0 WELLS FARGO & 5.2% PFD ps 949746747 80 3259 SH SOLE 3000 0 259 BIOTIME INC 18WTS wt 09066L162 0 14 SH SOLE 14 0 0 GENERAL MOTORS CL A 16WT wt 37045V118 0 6 SH SOLE 6 0 0 GENERAL MOTORS CL B 19WT wt 37045V126 0 6 SH SOLE 6 0 0 MAGNUM HUNTER RES 16WTS wt 55973B110 0 51 SH SOLE 51 0 0