Portfolio Manager

0001140361-14-020303.txt : 20140513 0001140361-14-020303.hdr.sgml : 20140513 20140512213912 ACCESSION NUMBER: 0001140361-14-020303 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140513 DATE AS OF CHANGE: 20140512 EFFECTIVENESS DATE: 20140513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 14835224 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1030 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1030 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425165 XXXXXXXX 03-31-2014 03-31-2014 Apriem Advisors

19200 VON KARMAN AVE #1030 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin Lau Portfolio Manager 949-253-8888 /s/ Benjamin Lau IRVINE CA 05-12-2014 0 541 264371 false INFORMATION TABLE 2 form13fInfoTable.xml CALL CISCO SYSTEMS cl 004153676 0 5 SH Call SOLE 0 0 5 CALL EDWARDS LIFESCIENCE cl 004084188 8 6 SH Call SOLE 4 0 2 1/100 BERKSHIRE HTWY CLA cs 084990175 187 1 SH SOLE 1 0 0 3 D SYSTEMS CORP cs 88554D205 2002 33850 SH SOLE 31665 0 2185 3M COMPANY cs 88579Y101 353 2600 SH SOLE 2600 0 0 A F L A C INC cs 001055102 63 1000 SH SOLE 1000 0 0 A T & T INC NEW cs 00206R102 7185 204884 SH SOLE 194909 0 9975 ABB LTD ADR F cs 000375204 80 3100 SH SOLE 2100 0 1000 ABBOTT LABORATORIES cs 002824100 133 3450 SH SOLE 3450 0 0 ABBVIE INC cs 00287Y109 5121 99625 SH SOLE 93525 0 6100 ABERDEEN ASIA PAC INCM cs 003009107 116 19000 SH SOLE 19000 0 0 ADT CORP cs 00101J106 1 19 SH SOLE 4 0 15 ADVANCED MICRO DEVICES cs 007903107 1 200 SH SOLE 200 0 0 AGILENT TECHNOLOGIES INC cs 00846U101 218 3906 SH SOLE 3906 0 0 ALCATEL LUCENT ADR F cs 013904305 0 34 SH SOLE 34 0 0 ALCOA INC cs 013817101 30 2314 SH SOLE 2314 0 0 ALEXANDER & BALDWIN NEW cs 014491104 13 300 SH SOLE 300 0 0 ALEXION PHARMA INC cs 015351109 15 100 SH SOLE 100 0 0 ALLERGAN INC cs 018490102 94 758 SH SOLE 758 0 0 ALLIANT TECHSYSTEMS INC cs 018804104 43 300 SH SOLE 300 0 0 ALLSTATE CORPORATION cs 020002101 32 570 SH SOLE 570 0 0 ALPS TRUST ETF cs 00162Q866 3 195 SH SOLE 195 0 0 ALTRIA GROUP INC cs 02209S103 174 4650 SH SOLE 4650 0 0 AMARIN CORP PLC NEW ADRF cs 023111206 0 100 SH SOLE 100 0 0 AMAZON COM INC cs 023135106 38 112 SH SOLE 107 0 5 AMBARELLA INC F cs G037AX101 702 26285 SH SOLE 23600 0 2685 AMBEV SA ADR F cs 02319V103 2 250 SH SOLE 0 0 250 AMERICA MOVIL SAB L ADRF cs 02364W105 20 1000 SH SOLE 1000 0 0 AMERITYRE CORPORATION cs 03073V107 0 2000 SH SOLE 0 0 2000 AMGEN INCORPORATED cs 031162100 761 6172 SH SOLE 6172 0 0 ANADARKO PETROLEUM CORP cs 032511107 1248 14720 SH SOLE 14720 0 0 ANGLO AMERN PLC ADS F cs 03485P201 13 1000 SH SOLE 1000 0 0 ANHEUSER-BUSC INBEV ADRF cs 03524A108 3 25 SH SOLE 25 0 0 APPLE INC cs 037833100 6896 12847 SH SOLE 11872 0 975 ARCELOR MITTAL NY NEW F cs 03938L104 3 204 SH SOLE 204 0 0 ARCHER-DANIELS-MIDLND CO cs 039483102 65 1500 SH SOLE 1500 0 0 ARENA PHARMACEUTICALS cs 040047102 1 200 SH SOLE 200 0 0 AVERY DENNISON CORP cs 053611109 507 10000 SH SOLE 10000 0 0 B/E AEROSPACE INC cs 073302101 9 106 SH SOLE 106 0 0 BAIDU INC ADR F cs 056752108 23 150 SH SOLE 150 0 0 BALTIC TRADING LTD F cs Y0553W103 3 500 SH SOLE 500 0 0 BANK OF AMERICA CORP cs 060505104 2924 170018 SH SOLE 162168 0 7850 BANK OF HAWAII CORP cs 062540109 6 102 SH SOLE 102 0 0 BANK OF NY MELLON CP NEW cs 064058100 278 7880 SH SOLE 7880 0 0 BARCLAYS BANK IPATH ETN cs 06738C778 474 12005 SH SOLE 10655 0 1350 BASF SE ADR F cs 055262505 11 100 SH SOLE 100 0 0 BAXTER INTERNATIONAL INC cs 071813109 261 3550 SH SOLE 3550 0 0 BEESTON ENTERPRISES NEW cs 07712Q205 0 90000 SH SOLE 0 0 90000 BERKSHIRE HATHAWAY B NEW cs 084670702 789 6315 SH SOLE 5665 0 650 BERRY PLASTICS GROUP INC cs 08579W103 2 100 SH SOLE 100 0 0 BHP BILLITON LTD ADR F cs 088606108 88 1300 SH SOLE 1300 0 0 BLACKBERRY LTD F cs 09228F103 4 500 SH SOLE 500 0 0 BLACKROCK CA MUN 2018 FD cs 09249C105 12 787 SH SOLE 787 0 0 BLACKROCK CA MUN INCM TR cs 09248E105 18 1250 SH SOLE 1250 0 0 BLACKROCK INC cs 09247X101 4 12 SH SOLE 12 0 0 BLACKROCK INCM OPPNTY TR cs 092475102 226 21834 SH SOLE 18834 0 3000 BLACKROCK INVT QLTY MUNI cs 09247D105 29 2000 SH SOLE 2000 0 0 BLACKROCK MUNIYIELD AZ cs 09254K109 5 330 SH SOLE 330 0 0 BLKRCK MUNIHLDGS CA QLTY cs 09254L107 14 973 SH SOLE 973 0 0 BLKRCK MUNIYIELD CA QLTY cs 09254N103 145 10019 SH SOLE 10019 0 0 BLKRCK MUNIYIELD CAL FD cs 09254M105 74 5000 SH SOLE 5000 0 0 BOB EVANS FARMS INC cs 096761101 15 300 SH SOLE 0 0 300 BOEING CO cs 097023105 508 4046 SH SOLE 4046 0 0 BP PLC ADR F cs 055622104 43 900 SH SOLE 900 0 0 BRISTOL-MYERS SQUIBB CO cs 110122108 4531 87224 SH SOLE 81074 0 6150 C A C I INC CL A cs 127190304 7 100 SH SOLE 100 0 0 C V S CAREMARK CORP cs 126650100 304 4059 SH SOLE 4059 0 0 CA WATER SERVICE GROUP cs 130788102 7 300 SH SOLE 300 0 0 CANNABIS SCIENCE INC cs 137648101 25 150000 SH SOLE 150000 0 0 CANON INC SPONSORED ADRF cs 138006309 12 400 SH SOLE 0 0 400 CARBO CERAMICS INC cs 140781105 12 87 SH SOLE 87 0 0 CATERPILLAR INC cs 149123101 39 389 SH SOLE 389 0 0 CATHAY GENERAL BANCORP cs 149150104 252 10000 SH SOLE 0 0 10000 CENTERPOINT ENERGY INC cs 15189T107 1 46 SH SOLE 46 0 0 CENTRAL FD CDA LTD CLA F cs 153501101 10 700 SH SOLE 700 0 0 CENTURYLINK INC cs 156700106 0 2 SH SOLE 2 0 0 CHANCELLOR GROUP INC cs 15883D101 3 70000 SH SOLE 70000 0 0 CHESAPEAKE ENERGY CORP cs 165167107 49 1919 SH SOLE 1769 0 150 CHEVRON CORPORATION cs 166764100 2699 22701 SH SOLE 22451 0 250 CHINA CGAME INC cs 16946P107 0 334 SH SOLE 334 0 0 CHINA LIFE INS CO ADR F cs 16939P106 42 1000 SH SOLE 1000 0 0 CHINA MOBILE LTD ADR F cs 16941M109 32 700 SH SOLE 700 0 0 CHIPOTLE MEXICAN GRILL cs 169656105 6 10 SH SOLE 10 0 0 CINCINNATI FINANCIAL CP cs 172062101 24 500 SH SOLE 500 0 0 CISCO SYSTEMS INC cs 17275R102 3514 156790 SH SOLE 149861 0 6929 CITADEL BROADCASTING ^XX cs 17285T106 0 41 SH SOLE 41 0 0 CITIGROUP INC NEW cs 172967424 131 2762 SH SOLE 2562 0 200 CITRIX SYSTEMS INC cs 177376100 11 200 SH SOLE 200 0 0 CLEARBRIDGE ENERGY MLP cs 18469Q108 295 13712 SH SOLE 13712 0 0 COACH INC cs 189754104 32 650 SH SOLE 650 0 0 COCA COLA COMPANY cs 191216100 21 553 SH SOLE 553 0 0 COHEN & STEERS cs 19248A109 593 26850 SH SOLE 25500 0 1350 COHEN & STEERS TOTAL cs 19247R103 38 3000 SH SOLE 3000 0 0 COLGATE-PALMOLIVE CO cs 194162103 519 8000 SH SOLE 8000 0 0 COMMERCE ENERGY GROUP cs 20061Q106 0 8000 SH SOLE 0 0 8000 COMSTOCK MINING INC cs 205750102 0 100 SH SOLE 100 0 0 CONMED CORP cs 207410101 17 390 SH SOLE 390 0 0 CONOCOPHILLIPS cs 20825C104 4554 64726 SH SOLE 61901 0 2825 CONSOLIDATED EDISON INC cs 209115104 3678 68562 SH SOLE 64132 0 4430 CONSTANT CONTACT INC cs 210313102 10 400 SH SOLE 400 0 0 CORNING INC cs 219350105 2725 130906 SH SOLE 122556 0 8350 CORRECTIONS CP AMER NEW cs 22025Y407 6 203 SH SOLE 203 0 0 COSTCO WHSL CORP NEW cs 22160K105 39 348 SH SOLE 348 0 0 COVIDIEN PLC NEW F cs G2554F113 3 38 SH SOLE 8 0 30 CRYSTALLEX INTL CORP XXX cs 22942F101 0 1590 SH SOLE 1590 0 0 CUMULUS MEDIA INC cs 231082108 18 2594 SH SOLE 2594 0 0 DASSAULT SYSTEMS SA ADRF cs 237545108 18 150 SH SOLE 150 0 0 DAVITA HEALTHCARE PTNR cs 23918K108 2274 33030 SH SOLE 30830 0 2200 DEERE & CO cs 244199105 2880 31713 SH SOLE 29408 0 2305 DIAMOND OFFSHR DRILLING cs 25271C102 3909 80174 SH SOLE 74954 0 5220 DISNEY WALT CO cs 254687106 87 1090 SH SOLE 1085 0 5 DNP SELECT INCOME FUND cs 23325P104 796 81275 SH SOLE 77075 0 4200 DOMINION RES INC VA NEW cs 25746U109 2072 29192 SH SOLE 27742 0 1450 DOUBLELINE OPPORTUNISTIC cs 258623107 2238 96691 SH SOLE 92141 0 4550 DOW 30 PREM & DIV INCM cs 260582101 56 3467 SH SOLE 2967 0 500 DR REDDYS LABS ADR F cs 256135203 31 700 SH SOLE 700 0 0 DREAM MARKETING INC cs 261990352 0 10 SH SOLE 10 0 0 DREAMWORKS ANIMATION INC cs 26153C103 3 100 SH SOLE 100 0 0 DU PONT E I DE NEMOUR&CO cs 263534109 124 1851 SH SOLE 1851 0 0 DUKE ENERGY CORP NEW cs 26441C204 21 300 SH SOLE 300 0 0 E M C CORP MASS cs 268648102 131 4775 SH SOLE 4775 0 0 EAGLE BROADBAND INC NXXX cs 269437208 0 22 SH SOLE 0 0 22 EATON CORP PLC F cs G29183103 6139 81717 SH SOLE 76267 0 5450 EATON VANCE LTD DURATION cs 27828H105 263 17275 SH SOLE 13275 0 4000 EATON VANCE TAX ADV DIV cs 27828G107 4 200 SH SOLE 0 0 200 EBAY INC cs 278642103 55 1000 SH SOLE 1000 0 0 ECOPETROL SA ADR F cs 279158109 11 260 SH SOLE 260 0 0 EDISON INTERNATIONAL cs 281020107 142 2500 SH SOLE 2500 0 0 EDWARDS LIFESCIENCES CP cs 28176E108 3309 44610 SH SOLE 41935 0 2675 EMERSON ELECTRIC CO cs 291011104 7 100 SH SOLE 100 0 0 EMULEX CORP NEW cs 292475209 7 1000 SH SOLE 1000 0 0 ENERSIS S A ADR F cs 29274F104 26 1700 SH SOLE 1700 0 0 ENPRO INDUSTRIES INC cs 29355X107 58 800 SH SOLE 800 0 0 ENTERGY CORP NEW cs 29364G103 20 300 SH SOLE 300 0 0 EQUINIX INC NEW cs 29444U502 9 50 SH SOLE 50 0 0 ERICSSON AMERICAN ADR F cs 294821608 128 9600 SH SOLE 9600 0 0 ETFS GOLD TRUST ETF cs 26922Y105 1058 8392 SH SOLE 7696 0 696 EXONE COMPANY cs 302104104 169 4730 SH SOLE 3930 0 800 EXPRESS SCRIPTS HLDG CO cs 30219G108 30 400 SH SOLE 400 0 0 EXXON MOBIL CORPORATION cs 30231G102 13561 138827 SH SOLE 131248 0 7579 FACEBOOK INC CLASS A cs 30303M102 233 3862 SH SOLE 3435 0 427 FANNIE MAE cs 313586109 6 1500 SH SOLE 1500 0 0 FASTENAL CO cs 311900104 1 25 SH SOLE 25 0 0 FINISAR CORP NEW cs 31787A507 1 20 SH SOLE 20 0 0 FIRST TR ISE EXCH TRD FD cs 33736M103 4 80 SH SOLE 80 0 0 FIRST TR NASDAQ CLEAN cs 33733E500 45 2200 SH SOLE 2200 0 0 FIRST TR SPECIALTY FD cs 33733G109 855 111060 SH SOLE 108910 0 2150 FIRST TRUST GLOBAL cs 33736G106 4 300 SH SOLE 300 0 0 FIRST TRUST SENIOR cs 33733U108 51 3500 SH SOLE 3500 0 0 FLUOR CORPORATION NEW cs 343412102 62 801 SH SOLE 801 0 0 FORD MOTOR COMPANY NEW cs 345370860 112 7193 SH SOLE 6693 0 500 FRANKLIN RESOURCES INC cs 354613101 878 16200 SH SOLE 16200 0 0 FREDDIE MAC VOTING SHS cs 313400301 6 1500 SH SOLE 1500 0 0 FREEPORT MCMORAN COPPER cs 35671D857 3703 111962 SH SOLE 105912 0 6050 FRONTIER COMMUNICATIONS cs 35906A108 16 2786 SH SOLE 1606 0 1180 FUELCELL ENERGY INC cs 35952H106 0 100 SH SOLE 100 0 0 GALENA BIOPHARMA INC cs 363256108 1 475 SH SOLE 0 0 475 GAMCO GLOBAL GLD NATURAL cs 36465A109 1610 162275 SH SOLE 148925 0 13350 GAP INC cs 364760108 6 150 SH SOLE 150 0 0 GENCO SHIPPING & TRDG F cs Y2685T107 0 28 SH SOLE 28 0 0 GENERAL DYNAMICS CORP cs 369550108 11 103 SH SOLE 103 0 0 GENERAL ELECTRIC COMPANY cs 369604103 5398 208498 SH SOLE 191598 0 16900 GENERAL MILLS INC cs 370334104 72 1384 SH SOLE 1384 0 0 GENERAL MOTORS CO cs 37045V100 4 103 SH SOLE 103 0 0 GENVEC INC NEW cs 37246C307 0 100 SH SOLE 100 0 0 GERON CORP cs 374163103 1 300 SH SOLE 300 0 0 GIGAMON INC cs 37518B102 20 650 SH SOLE 650 0 0 GILEAD SCIENCES INC cs 375558103 1108 15630 SH SOLE 14740 0 890 GLAXOSMITHKLINE PLC ADRF cs 37733W105 29 537 SH SOLE 537 0 0 GLOBAL NETWORKS CORP cs 379382104 0 5 SH SOLE 5 0 0 GLOBAL X ETF cs 37950E549 25 1000 SH SOLE 1000 0 0 GOLDMAN SACHS GROUP INC cs 38141G104 157 957 SH SOLE 957 0 0 GOOGLE INC CLASS A cs 38259P508 164 147 SH SOLE 132 0 15 GUGGENHEIM ETF cs 78355W106 5024 68828 SH SOLE 62633 0 6195 GUGGENHEIM ETF cs 78355W866 400 4873 SH SOLE 4873 0 0 GUGGENHEIM ETF cs 78355W858 24 600 SH SOLE 600 0 0 GUGGENHEIM ETF cs 78355W817 8 100 SH SOLE 100 0 0 GUGGENHEIM ETF NEW cs 18383Q739 139 3145 SH SOLE 2463 0 682 GUGGENHEIM EXCH TRD FD cs 18383M563 1541 70413 SH SOLE 70298 0 115 GUGGENHEIM EXCH TRD FD cs 18383M555 211 9453 SH SOLE 9453 0 0 GUGGENHEIM EXCH TRD FD cs 18383Q838 16 1000 SH SOLE 1000 0 0 GUGGENHEIM EXCH TRD FD cs 18383Q853 15 600 SH SOLE 600 0 0 GUGGENHEIM EXCH TRD FD cs 18385P101 18 700 SH SOLE 700 0 0 HAIN CELESTIAL GROUP INC cs 405217100 14 150 SH SOLE 150 0 0 HANOVER INSURANCE GROUP cs 410867105 152 2481 SH SOLE 2481 0 0 HARLEY DAVIDSON INC cs 412822108 13 200 SH SOLE 200 0 0 HASBRO INC cs 418056107 6 109 SH SOLE 109 0 0 HDFC BANK LIMITED ADR F cs 40415F101 21 500 SH SOLE 500 0 0 HEALTHCARE TR OF AMERICA cs 42225P105 51 4510 SH SOLE 4510 0 0 HENNES & MAURITZ AB ADRF cs 425883105 3 400 SH SOLE 400 0 0 HEWLETT-PACKARD COMPANY cs 428236103 21 634 SH SOLE 634 0 0 HIMAX TECHNOLOGIES ADR F cs 43289P106 0 25 SH SOLE 25 0 0 HOME DEPOT INC cs 437076102 855 10804 SH SOLE 10804 0 0 HORMEL FOODS CORP cs 440452100 15 302 SH SOLE 302 0 0 HSBC HLDGS PLC ADR NEW F cs 404280406 51 1000 SH SOLE 500 0 500 HUNTINGTON INGALLS INDS cs 446413106 5 50 SH SOLE 50 0 0 IDNA INC XXX cs 45169P106 0 5000 SH SOLE 5000 0 0 INFOSYS LTD SPON ADR F cs 456788108 33 600 SH SOLE 200 0 400 INOGEN INC cs 45780L104 3 153 SH SOLE 153 0 0 INTEL CORP cs 458140100 267 10349 SH SOLE 10249 0 100 INTERDIGITAL INC cs 45867G101 3 101 SH SOLE 101 0 0 INTERNATIONAL PAPER CO cs 460146103 19 417 SH SOLE 417 0 0 INTL BUSINESS MACHINES cs 459200101 904 4696 SH SOLE 4696 0 0 INVESCO CALIFORNIA VALUE cs 46132H106 126 10655 SH SOLE 10655 0 0 ISC8 INC cs 450098108 0 12 SH SOLE 12 0 0 ISHARES CORE S&P ETF cs 464287804 23 212 SH SOLE 212 0 0 ISHARES GLOBAL MATLS cs 464288695 14 218 SH SOLE 218 0 0 ISHARES GOLD TRUST cs 464285105 120 9650 SH SOLE 9250 0 400 ISHARES IBOXX INVESTMENT cs 464287242 6 50 SH SOLE 50 0 0 ISHARES MSCI BRAZIL ETF cs 464286400 27 600 SH SOLE 600 0 0 ISHARES MSCI CDA ETF cs 464286509 36 1217 SH SOLE 1217 0 0 ISHARES MSCI EMRG MKT FD cs 464287234 83 2020 SH SOLE 1046 0 974 ISHARES MSCI ETF cs 464286103 44 1700 SH SOLE 1700 0 0 ISHARES MSCI GRMNY cs 464286806 16 500 SH SOLE 500 0 0 ISHARES MSCI HK ETF cs 464286871 16 800 SH SOLE 800 0 0 ISHARES MSCI JPN ETF cs 464286848 70 6200 SH SOLE 6200 0 0 ISHARES MSCI MEXICO ETF cs 464286822 134 2098 SH SOLE 2098 0 0 ISHARES MSCI SINGAPORE cs 464286673 13 1000 SH SOLE 1000 0 0 ISHARES NASDAQ BIO ETF cs 464287556 50 210 SH SOLE 210 0 0 ISHARES RESIDENTIAL cs 464288562 4 88 SH SOLE 88 0 0 ISHARES RUSSELL ETF cs 464287499 33 213 SH SOLE 213 0 0 ISHARES SILVER TRUST cs 46428Q109 6 300 SH SOLE 300 0 0 ISHARES TR BOND cs 464288620 13 119 SH SOLE 119 0 0 ISHARES TR BOND cs 464288638 5286 48465 SH SOLE 43490 0 4975 ISHARES TR BOND cs 464288646 1903 18046 SH SOLE 15921 0 2125 ISHARES TR GLOBAL ETF cs 464287325 63 695 SH SOLE 695 0 0 ISHARES TR MSCI EAFE cs 464287465 257 3819 SH SOLE 3419 0 400 ISHARES TR REAL ESTATE cs 464287739 2 35 SH SOLE 35 0 0 ISHARES TR RUSSELL 2000 cs 464287655 931 8000 SH SOLE 8000 0 0 ISHARES TR RUSSELL 3000 cs 464287689 0 1 SH SOLE 0 0 1 ISHARES TR TIPS cs 464287176 498 4440 SH SOLE 4040 0 400 ISHARES TR US FINANCIALS cs 464287788 82 1000 SH SOLE 1000 0 0 ISHARES TR US HEALTHCARE cs 464287762 316 2570 SH SOLE 1950 0 620 ISHARES TRUST cs 464288513 186 1975 SH SOLE 1825 0 150 ISHARES U S PFD ETF cs 464288687 114 2910 SH SOLE 2910 0 0 ISHARES US HOME CONST cs 464288752 5 200 SH SOLE 200 0 0 ITAU UNI HOLDING SA ADRF cs 465562106 39 2600 SH SOLE 2600 0 0 JAZZ PHARMACEUTICAL PLCF cs G50871105 1799 12975 SH SOLE 11850 0 1125 JETBLUE AIRWAYS CORP cs 477143101 2 225 SH SOLE 225 0 0 JOHNSON & JOHNSON cs 478160104 1651 16812 SH SOLE 16712 0 100 JOHNSON CONTROLS INC cs 478366107 5106 107894 SH SOLE 102694 0 5200 JP MORGAN EXCH TRADED NT cs 46625H365 607 13050 SH SOLE 12600 0 450 JPMORGAN CHASE & CO cs 46625H100 189 3116 SH SOLE 2661 0 455 KIMBERLY-CLARK CORP cs 494368103 129 1167 SH SOLE 1167 0 0 KRAFT FOODS GROUP cs 50076Q106 1 11 SH SOLE 11 0 0 LAB CP OF AMER HLDG NEW cs 50540R409 196 2000 SH SOLE 2000 0 0 LAS VEGAS SANDS CORP cs 517834107 8 100 SH SOLE 0 0 100 LEGG MASON INC cs 524901105 2 50 SH SOLE 50 0 0 LEVEL 3 COMMUN NEW cs 52729N308 1 33 SH SOLE 33 0 0 LIBERTY STAR URANIUM NEW cs 53123T206 9 616600 SH SOLE 616600 0 0 LIFEVANTAGE CORP cs 53222K106 2 1500 SH SOLE 1500 0 0 LILLY ELI & COMPANY cs 532457108 71 1200 SH SOLE 1200 0 0 LINKEDIN CORP cs 53578A108 55 300 SH SOLE 300 0 0 LINNCO LLC cs 535782106 27 1000 SH SOLE 1000 0 0 LOGITECH INTL S A NEW F cs H50430232 7 500 SH SOLE 0 0 500 LOWES COMPANIES INC cs 548661107 10 200 SH SOLE 0 0 200 LULULEMON ATHLETICA INC cs 550021109 652 12400 SH SOLE 11025 0 1375 MAGNUM HUNTER RESOURCES cs 55973B102 2 250 SH SOLE 250 0 0 MALLINCKRODT PUB F cs G5785G107 0 4 SH SOLE 1 0 3 MANNKIND CORP cs 56400P201 2 500 SH SOLE 500 0 0 MANULIFE FINANCIAL CORPF cs 56501R106 29 1500 SH SOLE 1500 0 0 MARATHON OIL CORP cs 565849106 504 14178 SH SOLE 14178 0 0 MARATHON PETE CORP cs 56585A102 617 7089 SH SOLE 7089 0 0 MARKET VECTORS ETF cs 57061R791 3715 181853 SH SOLE 166953 0 14900 MARKET VECTORS ETF TRUST cs 57060U100 2028 85905 SH SOLE 81580 0 4325 MARKET VECTORS ETF TRUST cs 57060U605 4 75 SH SOLE 75 0 0 MARKET VECTORS ETF TRUST cs 57060U308 37 800 SH SOLE 800 0 0 MARKET VECTORS NEW ETF cs 57061R544 29 800 SH SOLE 800 0 0 MARKETO INC cs 57063L107 3 100 SH SOLE 100 0 0 MASCO CORP cs 574599106 60 2700 SH SOLE 2700 0 0 MASTERCARD INC cs 57636Q104 7 100 SH SOLE 100 0 0 MATSON INC cs 57686G105 7 300 SH SOLE 300 0 0 MC DONALDS CORP cs 580135101 769 7842 SH SOLE 7842 0 0 MEDIDATA SOLUTIONS INC cs 58471A105 22 410 SH SOLE 410 0 0 MEDTRONIC INC cs 585055106 49 800 SH SOLE 800 0 0 MELTRONIX INC cs 585730104 0 12000 SH SOLE 12000 0 0 MERCK & CO INC NEW cs 58933Y105 1457 25672 SH SOLE 25672 0 0 METLIFE INC cs 59156R108 11 200 SH SOLE 200 0 0 MICHAEL KORS HLDGS F cs G60754101 2 20 SH SOLE 20 0 0 MICROSOFT CORP cs 594918104 6165 150403 SH SOLE 143478 0 6925 MICROSTRATEGY INC A NEW cs 594972408 14 125 SH SOLE 125 0 0 MIDDLESEX WATER CO cs 596680108 9 400 SH SOLE 400 0 0 MINERCO RES INC NEW cs 603173303 1 15500 SH SOLE 15500 0 0 MOLYCORP INC cs 608753109 5 1000 SH SOLE 1000 0 0 MONDELEZ INTL INC CL A cs 609207105 1 35 SH SOLE 35 0 0 MORGAN STANLEY cs 617446448 6 200 SH SOLE 200 0 0 MOSAIC CO NEW cs 61945C103 1869 37384 SH SOLE 35034 0 2350 MOTOROLA SOLUTIONS INC cs 620076307 16 250 SH SOLE 250 0 0 MOTORS LIQ CO GUC TRUST cs 62010U101 1 25 SH SOLE 25 0 0 NESTLE S A REG B ADR F cs 641069406 30 400 SH SOLE 400 0 0 NETFLIX INC cs 64110L106 62 175 SH SOLE 175 0 0 NEWMONT MINING CORP cs 651639106 28 1200 SH SOLE 1200 0 0 NEXTWAVE WIRELESS CVRXXX cs 653CVR993 0 47 SH SOLE 47 0 0 NIKE INC CLASS B cs 654106103 20 276 SH SOLE 276 0 0 NOKIA CORP SPON ADR F cs 654902204 4 500 SH SOLE 500 0 0 NORTEL NETWORKS CP NEW F cs 656568508 0 5 SH SOLE 5 0 0 NORTHEAST UTILITIES cs 664397106 91 2004 SH SOLE 2004 0 0 NORTHROP GRUMMAN CORP cs 666807102 37 300 SH SOLE 300 0 0 NOVO-NORDISK A-S ADR F cs 670100205 84 1835 SH SOLE 1835 0 0 NQ MOBILE INC ADR F cs 64118U108 1 30 SH SOLE 30 0 0 NRG ENERGY INC NEW cs 629377508 0 4 SH SOLE 4 0 0 NU SKIN ENTERPRISES CL A cs 67018T105 1 15 SH SOLE 0 0 15 NUANCE COMMUN INC cs 67020Y100 3 200 SH SOLE 0 0 200 NUCOR CORP cs 670346105 205 4050 SH SOLE 4050 0 0 NUVEEN CA AMT FREE MUNI cs 670651108 1167 87746 SH SOLE 82796 0 4950 NUVEEN CA DIV ADV MUN FD cs 67066Y105 769 55350 SH SOLE 50600 0 4750 NUVEEN CA QLTY INCM MUN cs 670985100 58 3904 SH SOLE 3904 0 0 NUVEEN CA SELECT TAX FR cs 67063R103 71 5000 SH SOLE 5000 0 0 NUVEEN CALIF MUNI MARKET cs 67062U107 43 3000 SH SOLE 3000 0 0 NUVEEN EQTY PREM INC FD cs 6706ER101 511 40400 SH SOLE 36900 0 3500 NUVEEN EQTY PREM OPTY FD cs 6706EM102 286 22700 SH SOLE 20200 0 2500 NUVEEN FLTG RATE INCM FD cs 67072T108 110 9216 SH SOLE 9216 0 0 NUVEEN INVT QLTY MUN FD cs 67062E103 56 4000 SH SOLE 4000 0 0 NUVEEN MA DIV AD MUNI FD cs 67069P101 13 1000 SH SOLE 0 0 1000 NUVEEN MASS PRE INCM MUN cs 67061E104 13 1000 SH SOLE 0 0 1000 NUVEEN MUNI ADVTG FUND cs 67062H106 39 3000 SH SOLE 0 0 3000 NUVEEN MUNI MKT OPPTY FD cs 67062W103 89 7000 SH SOLE 3000 0 4000 NUVEEN QLTY INCM MUNI FD cs 670977107 93 7032 SH SOLE 4032 0 3000 NUVEEN QUALITY MUNI FD cs 67062N103 4 300 SH SOLE 300 0 0 NUVEEN SELCT QLTY MUN FD cs 670973106 66 5000 SH SOLE 5000 0 0 NVIDIA CORP cs 67066G104 1 50 SH SOLE 50 0 0 OCCIDENTAL PETE CORP cs 674599105 3181 33378 SH SOLE 31678 0 1700 OLD DOMINION FREIGHT LNS cs 679580100 11 200 SH SOLE 200 0 0 OLIN CORP cs 680665205 42 1510 SH SOLE 1510 0 0 OPKO HEALTH INC cs 68375N103 13 1400 SH SOLE 1400 0 0 ORACLE CORPORATION cs 68389X105 107 2622 SH SOLE 2622 0 0 ORANGE COUNTY BUS BANK cs 684193105 14 2200 SH SOLE 2200 0 0 P G & E CORP cs 69331C108 24 550 SH SOLE 550 0 0 P P G INDUSTRIES INC cs 693506107 77 400 SH SOLE 400 0 0 PACTERA TECH INTL ADRXXX cs 695255109 1 100 SH SOLE 100 0 0 PENTAIR LTD F cs H6169Q108 1 8 SH SOLE 1 0 7 PENTHOUSE INTL INC cs 709640106 0 125000 SH SOLE 125000 0 0 PEPSICO INCORPORATED cs 713448108 9 105 SH SOLE 105 0 0 PETROCHINA CO ADR F cs 71646E100 49 450 SH SOLE 350 0 100 PETROLEO BRASILEIRO ADRF cs 71654V408 7 500 SH SOLE 500 0 0 PFIZER INCORPORATED cs 717081103 6912 215199 SH SOLE 200284 0 14915 PHILIP MORRIS INTL INC cs 718172109 149 1815 SH SOLE 1815 0 0 PHILLIPS 66 cs 718546104 662 8594 SH SOLE 8594 0 0 PIMCO CALIF MUN INCM FD cs 72200N106 33 2373 SH SOLE 2373 0 0 PIMCO CORP & INC OPPTY cs 72201B101 52 2900 SH SOLE 2700 0 200 PIMCO DYNAMIC INCOME FD cs 72201Y101 1775 58535 SH SOLE 57060 0 1475 PIMCO EXCH TRADED FUND cs 72201R775 391 3670 SH SOLE 3070 0 600 PIMCO HIGH INCOME FUND cs 722014107 240 19077 SH SOLE 19077 0 0 PINNACLE ENTERTAINMENT cs 723456109 0 8 SH SOLE 8 0 0 PINNACLE WEST CAPITAL CP cs 723484101 27 500 SH SOLE 500 0 0 PIONEER NATURAL RES CO cs 723787107 13 70 SH SOLE 70 0 0 PLUG POWER INC NEW cs 72919P202 1 125 SH SOLE 125 0 0 PNM RESOURCES INC cs 69349H107 20 750 SH SOLE 750 0 0 POTASH CORP SASK INC F cs 73755L107 96 2650 SH SOLE 2650 0 0 POWERLINX INC NEW cs 73933F204 0 10 SH SOLE 10 0 0 POWERSHS DB US DOLLAR TR cs 73936D107 11 500 SH SOLE 500 0 0 POWERSHS EXCH TRAD FD TR cs 73935X856 4 100 SH SOLE 100 0 0 POWERSHS EXCH TRAD FD TR cs 73935X500 6 900 SH SOLE 500 0 400 POWERSHS EXCH TRAD FD TR cs 73936T565 41 2892 SH SOLE 2892 0 0 POWERSHS EXCH TRAD FD TR cs 73935X575 14 525 SH SOLE 525 0 0 POWERSHS EXCH TRAD FD TR cs 73936T441 113 4657 SH SOLE 3907 0 750 POWERSHS QQQ TRUST SER 1 cs 73935A104 401 4569 SH SOLE 4569 0 0 POWERWAVE TECH INC NEW cs 739363307 0 13 SH SOLE 13 0 0 PREMIER LASER SYS A NXXX cs 740522107 0 500 SH SOLE 500 0 0 PRICELINE.COM INC NEW cs 741503403 56 47 SH SOLE 0 0 47 PRICESMART INC cs 741511109 20 200 SH SOLE 200 0 0 PROCTER & GAMBLE cs 742718109 307 3807 SH SOLE 3807 0 0 PRUDENTIAL FINANCIAL INC cs 744320102 3 40 SH SOLE 40 0 0 PUB SVC ENT GROUP INC cs 744573106 389 10200 SH SOLE 10200 0 0 PULTEGROUP INC cs 745867101 5 250 SH SOLE 250 0 0 QIHOO 360 TECH CO ADR F cs 74734M109 1 15 SH SOLE 0 0 15 QUALCOMM INC cs 747525103 6696 84907 SH SOLE 79287 0 5620 QUIKSILVER INC cs 74838C106 3 440 SH SOLE 440 0 0 RAMBUS INC DEL cs 750917106 8 700 SH SOLE 700 0 0 RAYTHEON COMPANY NEW cs 755111507 20 200 SH SOLE 200 0 0 REDHAT INC cs 756577102 0 5 SH SOLE 0 0 5 ROCHE HLDG LTD SPON ADRF cs 771195104 38 1000 SH SOLE 1000 0 0 ROSS STORES INC cs 778296103 14 200 SH SOLE 200 0 0 ROYAL DUTCH SHELL A ADRF cs 780259206 188 2575 SH SOLE 2575 0 0 ROYCE GLOBAL VALUE TR cs 78081T104 2 214 SH SOLE 214 0 0 ROYCE VALUE TRUST INC cs 780910105 24 1500 SH SOLE 1500 0 0 S G I INTERNATIONAL NXXX cs 784185209 0 100 SH SOLE 100 0 0 S P D R S&P 500 ETF TR cs 78462F103 1238 6621 SH SOLE 5714 0 907 SALESFORCE COM cs 79466L302 46 800 SH SOLE 800 0 0 SANBORN RESOURCES LTD cs 799689104 0 5000 SH SOLE 5000 0 0 SANDISK CORP cs 80004C101 8 101 SH SOLE 101 0 0 SASOL LIMITED SPON ADR F cs 803866300 61 1100 SH SOLE 900 0 200 SCH US AGG BND ETF cs 808524839 2819 55130 SH SOLE 48270 0 6860 SCH US DIV EQUITY ETF cs 808524797 5206 141271 SH SOLE 129386 0 11885 SCH US MID-CAP ETF cs 808524508 0 9 SH SOLE 9 0 0 SCH US REIT ETF cs 808524847 1176 35523 SH SOLE 32468 0 3055 SCH US TIPS ETF cs 808524870 11 201 SH SOLE 201 0 0 SCHLUMBERGER LTD F cs 806857108 29 300 SH SOLE 300 0 0 SCHW EMG MKT EQ ETF cs 808524706 226 9290 SH SOLE 9290 0 0 SCHW INTL EQ ETF cs 808524805 11167 354499 SH SOLE 328589 0 25910 SCHW INTL SCAP ETF cs 808524888 17 516 SH SOLE 516 0 0 SCHW US BRD MKT ETF cs 808524102 12871 281577 SH SOLE 260514 0 21062 SCHW US LCAP ETF cs 808524201 76 1692 SH SOLE 1692 0 0 SCHW US SCAP ETF cs 808524607 4688 87455 SH SOLE 80440 0 7015 SEADRILL LTD F cs G7945E105 61 1735 SH SOLE 1735 0 0 SEAGATE TECHNOLOGY PLC F cs G7945M107 17 300 SH SOLE 300 0 0 SEATTLE GENETICS INC cs 812578102 5 100 SH SOLE 100 0 0 SEAWORLD ENTERTAINMENT cs 81282V100 2 50 SH SOLE 50 0 0 SECTOR SPDR CONSUMER FD cs 81369Y407 91 1400 SH SOLE 1400 0 0 SECTOR SPDR ENGY SELECT cs 81369Y506 158 1775 SH SOLE 1475 0 300 SECTOR SPDR FINCL SELECT cs 81369Y605 101 4542 SH SOLE 4542 0 0 SECTOR SPDR HEALTH FUND cs 81369Y209 73 1250 SH SOLE 1250 0 0 SECTOR SPDR INDL SELECT cs 81369Y704 209 4000 SH SOLE 3250 0 750 SECTOR SPDR MATERIALS FD cs 81369Y100 65 1368 SH SOLE 1368 0 0 SECTOR SPDR TECH SELECT cs 81369Y803 4 100 SH SOLE 100 0 0 SECTOR SPDR TR CON STPLS cs 81369Y308 266 6180 SH SOLE 5050 0 1130 SECTOR SPDR UTIL SELECT cs 81369Y886 62 1500 SH SOLE 1300 0 200 SEMPRA ENERGY cs 816851109 180 1864 SH SOLE 1864 0 0 SHL TELEMEDICINE ORD F cs M84047105 7 700 SH SOLE 0 0 700 SIEMENS A G ADR F cs 826197501 3859 28550 SH SOLE 27125 0 1425 SIGMA LABS INC cs 826598104 0 343 SH SOLE 343 0 0 SINA CORPORATION F cs G81477104 6 100 SH SOLE 100 0 0 SINOVAC BIOTECH LTD F cs P8696W104 2 300 SH SOLE 300 0 0 SIRIUS XM HLDGS INC cs 82968B103 23 7050 SH SOLE 7050 0 0 SMITH & WESSON HLDG CORP cs 831756101 37 2500 SH SOLE 2500 0 0 SOC QUIMICA MINER B ADRF cs 833635105 2 75 SH SOLE 0 0 75 SODASTREAM INTL F cs M9068E105 1 26 SH SOLE 26 0 0 SONY CORP ADR NEW F cs 835699307 4 200 SH SOLE 200 0 0 SOUTHERN COPPER CORP cs 84265V105 78 2682 SH SOLE 2682 0 0 SOUTHWEST AIRLINES CO cs 844741108 5 200 SH SOLE 200 0 0 SOUTHWEST GAS CORP COM cs 844895102 71 1337 SH SOLE 1337 0 0 SPDR BARCLAYS ETF cs 78464A359 5 100 SH SOLE 100 0 0 SPDR BARCLAYS ETF cs 78464A664 19 300 SH SOLE 300 0 0 SPDR DOW JONES INDL AVG cs 78467X109 212 1288 SH SOLE 1288 0 0 SPDR GOLD TRUST cs 78463V107 173 1400 SH SOLE 1400 0 0 SPDR S&P CHINA ETF cs 78463X400 22 300 SH SOLE 300 0 0 SPDR S&P DIVIDEND ETF cs 78464A763 50 675 SH SOLE 0 0 675 SPDR S&P EMERGING MKTS cs 78463X533 23 600 SH SOLE 600 0 0 STARBUCKS CORP cs 855244109 2977 40563 SH SOLE 37263 0 3300 STARWOOD HTLS & RSTS NEW cs 85590A401 6 80 SH SOLE 0 0 80 STEELCASE INC CL A cs 858155203 83 5000 SH SOLE 5000 0 0 STRATASYS LTD F cs M85548101 21 200 SH SOLE 200 0 0 STRATEGIC RESOURCES LXXX cs 862773108 0 5500 SH SOLE 5500 0 0 STURM RUGER & CO INC cs 864159108 48 810 SH SOLE 810 0 0 SUN LIFE FINANCIAL INC F cs 866796105 35 1000 SH SOLE 1000 0 0 SUPERVALU INC cs 868536103 1 85 SH SOLE 85 0 0 SYSCO CORPORATION cs 871829107 296 8180 SH SOLE 8180 0 0 T H Q INC NEW XXX cs 872443601 0 2 SH SOLE 0 0 2 T J X COS INC cs 872540109 9 150 SH SOLE 150 0 0 TABLEAU SOFTWARE INC cs 87336U105 825 10850 SH SOLE 10075 0 775 TAKE TWO INTERACTV SFTWR cs 874054109 1 30 SH SOLE 30 0 0 TARGET CORPORATION cs 87612E106 2656 43890 SH SOLE 40460 0 3430 TASER INTERNATIONAL INC cs 87651B104 27 1500 SH SOLE 1500 0 0 TE CONNECTIVITY LTD F cs H84989104 2 38 SH SOLE 8 0 30 TEEKAY TANKERS LTD CL AF cs Y8565N102 2 626 SH SOLE 626 0 0 TESLA MOTORS INC cs 88160R101 393 1883 SH SOLE 1509 0 374 TEVA PHARM INDS LTD ADRF cs 881624209 2802 53030 SH SOLE 50380 0 2650 THE CHARLES SCHWAB CORP cs 808513105 3 100 SH SOLE 100 0 0 THE SOUTHERN COMPANY cs 842587107 22 500 SH SOLE 200 0 300 THE WHITEWAVE FOODS CO cs 966244105 1 25 SH SOLE 25 0 0 TIBCO SOFTWARE INC cs 88632Q103 1046 51475 SH SOLE 48225 0 3250 TIFFANY & CO NEW cs 886547108 1 9 SH SOLE 9 0 0 TIME WARNER CABLE cs 88732J207 0 1 SH SOLE 0 0 1 TIME WARNER INC NEW cs 887317303 0 6 SH SOLE 0 0 6 TORONTO DOMINION BANK F cs 891160509 2651 56460 SH SOLE 52360 0 4100 TOTAL S A ADR F cs 89151E109 8 125 SH SOLE 125 0 0 TRANSOCEAN INC NEW F cs H8817H100 9 206 SH SOLE 206 0 0 TRANZBYTE CORP cs 894117100 0 5300 SH SOLE 5300 0 0 TRUE GOLD MINING INC F cs 89783T102 0 1388 SH SOLE 1388 0 0 TRULIA INC cs 897888103 15 450 SH SOLE 300 0 150 TWITTER INC cs 90184L102 100 2150 SH SOLE 1970 0 180 TYCO INTL LTD NEW F cs H89128104 2 38 SH SOLE 8 0 30 U S BANCORP DEL NEW cs 902973304 111 2589 SH SOLE 2589 0 0 UNDER ARMOUR INC CL A cs 904311107 26 228 SH SOLE 128 0 100 UNISYS CORP NEW cs 909214306 0 1 SH SOLE 1 0 0 UNITED STATES STEEL CORP cs 912909108 3 100 SH SOLE 100 0 0 UNITED STS 12 MO OIL FD cs 91288V103 22 500 SH SOLE 500 0 0 UNITED TECHNOLOGIES CORP cs 913017109 47 403 SH SOLE 403 0 0 USA URANIUM CORP XXX cs 91154T109 0 400000 SH SOLE 0 0 400000 VALE SA ADR F cs 91912E105 47 3400 SH SOLE 1900 0 1500 VALEANT PHARMA INTL F cs 91911K102 13 100 SH SOLE 100 0 0 VANGUARD BOND INDEX FUND cs 921937835 2326 28647 SH SOLE 25497 0 3150 VANGUARD FTSE EMERGING cs 922042858 41 1000 SH SOLE 1000 0 0 VANGUARD INTL EQTY INDEX cs 922042775 50 1000 SH SOLE 1000 0 0 VANGUARD MID CAP cs 922908629 159 1400 SH SOLE 1400 0 0 VANGUARD REIT cs 922908553 38 534 SH SOLE 534 0 0 VANGUARD S&P 500 ETF NEW cs 922908363 78 455 SH SOLE 455 0 0 VANGUARD SMALL CAP cs 922908751 56 500 SH SOLE 500 0 0 VANGUARD TOTAL STOCK MKT cs 922908769 846 8680 SH SOLE 8463 0 217 VAPE HLDGS INC cs 91912N105 6 300 SH SOLE 300 0 0 VERISIGN INC cs 92343E102 0 8 SH SOLE 0 0 8 VERIZON COMMUNICATIONS cs 92343V104 1871 39332 SH SOLE 37632 0 1700 VISA INC CL A cs 92826C839 22 100 SH SOLE 0 0 100 VIVUS INC cs 928551100 1 100 SH SOLE 100 0 0 VODAFONE GROUP NEW ADR F cs 92857W308 132 3594 SH SOLE 3594 0 0 VULCAN MATERIALS COMPANY cs 929160109 3 50 SH SOLE 50 0 0 WAL-MART STORES INC cs 931142103 41 533 SH SOLE 533 0 0 WASTE MANAGEMENT INC DEL cs 94106L109 109 2600 SH SOLE 2600 0 0 WEATHERFORD INTL LTD F cs H27013103 5 300 SH SOLE 300 0 0 WELLS FARGO & CO NEW cs 949746101 3895 78314 SH SOLE 73864 0 4450 WESTERN LITHIUM USA F cs 95854Q109 8 10000 SH SOLE 10000 0 0 WHOLE FOODS MARKET INC cs 966837106 66 1297 SH SOLE 1197 0 100 WILLIAMS COMPANIES cs 969457100 248 6100 SH SOLE 6100 0 0 WINDSTREAM HLDGS INC cs 97382A101 9 1104 SH SOLE 1104 0 0 WPX ENERGY INC cs 98212B103 37 2033 SH SOLE 2033 0 0 XCEL ENERGY INC cs 98389B100 121 4000 SH SOLE 4000 0 0 XINYUAN REAL ESTATE ADRF cs 98417P105 1 100 SH SOLE 100 0 0 YAHOO INC cs 984332106 13 350 SH SOLE 350 0 0 YAMANA GOLD INC F cs 98462Y100 18 2000 SH SOLE 2000 0 0 YELP INC CLASS A cs 985817105 73 950 SH SOLE 850 0 100 YUM BRANDS INC cs 988498101 179 2374 SH SOLE 2374 0 0 ZILLOW INC CL A cs 98954A107 9 100 SH SOLE 100 0 0 ZOETIS INC cs 98978V103 2 77 SH SOLE 77 0 0 ZYNGA INC cs 98986T108 2 400 SH SOLE 0 0 400 ALLIANCE RES PARTNERS LP oa 01877R108 17 200 SH SOLE 200 0 0 ALON USA PARTNERS LP oa 02052T109 6 350 SH SOLE 350 0 0 AMERICAN CAPITAL AGENCY oa 02503X105 66 3070 SH SOLE 3070 0 0 AMERIGAS PARTNERS LP oa 030975106 42 1000 SH SOLE 1000 0 0 ANNALY CAPITAL MGMT oa 035710409 88 8000 SH SOLE 7550 0 450 BLACKSTONE GROUP LP oa 09253U108 7 200 SH SOLE 200 0 0 CALUMET SPECIALTY PROD oa 131476103 26 1000 SH SOLE 1000 0 0 DIGITAL REALTY TRUST INC oa 253868103 4 80 SH SOLE 80 0 0 DUKE REALTY CORP oa 264411505 64 3800 SH SOLE 3500 0 300 ENBRIDGE ENERGY PTNRS LP oa 29250R106 29 1040 SH SOLE 926 0 114 ENERGY TRANSFER PARTNERS oa 29273R109 130 2408 SH SOLE 2408 0 0 ENTERPRISE PRD PRTNRS LP oa 293792107 1749 25219 SH SOLE 25219 0 0 EQUITY RESIDENTIAL oa 29476L107 9 150 SH SOLE 150 0 0 KINDER MORGAN ENERGY LP oa 494550106 261 3525 SH SOLE 3500 0 25 MFA FINANCIAL INC oa 55272X102 8 1000 SH SOLE 1000 0 0 ONEOK PARTNERS LP oa 68268N103 128 2399 SH SOLE 2399 0 0 PEBBLEBROOK HOTEL TRUST oa 70509V100 3 75 SH SOLE 0 0 75 PLUM CREEK TIMBER CO oa 729251108 11 260 SH SOLE 260 0 0 RAYONIER INC oa 754907103 1862 40551 SH SOLE 38451 0 2100 REALTY INCOME CORP oa 756109104 3977 97330 SH SOLE 92755 0 4575 THORNBURG MORTGAGE NEXXX oa 885218800 0 120 SH SOLE 120 0 0 UMH PROPERTIES INC oa 903002103 29 3000 SH SOLE 3000 0 0 VENTAS INC oa 92276F100 33 550 SH SOLE 550 0 0 VORNADO REALTY TRUST oa 929042109 0 3 SH SOLE 3 0 0 WESTERN GAS PARTNERS L P oa 958254104 7 100 SH SOLE 100 0 0 AB SVENSK EXPORT 2022F ps 870297603 2 200 SH SOLE 200 0 0 AMERN CAP AGY CO 8% PFD ps 02503X204 112 4250 SH SOLE 4250 0 0 COUNTRYWIDE CAP 7% PFD ps 222388209 51 2000 SH SOLE 2000 0 0 CYS INVESTMEN 7.75% PFD ps 12673A207 24 1000 SH SOLE 1000 0 0 DYNEX CAPITAL, 8.5% PFD ps 26817Q704 43 1750 SH SOLE 1750 0 0 HATTERAS FIN 7.625% PFD ps 41902R400 24 1000 SH SOLE 1000 0 0 HSBC HOLDING 8.125% PFD ps 404280703 10 400 SH SOLE 200 0 200 MAGNUM HUNTER RE 8% PFD ps 55973B300 44 900 SH SOLE 900 0 0 MERRILL LYNCH 7.28% PFD ps 59021K205 3 100 SH SOLE 100 0 0 MORGAN STANLE 5.75% PFD ps 617466206 12 500 SH SOLE 500 0 0 PRUDENTIAL FI 5.75% PFD ps 744320607 12 500 SH SOLE 500 0 0 WELLS FARGO BA 5.2% PFD ps 949746747 57 2675 SH SOLE 2500 0 175