0001140361-14-020303.txt : 20140513
0001140361-14-020303.hdr.sgml : 20140513
20140512213912
ACCESSION NUMBER: 0001140361-14-020303
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140513
DATE AS OF CHANGE: 20140512
EFFECTIVENESS DATE: 20140513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apriem Advisors
CENTRAL INDEX KEY: 0001425165
IRS NUMBER: 330188030
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12756
FILM NUMBER: 14835224
BUSINESS ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1030
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-253-8888
MAIL ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1030
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc.
DATE OF NAME CHANGE: 20080125
13F-HR
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0001425165
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03-31-2014
03-31-2014
Apriem Advisors
19200 VON KARMAN AVE
#1030
IRVINE
CA
92612
13F HOLDINGS REPORT
028-12756
N
Benjamin Lau
Portfolio Manager
949-253-8888
/s/ Benjamin Lau
IRVINE
CA
05-12-2014
0
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INFORMATION TABLE
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1
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SOLE
1
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0
3 D SYSTEMS CORP
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33850
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2185
3M COMPANY
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2600
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A F L A C INC
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1000
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ADT CORP
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18385P101
18
700
SH
SOLE
700
0
0
HAIN CELESTIAL GROUP INC
cs
405217100
14
150
SH
SOLE
150
0
0
HANOVER INSURANCE GROUP
cs
410867105
152
2481
SH
SOLE
2481
0
0
HARLEY DAVIDSON INC
cs
412822108
13
200
SH
SOLE
200
0
0
HASBRO INC
cs
418056107
6
109
SH
SOLE
109
0
0
HDFC BANK LIMITED ADR F
cs
40415F101
21
500
SH
SOLE
500
0
0
HEALTHCARE TR OF AMERICA
cs
42225P105
51
4510
SH
SOLE
4510
0
0
HENNES & MAURITZ AB ADRF
cs
425883105
3
400
SH
SOLE
400
0
0
HEWLETT-PACKARD COMPANY
cs
428236103
21
634
SH
SOLE
634
0
0
HIMAX TECHNOLOGIES ADR F
cs
43289P106
0
25
SH
SOLE
25
0
0
HOME DEPOT INC
cs
437076102
855
10804
SH
SOLE
10804
0
0
HORMEL FOODS CORP
cs
440452100
15
302
SH
SOLE
302
0
0
HSBC HLDGS PLC ADR NEW F
cs
404280406
51
1000
SH
SOLE
500
0
500
HUNTINGTON INGALLS INDS
cs
446413106
5
50
SH
SOLE
50
0
0
IDNA INC XXX
cs
45169P106
0
5000
SH
SOLE
5000
0
0
INFOSYS LTD SPON ADR F
cs
456788108
33
600
SH
SOLE
200
0
400
INOGEN INC
cs
45780L104
3
153
SH
SOLE
153
0
0
INTEL CORP
cs
458140100
267
10349
SH
SOLE
10249
0
100
INTERDIGITAL INC
cs
45867G101
3
101
SH
SOLE
101
0
0
INTERNATIONAL PAPER CO
cs
460146103
19
417
SH
SOLE
417
0
0
INTL BUSINESS MACHINES
cs
459200101
904
4696
SH
SOLE
4696
0
0
INVESCO CALIFORNIA VALUE
cs
46132H106
126
10655
SH
SOLE
10655
0
0
ISC8 INC
cs
450098108
0
12
SH
SOLE
12
0
0
ISHARES CORE S&P ETF
cs
464287804
23
212
SH
SOLE
212
0
0
ISHARES GLOBAL MATLS
cs
464288695
14
218
SH
SOLE
218
0
0
ISHARES GOLD TRUST
cs
464285105
120
9650
SH
SOLE
9250
0
400
ISHARES IBOXX INVESTMENT
cs
464287242
6
50
SH
SOLE
50
0
0
ISHARES MSCI BRAZIL ETF
cs
464286400
27
600
SH
SOLE
600
0
0
ISHARES MSCI CDA ETF
cs
464286509
36
1217
SH
SOLE
1217
0
0
ISHARES MSCI EMRG MKT FD
cs
464287234
83
2020
SH
SOLE
1046
0
974
ISHARES MSCI ETF
cs
464286103
44
1700
SH
SOLE
1700
0
0
ISHARES MSCI GRMNY
cs
464286806
16
500
SH
SOLE
500
0
0
ISHARES MSCI HK ETF
cs
464286871
16
800
SH
SOLE
800
0
0
ISHARES MSCI JPN ETF
cs
464286848
70
6200
SH
SOLE
6200
0
0
ISHARES MSCI MEXICO ETF
cs
464286822
134
2098
SH
SOLE
2098
0
0
ISHARES MSCI SINGAPORE
cs
464286673
13
1000
SH
SOLE
1000
0
0
ISHARES NASDAQ BIO ETF
cs
464287556
50
210
SH
SOLE
210
0
0
ISHARES RESIDENTIAL
cs
464288562
4
88
SH
SOLE
88
0
0
ISHARES RUSSELL ETF
cs
464287499
33
213
SH
SOLE
213
0
0
ISHARES SILVER TRUST
cs
46428Q109
6
300
SH
SOLE
300
0
0
ISHARES TR BOND
cs
464288620
13
119
SH
SOLE
119
0
0
ISHARES TR BOND
cs
464288638
5286
48465
SH
SOLE
43490
0
4975
ISHARES TR BOND
cs
464288646
1903
18046
SH
SOLE
15921
0
2125
ISHARES TR GLOBAL ETF
cs
464287325
63
695
SH
SOLE
695
0
0
ISHARES TR MSCI EAFE
cs
464287465
257
3819
SH
SOLE
3419
0
400
ISHARES TR REAL ESTATE
cs
464287739
2
35
SH
SOLE
35
0
0
ISHARES TR RUSSELL 2000
cs
464287655
931
8000
SH
SOLE
8000
0
0
ISHARES TR RUSSELL 3000
cs
464287689
0
1
SH
SOLE
0
0
1
ISHARES TR TIPS
cs
464287176
498
4440
SH
SOLE
4040
0
400
ISHARES TR US FINANCIALS
cs
464287788
82
1000
SH
SOLE
1000
0
0
ISHARES TR US HEALTHCARE
cs
464287762
316
2570
SH
SOLE
1950
0
620
ISHARES TRUST
cs
464288513
186
1975
SH
SOLE
1825
0
150
ISHARES U S PFD ETF
cs
464288687
114
2910
SH
SOLE
2910
0
0
ISHARES US HOME CONST
cs
464288752
5
200
SH
SOLE
200
0
0
ITAU UNI HOLDING SA ADRF
cs
465562106
39
2600
SH
SOLE
2600
0
0
JAZZ PHARMACEUTICAL PLCF
cs
G50871105
1799
12975
SH
SOLE
11850
0
1125
JETBLUE AIRWAYS CORP
cs
477143101
2
225
SH
SOLE
225
0
0
JOHNSON & JOHNSON
cs
478160104
1651
16812
SH
SOLE
16712
0
100
JOHNSON CONTROLS INC
cs
478366107
5106
107894
SH
SOLE
102694
0
5200
JP MORGAN EXCH TRADED NT
cs
46625H365
607
13050
SH
SOLE
12600
0
450
JPMORGAN CHASE & CO
cs
46625H100
189
3116
SH
SOLE
2661
0
455
KIMBERLY-CLARK CORP
cs
494368103
129
1167
SH
SOLE
1167
0
0
KRAFT FOODS GROUP
cs
50076Q106
1
11
SH
SOLE
11
0
0
LAB CP OF AMER HLDG NEW
cs
50540R409
196
2000
SH
SOLE
2000
0
0
LAS VEGAS SANDS CORP
cs
517834107
8
100
SH
SOLE
0
0
100
LEGG MASON INC
cs
524901105
2
50
SH
SOLE
50
0
0
LEVEL 3 COMMUN NEW
cs
52729N308
1
33
SH
SOLE
33
0
0
LIBERTY STAR URANIUM NEW
cs
53123T206
9
616600
SH
SOLE
616600
0
0
LIFEVANTAGE CORP
cs
53222K106
2
1500
SH
SOLE
1500
0
0
LILLY ELI & COMPANY
cs
532457108
71
1200
SH
SOLE
1200
0
0
LINKEDIN CORP
cs
53578A108
55
300
SH
SOLE
300
0
0
LINNCO LLC
cs
535782106
27
1000
SH
SOLE
1000
0
0
LOGITECH INTL S A NEW F
cs
H50430232
7
500
SH
SOLE
0
0
500
LOWES COMPANIES INC
cs
548661107
10
200
SH
SOLE
0
0
200
LULULEMON ATHLETICA INC
cs
550021109
652
12400
SH
SOLE
11025
0
1375
MAGNUM HUNTER RESOURCES
cs
55973B102
2
250
SH
SOLE
250
0
0
MALLINCKRODT PUB F
cs
G5785G107
0
4
SH
SOLE
1
0
3
MANNKIND CORP
cs
56400P201
2
500
SH
SOLE
500
0
0
MANULIFE FINANCIAL CORPF
cs
56501R106
29
1500
SH
SOLE
1500
0
0
MARATHON OIL CORP
cs
565849106
504
14178
SH
SOLE
14178
0
0
MARATHON PETE CORP
cs
56585A102
617
7089
SH
SOLE
7089
0
0
MARKET VECTORS ETF
cs
57061R791
3715
181853
SH
SOLE
166953
0
14900
MARKET VECTORS ETF TRUST
cs
57060U100
2028
85905
SH
SOLE
81580
0
4325
MARKET VECTORS ETF TRUST
cs
57060U605
4
75
SH
SOLE
75
0
0
MARKET VECTORS ETF TRUST
cs
57060U308
37
800
SH
SOLE
800
0
0
MARKET VECTORS NEW ETF
cs
57061R544
29
800
SH
SOLE
800
0
0
MARKETO INC
cs
57063L107
3
100
SH
SOLE
100
0
0
MASCO CORP
cs
574599106
60
2700
SH
SOLE
2700
0
0
MASTERCARD INC
cs
57636Q104
7
100
SH
SOLE
100
0
0
MATSON INC
cs
57686G105
7
300
SH
SOLE
300
0
0
MC DONALDS CORP
cs
580135101
769
7842
SH
SOLE
7842
0
0
MEDIDATA SOLUTIONS INC
cs
58471A105
22
410
SH
SOLE
410
0
0
MEDTRONIC INC
cs
585055106
49
800
SH
SOLE
800
0
0
MELTRONIX INC
cs
585730104
0
12000
SH
SOLE
12000
0
0
MERCK & CO INC NEW
cs
58933Y105
1457
25672
SH
SOLE
25672
0
0
METLIFE INC
cs
59156R108
11
200
SH
SOLE
200
0
0
MICHAEL KORS HLDGS F
cs
G60754101
2
20
SH
SOLE
20
0
0
MICROSOFT CORP
cs
594918104
6165
150403
SH
SOLE
143478
0
6925
MICROSTRATEGY INC A NEW
cs
594972408
14
125
SH
SOLE
125
0
0
MIDDLESEX WATER CO
cs
596680108
9
400
SH
SOLE
400
0
0
MINERCO RES INC NEW
cs
603173303
1
15500
SH
SOLE
15500
0
0
MOLYCORP INC
cs
608753109
5
1000
SH
SOLE
1000
0
0
MONDELEZ INTL INC CL A
cs
609207105
1
35
SH
SOLE
35
0
0
MORGAN STANLEY
cs
617446448
6
200
SH
SOLE
200
0
0
MOSAIC CO NEW
cs
61945C103
1869
37384
SH
SOLE
35034
0
2350
MOTOROLA SOLUTIONS INC
cs
620076307
16
250
SH
SOLE
250
0
0
MOTORS LIQ CO GUC TRUST
cs
62010U101
1
25
SH
SOLE
25
0
0
NESTLE S A REG B ADR F
cs
641069406
30
400
SH
SOLE
400
0
0
NETFLIX INC
cs
64110L106
62
175
SH
SOLE
175
0
0
NEWMONT MINING CORP
cs
651639106
28
1200
SH
SOLE
1200
0
0
NEXTWAVE WIRELESS CVRXXX
cs
653CVR993
0
47
SH
SOLE
47
0
0
NIKE INC CLASS B
cs
654106103
20
276
SH
SOLE
276
0
0
NOKIA CORP SPON ADR F
cs
654902204
4
500
SH
SOLE
500
0
0
NORTEL NETWORKS CP NEW F
cs
656568508
0
5
SH
SOLE
5
0
0
NORTHEAST UTILITIES
cs
664397106
91
2004
SH
SOLE
2004
0
0
NORTHROP GRUMMAN CORP
cs
666807102
37
300
SH
SOLE
300
0
0
NOVO-NORDISK A-S ADR F
cs
670100205
84
1835
SH
SOLE
1835
0
0
NQ MOBILE INC ADR F
cs
64118U108
1
30
SH
SOLE
30
0
0
NRG ENERGY INC NEW
cs
629377508
0
4
SH
SOLE
4
0
0
NU SKIN ENTERPRISES CL A
cs
67018T105
1
15
SH
SOLE
0
0
15
NUANCE COMMUN INC
cs
67020Y100
3
200
SH
SOLE
0
0
200
NUCOR CORP
cs
670346105
205
4050
SH
SOLE
4050
0
0
NUVEEN CA AMT FREE MUNI
cs
670651108
1167
87746
SH
SOLE
82796
0
4950
NUVEEN CA DIV ADV MUN FD
cs
67066Y105
769
55350
SH
SOLE
50600
0
4750
NUVEEN CA QLTY INCM MUN
cs
670985100
58
3904
SH
SOLE
3904
0
0
NUVEEN CA SELECT TAX FR
cs
67063R103
71
5000
SH
SOLE
5000
0
0
NUVEEN CALIF MUNI MARKET
cs
67062U107
43
3000
SH
SOLE
3000
0
0
NUVEEN EQTY PREM INC FD
cs
6706ER101
511
40400
SH
SOLE
36900
0
3500
NUVEEN EQTY PREM OPTY FD
cs
6706EM102
286
22700
SH
SOLE
20200
0
2500
NUVEEN FLTG RATE INCM FD
cs
67072T108
110
9216
SH
SOLE
9216
0
0
NUVEEN INVT QLTY MUN FD
cs
67062E103
56
4000
SH
SOLE
4000
0
0
NUVEEN MA DIV AD MUNI FD
cs
67069P101
13
1000
SH
SOLE
0
0
1000
NUVEEN MASS PRE INCM MUN
cs
67061E104
13
1000
SH
SOLE
0
0
1000
NUVEEN MUNI ADVTG FUND
cs
67062H106
39
3000
SH
SOLE
0
0
3000
NUVEEN MUNI MKT OPPTY FD
cs
67062W103
89
7000
SH
SOLE
3000
0
4000
NUVEEN QLTY INCM MUNI FD
cs
670977107
93
7032
SH
SOLE
4032
0
3000
NUVEEN QUALITY MUNI FD
cs
67062N103
4
300
SH
SOLE
300
0
0
NUVEEN SELCT QLTY MUN FD
cs
670973106
66
5000
SH
SOLE
5000
0
0
NVIDIA CORP
cs
67066G104
1
50
SH
SOLE
50
0
0
OCCIDENTAL PETE CORP
cs
674599105
3181
33378
SH
SOLE
31678
0
1700
OLD DOMINION FREIGHT LNS
cs
679580100
11
200
SH
SOLE
200
0
0
OLIN CORP
cs
680665205
42
1510
SH
SOLE
1510
0
0
OPKO HEALTH INC
cs
68375N103
13
1400
SH
SOLE
1400
0
0
ORACLE CORPORATION
cs
68389X105
107
2622
SH
SOLE
2622
0
0
ORANGE COUNTY BUS BANK
cs
684193105
14
2200
SH
SOLE
2200
0
0
P G & E CORP
cs
69331C108
24
550
SH
SOLE
550
0
0
P P G INDUSTRIES INC
cs
693506107
77
400
SH
SOLE
400
0
0
PACTERA TECH INTL ADRXXX
cs
695255109
1
100
SH
SOLE
100
0
0
PENTAIR LTD F
cs
H6169Q108
1
8
SH
SOLE
1
0
7
PENTHOUSE INTL INC
cs
709640106
0
125000
SH
SOLE
125000
0
0
PEPSICO INCORPORATED
cs
713448108
9
105
SH
SOLE
105
0
0
PETROCHINA CO ADR F
cs
71646E100
49
450
SH
SOLE
350
0
100
PETROLEO BRASILEIRO ADRF
cs
71654V408
7
500
SH
SOLE
500
0
0
PFIZER INCORPORATED
cs
717081103
6912
215199
SH
SOLE
200284
0
14915
PHILIP MORRIS INTL INC
cs
718172109
149
1815
SH
SOLE
1815
0
0
PHILLIPS 66
cs
718546104
662
8594
SH
SOLE
8594
0
0
PIMCO CALIF MUN INCM FD
cs
72200N106
33
2373
SH
SOLE
2373
0
0
PIMCO CORP & INC OPPTY
cs
72201B101
52
2900
SH
SOLE
2700
0
200
PIMCO DYNAMIC INCOME FD
cs
72201Y101
1775
58535
SH
SOLE
57060
0
1475
PIMCO EXCH TRADED FUND
cs
72201R775
391
3670
SH
SOLE
3070
0
600
PIMCO HIGH INCOME FUND
cs
722014107
240
19077
SH
SOLE
19077
0
0
PINNACLE ENTERTAINMENT
cs
723456109
0
8
SH
SOLE
8
0
0
PINNACLE WEST CAPITAL CP
cs
723484101
27
500
SH
SOLE
500
0
0
PIONEER NATURAL RES CO
cs
723787107
13
70
SH
SOLE
70
0
0
PLUG POWER INC NEW
cs
72919P202
1
125
SH
SOLE
125
0
0
PNM RESOURCES INC
cs
69349H107
20
750
SH
SOLE
750
0
0
POTASH CORP SASK INC F
cs
73755L107
96
2650
SH
SOLE
2650
0
0
POWERLINX INC NEW
cs
73933F204
0
10
SH
SOLE
10
0
0
POWERSHS DB US DOLLAR TR
cs
73936D107
11
500
SH
SOLE
500
0
0
POWERSHS EXCH TRAD FD TR
cs
73935X856
4
100
SH
SOLE
100
0
0
POWERSHS EXCH TRAD FD TR
cs
73935X500
6
900
SH
SOLE
500
0
400
POWERSHS EXCH TRAD FD TR
cs
73936T565
41
2892
SH
SOLE
2892
0
0
POWERSHS EXCH TRAD FD TR
cs
73935X575
14
525
SH
SOLE
525
0
0
POWERSHS EXCH TRAD FD TR
cs
73936T441
113
4657
SH
SOLE
3907
0
750
POWERSHS QQQ TRUST SER 1
cs
73935A104
401
4569
SH
SOLE
4569
0
0
POWERWAVE TECH INC NEW
cs
739363307
0
13
SH
SOLE
13
0
0
PREMIER LASER SYS A NXXX
cs
740522107
0
500
SH
SOLE
500
0
0
PRICELINE.COM INC NEW
cs
741503403
56
47
SH
SOLE
0
0
47
PRICESMART INC
cs
741511109
20
200
SH
SOLE
200
0
0
PROCTER & GAMBLE
cs
742718109
307
3807
SH
SOLE
3807
0
0
PRUDENTIAL FINANCIAL INC
cs
744320102
3
40
SH
SOLE
40
0
0
PUB SVC ENT GROUP INC
cs
744573106
389
10200
SH
SOLE
10200
0
0
PULTEGROUP INC
cs
745867101
5
250
SH
SOLE
250
0
0
QIHOO 360 TECH CO ADR F
cs
74734M109
1
15
SH
SOLE
0
0
15
QUALCOMM INC
cs
747525103
6696
84907
SH
SOLE
79287
0
5620
QUIKSILVER INC
cs
74838C106
3
440
SH
SOLE
440
0
0
RAMBUS INC DEL
cs
750917106
8
700
SH
SOLE
700
0
0
RAYTHEON COMPANY NEW
cs
755111507
20
200
SH
SOLE
200
0
0
REDHAT INC
cs
756577102
0
5
SH
SOLE
0
0
5
ROCHE HLDG LTD SPON ADRF
cs
771195104
38
1000
SH
SOLE
1000
0
0
ROSS STORES INC
cs
778296103
14
200
SH
SOLE
200
0
0
ROYAL DUTCH SHELL A ADRF
cs
780259206
188
2575
SH
SOLE
2575
0
0
ROYCE GLOBAL VALUE TR
cs
78081T104
2
214
SH
SOLE
214
0
0
ROYCE VALUE TRUST INC
cs
780910105
24
1500
SH
SOLE
1500
0
0
S G I INTERNATIONAL NXXX
cs
784185209
0
100
SH
SOLE
100
0
0
S P D R S&P 500 ETF TR
cs
78462F103
1238
6621
SH
SOLE
5714
0
907
SALESFORCE COM
cs
79466L302
46
800
SH
SOLE
800
0
0
SANBORN RESOURCES LTD
cs
799689104
0
5000
SH
SOLE
5000
0
0
SANDISK CORP
cs
80004C101
8
101
SH
SOLE
101
0
0
SASOL LIMITED SPON ADR F
cs
803866300
61
1100
SH
SOLE
900
0
200
SCH US AGG BND ETF
cs
808524839
2819
55130
SH
SOLE
48270
0
6860
SCH US DIV EQUITY ETF
cs
808524797
5206
141271
SH
SOLE
129386
0
11885
SCH US MID-CAP ETF
cs
808524508
0
9
SH
SOLE
9
0
0
SCH US REIT ETF
cs
808524847
1176
35523
SH
SOLE
32468
0
3055
SCH US TIPS ETF
cs
808524870
11
201
SH
SOLE
201
0
0
SCHLUMBERGER LTD F
cs
806857108
29
300
SH
SOLE
300
0
0
SCHW EMG MKT EQ ETF
cs
808524706
226
9290
SH
SOLE
9290
0
0
SCHW INTL EQ ETF
cs
808524805
11167
354499
SH
SOLE
328589
0
25910
SCHW INTL SCAP ETF
cs
808524888
17
516
SH
SOLE
516
0
0
SCHW US BRD MKT ETF
cs
808524102
12871
281577
SH
SOLE
260514
0
21062
SCHW US LCAP ETF
cs
808524201
76
1692
SH
SOLE
1692
0
0
SCHW US SCAP ETF
cs
808524607
4688
87455
SH
SOLE
80440
0
7015
SEADRILL LTD F
cs
G7945E105
61
1735
SH
SOLE
1735
0
0
SEAGATE TECHNOLOGY PLC F
cs
G7945M107
17
300
SH
SOLE
300
0
0
SEATTLE GENETICS INC
cs
812578102
5
100
SH
SOLE
100
0
0
SEAWORLD ENTERTAINMENT
cs
81282V100
2
50
SH
SOLE
50
0
0
SECTOR SPDR CONSUMER FD
cs
81369Y407
91
1400
SH
SOLE
1400
0
0
SECTOR SPDR ENGY SELECT
cs
81369Y506
158
1775
SH
SOLE
1475
0
300
SECTOR SPDR FINCL SELECT
cs
81369Y605
101
4542
SH
SOLE
4542
0
0
SECTOR SPDR HEALTH FUND
cs
81369Y209
73
1250
SH
SOLE
1250
0
0
SECTOR SPDR INDL SELECT
cs
81369Y704
209
4000
SH
SOLE
3250
0
750
SECTOR SPDR MATERIALS FD
cs
81369Y100
65
1368
SH
SOLE
1368
0
0
SECTOR SPDR TECH SELECT
cs
81369Y803
4
100
SH
SOLE
100
0
0
SECTOR SPDR TR CON STPLS
cs
81369Y308
266
6180
SH
SOLE
5050
0
1130
SECTOR SPDR UTIL SELECT
cs
81369Y886
62
1500
SH
SOLE
1300
0
200
SEMPRA ENERGY
cs
816851109
180
1864
SH
SOLE
1864
0
0
SHL TELEMEDICINE ORD F
cs
M84047105
7
700
SH
SOLE
0
0
700
SIEMENS A G ADR F
cs
826197501
3859
28550
SH
SOLE
27125
0
1425
SIGMA LABS INC
cs
826598104
0
343
SH
SOLE
343
0
0
SINA CORPORATION F
cs
G81477104
6
100
SH
SOLE
100
0
0
SINOVAC BIOTECH LTD F
cs
P8696W104
2
300
SH
SOLE
300
0
0
SIRIUS XM HLDGS INC
cs
82968B103
23
7050
SH
SOLE
7050
0
0
SMITH & WESSON HLDG CORP
cs
831756101
37
2500
SH
SOLE
2500
0
0
SOC QUIMICA MINER B ADRF
cs
833635105
2
75
SH
SOLE
0
0
75
SODASTREAM INTL F
cs
M9068E105
1
26
SH
SOLE
26
0
0
SONY CORP ADR NEW F
cs
835699307
4
200
SH
SOLE
200
0
0
SOUTHERN COPPER CORP
cs
84265V105
78
2682
SH
SOLE
2682
0
0
SOUTHWEST AIRLINES CO
cs
844741108
5
200
SH
SOLE
200
0
0
SOUTHWEST GAS CORP COM
cs
844895102
71
1337
SH
SOLE
1337
0
0
SPDR BARCLAYS ETF
cs
78464A359
5
100
SH
SOLE
100
0
0
SPDR BARCLAYS ETF
cs
78464A664
19
300
SH
SOLE
300
0
0
SPDR DOW JONES INDL AVG
cs
78467X109
212
1288
SH
SOLE
1288
0
0
SPDR GOLD TRUST
cs
78463V107
173
1400
SH
SOLE
1400
0
0
SPDR S&P CHINA ETF
cs
78463X400
22
300
SH
SOLE
300
0
0
SPDR S&P DIVIDEND ETF
cs
78464A763
50
675
SH
SOLE
0
0
675
SPDR S&P EMERGING MKTS
cs
78463X533
23
600
SH
SOLE
600
0
0
STARBUCKS CORP
cs
855244109
2977
40563
SH
SOLE
37263
0
3300
STARWOOD HTLS & RSTS NEW
cs
85590A401
6
80
SH
SOLE
0
0
80
STEELCASE INC CL A
cs
858155203
83
5000
SH
SOLE
5000
0
0
STRATASYS LTD F
cs
M85548101
21
200
SH
SOLE
200
0
0
STRATEGIC RESOURCES LXXX
cs
862773108
0
5500
SH
SOLE
5500
0
0
STURM RUGER & CO INC
cs
864159108
48
810
SH
SOLE
810
0
0
SUN LIFE FINANCIAL INC F
cs
866796105
35
1000
SH
SOLE
1000
0
0
SUPERVALU INC
cs
868536103
1
85
SH
SOLE
85
0
0
SYSCO CORPORATION
cs
871829107
296
8180
SH
SOLE
8180
0
0
T H Q INC NEW XXX
cs
872443601
0
2
SH
SOLE
0
0
2
T J X COS INC
cs
872540109
9
150
SH
SOLE
150
0
0
TABLEAU SOFTWARE INC
cs
87336U105
825
10850
SH
SOLE
10075
0
775
TAKE TWO INTERACTV SFTWR
cs
874054109
1
30
SH
SOLE
30
0
0
TARGET CORPORATION
cs
87612E106
2656
43890
SH
SOLE
40460
0
3430
TASER INTERNATIONAL INC
cs
87651B104
27
1500
SH
SOLE
1500
0
0
TE CONNECTIVITY LTD F
cs
H84989104
2
38
SH
SOLE
8
0
30
TEEKAY TANKERS LTD CL AF
cs
Y8565N102
2
626
SH
SOLE
626
0
0
TESLA MOTORS INC
cs
88160R101
393
1883
SH
SOLE
1509
0
374
TEVA PHARM INDS LTD ADRF
cs
881624209
2802
53030
SH
SOLE
50380
0
2650
THE CHARLES SCHWAB CORP
cs
808513105
3
100
SH
SOLE
100
0
0
THE SOUTHERN COMPANY
cs
842587107
22
500
SH
SOLE
200
0
300
THE WHITEWAVE FOODS CO
cs
966244105
1
25
SH
SOLE
25
0
0
TIBCO SOFTWARE INC
cs
88632Q103
1046
51475
SH
SOLE
48225
0
3250
TIFFANY & CO NEW
cs
886547108
1
9
SH
SOLE
9
0
0
TIME WARNER CABLE
cs
88732J207
0
1
SH
SOLE
0
0
1
TIME WARNER INC NEW
cs
887317303
0
6
SH
SOLE
0
0
6
TORONTO DOMINION BANK F
cs
891160509
2651
56460
SH
SOLE
52360
0
4100
TOTAL S A ADR F
cs
89151E109
8
125
SH
SOLE
125
0
0
TRANSOCEAN INC NEW F
cs
H8817H100
9
206
SH
SOLE
206
0
0
TRANZBYTE CORP
cs
894117100
0
5300
SH
SOLE
5300
0
0
TRUE GOLD MINING INC F
cs
89783T102
0
1388
SH
SOLE
1388
0
0
TRULIA INC
cs
897888103
15
450
SH
SOLE
300
0
150
TWITTER INC
cs
90184L102
100
2150
SH
SOLE
1970
0
180
TYCO INTL LTD NEW F
cs
H89128104
2
38
SH
SOLE
8
0
30
U S BANCORP DEL NEW
cs
902973304
111
2589
SH
SOLE
2589
0
0
UNDER ARMOUR INC CL A
cs
904311107
26
228
SH
SOLE
128
0
100
UNISYS CORP NEW
cs
909214306
0
1
SH
SOLE
1
0
0
UNITED STATES STEEL CORP
cs
912909108
3
100
SH
SOLE
100
0
0
UNITED STS 12 MO OIL FD
cs
91288V103
22
500
SH
SOLE
500
0
0
UNITED TECHNOLOGIES CORP
cs
913017109
47
403
SH
SOLE
403
0
0
USA URANIUM CORP XXX
cs
91154T109
0
400000
SH
SOLE
0
0
400000
VALE SA ADR F
cs
91912E105
47
3400
SH
SOLE
1900
0
1500
VALEANT PHARMA INTL F
cs
91911K102
13
100
SH
SOLE
100
0
0
VANGUARD BOND INDEX FUND
cs
921937835
2326
28647
SH
SOLE
25497
0
3150
VANGUARD FTSE EMERGING
cs
922042858
41
1000
SH
SOLE
1000
0
0
VANGUARD INTL EQTY INDEX
cs
922042775
50
1000
SH
SOLE
1000
0
0
VANGUARD MID CAP
cs
922908629
159
1400
SH
SOLE
1400
0
0
VANGUARD REIT
cs
922908553
38
534
SH
SOLE
534
0
0
VANGUARD S&P 500 ETF NEW
cs
922908363
78
455
SH
SOLE
455
0
0
VANGUARD SMALL CAP
cs
922908751
56
500
SH
SOLE
500
0
0
VANGUARD TOTAL STOCK MKT
cs
922908769
846
8680
SH
SOLE
8463
0
217
VAPE HLDGS INC
cs
91912N105
6
300
SH
SOLE
300
0
0
VERISIGN INC
cs
92343E102
0
8
SH
SOLE
0
0
8
VERIZON COMMUNICATIONS
cs
92343V104
1871
39332
SH
SOLE
37632
0
1700
VISA INC CL A
cs
92826C839
22
100
SH
SOLE
0
0
100
VIVUS INC
cs
928551100
1
100
SH
SOLE
100
0
0
VODAFONE GROUP NEW ADR F
cs
92857W308
132
3594
SH
SOLE
3594
0
0
VULCAN MATERIALS COMPANY
cs
929160109
3
50
SH
SOLE
50
0
0
WAL-MART STORES INC
cs
931142103
41
533
SH
SOLE
533
0
0
WASTE MANAGEMENT INC DEL
cs
94106L109
109
2600
SH
SOLE
2600
0
0
WEATHERFORD INTL LTD F
cs
H27013103
5
300
SH
SOLE
300
0
0
WELLS FARGO & CO NEW
cs
949746101
3895
78314
SH
SOLE
73864
0
4450
WESTERN LITHIUM USA F
cs
95854Q109
8
10000
SH
SOLE
10000
0
0
WHOLE FOODS MARKET INC
cs
966837106
66
1297
SH
SOLE
1197
0
100
WILLIAMS COMPANIES
cs
969457100
248
6100
SH
SOLE
6100
0
0
WINDSTREAM HLDGS INC
cs
97382A101
9
1104
SH
SOLE
1104
0
0
WPX ENERGY INC
cs
98212B103
37
2033
SH
SOLE
2033
0
0
XCEL ENERGY INC
cs
98389B100
121
4000
SH
SOLE
4000
0
0
XINYUAN REAL ESTATE ADRF
cs
98417P105
1
100
SH
SOLE
100
0
0
YAHOO INC
cs
984332106
13
350
SH
SOLE
350
0
0
YAMANA GOLD INC F
cs
98462Y100
18
2000
SH
SOLE
2000
0
0
YELP INC CLASS A
cs
985817105
73
950
SH
SOLE
850
0
100
YUM BRANDS INC
cs
988498101
179
2374
SH
SOLE
2374
0
0
ZILLOW INC CL A
cs
98954A107
9
100
SH
SOLE
100
0
0
ZOETIS INC
cs
98978V103
2
77
SH
SOLE
77
0
0
ZYNGA INC
cs
98986T108
2
400
SH
SOLE
0
0
400
ALLIANCE RES PARTNERS LP
oa
01877R108
17
200
SH
SOLE
200
0
0
ALON USA PARTNERS LP
oa
02052T109
6
350
SH
SOLE
350
0
0
AMERICAN CAPITAL AGENCY
oa
02503X105
66
3070
SH
SOLE
3070
0
0
AMERIGAS PARTNERS LP
oa
030975106
42
1000
SH
SOLE
1000
0
0
ANNALY CAPITAL MGMT
oa
035710409
88
8000
SH
SOLE
7550
0
450
BLACKSTONE GROUP LP
oa
09253U108
7
200
SH
SOLE
200
0
0
CALUMET SPECIALTY PROD
oa
131476103
26
1000
SH
SOLE
1000
0
0
DIGITAL REALTY TRUST INC
oa
253868103
4
80
SH
SOLE
80
0
0
DUKE REALTY CORP
oa
264411505
64
3800
SH
SOLE
3500
0
300
ENBRIDGE ENERGY PTNRS LP
oa
29250R106
29
1040
SH
SOLE
926
0
114
ENERGY TRANSFER PARTNERS
oa
29273R109
130
2408
SH
SOLE
2408
0
0
ENTERPRISE PRD PRTNRS LP
oa
293792107
1749
25219
SH
SOLE
25219
0
0
EQUITY RESIDENTIAL
oa
29476L107
9
150
SH
SOLE
150
0
0
KINDER MORGAN ENERGY LP
oa
494550106
261
3525
SH
SOLE
3500
0
25
MFA FINANCIAL INC
oa
55272X102
8
1000
SH
SOLE
1000
0
0
ONEOK PARTNERS LP
oa
68268N103
128
2399
SH
SOLE
2399
0
0
PEBBLEBROOK HOTEL TRUST
oa
70509V100
3
75
SH
SOLE
0
0
75
PLUM CREEK TIMBER CO
oa
729251108
11
260
SH
SOLE
260
0
0
RAYONIER INC
oa
754907103
1862
40551
SH
SOLE
38451
0
2100
REALTY INCOME CORP
oa
756109104
3977
97330
SH
SOLE
92755
0
4575
THORNBURG MORTGAGE NEXXX
oa
885218800
0
120
SH
SOLE
120
0
0
UMH PROPERTIES INC
oa
903002103
29
3000
SH
SOLE
3000
0
0
VENTAS INC
oa
92276F100
33
550
SH
SOLE
550
0
0
VORNADO REALTY TRUST
oa
929042109
0
3
SH
SOLE
3
0
0
WESTERN GAS PARTNERS L P
oa
958254104
7
100
SH
SOLE
100
0
0
AB SVENSK EXPORT 2022F
ps
870297603
2
200
SH
SOLE
200
0
0
AMERN CAP AGY CO 8% PFD
ps
02503X204
112
4250
SH
SOLE
4250
0
0
COUNTRYWIDE CAP 7% PFD
ps
222388209
51
2000
SH
SOLE
2000
0
0
CYS INVESTMEN 7.75% PFD
ps
12673A207
24
1000
SH
SOLE
1000
0
0
DYNEX CAPITAL, 8.5% PFD
ps
26817Q704
43
1750
SH
SOLE
1750
0
0
HATTERAS FIN 7.625% PFD
ps
41902R400
24
1000
SH
SOLE
1000
0
0
HSBC HOLDING 8.125% PFD
ps
404280703
10
400
SH
SOLE
200
0
200
MAGNUM HUNTER RE 8% PFD
ps
55973B300
44
900
SH
SOLE
900
0
0
MERRILL LYNCH 7.28% PFD
ps
59021K205
3
100
SH
SOLE
100
0
0
MORGAN STANLE 5.75% PFD
ps
617466206
12
500
SH
SOLE
500
0
0
PRUDENTIAL FI 5.75% PFD
ps
744320607
12
500
SH
SOLE
500
0
0
WELLS FARGO BA 5.2% PFD
ps
949746747
57
2675
SH
SOLE
2500
0
175