0001140361-15-018118.txt : 20150507
0001140361-15-018118.hdr.sgml : 20150507
20150507121741
ACCESSION NUMBER: 0001140361-15-018118
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150507
DATE AS OF CHANGE: 20150507
EFFECTIVENESS DATE: 20150507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apriem Advisors
CENTRAL INDEX KEY: 0001425165
IRS NUMBER: 330188030
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12756
FILM NUMBER: 15840390
BUSINESS ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1050
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-253-8888
MAIL ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1050
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc.
DATE OF NAME CHANGE: 20080125
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001425165
XXXXXXXX
03-31-2015
03-31-2015
Apriem Advisors
19200 VON KARMAN AVE
#1050
IRVINE
CA
92612
13F HOLDINGS REPORT
028-12756
N
Benjamin Lau
Portfolio Manager
949-253-8888
/s/ Benjamin Lau
IRVINE
CA
05-07-2015
0
608
288571
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INFORMATION TABLE
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form13fInfoTable.xml
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004733096
9
11
SH
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9
0
2
1/100 BERKSHIRE HTWY CLA
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084990175
218
1
SH
SOLE
1
0
0
3 D SYSTEMS CORP
cs
88554D205
604
22024
SH
SOLE
20434
0
1590
A F L A C INC
cs
001055102
64
1000
SH
SOLE
1000
0
2
A T & T INC NEW
cs
00206R102
7258
222296
SH
SOLE
211061
0
11235
ABB LTD ADR F
cs
000375204
53
2500
SH
SOLE
1500
0
1000
ABBOTT LABORATORIES
cs
002824100
170
3680
SH
SOLE
3680
0
0
ABBVIE INC
cs
00287Y109
5602
95700
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SOLE
89400
0
6300
ABERDEEN ASIA PAC INCM
cs
003009107
124
23000
SH
SOLE
23000
0
0
ACCENTURE PLC CL A F
cs
G1151C101
9
100
SH
SOLE
100
0
0
ACTAVIS PLC F
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G0083B108
74
249
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SOLE
249
0
0
ACTIVISION BLIZZARD INC
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1
60
SH
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60
0
0
ADELPHIA COMMUN CP CLXXX
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006ESC917
0
4000
SH
SOLE
4000
0
0
ADT CORP
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00101J106
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19
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SOLE
4
0
15
ADVANCED MICRO DEVICES
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400
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400
0
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AGILENT TECHNOLOGIES INC
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ALCOA INC
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ALEXANDER & BALDWIN NEW
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300
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ALLIANZGI CONV & INC FD
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1000
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SOLE
1000
0
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ALLSTATE CORPORATION
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581
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SOLE
581
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ALTRIA GROUP INC
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4225
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4225
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AMARIN CORP PLC NEW ADRF
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100
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AMAZON COM INC
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023135106
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537
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02319V103
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1168
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ANADARKO PETROLEUM CORP
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APPLE INC
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APPLIED MATERIALS INC
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ARCELOR MITTAL NY NEW F
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ARCHER-DANIELS-MIDLND CO
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106
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BB&T CORPORATION
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BHP BILLITON LTD ADR F
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BIOGEN INC
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BOB EVANS FARMS INC
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BOEING CO
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BP PLC ADR F
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055622104
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445
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445
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BRISTOL-MYERS SQUIBB CO
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C A C I INC CL A
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127190304
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126650100
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CALAMOS GLOBAL INCOME FD
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CALIFORNIA RES CORP
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CHINA CGAME INC
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CHINA DIGITAL MEDIA CXXX
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CINCINNATI FINANCIAL CP
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CITIGROUP INC NEW
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CLEARBRIDGE ENERGY MLP
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COACH INC
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GASTEM INC F
cs
36729R104
0
26
SH
SOLE
26
0
0
GENERAL DYNAMICS CORP
cs
369550108
15
112
SH
SOLE
105
0
7
GENERAL ELECTRIC COMPANY
cs
369604103
5650
227746
SH
SOLE
207946
0
19800
GENERAL MILLS INC
cs
370334104
118
2092
SH
SOLE
2092
0
0
GENERAL MOTORS CO
cs
37045V100
4
105
SH
SOLE
105
0
0
GENUINE PARTS CO
cs
372460105
17
185
SH
SOLE
185
0
0
GENVEC INC NEW
cs
37246C307
0
100
SH
SOLE
100
0
0
GILEAD SCIENCES INC
cs
375558103
2938
29938
SH
SOLE
27983
0
1955
GLAXOSMITHKLINE PLC ADRF
cs
37733W105
580
12577
SH
SOLE
11627
0
950
GLOBAL NETWORKS CORP
cs
379382104
0
5
SH
SOLE
5
0
0
GLOBAL X ETF
cs
03795E222
5
219
SH
SOLE
219
0
0
GLOBAL X ETF
cs
03795E295
34
1200
SH
SOLE
1200
0
0
GLOBAL X ETF
cs
37950E549
23
1000
SH
SOLE
1000
0
0
GOLDMAN SACHS GROUP INC
cs
38141G104
19
101
SH
SOLE
101
0
0
GOOGLE INC CL C NON VTG
cs
38259P706
128
234
SH
SOLE
154
0
80
GOOGLE INC CLASS A VTG
cs
38259P508
2751
4960
SH
SOLE
4613
0
347
GOPRO INC
cs
38268T103
29
657
SH
SOLE
625
0
32
GREENHILL & CO INC
cs
395259104
9
220
SH
SOLE
220
0
0
GRUMA S A B DE CV ADR F
cs
400131306
13
250
SH
SOLE
250
0
0
GUGGENHEIM ETF
cs
18383M514
22
1000
SH
SOLE
0
0
1000
GUGGENHEIM ETF
cs
18383M548
354
15500
SH
SOLE
15500
0
0
GUGGENHEIM ETF
cs
78355W106
8365
103205
SH
SOLE
95590
0
7615
GUGGENHEIM ETF
cs
78355W585
28
600
SH
SOLE
0
0
600
GUGGENHEIM ETF
cs
78355W817
18
200
SH
SOLE
200
0
0
GUGGENHEIM ETF
cs
78355W866
1686
25579
SH
SOLE
25059
0
520
GUGGENHEIM ETF NEW
cs
18383Q739
131
2958
SH
SOLE
2247
0
711
GUGGENHEIM EXCH TRD FD
cs
18383M506
484
21925
SH
SOLE
18675
0
3250
GUGGENHEIM EXCH TRD FD
cs
18383M555
307
13828
SH
SOLE
13828
0
0
GUGGENHEIM EXCH TRD FD
cs
18383M563
512
23603
SH
SOLE
23558
0
45
GUGGENHEIM EXCH TRD FD
cs
18383Q838
14
1000
SH
SOLE
1000
0
0
GUGGENHEIM EXCH TRD FD
cs
18383Q853
37
1350
SH
SOLE
1350
0
0
HAIN CELESTIAL GROUP INC
cs
405217100
19
300
SH
SOLE
300
0
0
HALLIBURTON CO HLDG CO
cs
406216101
4
100
SH
SOLE
100
0
0
HALYARD HEALTH INC
cs
40650V100
6
124
SH
SOLE
124
0
0
HARLEY DAVIDSON INC
cs
412822108
12
200
SH
SOLE
200
0
0
HASBRO INC
cs
418056107
30
478
SH
SOLE
478
0
0
HDFC BANK LIMITED ADR F
cs
40415F101
15
250
SH
SOLE
250
0
0
HELIX ENERGY SOLUTION GP
cs
42330P107
15
1000
SH
SOLE
1000
0
0
HENNES & MAURITZ AB ADRF
cs
425883105
3
400
SH
SOLE
400
0
0
HEWLETT-PACKARD COMPANY
cs
428236103
8
258
SH
SOLE
258
0
0
HIMAX TECHNOLOGIES ADR F
cs
43289P106
1
83
SH
SOLE
83
0
0
HOME DEPOT INC
cs
437076102
254
2233
SH
SOLE
2233
0
0
HORMEL FOODS CORP
cs
440452100
17
302
SH
SOLE
302
0
0
HOSPIRA
cs
441060100
3
33
SH
SOLE
33
0
0
HSBC HLDGS PLC ADR NEW F
cs
404280406
64
1500
SH
SOLE
1000
0
500
HUNTINGTON INGALLS INDS
cs
446413106
7
50
SH
SOLE
50
0
0
IDENTIVE INC
cs
45170X205
26
3000
SH
SOLE
3000
0
0
IDNA INC XXX
cs
45169P106
0
5000
SH
SOLE
5000
0
0
INTEL CORP
cs
458140100
421
13470
SH
SOLE
13370
0
100
INTERDIGITAL INC
cs
45867G101
5
103
SH
SOLE
103
0
0
INTERNATIONAL PAPER CO
cs
460146103
18
328
SH
SOLE
328
0
0
INTL BUSINESS MACHINES
cs
459200101
104
650
SH
SOLE
650
0
0
INVESCO CALIFORNIA VALUE
cs
46132H106
142
10655
SH
SOLE
10655
0
0
ISC8 INC
cs
450098108
0
12
SH
SOLE
12
0
0
ISHARES CORE ETF
cs
464287226
45
400
SH
SOLE
400
0
0
ISHARES CORE S&P ETF
cs
464287200
206
993
SH
SOLE
993
0
0
ISHARES CORE S&P ETF
cs
464287804
12
102
SH
SOLE
102
0
0
ISHARES ETF
cs
464286293
11
219
SH
SOLE
219
0
0
ISHARES ETF
cs
46429B291
8
155
SH
SOLE
155
0
0
ISHARES GOLD TRUST
cs
464285105
96
8346
SH
SOLE
7946
0
400
ISHARES IBOXX INVESTMENT
cs
464287242
54
446
SH
SOLE
446
0
0
ISHARES MSCI BRAZIL ETF
cs
464286400
9
300
SH
SOLE
300
0
0
ISHARES MSCI CDA ETF
cs
464286509
27
1000
SH
SOLE
1000
0
0
ISHARES MSCI ETF
cs
464286103
23
1000
SH
SOLE
1000
0
0
ISHARES MSCI ETF
cs
46429B598
13
391
SH
SOLE
391
0
0
ISHARES MSCI GRMNY
cs
464286806
36
1207
SH
SOLE
1207
0
0
ISHARES MSCI HK ETF
cs
464286871
11
524
SH
SOLE
524
0
0
ISHARES MSCI JPN ETF
cs
464286848
59
4700
SH
SOLE
4700
0
0
ISHARES MSCI MEXICO ETF
cs
464286822
23
400
SH
SOLE
400
0
0
ISHARES MSCI PAC EX JAPN
cs
464286665
5
100
SH
SOLE
100
0
0
ISHARES MSCI SINGAPORE
cs
464286673
1
83
SH
SOLE
83
0
0
ISHARES SELECT DIVIDEND
cs
464287168
20
263
SH
SOLE
263
0
0
ISHARES SILVER TRUST
cs
46428Q109
5
300
SH
SOLE
300
0
0
ISHARES TR BOND
cs
464287432
1
9
SH
SOLE
9
0
0
ISHARES TR BOND
cs
464287440
20
182
SH
SOLE
182
0
0
ISHARES TR BOND
cs
464288638
5491
49620
SH
SOLE
44820
0
4800
ISHARES TR BOND
cs
464288646
1113
10543
SH
SOLE
8618
0
1925
ISHARES TR DOW JONES
cs
464287846
10
100
SH
SOLE
100
0
0
ISHARES TR GLOBAL ETF
cs
464287325
75
695
SH
SOLE
695
0
0
ISHARES TR MSCI EAFE
cs
464287465
200
3114
SH
SOLE
2714
0
400
ISHARES TR REAL ESTATE
cs
464287739
3
35
SH
SOLE
35
0
0
ISHARES TR RUSSELL 2000
cs
464287655
109
874
SH
SOLE
874
0
0
ISHARES TR RUSSELL 3000
cs
464287689
0
1
SH
SOLE
0
0
1
ISHARES TR TIPS
cs
464287176
12
103
SH
SOLE
103
0
0
ISHARES TR US FINANCIALS
cs
464287788
89
1000
SH
SOLE
1000
0
0
ISHARES TR US HEALTHCARE
cs
464287762
328
2127
SH
SOLE
1507
0
620
ISHARES TR US UTILITIES
cs
464287697
1
9
SH
SOLE
9
0
0
ISHARES TRUST
cs
464288513
106
1175
SH
SOLE
1025
0
150
ISHARES U S PFD ETF
cs
464288687
160
4000
SH
SOLE
4000
0
0
ISHARES US HOME CONST
cs
464288752
6
200
SH
SOLE
200
0
0
ITAU UNI HOLDING SA ADRF
cs
465562106
22
2000
SH
SOLE
2000
0
0
JETBLUE AIRWAYS CORP
cs
477143101
4
225
SH
SOLE
225
0
0
JOHNSON & JOHNSON
cs
478160104
97
969
SH
SOLE
969
0
0
JOHNSON CONTROLS INC
cs
478366107
5273
104544
SH
SOLE
99294
0
5250
JP MORGAN EXCH TRADED NT
cs
46625H365
1930
45088
SH
SOLE
43738
0
1350
JPMORGAN CHASE & CO
cs
46625H100
219
3610
SH
SOLE
3155
0
455
K L A TENCOR CORP
cs
482480100
9
150
SH
SOLE
150
0
0
KAR AUCTION SERVICES
cs
48238T109
23
600
SH
SOLE
600
0
0
KEURIG GREEN MTN INC
cs
49271M100
2
15
SH
SOLE
15
0
0
KEYSIGHT TECHNOLOGIES
cs
49338L103
73
1953
SH
SOLE
1953
0
0
KIMBERLY-CLARK CORP
cs
494368103
107
1000
SH
SOLE
1000
0
0
KINDER MORGAN INC
cs
49456B101
1266
30092
SH
SOLE
27828
0
2264
KLX INC
cs
482539103
2
53
SH
SOLE
53
0
0
KRAFT FOODS GROUP
cs
50076Q106
126
1449
SH
SOLE
1449
0
0
KROGER COMPANY
cs
501044101
19
250
SH
SOLE
250
0
0
L-3 COMMUNICATIONS HLDGS
cs
502424104
1
7
SH
SOLE
0
0
7
LAS VEGAS SANDS CORP
cs
517834107
6
100
SH
SOLE
0
0
100
LEAR CORPORATION
cs
521865204
17
150
SH
SOLE
150
0
0
LEGG MASON INC
cs
524901105
3
50
SH
SOLE
50
0
0
LEGGETT & PLATT INC
cs
524660107
24
510
SH
SOLE
510
0
0
LIBERTY STAR URANIUM NEW
cs
53123T206
3
616600
SH
SOLE
616600
0
0
LIFEVANTAGE CORP
cs
53222K106
2
2500
SH
SOLE
2500
0
0
LILLY ELI & COMPANY
cs
532457108
51
700
SH
SOLE
700
0
0
LINKEDIN CORP
cs
53578A108
75
300
SH
SOLE
300
0
0
LOCKHEED MARTIN CORP
cs
539830109
89
437
SH
SOLE
430
0
7
LOGITECH INTL S A NEW F
cs
H50430232
7
500
SH
SOLE
0
0
500
LOWES COMPANIES INC
cs
548661107
15
200
SH
SOLE
0
0
200
LULULEMON ATHLETICA INC
cs
550021109
1867
29155
SH
SOLE
26255
0
2900
MAGNUM HUNTER RESOURCES
cs
55973B102
1
250
SH
SOLE
250
0
0
MALLINCKRODT PUB F
cs
G5785G107
1
4
SH
SOLE
1
0
3
MARKET VECTORS ETF
cs
57061R791
4172
201085
SH
SOLE
184485
0
16600
MARKET VECTORS ETF TRUST
cs
57060U100
2138
117210
SH
SOLE
110735
0
6475
MARKET VECTORS ETF TRUST
cs
57060U605
4
75
SH
SOLE
75
0
0
MARKET VECTORS NEW ETF
cs
57061R544
18
800
SH
SOLE
800
0
0
MARKETO INC
cs
57063L107
3
100
SH
SOLE
100
0
0
MARTHA STEWART LVNG OMNI
cs
573083102
7
1000
SH
SOLE
1000
0
0
MASTERCARD INC
cs
57636Q104
0
1
SH
SOLE
1
0
0
MATSON INC
cs
57686G105
13
300
SH
SOLE
300
0
0
MC DONALDS CORP
cs
580135101
112
1150
SH
SOLE
1150
0
0
MEDIDATA SOLUTIONS INC
cs
58471A105
7
150
SH
SOLE
110
0
40
MEDTRONIC PLC F
cs
G5960L103
68
867
SH
SOLE
839
0
28
MELTRONIX INC
cs
585730104
0
12000
SH
SOLE
12000
0
0
MERCK & CO INC NEW
cs
58933Y105
102
1770
SH
SOLE
1770
0
0
MERCURY GENERAL CORP
cs
589400100
18
315
SH
SOLE
315
0
0
METLIFE INC
cs
59156R108
2171
42945
SH
SOLE
39795
0
3150
MICHAEL KORS HLDGS F
cs
G60754101
7
100
SH
SOLE
100
0
0
MICROCHIP TECHNOLOGY INC
cs
595017104
32
650
SH
SOLE
650
0
0
MICRON TECHNOLOGY INC
cs
595112103
1
23
SH
SOLE
23
0
0
MICROSOFT CORP
cs
594918104
83
2053
SH
SOLE
2053
0
0
MICROSTRATEGY INC A NEW
cs
594972408
13
75
SH
SOLE
75
0
0
MIDDLESEX WATER CO
cs
596680108
9
400
SH
SOLE
400
0
0
MONDELEZ INTL INC CL A
cs
609207105
4
104
SH
SOLE
104
0
0
MORGAN STANLEY
cs
617446448
11
300
SH
SOLE
300
0
0
MOSAIC CO NEW
cs
61945C103
1904
41330
SH
SOLE
38580
0
2750
MOTORS LIQ CO GUC TRUST
cs
62010U101
0
25
SH
SOLE
25
0
0
NANOTECH ENTMT INC
cs
63009Y104
6
329812
SH
SOLE
329812
0
0
NATIONAL HEALTHCARE CORP
cs
635906100
22
350
SH
SOLE
350
0
0
NAVIOS MARITIME F
cs
Y62196103
19
4500
SH
SOLE
4500
0
0
NEKTAR THERAPEUTICS
cs
640268108
1
100
SH
SOLE
100
0
0
NESTLE S A REG B ADR F
cs
641069406
30
400
SH
SOLE
400
0
0
NETFLIX INC
cs
64110L106
100
241
SH
SOLE
241
0
0
NEUBERGER BERMAN RE FUND
cs
64190A103
8
1409
SH
SOLE
1409
0
0
NEWMONT MINING CORP
cs
651639106
26
1200
SH
SOLE
1200
0
0
NIKE INC CLASS B
cs
654106103
28
276
SH
SOLE
276
0
0
NIMBLE STORAGE INC
cs
65440R101
3
150
SH
SOLE
150
0
0
NOKIA CORP SPON ADR F
cs
654902204
6
850
SH
SOLE
850
0
0
NORTHROP GRUMMAN CORP
cs
666807102
53
327
SH
SOLE
320
0
7
NOVARTIS A G SPON ADR F
cs
66987V109
47
475
SH
SOLE
475
0
0
NOVO-NORDISK A-S ADR F
cs
670100205
115
2155
SH
SOLE
2155
0
0
NRG ENERGY INC NEW
cs
629377508
0
4
SH
SOLE
4
0
0
NUANCE COMMUN INC
cs
67020Y100
4
300
SH
SOLE
0
0
300
NUCOR CORP
cs
670346105
126
2650
SH
SOLE
2650
0
0
NUVEEN ALL CAP ENGY MLP
cs
67075E112
1068
65550
SH
SOLE
58200
0
7350
NUVEEN CA AMT FREE MUNI
cs
670651108
1409
94341
SH
SOLE
90391
0
3950
NUVEEN CA DIV ADV MUN FD
cs
67066Y105
956
62497
SH
SOLE
58747
0
3750
NUVEEN CA SELECT TAX FR
cs
67063R103
77
5000
SH
SOLE
5000
0
0
NUVEEN DOW 30SM DYNAMIC
cs
67075F105
42
2767
SH
SOLE
2267
0
500
NUVEEN FLTG RATE INCM FD
cs
67072T108
76
6716
SH
SOLE
6716
0
0
NUVEEN INVT QLTY MUN FD
cs
67062E107
47
3000
SH
SOLE
3000
0
0
NUVEEN MASS PRE INCM MUN
cs
67061E108
27
1991
SH
SOLE
0
0
1991
NUVEEN MUNI ADVTG FUND
cs
67062H106
28
2000
SH
SOLE
0
0
2000
NUVEEN MUNI MKT OPPTY FD
cs
67062W103
69
5000
SH
SOLE
3000
0
2000
NUVEEN QLTY INCM MUNI FD
cs
670977107
60
4250
SH
SOLE
2000
0
2250
NUVEEN QUAL PFD INC FD 2
cs
67072C105
58
6330
SH
SOLE
6330
0
0
NUVEEN QUALITY MUNI FD
cs
67062N103
4
300
SH
SOLE
300
0
0
NUVEEN S&P 500 BUY-WRITE
cs
6706ER101
752
58745
SH
SOLE
56788
0
1957
NUVEEN SELCT QLTY MUN FD
cs
670973106
28
2000
SH
SOLE
2000
0
0
NVIDIA CORP
cs
67066G104
5
228
SH
SOLE
228
0
0
NXP SEMICONDUCTORS NV F
cs
N6596X109
6
55
SH
SOLE
0
0
55
OCCIDENTAL PETE CORP
cs
674599105
2729
37388
SH
SOLE
34888
0
2500
OLD DOMINION FREIGHT LNS
cs
679580100
15
200
SH
SOLE
200
0
0
OLD REPUBLIC INTL CORP
cs
680223104
18
1175
SH
SOLE
1175
0
0
OLIN CORP
cs
680665205
7
210
SH
SOLE
210
0
0
OMNICARE INC
cs
681904108
66
855
SH
SOLE
855
0
0
OPKO HEALTH INC
cs
68375N103
28
2000
SH
SOLE
2000
0
0
ORACLE CORPORATION
cs
68389X105
127
2936
SH
SOLE
2936
0
0
ORBITAL ATK INC
cs
68557N103
32
415
SH
SOLE
415
0
0
P G & E CORP
cs
69331C108
27
500
SH
SOLE
500
0
0
P P G INDUSTRIES INC
cs
693506107
90
400
SH
SOLE
400
0
0
PAYCHEX INC
cs
704326107
31
625
SH
SOLE
625
0
0
PEABODY ENERGY CORP
cs
704549104
2
500
SH
SOLE
500
0
0
PENNEY J C CO INC
cs
708160106
2
200
SH
SOLE
200
0
0
PENTAIR PLC F
cs
G7S00T104
1
8
SH
SOLE
1
0
7
PENTHOUSE INTL INC
cs
709640106
0
125000
SH
SOLE
125000
0
0
PEOPLES UNITED FINL INC
cs
712704105
22
1450
SH
SOLE
1450
0
0
PEPSICO INCORPORATED
cs
713448108
21
221
SH
SOLE
221
0
0
PETROCHINA CO ADR F
cs
71646E104
50
450
SH
SOLE
350
0
100
PETROLEO BRASILEIRO ADRF
cs
71654V408
3
500
SH
SOLE
500
0
0
PFIZER INCORPORATED
cs
717081103
7032
202114
SH
SOLE
187614
0
14500
PHILIP MORRIS INTL INC
cs
718172109
167
2220
SH
SOLE
2220
0
0
PHILLIPS 66
cs
718546104
8
100
SH
SOLE
100
0
0
PIMCO CALIF MUN INCM FD
cs
72200N106
37
2373
SH
SOLE
2373
0
0
PIMCO CORP & INC OPPTY
cs
72201B101
16
1000
SH
SOLE
1000
0
0
PIMCO DYNAMIC CDT INC FD
cs
72202D106
26
1265
SH
SOLE
1265
0
0
PIMCO DYNAMIC INCOME FD
cs
72201Y101
3278
113024
SH
SOLE
106959
0
6065
PIMCO ETF
cs
72201R783
15
147
SH
SOLE
147
0
0
PIMCO EXCH TRADED FUND
cs
72201R775
272
2470
SH
SOLE
2170
0
300
PIMCO HIGH INCOME FUND
cs
722014107
176
14077
SH
SOLE
14077
0
0
PINNACLE ENTERTAINMENT
cs
723456109
0
8
SH
SOLE
8
0
0
PINNACLE WEST CAPITAL CP
cs
723484101
32
500
SH
SOLE
500
0
0
PIONEER NATURAL RES CO
cs
723787107
11
70
SH
SOLE
70
0
0
PLUG POWER INC NEW
cs
72919P202
1
350
SH
SOLE
350
0
0
POTASH CORP SASK INC F
cs
73755L107
85
2650
SH
SOLE
2650
0
0
POWERLINX INC NEW
cs
73933F204
0
10
SH
SOLE
10
0
0
POWERSHARES S&P ETF
cs
73937B779
27
719
SH
SOLE
719
0
0
POWERSHS DB COMMDTY INDX
cs
73935S105
14
832
SH
SOLE
832
0
0
POWERSHS EXCH TRAD FD TR
cs
73935X302
23
1740
SH
SOLE
1740
0
0
POWERSHS EXCH TRAD FD TR
cs
73935X500
7
1250
SH
SOLE
750
0
500
POWERSHS EXCH TRAD FD TR
cs
73935X575
13
525
SH
SOLE
525
0
0
POWERSHS EXCH TRAD FD TR
cs
73935X856
6
100
SH
SOLE
100
0
0
POWERSHS EXCH TRAD FD TR
cs
73936T441
325
12636
SH
SOLE
11886
0
750
POWERSHS EXCH TRAD FD TR
cs
73936T565
16
1067
SH
SOLE
1067
0
0
POWERSHS QQQ TRUST SER 1
cs
73935A104
365
3452
SH
SOLE
3452
0
0
POWERWAVE TECH INC NEW
cs
739363307
0
13
SH
SOLE
13
0
0
PREMIER LASER SYS A NXXX
cs
740522107
0
500
SH
SOLE
500
0
0
PROCTER & GAMBLE
cs
742718109
41
500
SH
SOLE
500
0
0
PRUDENTIAL FINANCIAL INC
cs
744320102
3
40
SH
SOLE
40
0
0
PUB SVC ENT GROUP INC
cs
744573106
8
200
SH
SOLE
200
0
0
PUTNAM HIGH INCM SECS FD
cs
746779107
6
748
SH
SOLE
748
0
0
QORVO INC
cs
74736K101
159
2000
SH
SOLE
2000
0
0
QUALCOMM INC
cs
747525103
5716
82441
SH
SOLE
77806
0
4635
QUESTAR CORPORATION
cs
748356102
19
800
SH
SOLE
800
0
0
QUIKSILVER INC
cs
74838C106
1
440
SH
SOLE
440
0
0
RAMBUS INC DEL
cs
750917106
9
700
SH
SOLE
700
0
0
RAVE RESTAURANT GROUP
cs
754198109
36
2575
SH
SOLE
2400
0
175
RAYTHEON COMPANY NEW
cs
755111507
50
457
SH
SOLE
450
0
7
REDHAT INC
cs
756577102
0
5
SH
SOLE
0
0
5
REGAL ENTERTAINMENT GRP
cs
758766109
30
1325
SH
SOLE
1325
0
0
REGENERON PHARMS INC
cs
75886F107
11
25
SH
SOLE
25
0
0
RESTORATION HARDWARE
cs
761283100
5
50
SH
SOLE
50
0
0
RITE AID CORPORATION
cs
767754104
261
30050
SH
SOLE
30050
0
0
ROCHE HLDG LTD SPON ADRF
cs
771195104
17
500
SH
SOLE
500
0
0
ROYAL DUTCH SHELL A ADRF
cs
780259206
22
375
SH
SOLE
375
0
0
ROYAL DUTCH SHELL B ADRF
cs
780259107
8
125
SH
SOLE
125
0
0
ROYCE VALUE TRUST INC
cs
780910105
21
1500
SH
SOLE
1500
0
0
RPM INTERNATIONAL INC
cs
749685103
22
460
SH
SOLE
460
0
0
S A P SE ADR F
cs
803054204
14
200
SH
SOLE
200
0
0
S P D R S&P 500 ETF TR
cs
78462F103
1083
5245
SH
SOLE
4338
0
907
SALESFORCE COM
cs
79466L302
107
1600
SH
SOLE
1600
0
0
SANBORN RESOURCES LTD
cs
799689104
0
5000
SH
SOLE
5000
0
0
SANDISK CORP
cs
80004C101
115
1802
SH
SOLE
1802
0
0
SANOFI ADR F
cs
80105N105
12
250
SH
SOLE
250
0
0
SASOL LIMITED SPON ADR F
cs
803866300
37
1100
SH
SOLE
900
0
200
SCH US AGG BND ETF
cs
808524839
8334
157517
SH
SOLE
145132
0
12385
SCH US DIV EQUITY ETF
cs
808524797
10188
258513
SH
SOLE
240032
0
18481
SCH US MID-CAP ETF
cs
808524508
0
3
SH
SOLE
3
0
0
SCH US REIT ETF
cs
808524847
4618
113874
SH
SOLE
105413
0
8460
SCH US TIPS ETF
cs
808524870
11
201
SH
SOLE
201
0
0
SCHLUMBERGER LTD F
cs
806857108
38
450
SH
SOLE
450
0
0
SCHW EMG MKT EQ ETF
cs
808524706
258
10600
SH
SOLE
10600
0
0
SCHW INTL EQ ETF
cs
808524805
8370
276873
SH
SOLE
260588
0
16285
SCHW US BRD MKT ETF
cs
808524102
26228
519575
SH
SOLE
487270
0
32305
SCHW US LCAP ETF
cs
808524201
70
1410
SH
SOLE
1410
0
0
SCHW US LCAP GRO ETF
cs
808524300
7447
138233
SH
SOLE
128152
0
10080
SCHW US SCAP ETF
cs
808524607
3576
62110
SH
SOLE
57906
0
4204
SEAGATE TECHNOLOGY PLC F
cs
G7945M107
16
300
SH
SOLE
300
0
0
SEARS HOLDINGS CORP
cs
812350106
5
125
SH
SOLE
0
0
125
SEATTLE GENETICS INC
cs
812578102
9
250
SH
SOLE
200
0
50
SEAWORLD ENTERTAINMENT
cs
81282V100
1
50
SH
SOLE
50
0
0
SECTOR SPDR ENGY SELECT
cs
81369Y506
167
2150
SH
SOLE
1850
0
300
SECTOR SPDR FINCL SELECT
cs
81369Y605
84
3500
SH
SOLE
3500
0
0
SECTOR SPDR HEALTH FUND
cs
81369Y209
62
850
SH
SOLE
850
0
0
SECTOR SPDR INDL SELECT
cs
81369Y704
192
3450
SH
SOLE
2700
0
750
SECTOR SPDR MATERIALS FD
cs
81369Y100
53
1086
SH
SOLE
1086
0
0
SECTOR SPDR TECH SELECT
cs
81369Y803
8
200
SH
SOLE
200
0
0
SECTOR SPDR TR CON STPLS
cs
81369Y308
234
4805
SH
SOLE
4125
0
680
SECTOR SPDR UTIL SELECT
cs
81369Y886
52
1175
SH
SOLE
975
0
200
SEMPRA ENERGY
cs
816851109
190
1742
SH
SOLE
1742
0
0
SHL TELEMEDICINE ORD F
cs
M84047105
6
700
SH
SOLE
0
0
700
SINA CORPORATION F
cs
G81477104
3
100
SH
SOLE
100
0
0
SIRIUS XM HLDGS INC
cs
82968B103
21
5550
SH
SOLE
5550
0
0
SIX FLAGS ENTERTAINMENT
cs
83001A102
25
525
SH
SOLE
525
0
0
SKYWORKS SOLUTIONS INC
cs
83088M102
294
2994
SH
SOLE
2994
0
0
SMITH & WESSON HLDG CORP
cs
831756101
51
4000
SH
SOLE
4000
0
0
SOC QUIMICA MINER B ADRF
cs
833635105
3
151
SH
SOLE
0
0
151
SODASTREAM INTL F
cs
M9068E105
1
36
SH
SOLE
36
0
0
SOLARCITY CORP
cs
83416T100
2
30
SH
SOLE
0
0
30
SOLARIS PWR CELLS INC
cs
83416X101
2
20000
SH
SOLE
20000
0
0
SONY CORP ADR NEW F
cs
835699307
13
475
SH
SOLE
375
0
100
SOUTHERN COPPER CORP
cs
84265V105
40
1374
SH
SOLE
1374
0
0
SOUTHWEST AIRLINES CO
cs
844741108
22
500
SH
SOLE
500
0
0
SOUTHWEST GAS CORP COM
cs
844895102
78
1337
SH
SOLE
1337
0
0
SPDR BARCLAYS ETF
cs
78464A359
5
100
SH
SOLE
100
0
0
SPDR BARCLAYS ETF
cs
78464A474
19
633
SH
SOLE
633
0
0
SPDR BARCLAYS ETF
cs
78464A664
3019
40135
SH
SOLE
39360
0
775
SPDR GOLD TRUST
cs
78463V107
159
1400
SH
SOLE
1400
0
0
SPDR S&P DIVIDEND ETF
cs
78464A763
62
799
SH
SOLE
100
0
699
SPDR S&P EMERGING MKTS
cs
78463X533
7
220
SH
SOLE
220
0
0
SPDR S&P MIDCAP 400 ETF
cs
78467Y107
28
100
SH
SOLE
100
0
0
SPLUNK INC
cs
848637104
59
1000
SH
SOLE
1000
0
0
STARBUCKS CORP
cs
855244109
3903
41216
SH
SOLE
37916
0
3300
STEELCASE INC CL A
cs
858155203
95
5000
SH
SOLE
5000
0
0
STRATASYS LTD F
cs
M85548101
12
235
SH
SOLE
235
0
0
STRATEGIC RESOURCES LXXX
cs
862773108
0
5500
SH
SOLE
5500
0
0
STURM RUGER & CO INC
cs
864159108
69
1400
SH
SOLE
1400
0
0
SUN LIFE FINANCIAL INC F
cs
866796105
31
1000
SH
SOLE
1000
0
0
SUPERVALU INC
cs
868536103
1
85
SH
SOLE
85
0
0
SYNAPTICS INC
cs
87157D109
33
400
SH
SOLE
400
0
0
T H Q INC NEW XXX
cs
872443601
0
2
SH
SOLE
0
0
2
T J X COS INC
cs
872540109
21
300
SH
SOLE
300
0
0
TABLEAU SOFTWARE INC
cs
87336U105
19
200
SH
SOLE
200
0
0
TAKE TWO INTERACTV SFTWR
cs
874054109
1
30
SH
SOLE
30
0
0
TARGET CORPORATION
cs
87612E110
6469
78827
SH
SOLE
73482
0
5345
TASER INTERNATIONAL INC
cs
87651B104
36
1500
SH
SOLE
1500
0
0
TE CONNECTIVITY LTD F
cs
H84989104
3
38
SH
SOLE
8
0
30
TEEKAY TANKERS LTD CL AF
cs
Y8565N102
4
645
SH
SOLE
645
0
0
TESLA MOTORS INC
cs
88160R101
562
2978
SH
SOLE
2266
0
712
THE CHARLES SCHWAB CORP
cs
808513105
3
100
SH
SOLE
100
0
0
THE PRICELINE GROUP
cs
741503403
12
10
SH
SOLE
0
0
10
THE SOUTHERN COMPANY
cs
842587107
31
700
SH
SOLE
700
0
0
THE WHITEWAVE FOODS CO
cs
966244105
2
50
SH
SOLE
50
0
0
TIFFANY & CO NEW
cs
886547108
1
15
SH
SOLE
15
0
0
TOOTSIE ROLL INDS B XXX
cs
890516206
11
316
SH
SOLE
316
0
0
TOOTSIE ROLL INDS INC
cs
890516107
11
316
SH
SOLE
316
0
0
TORONTO DOMINION BANK F
cs
891160509
2498
58285
SH
SOLE
53385
0
4900
TORTOISE EGY INFRASTRUCT
cs
89147L100
22
530
SH
SOLE
530
0
0
TOTAL S A ADR F
cs
89151E113
6
125
SH
SOLE
125
0
0
TOYOTA MOTOR CP ADR NEWF
cs
892331307
21
150
SH
SOLE
150
0
0
TRANSOCEAN INC NEW F
cs
H8817H100
3
234
SH
SOLE
234
0
0
TRUE GOLD MINING INC F
cs
89783T102
0
793
SH
SOLE
793
0
0
TWITTER INC
cs
90184L102
225
4500
SH
SOLE
3850
0
650
TYCO INTL PLC NEW F
cs
G91442106
2
38
SH
SOLE
8
0
30
U S BANCORP DEL NEW
cs
902973304
69
1589
SH
SOLE
1589
0
0
UMPQUA HOLDINGS CORP
cs
904214103
16
925
SH
SOLE
925
0
0
UNDER ARMOUR INC CL A
cs
904311107
71
876
SH
SOLE
876
0
0
UNION PACIFIC CORP
cs
907818108
32
300
SH
SOLE
300
0
0
UNISYS CORP NEW
cs
909214306
0
1
SH
SOLE
1
0
0
UNITED BANKSHRS INC W VA
cs
909907107
18
485
SH
SOLE
485
0
0
UNITED CONTL HLDGS INC
cs
910047109
269
4000
SH
SOLE
4000
0
0
UNITED STATES STEEL CORP
cs
912909108
2
100
SH
SOLE
100
0
0
UNITED STS 12 MO OIL FD
cs
91288V103
18
750
SH
SOLE
750
0
0
UNITED TECHNOLOGIES CORP
cs
913017109
95
812
SH
SOLE
805
0
7
URBAN EDGE PPTYS
cs
91704F104
0
1
SH
SOLE
1
0
0
USA URANIUM CORP XXX
cs
91154T109
0
400000
SH
SOLE
0
0
400000
VALEANT PHARMA INTL F
cs
91911K102
40
200
SH
SOLE
200
0
0
VANGUARD BOND INDEX FUND
cs
921937835
2481
29759
SH
SOLE
26009
0
3750
VANGUARD DIV APPRCIATION
cs
921908844
28
350
SH
SOLE
350
0
0
VANGUARD FTSE EMERGING
cs
922042858
13
321
SH
SOLE
321
0
0
VANGUARD FTSE ETF
cs
921943858
16
399
SH
SOLE
399
0
0
VANGUARD GROWTH
cs
922908736
217
2075
SH
SOLE
2075
0
0
VANGUARD INTL EQTY ETF
cs
922042676
19
335
SH
SOLE
335
0
0
VANGUARD INTL EQTY INDEX
cs
922042775
49
1000
SH
SOLE
1000
0
0
VANGUARD MID CAP
cs
922908629
173
1300
SH
SOLE
1300
0
0
VANGUARD REIT
cs
922908553
51
605
SH
SOLE
605
0
0
VANGUARD TOTAL STOCK MKT
cs
922908769
70
655
SH
SOLE
655
0
0
VAPE HLDGS INC
cs
91912N105
0
500
SH
SOLE
500
0
0
VERIFONE SYSTEMS INC
cs
92342Y109
14
410
SH
SOLE
410
0
0
VERITIV CORPORATION
cs
923454102
0
7
SH
SOLE
7
0
0
VERIZON COMMUNICATIONS
cs
92343V104
2685
55207
SH
SOLE
52207
0
3000
VIRGIN AMERICA INC
cs
92765X208
3
100
SH
SOLE
0
0
100
VIRTUS TOTAL RETURN FD
cs
92829A103
16
3505
SH
SOLE
3505
0
0
VISA INC CL A
cs
92826C839
26
400
SH
SOLE
0
0
400
VISTA OUTDOOR INC
cs
928377100
36
830
SH
SOLE
830
0
0
VIVUS INC
cs
928551100
0
100
SH
SOLE
100
0
0
VODAFONE GROUP NEW ADR F
cs
92857W308
129
3943
SH
SOLE
3943
0
0
VOYA GLOBAL EQUITY DIV
cs
92912T100
10
1250
SH
SOLE
1250
0
0
WAL-MART STORES INC
cs
931142103
77
937
SH
SOLE
937
0
0
WASTE MANAGEMENT INC DEL
cs
94106L109
65
1200
SH
SOLE
1200
0
0
WEATHERFORD INTL NEW F
cs
G48833100
4
300
SH
SOLE
300
0
0
WELLS FARGO & CO NEW
cs
949746101
4755
87407
SH
SOLE
82507
0
4900
WESTERN LITHIUM USA F
cs
95854Q109
5
10000
SH
SOLE
10000
0
0
WHOLE FOODS MARKET INC
cs
966837106
108
2067
SH
SOLE
1927
0
140
WILLIAMS COMPANIES
cs
969457100
5
100
SH
SOLE
100
0
0
WINDSTREAM HLDGS INC
cs
97382A101
8
1104
SH
SOLE
1104
0
0
WISDOMTREE ASIA ETF
cs
97717X842
5
117
SH
SOLE
117
0
0
WISDOMTREE EQUITY INC FD
cs
97717W208
12
200
SH
SOLE
200
0
0
WISDOMTREE INTL SMCP DIV
cs
97717W760
8
143
SH
SOLE
143
0
0
WISDOMTREE SMALLCAP DIV
cs
97717W604
13
175
SH
SOLE
175
0
0
WPX ENERGY INC
cs
98212B103
0
33
SH
SOLE
33
0
0
YELP INC CLASS A
cs
985817105
36
750
SH
SOLE
600
0
150
YUM BRANDS INC
cs
988498101
187
2382
SH
SOLE
2382
0
0
ZILLOW GROUP INC
cs
98954M101
10
100
SH
SOLE
100
0
0
ZYNGA INC
cs
98986T108
1
400
SH
SOLE
0
0
400
AMERICAN CAPITAL AGENCY
oa
02503X105
23
1100
SH
SOLE
1100
0
0
AMERICAN TOWER CORP
oa
03027X100
5
50
SH
SOLE
50
0
0
AMERIGAS PARTNERS LP
oa
030975106
48
1000
SH
SOLE
1000
0
0
AMERN CAMPUS COMMUNITIES
oa
024835100
19
450
SH
SOLE
450
0
0
ANNALY CAPITAL MGMT
oa
035710409
313
30050
SH
SOLE
26050
0
4000
CALUMET SPECIALTY PROD
oa
131476103
36
1500
SH
SOLE
1500
0
0
DIGITAL REALTY TRUST INC
oa
253868103
5
80
SH
SOLE
80
0
0
DUKE REALTY CORP
oa
264411505
76
3500
SH
SOLE
3500
0
0
ENBRIDGE ENERGY PTNRS LP
oa
29250R106
9
240
SH
SOLE
126
0
114
ENERGY TRANSFER PARTNERS
oa
29273R109
9
160
SH
SOLE
160
0
0
ENTERPRISE PRD PRTNRS LP
oa
293792107
46
1401
SH
SOLE
1401
0
0
HEALTH CARE REIT INC
oa
42217K106
155
2000
SH
SOLE
2000
0
0
HLTHCARE TR OF AMER NEW
oa
42225P501
63
2255
SH
SOLE
2255
0
0
ICAHN ENTERPRISES LP
oa
451100101
6
69
SH
SOLE
69
0
0
MFA FINANCIAL INC
oa
55272X102
8
1000
SH
SOLE
1000
0
0
NATL HEALTH INVESTORS
oa
63633D104
24
345
SH
SOLE
345
0
0
ONEOK PARTNERS LP
oa
68268N103
41
999
SH
SOLE
999
0
0
PEBBLEBROOK HOTEL TRUST
oa
70509V100
3
75
SH
SOLE
0
0
75
PLAINS ALL AMERN PPLN LP
oa
726503105
9
190
SH
SOLE
190
0
0
PLUM CREEK TIMBER CO
oa
729251108
30
695
SH
SOLE
695
0
0
REALTY INCOME CORP
oa
756109104
155
3000
SH
SOLE
3000
0
0
SILVER BAY RLTY TR CORP
oa
82735Q102
0
2
SH
SOLE
2
0
0
SUNOCO LOGISTICS PTNR LP
oa
86764L108
13
320
SH
SOLE
320
0
0
UMH PROPERTIES INC
oa
903002103
30
3000
SH
SOLE
3000
0
0
VENTAS INC
oa
92276F100
3924
53732
SH
SOLE
51042
0
2690
WESTERN GAS PARTNERS L P
oa
958254104
6
90
SH
SOLE
90
0
0
AMERN CAP AGY CR 8% PFD
ps
02503X204
112
4250
SH
SOLE
4250
0
0
COUNTRYWIDE CAP V 7%PFD
ps
222388209
52
2000
SH
SOLE
2000
0
0
CYS INVESTMEN 7.75% PFD
ps
12673A207
25
1000
SH
SOLE
1000
0
0
DYNEX CAPITAL, 8.5% PFD
ps
26817Q704
44
1750
SH
SOLE
1750
0
0
ENRON CORP DISC 00 8%PFD
ps
P37307108
0
400
SH
SOLE
400
0
0
HATTERAS FIN 7.625% PFD
ps
41902R400
24
1000
SH
SOLE
1000
0
0
HSBC HOLDING 8.125% PFD
ps
404280703
10
400
SH
SOLE
200
0
200
MERRILL LYNCH 7.28% PFD
ps
59021K205
3
100
SH
SOLE
100
0
0
MORGAN STANLEY 5.75%PFD
ps
617466206
13
500
SH
SOLE
500
0
0
PRUDENTIAL FINL 5.75%PFD
ps
744320607
26
1000
SH
SOLE
1000
0
0
STATE STREET 5.25% PFD
ps
857477509
27
1104
SH
SOLE
1104
0
0
WELLS FARGO & 5.2% PFD
ps
949746747
80
3259
SH
SOLE
3000
0
259
BIOTIME INC 18WTS
wt
09066L162
0
14
SH
SOLE
14
0
0
GENERAL MOTORS CL A 16WT
wt
37045V118
0
6
SH
SOLE
6
0
0
GENERAL MOTORS CL B 19WT
wt
37045V126
0
6
SH
SOLE
6
0
0
MAGNUM HUNTER RES 16WTS
wt
55973B110
0
51
SH
SOLE
51
0
0