0001140361-15-005650.txt : 20150212
0001140361-15-005650.hdr.sgml : 20150212
20150212060236
ACCESSION NUMBER: 0001140361-15-005650
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150212
DATE AS OF CHANGE: 20150212
EFFECTIVENESS DATE: 20150212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apriem Advisors
CENTRAL INDEX KEY: 0001425165
IRS NUMBER: 330188030
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12756
FILM NUMBER: 15601778
BUSINESS ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1050
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-253-8888
MAIL ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1050
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc.
DATE OF NAME CHANGE: 20080125
13F-HR
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0001425165
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12-31-2014
12-31-2014
Apriem Advisors
19200 VON KARMAN AVE
#1050
IRVINE
CA
92612
13F HOLDINGS REPORT
028-12756
N
Benjamin Lau
Portfolio Manager
949-253-8888
/s/ Benjamin Lau
IRVINE
CA
02-11-2015
0
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26385
SH
SOLE
24130
0
2255
GLAXOSMITHKLINE PLC ADRF
cs
37733W105
23
537
SH
SOLE
537
0
0
GLOBAL NETWORKS CORP
cs
379382104
0
5
SH
SOLE
5
0
0
GLOBAL X ETF
cs
03795E295
35
1200
SH
SOLE
1200
0
0
GLOBAL X ETF
cs
03795E222
5
219
SH
SOLE
219
0
0
GLOBAL X ETF
cs
37950E549
23
1000
SH
SOLE
1000
0
0
GOLDMAN SACHS GROUP INC
cs
38141G104
19
101
SH
SOLE
101
0
0
GOOGLE INC CL C NON VTG
cs
38259P706
113
214
SH
SOLE
134
0
80
GOOGLE INC CLASS A VTG
cs
38259P508
1213
2285
SH
SOLE
1978
0
307
GOPRO INC
cs
38268T103
29
457
SH
SOLE
425
0
32
GRUMA S A B DE CV ADR F
cs
400131306
10
250
SH
SOLE
250
0
0
GUGGENHEIM ETF
cs
18383M514
21
1000
SH
SOLE
0
0
1000
GUGGENHEIM ETF
cs
78355W585
27
600
SH
SOLE
0
0
600
GUGGENHEIM ETF
cs
78355W106
7788
97293
SH
SOLE
90078
0
7215
GUGGENHEIM ETF
cs
78355W866
1336
19757
SH
SOLE
19722
0
35
GUGGENHEIM ETF
cs
78355W858
27
600
SH
SOLE
600
0
0
GUGGENHEIM ETF
cs
78355W817
9
100
SH
SOLE
100
0
0
GUGGENHEIM EXCH TRD FD
cs
18383M563
1006
46428
SH
SOLE
46348
0
80
GUGGENHEIM EXCH TRD FD
cs
18383M555
261
11817
SH
SOLE
11817
0
0
GUGGENHEIM EXCH TRD FD
cs
18383M506
355
15875
SH
SOLE
12875
0
3000
GUGGENHEIM EXCH TRD FD
cs
18383Q838
22
1600
SH
SOLE
1600
0
0
GUGGENHEIM EXCH TRD FD
cs
18383Q853
35
1350
SH
SOLE
1350
0
0
HAIN CELESTIAL GROUP INC
cs
405217100
17
300
SH
SOLE
300
0
0
HALLIBURTON CO HLDG CO
cs
406216101
4
100
SH
SOLE
100
0
0
HALYARD HEALTH INC
cs
40650V100
6
124
SH
SOLE
124
0
0
HARLEY DAVIDSON INC
cs
412822108
13
200
SH
SOLE
200
0
0
HASBRO INC
cs
418056107
6
112
SH
SOLE
112
0
0
HDFC BANK LIMITED ADR F
cs
40415F101
13
250
SH
SOLE
250
0
0
HELIX ENERGY SOLUTION GP
cs
42330P107
22
1000
SH
SOLE
1000
0
0
HENNES & MAURITZ AB ADRF
cs
425883105
3
400
SH
SOLE
400
0
0
HEWLETT-PACKARD COMPANY
cs
428236103
10
257
SH
SOLE
257
0
0
HIMAX TECHNOLOGIES ADR F
cs
43289P106
1
158
SH
SOLE
158
0
0
HOME DEPOT INC
cs
437076102
242
2308
SH
SOLE
2308
0
0
HORMEL FOODS CORP
cs
440452100
16
302
SH
SOLE
302
0
0
HSBC HLDGS PLC ADR NEW F
cs
404280406
71
1500
SH
SOLE
1000
0
500
HUNTINGTON INGALLS INDS
cs
446413106
6
50
SH
SOLE
50
0
0
IDENTIVE INC
cs
45170X205
42
3000
SH
SOLE
3000
0
0
IDNA INC XXX
cs
45169P106
0
5000
SH
SOLE
5000
0
0
INTEL CORP
cs
458140100
429
11833
SH
SOLE
11733
0
100
INTERDIGITAL INC
cs
45867G101
5
103
SH
SOLE
103
0
0
INTERNATIONAL PAPER CO
cs
460146103
22
417
SH
SOLE
417
0
0
INTL BUSINESS MACHINES
cs
459200101
100
621
SH
SOLE
621
0
0
INVESCO CALIFORNIA VALUE
cs
46132H106
137
10655
SH
SOLE
10655
0
0
ISC8 INC
cs
450098108
0
12
SH
SOLE
12
0
0
ISHARES CORE ETF
cs
464287226
44
400
SH
SOLE
400
0
0
ISHARES CORE S&P ETF
cs
464287804
12
101
SH
SOLE
101
0
0
ISHARES CORE S&P ETF
cs
464287200
205
993
SH
SOLE
993
0
0
ISHARES ETF
cs
46429B291
8
155
SH
SOLE
155
0
0
ISHARES GLOBAL MATLS
cs
464288695
0
1
SH
SOLE
1
0
0
ISHARES GOLD TRUST
cs
464285105
95
8346
SH
SOLE
7946
0
400
ISHARES IBOXX INVESTMENT
cs
464287242
173
1446
SH
SOLE
1446
0
0
ISHARES MSCI BRAZIL ETF
cs
464286400
22
600
SH
SOLE
600
0
0
ISHARES MSCI CDA ETF
cs
464286509
29
1000
SH
SOLE
1000
0
0
ISHARES MSCI EMRG MKT FD
cs
464287234
39
995
SH
SOLE
0
0
995
ISHARES MSCI ETF
cs
464286103
38
1700
SH
SOLE
1700
0
0
ISHARES MSCI ETF
cs
46429B598
12
391
SH
SOLE
391
0
0
ISHARES MSCI GRMNY
cs
464286806
39
1407
SH
SOLE
1407
0
0
ISHARES MSCI HK ETF
cs
464286871
27
1324
SH
SOLE
1324
0
0
ISHARES MSCI JPN ETF
cs
464286848
58
5200
SH
SOLE
5200
0
0
ISHARES MSCI MEXICO ETF
cs
464286822
24
400
SH
SOLE
400
0
0
ISHARES MSCI SINGAPORE
cs
464286673
13
1000
SH
SOLE
1000
0
0
ISHARES SELECT DIVIDEND
cs
464287168
21
263
SH
SOLE
263
0
0
ISHARES SILVER TRUST
cs
46428Q109
5
300
SH
SOLE
300
0
0
ISHARES TR BOND
cs
464288638
5481
50129
SH
SOLE
44879
0
5250
ISHARES TR BOND
cs
464288646
1298
12343
SH
SOLE
10418
0
1925
ISHARES TR BOND
cs
464287440
19
182
SH
SOLE
182
0
0
ISHARES TR CORE US
cs
464288620
13
119
SH
SOLE
119
0
0
ISHARES TR GLOBAL ETF
cs
464287325
69
695
SH
SOLE
695
0
0
ISHARES TR MSCI EAFE
cs
464287465
186
3054
SH
SOLE
2654
0
400
ISHARES TR REAL ESTATE
cs
464287739
3
35
SH
SOLE
35
0
0
ISHARES TR RUSSELL 2000
cs
464287655
90
752
SH
SOLE
752
0
0
ISHARES TR RUSSELL 3000
cs
464287689
0
1
SH
SOLE
0
0
1
ISHARES TR TIPS
cs
464287176
12
103
SH
SOLE
103
0
0
ISHARES TR US FINANCIALS
cs
464287788
90
1000
SH
SOLE
1000
0
0
ISHARES TR US HEALTHCARE
cs
464287762
345
2395
SH
SOLE
1775
0
620
ISHARES TRUST
cs
464288513
105
1175
SH
SOLE
1025
0
150
ISHARES U S PFD ETF
cs
464288687
115
2910
SH
SOLE
2910
0
0
ISHARES US HOME CONST
cs
464288752
5
200
SH
SOLE
200
0
0
ITAU UNI HOLDING SA ADRF
cs
465562106
37
2860
SH
SOLE
2860
0
0
JAZZ PHARMACEUTICAL PLCF
cs
G50871105
33
200
SH
SOLE
200
0
0
JDS UNIPHASE CORP NEW
cs
46612J507
0
8
SH
SOLE
8
0
0
JETBLUE AIRWAYS CORP
cs
477143101
4
225
SH
SOLE
225
0
0
JOHNSON & JOHNSON
cs
478160104
107
1019
SH
SOLE
1019
0
0
JOHNSON CONTROLS INC
cs
478366107
5289
109418
SH
SOLE
103418
0
6000
JP MORGAN EXCH TRADED NT
cs
46625H365
1115
24260
SH
SOLE
23410
0
850
JPMORGAN CHASE & CO
cs
46625H100
211
3369
SH
SOLE
2914
0
455
K L A TENCOR CORP
cs
482480100
7
100
SH
SOLE
100
0
0
KEYSIGHT TECHNOLOGIES
cs
49338L103
69
2053
SH
SOLE
2053
0
0
KIMBERLY-CLARK CORP
cs
494368103
116
1000
SH
SOLE
1000
0
0
KINDER MORGAN INC
cs
49456B101
323
7643
SH
SOLE
7589
0
54
KLX INC
cs
482539103
2
53
SH
SOLE
53
0
0
KRAFT FOODS GROUP
cs
50076Q106
2
34
SH
SOLE
34
0
0
KROGER COMPANY
cs
501044101
16
250
SH
SOLE
250
0
0
L-3 COMMUNICATIONS HLDGS
cs
502424104
1
7
SH
SOLE
0
0
7
LAS VEGAS SANDS CORP
cs
517834107
6
100
SH
SOLE
0
0
100
LEAR CORPORATION
cs
521865204
15
150
SH
SOLE
150
0
0
LEGG MASON INC
cs
524901105
3
50
SH
SOLE
50
0
0
LIBERTY STAR URANIUM NEW
cs
53123T206
8
616600
SH
SOLE
616600
0
0
LIFEVANTAGE CORP
cs
53222K106
2
1500
SH
SOLE
1500
0
0
LILLY ELI & COMPANY
cs
532457108
48
700
SH
SOLE
700
0
0
LINKEDIN CORP
cs
53578A108
69
300
SH
SOLE
300
0
0
LINNCO LLC
cs
535782106
10
1000
SH
SOLE
1000
0
0
LOCKHEED MARTIN CORP
cs
539830109
40
207
SH
SOLE
200
0
7
LOGITECH INTL S A NEW F
cs
H50430232
7
500
SH
SOLE
0
0
500
LOWES COMPANIES INC
cs
548661107
14
200
SH
SOLE
0
0
200
LULULEMON ATHLETICA INC
cs
550021109
1745
31280
SH
SOLE
28380
0
2900
MAGNUM HUNTER RESOURCES
cs
55973B102
1
250
SH
SOLE
250
0
0
MALLINCKRODT PUB F
cs
G5785G107
0
4
SH
SOLE
1
0
3
MANULIFE FINANCIAL CORPF
cs
56501R106
29
1500
SH
SOLE
1500
0
0
MARKET VECTORS ETF
cs
57061R791
3821
185577
SH
SOLE
168127
0
17450
MARKET VECTORS ETF TRUST
cs
57060U100
2124
115560
SH
SOLE
107935
0
7625
MARKET VECTORS ETF TRUST
cs
57060U605
4
75
SH
SOLE
75
0
0
MARKET VECTORS NEW ETF
cs
57061R544
19
800
SH
SOLE
800
0
0
MARKETO INC
cs
57063L107
3
100
SH
SOLE
100
0
0
MARTHA STEWART LVNG OMNI
cs
573083102
4
1000
SH
SOLE
1000
0
0
MASTERCARD INC
cs
57636Q104
0
1
SH
SOLE
1
0
0
MATSON INC
cs
57686G105
10
300
SH
SOLE
300
0
0
MC DONALDS CORP
cs
580135101
90
961
SH
SOLE
961
0
0
MEDIDATA SOLUTIONS INC
cs
58471A105
7
150
SH
SOLE
110
0
40
MEDTRONIC INC
cs
585055106
60
832
SH
SOLE
832
0
0
MELTRONIX INC
cs
585730104
0
12000
SH
SOLE
12000
0
0
MERCK & CO INC NEW
cs
58933Y105
9
150
SH
SOLE
150
0
0
METLIFE INC
cs
59156R108
22
410
SH
SOLE
410
0
0
MICRON TECHNOLOGY INC
cs
595112103
1
23
SH
SOLE
23
0
0
MICROSOFT CORP
cs
594918104
5458
117497
SH
SOLE
110052
0
7445
MICROSTRATEGY INC A NEW
cs
594972408
20
125
SH
SOLE
125
0
0
MIDDLESEX WATER CO
cs
596680108
9
400
SH
SOLE
400
0
0
MONDELEZ INTL INC CL A
cs
609207105
4
104
SH
SOLE
104
0
0
MORGAN STANLEY
cs
617446448
12
300
SH
SOLE
300
0
0
MOSAIC CO NEW
cs
61945C103
1897
41555
SH
SOLE
38805
0
2750
MOTORS LIQ CO GUC TRUST
cs
62010U101
0
25
SH
SOLE
25
0
0
NAVIOS MARITIME F
cs
Y62196103
18
4500
SH
SOLE
4500
0
0
NEKTAR THERAPEUTICS
cs
640268108
2
100
SH
SOLE
100
0
0
NESTLE S A REG B ADR F
cs
641069406
29
400
SH
SOLE
400
0
0
NETFLIX INC
cs
64110L106
107
314
SH
SOLE
314
0
0
NEWMONT MINING CORP
cs
651639106
23
1200
SH
SOLE
1200
0
0
NEXTWAVE WIRELESS CVRXXX
cs
653CVR993
0
47
SH
SOLE
47
0
0
NIKE INC CLASS B
cs
654106103
27
276
SH
SOLE
276
0
0
NIMBLE STORAGE INC
cs
65440R101
4
150
SH
SOLE
150
0
0
NOKIA CORP SPON ADR F
cs
654902204
7
850
SH
SOLE
850
0
0
NORTHEAST UTILITIES
cs
664397106
107
2004
SH
SOLE
2004
0
0
NORTHROP GRUMMAN CORP
cs
666807102
48
327
SH
SOLE
320
0
7
NOVARTIS A G SPON ADR F
cs
66987V109
44
475
SH
SOLE
475
0
0
NOVO-NORDISK A-S ADR F
cs
670100205
95
2240
SH
SOLE
2240
0
0
NQ MOBILE INC ADR F
cs
64118U108
0
30
SH
SOLE
30
0
0
NRG ENERGY INC NEW
cs
629377508
0
4
SH
SOLE
4
0
0
NUANCE COMMUN INC
cs
67020Y100
4
300
SH
SOLE
0
0
300
NUCOR CORP
cs
670346105
150
3050
SH
SOLE
3050
0
0
NUVEEN ALL CAP ENGY MLP
cs
67075E112
651
42700
SH
SOLE
39025
0
3675
NUVEEN CA AMT FREE MUNI
cs
670651108
1397
94755
SH
SOLE
89805
0
4950
NUVEEN CA DIV ADV MUN FD
cs
67066Y105
1029
68390
SH
SOLE
63640
0
4750
NUVEEN CA SELECT TAX FR
cs
67063R103
77
5000
SH
SOLE
5000
0
0
NUVEEN DOW 30SM DYNAMIC
cs
67075F105
43
2767
SH
SOLE
2267
0
500
NUVEEN FLTG RATE INCM FD
cs
67072T108
101
9216
SH
SOLE
9216
0
0
NUVEEN INVT QLTY MUN FD
cs
67062E107
46
3000
SH
SOLE
3000
0
0
NUVEEN MASS PRE INCM MUN
cs
67061E108
26
1991
SH
SOLE
0
0
1991
NUVEEN MUNI ADVTG FUND
cs
67062H106
41
3000
SH
SOLE
0
0
3000
NUVEEN MUNI MKT OPPTY FD
cs
67062W103
82
6000
SH
SOLE
3000
0
3000
NUVEEN QLTY INCM MUNI FD
cs
670977107
59
4250
SH
SOLE
2000
0
2250
NUVEEN QUAL PFD INC FD 2
cs
67072C105
56
6330
SH
SOLE
6330
0
0
NUVEEN QUALITY MUNI FD
cs
67062N103
4
300
SH
SOLE
300
0
0
NUVEEN S&P 500 BUY-WRITE
cs
6706ER101
771
63692
SH
SOLE
56788
0
6904
NUVEEN SELCT QLTY MUN FD
cs
670973106
49
3500
SH
SOLE
3500
0
0
NVIDIA CORP
cs
67066G104
5
227
SH
SOLE
227
0
0
NXP SEMICONDUCTORS NV F
cs
N6596X109
4
55
SH
SOLE
0
0
55
OCCIDENTAL PETE CORP
cs
674599105
2898
35946
SH
SOLE
33296
0
2650
OLD DOMINION FREIGHT LNS
cs
679580100
16
200
SH
SOLE
200
0
0
OLIN CORP
cs
680665205
5
210
SH
SOLE
210
0
0
OMNICARE INC
cs
681904108
62
855
SH
SOLE
855
0
0
OPKO HEALTH INC
cs
68375N103
20
2000
SH
SOLE
2000
0
0
ORACLE CORPORATION
cs
68389X105
118
2632
SH
SOLE
2632
0
0
P G & E CORP
cs
69331C108
27
500
SH
SOLE
500
0
0
P P G INDUSTRIES INC
cs
693506107
92
400
SH
SOLE
400
0
0
PCM FUND INC
cs
69323T101
6
596
SH
SOLE
596
0
0
PEABODY ENERGY CORP
cs
704549104
4
500
SH
SOLE
500
0
0
PENNEY J C CO INC
cs
708160106
1
200
SH
SOLE
200
0
0
PENTAIR PLC F
cs
G7S00T104
1
8
SH
SOLE
1
0
7
PENTHOUSE INTL INC
cs
709640106
0
125000
SH
SOLE
125000
0
0
PEPSICO INCORPORATED
cs
713448108
21
220
SH
SOLE
220
0
0
PETROCHINA CO ADR F
cs
71646E104
50
450
SH
SOLE
350
0
100
PETROLEO BRASILEIRO ADRF
cs
71654V408
4
500
SH
SOLE
500
0
0
PFIZER INCORPORATED
cs
717081103
6651
213517
SH
SOLE
196624
0
16893
PHILIP MORRIS INTL INC
cs
718172109
156
1915
SH
SOLE
1915
0
0
PHILLIPS 66
cs
718546104
7
100
SH
SOLE
100
0
0
PIMCO CALIF MUN INCM FD
cs
72200N106
37
2373
SH
SOLE
2373
0
0
PIMCO CORP & INC OPPTY
cs
72201B101
16
1000
SH
SOLE
1000
0
0
PIMCO DYNAMIC CDT INC FD
cs
72202D106
15
750
SH
SOLE
750
0
0
PIMCO DYNAMIC INCOME FD
cs
72201Y101
2817
91650
SH
SOLE
87035
0
4615
PIMCO ETF
cs
72201R783
15
147
SH
SOLE
147
0
0
PIMCO EXCH TRADED FUND
cs
72201R775
249
2320
SH
SOLE
2020
0
300
PIMCO HIGH INCOME FUND
cs
722014107
215
19077
SH
SOLE
19077
0
0
PINNACLE ENTERTAINMENT
cs
723456109
0
8
SH
SOLE
8
0
0
PINNACLE WEST CAPITAL CP
cs
723484101
34
500
SH
SOLE
500
0
0
PIONEER NATURAL RES CO
cs
723787107
10
70
SH
SOLE
70
0
0
PIZZA INN HOLDINGS INC
cs
725846109
18
2575
SH
SOLE
2400
0
175
PLUG POWER INC NEW
cs
72919P202
1
475
SH
SOLE
475
0
0
POTASH CORP SASK INC F
cs
73755L107
94
2650
SH
SOLE
2650
0
0
POWERLINX INC NEW
cs
73933F204
0
10
SH
SOLE
10
0
0
POWERSHARES S&P ETF
cs
73937B779
30
794
SH
SOLE
794
0
0
POWERSHS DB COMMDTY INDX
cs
73935S105
25
1332
SH
SOLE
1332
0
0
POWERSHS DB US DOLLAR TR
cs
73936D107
12
500
SH
SOLE
500
0
0
POWERSHS EXCH TRAD FD TR
cs
73935X856
5
100
SH
SOLE
100
0
0
POWERSHS EXCH TRAD FD TR
cs
73935X500
7
1250
SH
SOLE
750
0
500
POWERSHS EXCH TRAD FD TR
cs
73935X302
23
1740
SH
SOLE
1740
0
0
POWERSHS EXCH TRAD FD TR
cs
73936T565
16
1066
SH
SOLE
1066
0
0
POWERSHS EXCH TRAD FD TR
cs
73935X575
14
525
SH
SOLE
525
0
0
POWERSHS EXCH TRAD FD TR
cs
73936T441
192
7441
SH
SOLE
6691
0
750
POWERSHS QQQ TRUST SER 1
cs
73935A104
347
3356
SH
SOLE
3356
0
0
POWERWAVE TECH INC NEW
cs
739363307
0
13
SH
SOLE
13
0
0
PREMIER LASER SYS A NXXX
cs
740522107
0
500
SH
SOLE
500
0
0
PRICESMART INC
cs
741511109
18
200
SH
SOLE
200
0
0
PROCTER & GAMBLE
cs
742718109
23
250
SH
SOLE
250
0
0
PRUDENTIAL FINANCIAL INC
cs
744320102
4
40
SH
SOLE
40
0
0
PUB SVC ENT GROUP INC
cs
744573106
8
200
SH
SOLE
200
0
0
QUALCOMM INC
cs
747525103
6412
86267
SH
SOLE
81092
0
5175
QUIKSILVER INC
cs
74838C106
1
440
SH
SOLE
440
0
0
RAMBUS INC DEL
cs
750917106
8
700
SH
SOLE
700
0
0
RAYTHEON COMPANY NEW
cs
755111507
49
457
SH
SOLE
450
0
7
REDHAT INC
cs
756577102
0
5
SH
SOLE
0
0
5
RITE AID CORPORATION
cs
767754104
30
4000
SH
SOLE
4000
0
0
ROCHE HLDG LTD SPON ADRF
cs
771195104
17
500
SH
SOLE
500
0
0
ROSS STORES INC
cs
778296103
19
200
SH
SOLE
200
0
0
ROYAL DUTCH SHELL A ADRF
cs
780259206
25
375
SH
SOLE
375
0
0
ROYCE GLOBAL VALUE TR
cs
78081T104
2
214
SH
SOLE
214
0
0
ROYCE VALUE TRUST INC
cs
780910105
21
1500
SH
SOLE
1500
0
0
S P D R S&P 500 ETF TR
cs
78462F103
1065
5182
SH
SOLE
4275
0
907
SALESFORCE COM
cs
79466L302
95
1600
SH
SOLE
1600
0
0
SANBORN RESOURCES LTD
cs
799689104
0
5000
SH
SOLE
5000
0
0
SANDISK CORP
cs
80004C101
15
151
SH
SOLE
151
0
0
SASOL LIMITED SPON ADR F
cs
803866300
27
700
SH
SOLE
500
0
200
SCH US AGG BND ETF
cs
808524839
7282
139080
SH
SOLE
126130
0
12950
SCH US DIV EQUITY ETF
cs
808524797
9503
238478
SH
SOLE
220883
0
17595
SCH US MID-CAP ETF
cs
808524508
0
4
SH
SOLE
4
0
0
SCH US REIT ETF
cs
808524847
4404
113078
SH
SOLE
104123
0
8955
SCH US TIPS ETF
cs
808524870
11
201
SH
SOLE
201
0
0
SCHLUMBERGER LTD F
cs
806857108
38
450
SH
SOLE
450
0
0
SCHW EMG MKT EQ ETF
cs
808524706
254
10626
SH
SOLE
10626
0
0
SCHW INTL EQ ETF
cs
808524805
627
21674
SH
SOLE
21074
0
600
SCHW US BRD MKT ETF
cs
808524102
23263
466936
SH
SOLE
435310
0
31626
SCHW US LCAP ETF
cs
808524201
79
1607
SH
SOLE
1607
0
0
SCHW US LCAP GRO ETF
cs
808524300
6672
128828
SH
SOLE
119418
0
9410
SCHW US SCAP ETF
cs
808524607
2285
41462
SH
SOLE
38417
0
3045
SEADRILL LTD F
cs
G7945E105
4
335
SH
SOLE
335
0
0
SEAGATE TECHNOLOGY PLC F
cs
G7945M107
20
300
SH
SOLE
300
0
0
SEARS HOLDINGS CORP
cs
812350106
4
125
SH
SOLE
0
0
125
SEATTLE GENETICS INC
cs
812578102
8
250
SH
SOLE
200
0
50
SEAWORLD ENTERTAINMENT
cs
81282V100
1
50
SH
SOLE
50
0
0
SECTOR SPDR ENGY SELECT
cs
81369Y506
139
1750
SH
SOLE
1450
0
300
SECTOR SPDR FINCL SELECT
cs
81369Y605
87
3500
SH
SOLE
3500
0
0
SECTOR SPDR HEALTH FUND
cs
81369Y209
65
950
SH
SOLE
950
0
0
SECTOR SPDR INDL SELECT
cs
81369Y704
195
3450
SH
SOLE
2700
0
750
SECTOR SPDR MATERIALS FD
cs
81369Y100
53
1083
SH
SOLE
1083
0
0
SECTOR SPDR TECH SELECT
cs
81369Y803
8
200
SH
SOLE
200
0
0
SECTOR SPDR TR CON STPLS
cs
81369Y308
256
5280
SH
SOLE
4600
0
680
SECTOR SPDR UTIL SELECT
cs
81369Y886
57
1200
SH
SOLE
1000
0
200
SEMPRA ENERGY
cs
816851109
194
1742
SH
SOLE
1742
0
0
SHL TELEMEDICINE ORD F
cs
M84047105
6
700
SH
SOLE
0
0
700
SIEMENS A G ADR F
cs
826197501
11
100
SH
SOLE
100
0
0
SINA CORPORATION F
cs
G81477104
4
100
SH
SOLE
100
0
0
SIRIUS XM HLDGS INC
cs
82968B103
19
5550
SH
SOLE
5550
0
0
SKYWORKS SOLUTIONS INC
cs
83088M102
7
94
SH
SOLE
94
0
0
SMITH & WESSON HLDG CORP
cs
831756101
38
4000
SH
SOLE
4000
0
0
SOC QUIMICA MINER B ADRF
cs
833635105
4
151
SH
SOLE
0
0
151
SODASTREAM INTL F
cs
M9068E105
1
36
SH
SOLE
36
0
0
SOLARCITY CORP
cs
83416T100
2
30
SH
SOLE
0
0
30
SOLARIS PWR CELLS INC
cs
83416X101
1
20000
SH
SOLE
20000
0
0
SONY CORP ADR NEW F
cs
835699307
10
475
SH
SOLE
375
0
100
SOUTHERN COPPER CORP
cs
84265V105
76
2686
SH
SOLE
2686
0
0
SOUTHWEST GAS CORP COM
cs
844895102
83
1337
SH
SOLE
1337
0
0
SPDR BARCLAYS ETF
cs
78464A359
5
100
SH
SOLE
100
0
0
SPDR BARCLAYS ETF
cs
78464A474
19
633
SH
SOLE
633
0
0
SPDR GOLD TRUST
cs
78463V107
159
1400
SH
SOLE
1400
0
0
SPDR NUVEEN BARCLAY ETF
cs
78464A458
75
3102
SH
SOLE
3102
0
0
SPDR S&P DIVIDEND ETF
cs
78464A763
55
697
SH
SOLE
0
0
697
SPDR S&P EMERGING MKTS
cs
78463X533
3
100
SH
SOLE
100
0
0
SPDR S&P MIDCAP 400 ETF
cs
78467Y107
26
100
SH
SOLE
100
0
0
SPIRIT AIRLINES
cs
848577102
76
1000
SH
SOLE
1000
0
0
SPLUNK INC
cs
848637104
59
1000
SH
SOLE
1000
0
0
STARBUCKS CORP
cs
855244109
3475
42348
SH
SOLE
38648
0
3700
STEELCASE INC CL A
cs
858155203
90
5000
SH
SOLE
5000
0
0
STRATASYS LTD F
cs
M85548101
20
235
SH
SOLE
235
0
0
STRATEGIC RESOURCES LXXX
cs
862773108
0
5500
SH
SOLE
5500
0
0
STURM RUGER & CO INC
cs
864159108
48
1400
SH
SOLE
1400
0
0
SUN LIFE FINANCIAL INC F
cs
866796105
36
1000
SH
SOLE
1000
0
0
SUNSHINE HEART INC
cs
86782U106
1
200
SH
SOLE
0
0
200
SUPERVALU INC
cs
868536103
1
85
SH
SOLE
85
0
0
SYNAPTICS INC
cs
87157D109
21
300
SH
SOLE
300
0
0
SYSCO CORPORATION
cs
871829107
7
180
SH
SOLE
180
0
0
T H Q INC NEW XXX
cs
872443601
0
2
SH
SOLE
0
0
2
T J X COS INC
cs
872540109
21
300
SH
SOLE
300
0
0
TABLEAU SOFTWARE INC
cs
87336U105
17
200
SH
SOLE
200
0
0
TAKE TWO INTERACTV SFTWR
cs
874054109
1
30
SH
SOLE
30
0
0
TARGET CORPORATION
cs
87612E110
6296
82942
SH
SOLE
76817
0
6125
TASER INTERNATIONAL INC
cs
87651B104
40
1500
SH
SOLE
1500
0
0
TE CONNECTIVITY LTD F
cs
H84989104
2
38
SH
SOLE
8
0
30
TEEKAY TANKERS LTD CL AF
cs
Y8565N102
3
641
SH
SOLE
641
0
0
TELEFONICA S A SPON ADRF
cs
879382208
1
82
SH
SOLE
0
0
82
TESLA MOTORS INC
cs
88160R101
650
2921
SH
SOLE
2209
0
712
THE CHARLES SCHWAB CORP
cs
808513105
3
100
SH
SOLE
100
0
0
THE PRICELINE GROUP
cs
741503403
11
10
SH
SOLE
0
0
10
THE SOUTHERN COMPANY
cs
842587107
25
500
SH
SOLE
500
0
0
THE WHITEWAVE FOODS CO
cs
966244105
1
35
SH
SOLE
35
0
0
TIME WARNER CABLE
cs
88732J207
0
1
SH
SOLE
0
0
1
TIME WARNER INC NEW
cs
887317303
1
6
SH
SOLE
0
0
6
TOOTSIE ROLL INDS B XXX
cs
890516206
10
316
SH
SOLE
316
0
0
TOOTSIE ROLL INDS INC
cs
890516107
10
316
SH
SOLE
316
0
0
TORONTO DOMINION BANK F
cs
891160509
2401
50260
SH
SOLE
45960
0
4300
TOTAL S A ADR F
cs
89151E113
6
125
SH
SOLE
125
0
0
TOYOTA MOTOR CP ADR NEWF
cs
892331307
19
150
SH
SOLE
150
0
0
TRANSOCEAN INC NEW F
cs
H8817H100
4
223
SH
SOLE
223
0
0
TRUE GOLD MINING INC F
cs
89783T102
0
793
SH
SOLE
793
0
0
TWITTER INC
cs
90184L102
55
1520
SH
SOLE
870
0
650
TYCO INTL PLC NEW F
cs
G91442106
2
38
SH
SOLE
8
0
30
U S BANCORP DEL NEW
cs
902973304
130
2889
SH
SOLE
2889
0
0
UNDER ARMOUR INC CL A
cs
904311107
59
876
SH
SOLE
876
0
0
UNION PACIFIC CORP
cs
907818108
36
300
SH
SOLE
300
0
0
UNISYS CORP NEW
cs
909214306
0
1
SH
SOLE
1
0
0
UNITED STATES STEEL CORP
cs
912909108
3
100
SH
SOLE
100
0
0
UNITED STS 12 MO OIL FD
cs
91288V103
20
750
SH
SOLE
750
0
0
UNITED TECHNOLOGIES CORP
cs
913017109
93
811
SH
SOLE
804
0
7
USA URANIUM CORP XXX
cs
91154T109
0
400000
SH
SOLE
0
0
400000
VALEANT PHARMA INTL F
cs
91911K102
14
100
SH
SOLE
100
0
0
VANGUARD BOND INDEX FUND
cs
921937835
2509
30459
SH
SOLE
26909
0
3550
VANGUARD CORP BOND ETF
cs
92206C409
16
200
SH
SOLE
200
0
0
VANGUARD DIV APPRCIATION
cs
921908844
28
350
SH
SOLE
350
0
0
VANGUARD FTSE EMERGING
cs
922042858
17
421
SH
SOLE
421
0
0
VANGUARD FTSE ETF
cs
921943858
15
399
SH
SOLE
399
0
0
VANGUARD GROWTH
cs
922908736
217
2075
SH
SOLE
2075
0
0
VANGUARD INTL EQTY ETF
cs
922042676
18
335
SH
SOLE
335
0
0
VANGUARD INTL EQTY INDEX
cs
922042775
47
1000
SH
SOLE
1000
0
0
VANGUARD MID CAP
cs
922908629
161
1300
SH
SOLE
1300
0
0
VANGUARD REIT
cs
922908553
49
605
SH
SOLE
605
0
0
VANGUARD TOTAL STOCK MKT
cs
922908769
69
655
SH
SOLE
655
0
0
VAPE HLDGS INC
cs
91912N105
0
500
SH
SOLE
500
0
0
VERIFONE SYSTEMS INC
cs
92342Y109
15
410
SH
SOLE
410
0
0
VERISIGN INC
cs
92343E106
0
8
SH
SOLE
0
0
8
VERITIV CORPORATION
cs
923454102
0
7
SH
SOLE
7
0
0
VERIZON COMMUNICATIONS
cs
92343V104
2489
53199
SH
SOLE
50199
0
3000
VIRGIN AMERICA INC
cs
92765X208
4
100
SH
SOLE
0
0
100
VISA INC CL A
cs
92826C839
26
100
SH
SOLE
0
0
100
VIVUS INC
cs
928551100
0
100
SH
SOLE
100
0
0
VODAFONE GROUP NEW ADR F
cs
92857W308
162
4749
SH
SOLE
4749
0
0
VULCAN MATERIALS COMPANY
cs
929160109
13
200
SH
SOLE
200
0
0
WAL-MART STORES INC
cs
931142103
46
536
SH
SOLE
536
0
0
WASTE MANAGEMENT INC DEL
cs
94106L109
133
2600
SH
SOLE
2600
0
0
WEATHERFORD INTL NEW F
cs
G48833100
3
300
SH
SOLE
300
0
0
WELLS FARGO & CO NEW
cs
949746101
4968
90628
SH
SOLE
84879
0
5749
WESTERN LITHIUM USA F
cs
95854Q109
5
10000
SH
SOLE
10000
0
0
WHOLE FOODS MARKET INC
cs
966837106
104
2067
SH
SOLE
1927
0
140
WILLIAMS COMPANIES
cs
969457100
4
100
SH
SOLE
100
0
0
WINDSTREAM HLDGS INC
cs
97382A101
9
1104
SH
SOLE
1104
0
0
WISDOMTREE ASIA ETF
cs
97717X842
5
117
SH
SOLE
117
0
0
WISDOMTREE EQUITY INC FD
cs
97717W208
12
200
SH
SOLE
200
0
0
WPX ENERGY INC
cs
98212B103
0
33
SH
SOLE
33
0
0
XINYUAN REAL ESTATE ADRF
cs
98417P105
0
100
SH
SOLE
100
0
0
YELP INC CLASS A
cs
985817105
41
750
SH
SOLE
600
0
150
YUM BRANDS INC
cs
988498101
173
2380
SH
SOLE
2380
0
0
ZILLOW INC CL A
cs
98954A107
11
100
SH
SOLE
100
0
0
ZYNGA INC
cs
98986T108
1
400
SH
SOLE
0
0
400
ALLIANCE RES PARTNERS LP
oa
01877R108
17
400
SH
SOLE
400
0
0
AMERICAN CAPITAL AGENCY
oa
02503X105
24
1100
SH
SOLE
1100
0
0
AMERICAN TOWER CORP
oa
03027X100
5
50
SH
SOLE
50
0
0
AMERIGAS PARTNERS LP
oa
030975106
48
1000
SH
SOLE
1000
0
0
ANNALY CAPITAL MGMT
oa
035710409
268
24750
SH
SOLE
22000
0
2750
CALUMET SPECIALTY PROD
oa
131476103
34
1500
SH
SOLE
1500
0
0
DIGITAL REALTY TRUST INC
oa
253868103
5
80
SH
SOLE
80
0
0
DUKE REALTY CORP
oa
264411505
71
3500
SH
SOLE
3500
0
0
ENBRIDGE ENERGY PTNRS LP
oa
29250R106
10
240
SH
SOLE
126
0
114
ENERGY TRANSFER PARTNERS
oa
29273R109
33
500
SH
SOLE
500
0
0
ENTERPRISE PRD PRTNRS LP
oa
293792107
57
1570
SH
SOLE
1570
0
0
EQUITY RESIDENTIAL
oa
29476L107
11
150
SH
SOLE
150
0
0
HLTHCARE TR OF AMER NEW
oa
42225P501
61
2255
SH
SOLE
2255
0
0
MFA FINANCIAL INC
oa
55272X102
8
1000
SH
SOLE
1000
0
0
ONEOK PARTNERS LP
oa
68268N103
40
999
SH
SOLE
999
0
0
PEBBLEBROOK HOTEL TRUST
oa
70509V100
3
75
SH
SOLE
0
0
75
PLUM CREEK TIMBER CO
oa
729251108
30
690
SH
SOLE
690
0
0
REALTY INCOME CORP
oa
756109104
5114
107186
SH
SOLE
102111
0
5075
REXFORD INDL REALTY INC
oa
76169C100
8
490
SH
SOLE
490
0
0
SILVER BAY RLTY TR CORP
oa
82735Q102
0
2
SH
SOLE
2
0
0
UMH PROPERTIES INC
oa
903002103
29
3000
SH
SOLE
3000
0
0
VENTAS INC
oa
92276F100
3952
55120
SH
SOLE
52030
0
3090
VORNADO REALTY TRUST
oa
929042109
0
3
SH
SOLE
3
0
0
WESTERN GAS PARTNERS L P
oa
958254104
7
90
SH
SOLE
90
0
0
AMERN CAP AGY CR 8% PFD
ps
02503X204
113
4250
SH
SOLE
4250
0
0
COUNTRYWIDE CAP V 7%PFD
ps
222388209
52
2000
SH
SOLE
2000
0
0
CYS INVESTMEN 7.75% PFD
ps
12673A207
24
1000
SH
SOLE
1000
0
0
DYNEX CAPITAL, 8.5% PFD
ps
26817Q704
44
1750
SH
SOLE
1750
0
0
HATTERAS FIN 7.625% PFD
ps
41902R400
24
1000
SH
SOLE
1000
0
0
HSBC HOLDING 8.125% PFD
ps
404280703
11
400
SH
SOLE
200
0
200
MAGNUM HUNTER RE 8% PFD
ps
55973B300
31
900
SH
SOLE
900
0
0
MERRILL LYNCH 7.28% PFD
ps
59021K205
3
100
SH
SOLE
100
0
0
MORGAN STANLEY 5.75%PFD
ps
617466206
13
500
SH
SOLE
500
0
0
PRUDENTIAL FINL 5.75%PFD
ps
744320607
25
1000
SH
SOLE
1000
0
0
WELLS FARGO & 5.2% PFD
ps
949746747
64
2757
SH
SOLE
2500
0
257
BIOTIME INC 18WTS
wt
09066L162
0
14
SH
SOLE
14
0
0
GENERAL MOTORS CL A 16WT
wt
37045V118
0
6
SH
SOLE
6
0
0
GENERAL MOTORS CL B 19WT
wt
37045V126
0
6
SH
SOLE
6
0
0
MAGNUM HUNTER RES 16WTS
wt
55973B110
0
51
SH
SOLE
51
0
0