0001140361-15-005650.txt : 20150212 0001140361-15-005650.hdr.sgml : 20150212 20150212060236 ACCESSION NUMBER: 0001140361-15-005650 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150212 DATE AS OF CHANGE: 20150212 EFFECTIVENESS DATE: 20150212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 15601778 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425165 XXXXXXXX 12-31-2014 12-31-2014 Apriem Advisors

19200 VON KARMAN AVE #1050 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin Lau 949-253-8888 /s/ Benjamin Lau IRVINE CA 02-11-2015 0 581 271443 false INFORMATION TABLE 2 form13fInfoTable.xml PUT CURRENCYSHARES JAPA pt 004881436 1 5 SH Put SOLE 5 0 0 1/100 BERKSHIRE HTWY CLA cs 084990175 226 1 SH SOLE 1 0 0 3 D SYSTEMS CORP cs 88554D205 775 23589 SH SOLE 21779 0 1810 A F L A C INC cs 001055102 61 1000 SH SOLE 1000 0 0 A T & T INC NEW cs 00206R102 7289 217003 SH SOLE 205068 0 11935 ABB LTD ADR F cs 000375204 53 2500 SH SOLE 1500 0 1000 ABBOTT LABORATORIES cs 002824100 151 3350 SH SOLE 3350 0 0 ABBVIE INC cs 00287Y109 6282 96000 SH SOLE 89150 0 6850 ABERDEEN ASIA PAC INCM cs 003009107 111 20000 SH SOLE 20000 0 0 ACCENTURE PLC CL A F cs G1151C101 9 100 SH SOLE 100 0 0 ACTIVISION BLIZZARD INC cs 00507V109 1 60 SH SOLE 60 0 0 ADELPHIA COMMUN CP CLXXX cs 006ESC917 0 4000 SH SOLE 4000 0 0 ADT CORP cs 00101J106 1 19 SH SOLE 4 0 15 ADVANCED MICRO DEVICES cs 007903107 1 400 SH SOLE 400 0 0 AGILENT TECHNOLOGIES INC cs 00846U101 168 4106 SH SOLE 4106 0 0 ALCATEL LUCENT ADR F cs 013904305 0 34 SH SOLE 34 0 0 ALCOA INC cs 013817101 37 2327 SH SOLE 2327 0 0 ALEXANDER & BALDWIN NEW cs 014491104 12 300 SH SOLE 300 0 0 ALEXION PHARMA INC cs 015351109 19 100 SH SOLE 100 0 0 ALIBABA GROUP HLDG ADR F cs 01609W102 398 3828 SH SOLE 3641 0 187 ALLERGAN INC cs 018490102 145 683 SH SOLE 683 0 0 ALLIANT TECHSYSTEMS INC cs 018804104 48 415 SH SOLE 415 0 0 ALLIANZGI NFJ DIVID INT cs 01883A107 18 1108 SH SOLE 1108 0 0 ALLSTATE CORPORATION cs 020002101 41 579 SH SOLE 579 0 0 ALPS TRUST ETF cs 00162Q866 3 195 SH SOLE 195 0 0 ALTRIA GROUP INC cs 02209S103 234 4750 SH SOLE 4750 0 0 AMARIN CORP PLC NEW ADRF cs 023111206 0 100 SH SOLE 100 0 0 AMAZON COM INC cs 023135106 195 627 SH SOLE 622 0 5 AMBARELLA INC F cs G037AX101 51 1000 SH SOLE 1000 0 0 AMERICA MOVIL SAB L ADRF cs 02364W105 22 1000 SH SOLE 1000 0 0 AMERICAN EXPRESS COMPANY cs 025816109 3912 42044 SH SOLE 38844 0 3200 AMERISOURCEBERGEN CORP cs 03073E108 27 300 SH SOLE 300 0 0 AMERITYRE CORPORATION cs 03073V107 0 2000 SH SOLE 0 0 2000 AMGEN INCORPORATED cs 031162100 96 600 SH SOLE 600 0 0 ANADARKO PETROLEUM CORP cs 032511107 29 350 SH SOLE 350 0 0 APPLE INC cs 037833100 9651 87432 SH SOLE 79440 0 7992 APPLIED MATERIALS INC cs 038222105 1 40 SH SOLE 40 0 0 ARCELOR MITTAL NY NEW F cs 03938L104 2 204 SH SOLE 204 0 0 ARCHER-DANIELS-MIDLND CO cs 039483102 37 721 SH SOLE 721 0 0 ASTERIAS BIOTHERAPEUTIC cs 04624N107 0 12 SH SOLE 12 0 0 AVAGO TECHNOLOGIES F cs Y0486S104 15 150 SH SOLE 150 0 0 B/E AEROSPACE INC cs 073302101 6 106 SH SOLE 106 0 0 BAIDU INC ADR F cs 056752108 34 150 SH SOLE 150 0 0 BALTIC TRADING LTD F cs Y0553W103 148 59059 SH SOLE 59059 0 0 BANC CALIF INC cs 05990K106 35 3064 SH SOLE 3064 0 0 BANK OF AMERICA CORP cs 060505104 3374 188580 SH SOLE 178380 0 10200 BANK OF HAWAII CORP cs 062540109 6 104 SH SOLE 104 0 0 BARCLAYS BANK IPATH ETN cs 06738C778 403 13475 SH SOLE 11525 0 1950 BARCLAYS BANK IPATH ETN cs 06738C786 59 4700 SH SOLE 4700 0 0 BASF SE ADR F cs 055262505 8 100 SH SOLE 100 0 0 BAXTER INTERNATIONAL INC cs 071813109 235 3200 SH SOLE 3200 0 0 BB&T CORPORATION cs 054937107 54 1400 SH SOLE 1400 0 0 BEESTON ENTERPRISES NEW cs 07712Q304 0 9000 SH SOLE 0 0 9000 BERKSHIRE HATHAWAY B NEW cs 084670702 984 6554 SH SOLE 5904 0 650 BERRY PLASTICS GROUP INC cs 08579W103 3 100 SH SOLE 100 0 0 BHP BILLITON LTD ADR F cs 088606108 71 1500 SH SOLE 1500 0 0 BIOGEN IDEC INC cs 09062X103 8 25 SH SOLE 25 0 0 BLACKBERRY LTD F cs 09228F103 5 500 SH SOLE 500 0 0 BLACKROCK CA MUN 2018 FD cs 09249C105 12 787 SH SOLE 787 0 0 BLACKROCK CA MUN INCM TR cs 09248E105 19 1250 SH SOLE 1250 0 0 BLACKROCK CORE BD TRUST cs 09249E104 215 16257 SH SOLE 14696 0 1561 BLACKROCK INC cs 09247X101 4 12 SH SOLE 12 0 0 BLACKROCK INVT QLTY MUNI cs 09247D105 33 2000 SH SOLE 2000 0 0 BLACKROCK MUNIYIELD AZ cs 09254K109 5 330 SH SOLE 330 0 0 BLKRCK MUNIHLDGS CA QLTY cs 09254L107 65 4473 SH SOLE 4473 0 0 BLKRCK MUNIYIELD CA QLTY cs 09254N103 258 16962 SH SOLE 16962 0 0 BLKRCK MUNIYIELD CAL FD cs 09254M105 151 9800 SH SOLE 9800 0 0 BOB EVANS FARMS INC cs 096761101 15 300 SH SOLE 0 0 300 BOEING CO cs 097023105 150 1157 SH SOLE 1150 0 7 BP PLC ADR F cs 055622104 37 982 SH SOLE 982 0 0 BRISTOL-MYERS SQUIBB CO cs 110122108 4717 79909 SH SOLE 73159 0 6750 BROWN FORMAN CORP CL B cs 115637209 18 200 SH SOLE 200 0 0 C A C I INC CL A cs 127190304 9 100 SH SOLE 100 0 0 C V S HEALTH CORPORATION cs 126650100 23 240 SH SOLE 240 0 0 CA WATER SERVICE GROUP cs 130788102 7 300 SH SOLE 300 0 0 CALIFORNIA RES CORP cs 13057Q107 1 172 SH SOLE 172 0 0 CARDINAL HEALTH INC cs 14149Y108 24 300 SH SOLE 300 0 0 CATERPILLAR INC cs 149123101 40 432 SH SOLE 432 0 0 CATHAY GENERAL BANCORP cs 149150104 256 10000 SH SOLE 0 0 10000 CELGENE CORP cs 151020104 102 915 SH SOLE 915 0 0 CEMEX SAB ADR F cs 151290889 7 700 SH SOLE 700 0 0 CENTERPOINT ENERGY INC cs 15189T107 1 46 SH SOLE 46 0 0 CENTRAL FD CDA LTD CLA F cs 153501101 8 700 SH SOLE 700 0 0 CENTURYLINK INC cs 156700106 0 2 SH SOLE 2 0 0 CHANCELLOR GROUP INC cs 15883D101 1 70000 SH SOLE 70000 0 0 CHENIERE ENERGY INC NEW cs 16411R208 148 2100 SH SOLE 2100 0 0 CHESAPEAKE ENERGY CORP cs 165167107 0 0 SH SOLE 0 0 0 CHEVRON CORPORATION cs 166764100 453 4036 SH SOLE 3786 0 250 CHINA CGAME INC cs 16946P107 0 334 SH SOLE 334 0 0 CHINA DIGITAL MEDIA CXXX cs 169382108 0 275 SH SOLE 275 0 0 CHINA LIFE INS CO ADR F cs 16939P106 59 1000 SH SOLE 1000 0 0 CHINA MOBILE LTD ADR F cs 16941M109 35 600 SH SOLE 600 0 0 CHIPOTLE MEXICAN GRILL cs 169656105 14 20 SH SOLE 20 0 0 CINCINNATI FINANCIAL CP cs 172062101 26 500 SH SOLE 500 0 0 CIRRUS LOGIC INC cs 172755100 2 100 SH SOLE 0 0 100 CISCO SYSTEMS INC cs 17275R102 4151 149229 SH SOLE 141800 0 7429 CITIGROUP INC NEW cs 172967424 155 2862 SH SOLE 2662 0 200 CLEARBRIDGE ENERGY MLP cs 18469Q108 171 8012 SH SOLE 8012 0 0 CLIFFS NATURAL RES INC cs 18683K101 1 101 SH SOLE 0 0 101 CNOOC LIMITED ADR F cs 126132109 11 80 SH SOLE 80 0 0 COACH INC cs 189754104 28 751 SH SOLE 650 0 101 COCA COLA COMPANY cs 191216100 34 816 SH SOLE 816 0 0 COHEN & STEERS cs 19248A109 658 28950 SH SOLE 27500 0 1450 COHEN & STEERS TOTAL cs 19247R103 40 3000 SH SOLE 3000 0 0 COMCAST CORP NEW CL A cs 20030N101 18 314 SH SOLE 314 0 0 COMMERCE ENERGY GROUP cs 20061Q106 0 8000 SH SOLE 0 0 8000 COMSTOCK MINING INC cs 205750102 0 100 SH SOLE 100 0 0 CONMED CORP cs 207410101 18 396 SH SOLE 396 0 0 CONOCOPHILLIPS cs 20825C104 6627 95961 SH SOLE 89829 0 6132 CONSOLIDATED EDISON INC cs 209115104 4551 68942 SH SOLE 63662 0 5280 CORNING INC cs 219350105 8 332 SH SOLE 82 0 250 CORRECTIONS CP AMER NEW cs 22025Y407 8 212 SH SOLE 212 0 0 COSTCO WHSL CORP NEW cs 22160K105 56 398 SH SOLE 398 0 0 COVIDIEN PLC NEW F cs G2554F113 4 38 SH SOLE 8 0 30 CREATIVE EDGE NUTRIT NEW cs 22528W205 14 1081000 SH SOLE 1081000 0 0 CRYSTALLEX INTL CORP XXX cs 22942F101 0 1590 SH SOLE 1590 0 0 CUMMINS INC cs 231021106 14 100 SH SOLE 100 0 0 CUMULUS MEDIA INC cs 231082108 10 2300 SH SOLE 2300 0 0 DANAHER CORP DEL cs 235851102 11 125 SH SOLE 125 0 0 DASSAULT SYSTEMS SA ADRF cs 237545108 18 300 SH SOLE 300 0 0 DAVITA HEALTHCARE PTNR cs 23918K108 2691 35530 SH SOLE 32930 0 2600 DEERE & CO cs 244199105 3304 37346 SH SOLE 34366 0 2980 DIAMOND OFFSHR DRILLING cs 25271C102 37 1010 SH SOLE 1010 0 0 DISNEY WALT CO cs 254687106 299 3175 SH SOLE 3170 0 5 DITEM EXPLORATION INC F cs 254920101 0 80 SH SOLE 80 0 0 DNP SELECT INCOME FUND cs 23325P104 779 73725 SH SOLE 72725 0 1000 DOMINION RES INC VA NEW cs 25746U109 2156 28042 SH SOLE 25492 0 2550 DOUBLELINE INC SOLUTIONS cs 258622109 35 1779 SH SOLE 812 0 967 DOUBLELINE OPPORTUNISTIC cs 258623107 3933 160128 SH SOLE 152526 0 7602 DR REDDYS LABS ADR F cs 256135203 25 500 SH SOLE 500 0 0 DREAM MARKETING INC cs 261990352 0 10 SH SOLE 10 0 0 DUKE ENERGY CORP NEW cs 26441C204 25 300 SH SOLE 300 0 0 E M C CORP MASS cs 268648102 165 5542 SH SOLE 5542 0 0 E O G RESOURCES INC cs 26875P101 2921 31730 SH SOLE 29655 0 2075 EAGLE BROADBAND INC NXXX cs 269437208 0 22 SH SOLE 0 0 22 EATON CORP PLC F cs G29183103 6198 91207 SH SOLE 84107 0 7100 EATON VANCE LTD DURATION cs 27828H105 271 19175 SH SOLE 13775 0 5400 EATON VANCE TAX ADV DIV cs 27828G107 4 200 SH SOLE 0 0 200 EBAY INC cs 278642103 56 1000 SH SOLE 1000 0 0 ECOPETROL SA ADR F cs 279158109 4 260 SH SOLE 260 0 0 EDISON INTERNATIONAL cs 281020107 164 2500 SH SOLE 2500 0 0 EDWARDS LIFESCIENCES CP cs 28176E112 121 950 SH SOLE 950 0 0 EGSHARES ETF cs 268461779 5 203 SH SOLE 203 0 0 EMERSON ELECTRIC CO cs 291011104 3746 60690 SH SOLE 57130 0 3560 EMULEX CORP NEW cs 292475209 6 1000 SH SOLE 1000 0 0 ENERSIS S A ADR F cs 29274F104 24 1500 SH SOLE 1500 0 0 ENPHASE ENERGY INC cs 29355A107 6 400 SH SOLE 400 0 0 ENTERGY CORP NEW cs 29364G103 26 300 SH SOLE 300 0 0 ERICSSON AMERICAN ADR F cs 294821608 3 210 SH SOLE 0 0 210 ETFS GOLD TRUST ETF cs 26922Y105 8 65 SH SOLE 0 0 65 EXONE COMPANY cs 302104104 22 1280 SH SOLE 1180 0 100 EXPRESS SCRIPTS HLDG CO cs 30219G108 17 200 SH SOLE 200 0 0 EXXON MOBIL CORPORATION cs 30231G102 8428 91165 SH SOLE 85455 0 5710 FACEBOOK INC CLASS A cs 30303M102 186 2382 SH SOLE 1955 0 427 FANNIE MAE cs 313586109 3 1500 SH SOLE 1500 0 0 FASTENAL CO cs 311900104 1 25 SH SOLE 25 0 0 FIAT CHRYSLER AUTO F cs N31738102 1 70 SH SOLE 70 0 0 FINISAR CORP NEW cs 31787A507 0 20 SH SOLE 20 0 0 FIRST TR ISE EXCH TRD FD cs 33736M103 4 80 SH SOLE 80 0 0 FIRST TR NASDAQ CLEAN cs 33733E500 87 5050 SH SOLE 5050 0 0 FIRST TR NYSE ARCA cs 33733E207 80 780 SH SOLE 780 0 0 FIRST TR SPECIALTY FD cs 33733G109 1025 130393 SH SOLE 126948 0 3445 FIRST TRUST GLOBAL cs 33736G106 3 300 SH SOLE 300 0 0 FIRST TRUST SENIOR cs 33733U108 13 1000 SH SOLE 1000 0 0 FLEXSHARES EXCH TRD FD cs 33939L407 107 3510 SH SOLE 3510 0 0 FLEXSHARES EXCH TRD FD cs 33939L506 15 630 SH SOLE 630 0 0 FLUOR CORPORATION NEW cs 343412102 36 601 SH SOLE 601 0 0 FOOT LOCKER INC cs 344849104 14 250 SH SOLE 250 0 0 FORD MOTOR COMPANY NEW cs 345370860 151 9762 SH SOLE 9062 0 700 FREDDIE MAC VOTING SHS cs 313400301 3 1500 SH SOLE 1500 0 0 FREEPORT MCMORAN INC cs 35671D857 2174 93046 SH SOLE 87546 0 5500 FRONTIER COMMUNICATIONS cs 35906A108 11 1662 SH SOLE 1662 0 0 FUELCELL ENERGY INC cs 35952H106 0 300 SH SOLE 300 0 0 GALENA BIOPHARMA INC cs 363256108 1 475 SH SOLE 0 0 475 GAMCO GLOBAL GLD NATURAL cs 36465A109 1130 161375 SH SOLE 150725 0 10650 GAP INC cs 364760108 6 150 SH SOLE 150 0 0 GASTEM INC F cs 36729R104 0 26 SH SOLE 26 0 0 GENERAL DYNAMICS CORP cs 369550108 15 111 SH SOLE 104 0 7 GENERAL ELECTRIC COMPANY cs 369604103 5332 211018 SH SOLE 193068 0 17950 GENERAL MILLS INC cs 370334104 111 2090 SH SOLE 2090 0 0 GENERAL MOTORS CO cs 37045V100 4 105 SH SOLE 105 0 0 GENVEC INC NEW cs 37246C307 0 100 SH SOLE 100 0 0 GIGAMON INC cs 37518B102 2 125 SH SOLE 0 0 125 GILEAD SCIENCES INC cs 375558103 2487 26385 SH SOLE 24130 0 2255 GLAXOSMITHKLINE PLC ADRF cs 37733W105 23 537 SH SOLE 537 0 0 GLOBAL NETWORKS CORP cs 379382104 0 5 SH SOLE 5 0 0 GLOBAL X ETF cs 03795E295 35 1200 SH SOLE 1200 0 0 GLOBAL X ETF cs 03795E222 5 219 SH SOLE 219 0 0 GLOBAL X ETF cs 37950E549 23 1000 SH SOLE 1000 0 0 GOLDMAN SACHS GROUP INC cs 38141G104 19 101 SH SOLE 101 0 0 GOOGLE INC CL C NON VTG cs 38259P706 113 214 SH SOLE 134 0 80 GOOGLE INC CLASS A VTG cs 38259P508 1213 2285 SH SOLE 1978 0 307 GOPRO INC cs 38268T103 29 457 SH SOLE 425 0 32 GRUMA S A B DE CV ADR F cs 400131306 10 250 SH SOLE 250 0 0 GUGGENHEIM ETF cs 18383M514 21 1000 SH SOLE 0 0 1000 GUGGENHEIM ETF cs 78355W585 27 600 SH SOLE 0 0 600 GUGGENHEIM ETF cs 78355W106 7788 97293 SH SOLE 90078 0 7215 GUGGENHEIM ETF cs 78355W866 1336 19757 SH SOLE 19722 0 35 GUGGENHEIM ETF cs 78355W858 27 600 SH SOLE 600 0 0 GUGGENHEIM ETF cs 78355W817 9 100 SH SOLE 100 0 0 GUGGENHEIM EXCH TRD FD cs 18383M563 1006 46428 SH SOLE 46348 0 80 GUGGENHEIM EXCH TRD FD cs 18383M555 261 11817 SH SOLE 11817 0 0 GUGGENHEIM EXCH TRD FD cs 18383M506 355 15875 SH SOLE 12875 0 3000 GUGGENHEIM EXCH TRD FD cs 18383Q838 22 1600 SH SOLE 1600 0 0 GUGGENHEIM EXCH TRD FD cs 18383Q853 35 1350 SH SOLE 1350 0 0 HAIN CELESTIAL GROUP INC cs 405217100 17 300 SH SOLE 300 0 0 HALLIBURTON CO HLDG CO cs 406216101 4 100 SH SOLE 100 0 0 HALYARD HEALTH INC cs 40650V100 6 124 SH SOLE 124 0 0 HARLEY DAVIDSON INC cs 412822108 13 200 SH SOLE 200 0 0 HASBRO INC cs 418056107 6 112 SH SOLE 112 0 0 HDFC BANK LIMITED ADR F cs 40415F101 13 250 SH SOLE 250 0 0 HELIX ENERGY SOLUTION GP cs 42330P107 22 1000 SH SOLE 1000 0 0 HENNES & MAURITZ AB ADRF cs 425883105 3 400 SH SOLE 400 0 0 HEWLETT-PACKARD COMPANY cs 428236103 10 257 SH SOLE 257 0 0 HIMAX TECHNOLOGIES ADR F cs 43289P106 1 158 SH SOLE 158 0 0 HOME DEPOT INC cs 437076102 242 2308 SH SOLE 2308 0 0 HORMEL FOODS CORP cs 440452100 16 302 SH SOLE 302 0 0 HSBC HLDGS PLC ADR NEW F cs 404280406 71 1500 SH SOLE 1000 0 500 HUNTINGTON INGALLS INDS cs 446413106 6 50 SH SOLE 50 0 0 IDENTIVE INC cs 45170X205 42 3000 SH SOLE 3000 0 0 IDNA INC XXX cs 45169P106 0 5000 SH SOLE 5000 0 0 INTEL CORP cs 458140100 429 11833 SH SOLE 11733 0 100 INTERDIGITAL INC cs 45867G101 5 103 SH SOLE 103 0 0 INTERNATIONAL PAPER CO cs 460146103 22 417 SH SOLE 417 0 0 INTL BUSINESS MACHINES cs 459200101 100 621 SH SOLE 621 0 0 INVESCO CALIFORNIA VALUE cs 46132H106 137 10655 SH SOLE 10655 0 0 ISC8 INC cs 450098108 0 12 SH SOLE 12 0 0 ISHARES CORE ETF cs 464287226 44 400 SH SOLE 400 0 0 ISHARES CORE S&P ETF cs 464287804 12 101 SH SOLE 101 0 0 ISHARES CORE S&P ETF cs 464287200 205 993 SH SOLE 993 0 0 ISHARES ETF cs 46429B291 8 155 SH SOLE 155 0 0 ISHARES GLOBAL MATLS cs 464288695 0 1 SH SOLE 1 0 0 ISHARES GOLD TRUST cs 464285105 95 8346 SH SOLE 7946 0 400 ISHARES IBOXX INVESTMENT cs 464287242 173 1446 SH SOLE 1446 0 0 ISHARES MSCI BRAZIL ETF cs 464286400 22 600 SH SOLE 600 0 0 ISHARES MSCI CDA ETF cs 464286509 29 1000 SH SOLE 1000 0 0 ISHARES MSCI EMRG MKT FD cs 464287234 39 995 SH SOLE 0 0 995 ISHARES MSCI ETF cs 464286103 38 1700 SH SOLE 1700 0 0 ISHARES MSCI ETF cs 46429B598 12 391 SH SOLE 391 0 0 ISHARES MSCI GRMNY cs 464286806 39 1407 SH SOLE 1407 0 0 ISHARES MSCI HK ETF cs 464286871 27 1324 SH SOLE 1324 0 0 ISHARES MSCI JPN ETF cs 464286848 58 5200 SH SOLE 5200 0 0 ISHARES MSCI MEXICO ETF cs 464286822 24 400 SH SOLE 400 0 0 ISHARES MSCI SINGAPORE cs 464286673 13 1000 SH SOLE 1000 0 0 ISHARES SELECT DIVIDEND cs 464287168 21 263 SH SOLE 263 0 0 ISHARES SILVER TRUST cs 46428Q109 5 300 SH SOLE 300 0 0 ISHARES TR BOND cs 464288638 5481 50129 SH SOLE 44879 0 5250 ISHARES TR BOND cs 464288646 1298 12343 SH SOLE 10418 0 1925 ISHARES TR BOND cs 464287440 19 182 SH SOLE 182 0 0 ISHARES TR CORE US cs 464288620 13 119 SH SOLE 119 0 0 ISHARES TR GLOBAL ETF cs 464287325 69 695 SH SOLE 695 0 0 ISHARES TR MSCI EAFE cs 464287465 186 3054 SH SOLE 2654 0 400 ISHARES TR REAL ESTATE cs 464287739 3 35 SH SOLE 35 0 0 ISHARES TR RUSSELL 2000 cs 464287655 90 752 SH SOLE 752 0 0 ISHARES TR RUSSELL 3000 cs 464287689 0 1 SH SOLE 0 0 1 ISHARES TR TIPS cs 464287176 12 103 SH SOLE 103 0 0 ISHARES TR US FINANCIALS cs 464287788 90 1000 SH SOLE 1000 0 0 ISHARES TR US HEALTHCARE cs 464287762 345 2395 SH SOLE 1775 0 620 ISHARES TRUST cs 464288513 105 1175 SH SOLE 1025 0 150 ISHARES U S PFD ETF cs 464288687 115 2910 SH SOLE 2910 0 0 ISHARES US HOME CONST cs 464288752 5 200 SH SOLE 200 0 0 ITAU UNI HOLDING SA ADRF cs 465562106 37 2860 SH SOLE 2860 0 0 JAZZ PHARMACEUTICAL PLCF cs G50871105 33 200 SH SOLE 200 0 0 JDS UNIPHASE CORP NEW cs 46612J507 0 8 SH SOLE 8 0 0 JETBLUE AIRWAYS CORP cs 477143101 4 225 SH SOLE 225 0 0 JOHNSON & JOHNSON cs 478160104 107 1019 SH SOLE 1019 0 0 JOHNSON CONTROLS INC cs 478366107 5289 109418 SH SOLE 103418 0 6000 JP MORGAN EXCH TRADED NT cs 46625H365 1115 24260 SH SOLE 23410 0 850 JPMORGAN CHASE & CO cs 46625H100 211 3369 SH SOLE 2914 0 455 K L A TENCOR CORP cs 482480100 7 100 SH SOLE 100 0 0 KEYSIGHT TECHNOLOGIES cs 49338L103 69 2053 SH SOLE 2053 0 0 KIMBERLY-CLARK CORP cs 494368103 116 1000 SH SOLE 1000 0 0 KINDER MORGAN INC cs 49456B101 323 7643 SH SOLE 7589 0 54 KLX INC cs 482539103 2 53 SH SOLE 53 0 0 KRAFT FOODS GROUP cs 50076Q106 2 34 SH SOLE 34 0 0 KROGER COMPANY cs 501044101 16 250 SH SOLE 250 0 0 L-3 COMMUNICATIONS HLDGS cs 502424104 1 7 SH SOLE 0 0 7 LAS VEGAS SANDS CORP cs 517834107 6 100 SH SOLE 0 0 100 LEAR CORPORATION cs 521865204 15 150 SH SOLE 150 0 0 LEGG MASON INC cs 524901105 3 50 SH SOLE 50 0 0 LIBERTY STAR URANIUM NEW cs 53123T206 8 616600 SH SOLE 616600 0 0 LIFEVANTAGE CORP cs 53222K106 2 1500 SH SOLE 1500 0 0 LILLY ELI & COMPANY cs 532457108 48 700 SH SOLE 700 0 0 LINKEDIN CORP cs 53578A108 69 300 SH SOLE 300 0 0 LINNCO LLC cs 535782106 10 1000 SH SOLE 1000 0 0 LOCKHEED MARTIN CORP cs 539830109 40 207 SH SOLE 200 0 7 LOGITECH INTL S A NEW F cs H50430232 7 500 SH SOLE 0 0 500 LOWES COMPANIES INC cs 548661107 14 200 SH SOLE 0 0 200 LULULEMON ATHLETICA INC cs 550021109 1745 31280 SH SOLE 28380 0 2900 MAGNUM HUNTER RESOURCES cs 55973B102 1 250 SH SOLE 250 0 0 MALLINCKRODT PUB F cs G5785G107 0 4 SH SOLE 1 0 3 MANULIFE FINANCIAL CORPF cs 56501R106 29 1500 SH SOLE 1500 0 0 MARKET VECTORS ETF cs 57061R791 3821 185577 SH SOLE 168127 0 17450 MARKET VECTORS ETF TRUST cs 57060U100 2124 115560 SH SOLE 107935 0 7625 MARKET VECTORS ETF TRUST cs 57060U605 4 75 SH SOLE 75 0 0 MARKET VECTORS NEW ETF cs 57061R544 19 800 SH SOLE 800 0 0 MARKETO INC cs 57063L107 3 100 SH SOLE 100 0 0 MARTHA STEWART LVNG OMNI cs 573083102 4 1000 SH SOLE 1000 0 0 MASTERCARD INC cs 57636Q104 0 1 SH SOLE 1 0 0 MATSON INC cs 57686G105 10 300 SH SOLE 300 0 0 MC DONALDS CORP cs 580135101 90 961 SH SOLE 961 0 0 MEDIDATA SOLUTIONS INC cs 58471A105 7 150 SH SOLE 110 0 40 MEDTRONIC INC cs 585055106 60 832 SH SOLE 832 0 0 MELTRONIX INC cs 585730104 0 12000 SH SOLE 12000 0 0 MERCK & CO INC NEW cs 58933Y105 9 150 SH SOLE 150 0 0 METLIFE INC cs 59156R108 22 410 SH SOLE 410 0 0 MICRON TECHNOLOGY INC cs 595112103 1 23 SH SOLE 23 0 0 MICROSOFT CORP cs 594918104 5458 117497 SH SOLE 110052 0 7445 MICROSTRATEGY INC A NEW cs 594972408 20 125 SH SOLE 125 0 0 MIDDLESEX WATER CO cs 596680108 9 400 SH SOLE 400 0 0 MONDELEZ INTL INC CL A cs 609207105 4 104 SH SOLE 104 0 0 MORGAN STANLEY cs 617446448 12 300 SH SOLE 300 0 0 MOSAIC CO NEW cs 61945C103 1897 41555 SH SOLE 38805 0 2750 MOTORS LIQ CO GUC TRUST cs 62010U101 0 25 SH SOLE 25 0 0 NAVIOS MARITIME F cs Y62196103 18 4500 SH SOLE 4500 0 0 NEKTAR THERAPEUTICS cs 640268108 2 100 SH SOLE 100 0 0 NESTLE S A REG B ADR F cs 641069406 29 400 SH SOLE 400 0 0 NETFLIX INC cs 64110L106 107 314 SH SOLE 314 0 0 NEWMONT MINING CORP cs 651639106 23 1200 SH SOLE 1200 0 0 NEXTWAVE WIRELESS CVRXXX cs 653CVR993 0 47 SH SOLE 47 0 0 NIKE INC CLASS B cs 654106103 27 276 SH SOLE 276 0 0 NIMBLE STORAGE INC cs 65440R101 4 150 SH SOLE 150 0 0 NOKIA CORP SPON ADR F cs 654902204 7 850 SH SOLE 850 0 0 NORTHEAST UTILITIES cs 664397106 107 2004 SH SOLE 2004 0 0 NORTHROP GRUMMAN CORP cs 666807102 48 327 SH SOLE 320 0 7 NOVARTIS A G SPON ADR F cs 66987V109 44 475 SH SOLE 475 0 0 NOVO-NORDISK A-S ADR F cs 670100205 95 2240 SH SOLE 2240 0 0 NQ MOBILE INC ADR F cs 64118U108 0 30 SH SOLE 30 0 0 NRG ENERGY INC NEW cs 629377508 0 4 SH SOLE 4 0 0 NUANCE COMMUN INC cs 67020Y100 4 300 SH SOLE 0 0 300 NUCOR CORP cs 670346105 150 3050 SH SOLE 3050 0 0 NUVEEN ALL CAP ENGY MLP cs 67075E112 651 42700 SH SOLE 39025 0 3675 NUVEEN CA AMT FREE MUNI cs 670651108 1397 94755 SH SOLE 89805 0 4950 NUVEEN CA DIV ADV MUN FD cs 67066Y105 1029 68390 SH SOLE 63640 0 4750 NUVEEN CA SELECT TAX FR cs 67063R103 77 5000 SH SOLE 5000 0 0 NUVEEN DOW 30SM DYNAMIC cs 67075F105 43 2767 SH SOLE 2267 0 500 NUVEEN FLTG RATE INCM FD cs 67072T108 101 9216 SH SOLE 9216 0 0 NUVEEN INVT QLTY MUN FD cs 67062E107 46 3000 SH SOLE 3000 0 0 NUVEEN MASS PRE INCM MUN cs 67061E108 26 1991 SH SOLE 0 0 1991 NUVEEN MUNI ADVTG FUND cs 67062H106 41 3000 SH SOLE 0 0 3000 NUVEEN MUNI MKT OPPTY FD cs 67062W103 82 6000 SH SOLE 3000 0 3000 NUVEEN QLTY INCM MUNI FD cs 670977107 59 4250 SH SOLE 2000 0 2250 NUVEEN QUAL PFD INC FD 2 cs 67072C105 56 6330 SH SOLE 6330 0 0 NUVEEN QUALITY MUNI FD cs 67062N103 4 300 SH SOLE 300 0 0 NUVEEN S&P 500 BUY-WRITE cs 6706ER101 771 63692 SH SOLE 56788 0 6904 NUVEEN SELCT QLTY MUN FD cs 670973106 49 3500 SH SOLE 3500 0 0 NVIDIA CORP cs 67066G104 5 227 SH SOLE 227 0 0 NXP SEMICONDUCTORS NV F cs N6596X109 4 55 SH SOLE 0 0 55 OCCIDENTAL PETE CORP cs 674599105 2898 35946 SH SOLE 33296 0 2650 OLD DOMINION FREIGHT LNS cs 679580100 16 200 SH SOLE 200 0 0 OLIN CORP cs 680665205 5 210 SH SOLE 210 0 0 OMNICARE INC cs 681904108 62 855 SH SOLE 855 0 0 OPKO HEALTH INC cs 68375N103 20 2000 SH SOLE 2000 0 0 ORACLE CORPORATION cs 68389X105 118 2632 SH SOLE 2632 0 0 P G & E CORP cs 69331C108 27 500 SH SOLE 500 0 0 P P G INDUSTRIES INC cs 693506107 92 400 SH SOLE 400 0 0 PCM FUND INC cs 69323T101 6 596 SH SOLE 596 0 0 PEABODY ENERGY CORP cs 704549104 4 500 SH SOLE 500 0 0 PENNEY J C CO INC cs 708160106 1 200 SH SOLE 200 0 0 PENTAIR PLC F cs G7S00T104 1 8 SH SOLE 1 0 7 PENTHOUSE INTL INC cs 709640106 0 125000 SH SOLE 125000 0 0 PEPSICO INCORPORATED cs 713448108 21 220 SH SOLE 220 0 0 PETROCHINA CO ADR F cs 71646E104 50 450 SH SOLE 350 0 100 PETROLEO BRASILEIRO ADRF cs 71654V408 4 500 SH SOLE 500 0 0 PFIZER INCORPORATED cs 717081103 6651 213517 SH SOLE 196624 0 16893 PHILIP MORRIS INTL INC cs 718172109 156 1915 SH SOLE 1915 0 0 PHILLIPS 66 cs 718546104 7 100 SH SOLE 100 0 0 PIMCO CALIF MUN INCM FD cs 72200N106 37 2373 SH SOLE 2373 0 0 PIMCO CORP & INC OPPTY cs 72201B101 16 1000 SH SOLE 1000 0 0 PIMCO DYNAMIC CDT INC FD cs 72202D106 15 750 SH SOLE 750 0 0 PIMCO DYNAMIC INCOME FD cs 72201Y101 2817 91650 SH SOLE 87035 0 4615 PIMCO ETF cs 72201R783 15 147 SH SOLE 147 0 0 PIMCO EXCH TRADED FUND cs 72201R775 249 2320 SH SOLE 2020 0 300 PIMCO HIGH INCOME FUND cs 722014107 215 19077 SH SOLE 19077 0 0 PINNACLE ENTERTAINMENT cs 723456109 0 8 SH SOLE 8 0 0 PINNACLE WEST CAPITAL CP cs 723484101 34 500 SH SOLE 500 0 0 PIONEER NATURAL RES CO cs 723787107 10 70 SH SOLE 70 0 0 PIZZA INN HOLDINGS INC cs 725846109 18 2575 SH SOLE 2400 0 175 PLUG POWER INC NEW cs 72919P202 1 475 SH SOLE 475 0 0 POTASH CORP SASK INC F cs 73755L107 94 2650 SH SOLE 2650 0 0 POWERLINX INC NEW cs 73933F204 0 10 SH SOLE 10 0 0 POWERSHARES S&P ETF cs 73937B779 30 794 SH SOLE 794 0 0 POWERSHS DB COMMDTY INDX cs 73935S105 25 1332 SH SOLE 1332 0 0 POWERSHS DB US DOLLAR TR cs 73936D107 12 500 SH SOLE 500 0 0 POWERSHS EXCH TRAD FD TR cs 73935X856 5 100 SH SOLE 100 0 0 POWERSHS EXCH TRAD FD TR cs 73935X500 7 1250 SH SOLE 750 0 500 POWERSHS EXCH TRAD FD TR cs 73935X302 23 1740 SH SOLE 1740 0 0 POWERSHS EXCH TRAD FD TR cs 73936T565 16 1066 SH SOLE 1066 0 0 POWERSHS EXCH TRAD FD TR cs 73935X575 14 525 SH SOLE 525 0 0 POWERSHS EXCH TRAD FD TR cs 73936T441 192 7441 SH SOLE 6691 0 750 POWERSHS QQQ TRUST SER 1 cs 73935A104 347 3356 SH SOLE 3356 0 0 POWERWAVE TECH INC NEW cs 739363307 0 13 SH SOLE 13 0 0 PREMIER LASER SYS A NXXX cs 740522107 0 500 SH SOLE 500 0 0 PRICESMART INC cs 741511109 18 200 SH SOLE 200 0 0 PROCTER & GAMBLE cs 742718109 23 250 SH SOLE 250 0 0 PRUDENTIAL FINANCIAL INC cs 744320102 4 40 SH SOLE 40 0 0 PUB SVC ENT GROUP INC cs 744573106 8 200 SH SOLE 200 0 0 QUALCOMM INC cs 747525103 6412 86267 SH SOLE 81092 0 5175 QUIKSILVER INC cs 74838C106 1 440 SH SOLE 440 0 0 RAMBUS INC DEL cs 750917106 8 700 SH SOLE 700 0 0 RAYTHEON COMPANY NEW cs 755111507 49 457 SH SOLE 450 0 7 REDHAT INC cs 756577102 0 5 SH SOLE 0 0 5 RITE AID CORPORATION cs 767754104 30 4000 SH SOLE 4000 0 0 ROCHE HLDG LTD SPON ADRF cs 771195104 17 500 SH SOLE 500 0 0 ROSS STORES INC cs 778296103 19 200 SH SOLE 200 0 0 ROYAL DUTCH SHELL A ADRF cs 780259206 25 375 SH SOLE 375 0 0 ROYCE GLOBAL VALUE TR cs 78081T104 2 214 SH SOLE 214 0 0 ROYCE VALUE TRUST INC cs 780910105 21 1500 SH SOLE 1500 0 0 S P D R S&P 500 ETF TR cs 78462F103 1065 5182 SH SOLE 4275 0 907 SALESFORCE COM cs 79466L302 95 1600 SH SOLE 1600 0 0 SANBORN RESOURCES LTD cs 799689104 0 5000 SH SOLE 5000 0 0 SANDISK CORP cs 80004C101 15 151 SH SOLE 151 0 0 SASOL LIMITED SPON ADR F cs 803866300 27 700 SH SOLE 500 0 200 SCH US AGG BND ETF cs 808524839 7282 139080 SH SOLE 126130 0 12950 SCH US DIV EQUITY ETF cs 808524797 9503 238478 SH SOLE 220883 0 17595 SCH US MID-CAP ETF cs 808524508 0 4 SH SOLE 4 0 0 SCH US REIT ETF cs 808524847 4404 113078 SH SOLE 104123 0 8955 SCH US TIPS ETF cs 808524870 11 201 SH SOLE 201 0 0 SCHLUMBERGER LTD F cs 806857108 38 450 SH SOLE 450 0 0 SCHW EMG MKT EQ ETF cs 808524706 254 10626 SH SOLE 10626 0 0 SCHW INTL EQ ETF cs 808524805 627 21674 SH SOLE 21074 0 600 SCHW US BRD MKT ETF cs 808524102 23263 466936 SH SOLE 435310 0 31626 SCHW US LCAP ETF cs 808524201 79 1607 SH SOLE 1607 0 0 SCHW US LCAP GRO ETF cs 808524300 6672 128828 SH SOLE 119418 0 9410 SCHW US SCAP ETF cs 808524607 2285 41462 SH SOLE 38417 0 3045 SEADRILL LTD F cs G7945E105 4 335 SH SOLE 335 0 0 SEAGATE TECHNOLOGY PLC F cs G7945M107 20 300 SH SOLE 300 0 0 SEARS HOLDINGS CORP cs 812350106 4 125 SH SOLE 0 0 125 SEATTLE GENETICS INC cs 812578102 8 250 SH SOLE 200 0 50 SEAWORLD ENTERTAINMENT cs 81282V100 1 50 SH SOLE 50 0 0 SECTOR SPDR ENGY SELECT cs 81369Y506 139 1750 SH SOLE 1450 0 300 SECTOR SPDR FINCL SELECT cs 81369Y605 87 3500 SH SOLE 3500 0 0 SECTOR SPDR HEALTH FUND cs 81369Y209 65 950 SH SOLE 950 0 0 SECTOR SPDR INDL SELECT cs 81369Y704 195 3450 SH SOLE 2700 0 750 SECTOR SPDR MATERIALS FD cs 81369Y100 53 1083 SH SOLE 1083 0 0 SECTOR SPDR TECH SELECT cs 81369Y803 8 200 SH SOLE 200 0 0 SECTOR SPDR TR CON STPLS cs 81369Y308 256 5280 SH SOLE 4600 0 680 SECTOR SPDR UTIL SELECT cs 81369Y886 57 1200 SH SOLE 1000 0 200 SEMPRA ENERGY cs 816851109 194 1742 SH SOLE 1742 0 0 SHL TELEMEDICINE ORD F cs M84047105 6 700 SH SOLE 0 0 700 SIEMENS A G ADR F cs 826197501 11 100 SH SOLE 100 0 0 SINA CORPORATION F cs G81477104 4 100 SH SOLE 100 0 0 SIRIUS XM HLDGS INC cs 82968B103 19 5550 SH SOLE 5550 0 0 SKYWORKS SOLUTIONS INC cs 83088M102 7 94 SH SOLE 94 0 0 SMITH & WESSON HLDG CORP cs 831756101 38 4000 SH SOLE 4000 0 0 SOC QUIMICA MINER B ADRF cs 833635105 4 151 SH SOLE 0 0 151 SODASTREAM INTL F cs M9068E105 1 36 SH SOLE 36 0 0 SOLARCITY CORP cs 83416T100 2 30 SH SOLE 0 0 30 SOLARIS PWR CELLS INC cs 83416X101 1 20000 SH SOLE 20000 0 0 SONY CORP ADR NEW F cs 835699307 10 475 SH SOLE 375 0 100 SOUTHERN COPPER CORP cs 84265V105 76 2686 SH SOLE 2686 0 0 SOUTHWEST GAS CORP COM cs 844895102 83 1337 SH SOLE 1337 0 0 SPDR BARCLAYS ETF cs 78464A359 5 100 SH SOLE 100 0 0 SPDR BARCLAYS ETF cs 78464A474 19 633 SH SOLE 633 0 0 SPDR GOLD TRUST cs 78463V107 159 1400 SH SOLE 1400 0 0 SPDR NUVEEN BARCLAY ETF cs 78464A458 75 3102 SH SOLE 3102 0 0 SPDR S&P DIVIDEND ETF cs 78464A763 55 697 SH SOLE 0 0 697 SPDR S&P EMERGING MKTS cs 78463X533 3 100 SH SOLE 100 0 0 SPDR S&P MIDCAP 400 ETF cs 78467Y107 26 100 SH SOLE 100 0 0 SPIRIT AIRLINES cs 848577102 76 1000 SH SOLE 1000 0 0 SPLUNK INC cs 848637104 59 1000 SH SOLE 1000 0 0 STARBUCKS CORP cs 855244109 3475 42348 SH SOLE 38648 0 3700 STEELCASE INC CL A cs 858155203 90 5000 SH SOLE 5000 0 0 STRATASYS LTD F cs M85548101 20 235 SH SOLE 235 0 0 STRATEGIC RESOURCES LXXX cs 862773108 0 5500 SH SOLE 5500 0 0 STURM RUGER & CO INC cs 864159108 48 1400 SH SOLE 1400 0 0 SUN LIFE FINANCIAL INC F cs 866796105 36 1000 SH SOLE 1000 0 0 SUNSHINE HEART INC cs 86782U106 1 200 SH SOLE 0 0 200 SUPERVALU INC cs 868536103 1 85 SH SOLE 85 0 0 SYNAPTICS INC cs 87157D109 21 300 SH SOLE 300 0 0 SYSCO CORPORATION cs 871829107 7 180 SH SOLE 180 0 0 T H Q INC NEW XXX cs 872443601 0 2 SH SOLE 0 0 2 T J X COS INC cs 872540109 21 300 SH SOLE 300 0 0 TABLEAU SOFTWARE INC cs 87336U105 17 200 SH SOLE 200 0 0 TAKE TWO INTERACTV SFTWR cs 874054109 1 30 SH SOLE 30 0 0 TARGET CORPORATION cs 87612E110 6296 82942 SH SOLE 76817 0 6125 TASER INTERNATIONAL INC cs 87651B104 40 1500 SH SOLE 1500 0 0 TE CONNECTIVITY LTD F cs H84989104 2 38 SH SOLE 8 0 30 TEEKAY TANKERS LTD CL AF cs Y8565N102 3 641 SH SOLE 641 0 0 TELEFONICA S A SPON ADRF cs 879382208 1 82 SH SOLE 0 0 82 TESLA MOTORS INC cs 88160R101 650 2921 SH SOLE 2209 0 712 THE CHARLES SCHWAB CORP cs 808513105 3 100 SH SOLE 100 0 0 THE PRICELINE GROUP cs 741503403 11 10 SH SOLE 0 0 10 THE SOUTHERN COMPANY cs 842587107 25 500 SH SOLE 500 0 0 THE WHITEWAVE FOODS CO cs 966244105 1 35 SH SOLE 35 0 0 TIME WARNER CABLE cs 88732J207 0 1 SH SOLE 0 0 1 TIME WARNER INC NEW cs 887317303 1 6 SH SOLE 0 0 6 TOOTSIE ROLL INDS B XXX cs 890516206 10 316 SH SOLE 316 0 0 TOOTSIE ROLL INDS INC cs 890516107 10 316 SH SOLE 316 0 0 TORONTO DOMINION BANK F cs 891160509 2401 50260 SH SOLE 45960 0 4300 TOTAL S A ADR F cs 89151E113 6 125 SH SOLE 125 0 0 TOYOTA MOTOR CP ADR NEWF cs 892331307 19 150 SH SOLE 150 0 0 TRANSOCEAN INC NEW F cs H8817H100 4 223 SH SOLE 223 0 0 TRUE GOLD MINING INC F cs 89783T102 0 793 SH SOLE 793 0 0 TWITTER INC cs 90184L102 55 1520 SH SOLE 870 0 650 TYCO INTL PLC NEW F cs G91442106 2 38 SH SOLE 8 0 30 U S BANCORP DEL NEW cs 902973304 130 2889 SH SOLE 2889 0 0 UNDER ARMOUR INC CL A cs 904311107 59 876 SH SOLE 876 0 0 UNION PACIFIC CORP cs 907818108 36 300 SH SOLE 300 0 0 UNISYS CORP NEW cs 909214306 0 1 SH SOLE 1 0 0 UNITED STATES STEEL CORP cs 912909108 3 100 SH SOLE 100 0 0 UNITED STS 12 MO OIL FD cs 91288V103 20 750 SH SOLE 750 0 0 UNITED TECHNOLOGIES CORP cs 913017109 93 811 SH SOLE 804 0 7 USA URANIUM CORP XXX cs 91154T109 0 400000 SH SOLE 0 0 400000 VALEANT PHARMA INTL F cs 91911K102 14 100 SH SOLE 100 0 0 VANGUARD BOND INDEX FUND cs 921937835 2509 30459 SH SOLE 26909 0 3550 VANGUARD CORP BOND ETF cs 92206C409 16 200 SH SOLE 200 0 0 VANGUARD DIV APPRCIATION cs 921908844 28 350 SH SOLE 350 0 0 VANGUARD FTSE EMERGING cs 922042858 17 421 SH SOLE 421 0 0 VANGUARD FTSE ETF cs 921943858 15 399 SH SOLE 399 0 0 VANGUARD GROWTH cs 922908736 217 2075 SH SOLE 2075 0 0 VANGUARD INTL EQTY ETF cs 922042676 18 335 SH SOLE 335 0 0 VANGUARD INTL EQTY INDEX cs 922042775 47 1000 SH SOLE 1000 0 0 VANGUARD MID CAP cs 922908629 161 1300 SH SOLE 1300 0 0 VANGUARD REIT cs 922908553 49 605 SH SOLE 605 0 0 VANGUARD TOTAL STOCK MKT cs 922908769 69 655 SH SOLE 655 0 0 VAPE HLDGS INC cs 91912N105 0 500 SH SOLE 500 0 0 VERIFONE SYSTEMS INC cs 92342Y109 15 410 SH SOLE 410 0 0 VERISIGN INC cs 92343E106 0 8 SH SOLE 0 0 8 VERITIV CORPORATION cs 923454102 0 7 SH SOLE 7 0 0 VERIZON COMMUNICATIONS cs 92343V104 2489 53199 SH SOLE 50199 0 3000 VIRGIN AMERICA INC cs 92765X208 4 100 SH SOLE 0 0 100 VISA INC CL A cs 92826C839 26 100 SH SOLE 0 0 100 VIVUS INC cs 928551100 0 100 SH SOLE 100 0 0 VODAFONE GROUP NEW ADR F cs 92857W308 162 4749 SH SOLE 4749 0 0 VULCAN MATERIALS COMPANY cs 929160109 13 200 SH SOLE 200 0 0 WAL-MART STORES INC cs 931142103 46 536 SH SOLE 536 0 0 WASTE MANAGEMENT INC DEL cs 94106L109 133 2600 SH SOLE 2600 0 0 WEATHERFORD INTL NEW F cs G48833100 3 300 SH SOLE 300 0 0 WELLS FARGO & CO NEW cs 949746101 4968 90628 SH SOLE 84879 0 5749 WESTERN LITHIUM USA F cs 95854Q109 5 10000 SH SOLE 10000 0 0 WHOLE FOODS MARKET INC cs 966837106 104 2067 SH SOLE 1927 0 140 WILLIAMS COMPANIES cs 969457100 4 100 SH SOLE 100 0 0 WINDSTREAM HLDGS INC cs 97382A101 9 1104 SH SOLE 1104 0 0 WISDOMTREE ASIA ETF cs 97717X842 5 117 SH SOLE 117 0 0 WISDOMTREE EQUITY INC FD cs 97717W208 12 200 SH SOLE 200 0 0 WPX ENERGY INC cs 98212B103 0 33 SH SOLE 33 0 0 XINYUAN REAL ESTATE ADRF cs 98417P105 0 100 SH SOLE 100 0 0 YELP INC CLASS A cs 985817105 41 750 SH SOLE 600 0 150 YUM BRANDS INC cs 988498101 173 2380 SH SOLE 2380 0 0 ZILLOW INC CL A cs 98954A107 11 100 SH SOLE 100 0 0 ZYNGA INC cs 98986T108 1 400 SH SOLE 0 0 400 ALLIANCE RES PARTNERS LP oa 01877R108 17 400 SH SOLE 400 0 0 AMERICAN CAPITAL AGENCY oa 02503X105 24 1100 SH SOLE 1100 0 0 AMERICAN TOWER CORP oa 03027X100 5 50 SH SOLE 50 0 0 AMERIGAS PARTNERS LP oa 030975106 48 1000 SH SOLE 1000 0 0 ANNALY CAPITAL MGMT oa 035710409 268 24750 SH SOLE 22000 0 2750 CALUMET SPECIALTY PROD oa 131476103 34 1500 SH SOLE 1500 0 0 DIGITAL REALTY TRUST INC oa 253868103 5 80 SH SOLE 80 0 0 DUKE REALTY CORP oa 264411505 71 3500 SH SOLE 3500 0 0 ENBRIDGE ENERGY PTNRS LP oa 29250R106 10 240 SH SOLE 126 0 114 ENERGY TRANSFER PARTNERS oa 29273R109 33 500 SH SOLE 500 0 0 ENTERPRISE PRD PRTNRS LP oa 293792107 57 1570 SH SOLE 1570 0 0 EQUITY RESIDENTIAL oa 29476L107 11 150 SH SOLE 150 0 0 HLTHCARE TR OF AMER NEW oa 42225P501 61 2255 SH SOLE 2255 0 0 MFA FINANCIAL INC oa 55272X102 8 1000 SH SOLE 1000 0 0 ONEOK PARTNERS LP oa 68268N103 40 999 SH SOLE 999 0 0 PEBBLEBROOK HOTEL TRUST oa 70509V100 3 75 SH SOLE 0 0 75 PLUM CREEK TIMBER CO oa 729251108 30 690 SH SOLE 690 0 0 REALTY INCOME CORP oa 756109104 5114 107186 SH SOLE 102111 0 5075 REXFORD INDL REALTY INC oa 76169C100 8 490 SH SOLE 490 0 0 SILVER BAY RLTY TR CORP oa 82735Q102 0 2 SH SOLE 2 0 0 UMH PROPERTIES INC oa 903002103 29 3000 SH SOLE 3000 0 0 VENTAS INC oa 92276F100 3952 55120 SH SOLE 52030 0 3090 VORNADO REALTY TRUST oa 929042109 0 3 SH SOLE 3 0 0 WESTERN GAS PARTNERS L P oa 958254104 7 90 SH SOLE 90 0 0 AMERN CAP AGY CR 8% PFD ps 02503X204 113 4250 SH SOLE 4250 0 0 COUNTRYWIDE CAP V 7%PFD ps 222388209 52 2000 SH SOLE 2000 0 0 CYS INVESTMEN 7.75% PFD ps 12673A207 24 1000 SH SOLE 1000 0 0 DYNEX CAPITAL, 8.5% PFD ps 26817Q704 44 1750 SH SOLE 1750 0 0 HATTERAS FIN 7.625% PFD ps 41902R400 24 1000 SH SOLE 1000 0 0 HSBC HOLDING 8.125% PFD ps 404280703 11 400 SH SOLE 200 0 200 MAGNUM HUNTER RE 8% PFD ps 55973B300 31 900 SH SOLE 900 0 0 MERRILL LYNCH 7.28% PFD ps 59021K205 3 100 SH SOLE 100 0 0 MORGAN STANLEY 5.75%PFD ps 617466206 13 500 SH SOLE 500 0 0 PRUDENTIAL FINL 5.75%PFD ps 744320607 25 1000 SH SOLE 1000 0 0 WELLS FARGO & 5.2% PFD ps 949746747 64 2757 SH SOLE 2500 0 257 BIOTIME INC 18WTS wt 09066L162 0 14 SH SOLE 14 0 0 GENERAL MOTORS CL A 16WT wt 37045V118 0 6 SH SOLE 6 0 0 GENERAL MOTORS CL B 19WT wt 37045V126 0 6 SH SOLE 6 0 0 MAGNUM HUNTER RES 16WTS wt 55973B110 0 51 SH SOLE 51 0 0