Portfolio Manager

0001140361-14-007663.txt : 20140214 0001140361-14-007663.hdr.sgml : 20140214 20140214142819 ACCESSION NUMBER: 0001140361-14-007663 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 14614809 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1030 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1030 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425165 XXXXXXXX 12-31-2013 12-31-2013 Apriem Advisors

19200 VON KARMAN AVE #1030 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin Lau Portfolio Manager (949) 253-8888 /s/ Benjamin Lau IRVINE CA 02-14-2014 0 546 255220 false INFORMATION TABLE 2 form13fInfoTable.xml CALL CISCO SYSTEMS cl 004153676 1 10 SH Call SOLE 0 0 10 CALL EDWARDS LIFESCIENCE cl 004084188 4 6 SH Call SOLE 4 0 2 1/100 BERKSHIRE HTWY CLA cs 084990175 178 1 SH SOLE 1 0 0 3 D SYSTEMS CORP cs 88554D205 79 850 SH SOLE 850 0 0 3M COMPANY cs 88579Y101 379 2700 SH SOLE 100 0 2600 A F L A C INC cs 001055102 67 1000 SH SOLE 1000 0 0 A T & T INC NEW cs 00206R102 7175 204079 SH SOLE 194804 0 9275 ABB LTD ADR F cs 000375204 82 3100 SH SOLE 2100 0 1000 ABBOTT LABORATORIES cs 002824100 138 3600 SH SOLE 3600 0 0 ABBVIE INC cs 00287Y109 5305 100450 SH SOLE 94550 0 5900 ABERDEEN ASIA PAC INCM cs 003009107 92 16000 SH SOLE 16000 0 0 ADT CORP cs 00101J106 1 19 SH SOLE 4 0 15 ADVANCED MICRO DEVICES cs 007903107 1 200 SH SOLE 200 0 0 AGILENT TECHNOLOGIES INC cs 00846U101 223 3906 SH SOLE 3906 0 0 ALCATEL LUCENT ADR F cs 013904305 0 34 SH SOLE 34 0 0 ALCOA INC cs 013817101 30 2808 SH SOLE 2808 0 0 ALEXANDER & BALDWIN NEW cs 014491104 13 300 SH SOLE 300 0 0 ALEXION PHARMA INC cs 015351109 13 100 SH SOLE 100 0 0 ALLERGAN INC cs 018490102 84 758 SH SOLE 758 0 0 ALLIANT TECHSYSTEMS INC cs 018804104 37 300 SH SOLE 300 0 0 ALLSTATE CORPORATION cs 020002101 31 568 SH SOLE 568 0 0 ALPS TRUST ETF cs 00162Q866 10 545 SH SOLE 545 0 0 ALTRIA GROUP INC cs 02209S103 179 4650 SH SOLE 4650 0 0 AMARIN CORP PLC NEW ADRF cs 023111206 0 100 SH SOLE 100 0 0 AMAZON COM INC cs 023135106 27 67 SH SOLE 67 0 0 AMBEV SA ADR F cs 02319V103 2 250 SH SOLE 0 0 250 AMERICA MOVIL SAB L ADRF cs 02364W105 23 1000 SH SOLE 1000 0 0 AMERICAN AIRLS GROUP INC cs 02376R102 4 150 SH SOLE 150 0 0 AMERITYRE CORPORATION cs 03073V107 0 2000 SH SOLE 0 0 2000 AMGEN INCORPORATED cs 031162100 704 6172 SH SOLE 600 0 5572 ANADARKO PETROLEUM CORP cs 032511107 1168 14720 SH SOLE 0 0 14720 ANGLO AMERN PLC ADS F cs 03485P201 11 1000 SH SOLE 1000 0 0 ANHEUSER-BUSC INBEV ADRF cs 03524A108 3 25 SH SOLE 25 0 0 APACHE CORP cs 037411105 9 100 SH SOLE 100 0 0 APPLE INC cs 037833100 7353 13106 SH SOLE 12098 0 1008 ARCELOR MITTAL NY NEW F cs 03938L104 4 204 SH SOLE 204 0 0 ARCHER-DANIELS-MIDLND CO cs 039483102 65 1500 SH SOLE 1500 0 0 ARENA PHARMACEUTICALS cs 040047102 1 200 SH SOLE 200 0 0 AVERY DENNISON CORP cs 053611109 502 10000 SH SOLE 0 0 10000 B/E AEROSPACE INC cs 073302101 9 106 SH SOLE 106 0 0 BAIDU INC ADR F cs 056752108 27 150 SH SOLE 150 0 0 BANC CALIF INC cs 05990K106 12 900 SH SOLE 900 0 0 BANK OF AMERICA CORP cs 060505104 2690 172768 SH SOLE 164068 0 8700 BANK OF HAWAII CORP cs 062540109 6 101 SH SOLE 101 0 0 BANK OF NY MELLON CP NEW cs 064058100 275 7880 SH SOLE 0 0 7880 BARCLAYS BANK IPATH ETN cs 06738C778 456 12405 SH SOLE 11055 0 1350 BASF SE ADR F cs 055262505 11 100 SH SOLE 100 0 0 BAXTER INTERNATIONAL INC cs 071813109 271 3900 SH SOLE 3900 0 0 BEESTON ENTERPRISES NEW cs 07712Q205 0 90000 SH SOLE 0 0 90000 BERKSHIRE HATHAWAY B NEW cs 084670702 749 6315 SH SOLE 5665 0 650 BERRY PLASTICS GROUP INC cs 08579W103 2 100 SH SOLE 100 0 0 BHP BILLITON LTD ADR F cs 088606108 89 1300 SH SOLE 1300 0 0 BLACKBERRY LTD F cs 09228F103 4 500 SH SOLE 500 0 0 BLACKROCK CA MUN 2018 FD cs 09249C105 12 787 SH SOLE 787 0 0 BLACKROCK CA MUN INCM TR cs 09248E105 17 1250 SH SOLE 1250 0 0 BLACKROCK INC cs 09247X101 4 12 SH SOLE 12 0 0 BLACKROCK INCM OPPNTY TR cs 092475102 212 21834 SH SOLE 19834 0 2000 BLACKROCK INVT QLTY MUNI cs 09247D105 28 2000 SH SOLE 2000 0 0 BLACKROCK MUNIYIELD AZ cs 09254K109 4 330 SH SOLE 330 0 0 BLKRCK MUNIHLDGS CA QLTY cs 09254L107 13 973 SH SOLE 973 0 0 BLKRCK MUNIYIELD CA QLTY cs 09254N103 117 8604 SH SOLE 8604 0 0 BLKRCK MUNIYIELD CAL FD cs 09254M105 61 4400 SH SOLE 4400 0 0 BOB EVANS FARMS INC cs 096761101 15 300 SH SOLE 0 0 300 BOEING CO cs 097023105 552 4044 SH SOLE 1244 0 2800 BP PLC ADR F cs 055622104 9 180 SH SOLE 180 0 0 BRISTOL-MYERS SQUIBB CO cs 110122108 4609 86722 SH SOLE 66826 0 19896 BROADCOM CORP CL A cs 111320107 18 600 SH SOLE 600 0 0 C A C I INC CL A cs 127190304 7 100 SH SOLE 100 0 0 C V S CAREMARK CORP cs 126650100 291 4059 SH SOLE 0 0 4059 CA WATER SERVICE GROUP cs 130788102 7 300 SH SOLE 300 0 0 CALAMP CORP cs 128126109 12 415 SH SOLE 415 0 0 CANON INC SPONSORED ADRF cs 138006309 77 2400 SH SOLE 2000 0 400 CARBO CERAMICS INC cs 140781105 9 79 SH SOLE 79 0 0 CATERPILLAR INC cs 149123101 35 389 SH SOLE 389 0 0 CATHAY GENERAL BANCORP cs 149150104 267 10000 SH SOLE 0 0 10000 CENTERPOINT ENERGY INC cs 15189T107 1 46 SH SOLE 46 0 0 CENTRAL FD CDA LTD CLA F cs 153501101 9 700 SH SOLE 700 0 0 CENTURYLINK INC cs 156700106 0 2 SH SOLE 2 0 0 CHANCELLOR GROUP INC cs 15883D101 8 70000 SH SOLE 70000 0 0 CHESAPEAKE ENERGY CORP cs 165167107 44 1609 SH SOLE 1459 0 150 CHEVRON CORPORATION cs 166764100 2854 22850 SH SOLE 5552 0 17298 CHINA CGAME INC cs 16946P107 0 334 SH SOLE 334 0 0 CHINA LIFE INS CO ADR F cs 16939P106 47 1000 SH SOLE 1000 0 0 CHINA MOBILE LTD ADR F cs 16941M109 37 700 SH SOLE 700 0 0 CHIPOTLE MEXICAN GRILL cs 169656105 5 10 SH SOLE 10 0 0 CINCINNATI FINANCIAL CP cs 172062101 26 500 SH SOLE 500 0 0 CISCO SYSTEMS INC cs 17275R102 3629 161777 SH SOLE 155098 0 6679 CITADEL BROADCASTING ^XX cs 17285T106 0 41 SH SOLE 41 0 0 CITIGROUP INC NEW cs 172967424 144 2762 SH SOLE 2562 0 200 CITRIX SYSTEMS INC cs 177376100 22 350 SH SOLE 200 0 150 COACH INC cs 189754104 36 650 SH SOLE 650 0 0 COCA COLA COMPANY cs 191216100 23 553 SH SOLE 553 0 0 COHEN & STEERS cs 19248A109 563 27350 SH SOLE 26000 0 1350 COHEN & STEERS TOTAL cs 19247R103 36 3000 SH SOLE 3000 0 0 COLGATE-PALMOLIVE CO cs 194162103 522 8000 SH SOLE 0 0 8000 COMMERCE ENERGY GROUP cs 20061Q106 0 8000 SH SOLE 0 0 8000 COMSTOCK MINING INC cs 205750102 0 100 SH SOLE 100 0 0 CONMED CORP cs 207410101 16 388 SH SOLE 388 0 0 CONOCOPHILLIPS cs 20825C104 4574 64747 SH SOLE 54984 0 9763 CONSOLIDATED EDISON INC cs 209115104 3727 67422 SH SOLE 63267 0 4155 CONSTANT CONTACT INC cs 210313102 12 400 SH SOLE 400 0 0 CORNING INC cs 219350105 2414 135477 SH SOLE 127177 0 8300 CORRECTIONS CP AMER NEW cs 22025Y407 6 200 SH SOLE 200 0 0 COSTCO WHSL CORP NEW cs 22160K105 41 348 SH SOLE 348 0 0 COVIDIEN PLC NEW F cs G2554F113 3 38 SH SOLE 8 0 30 CRYSTALLEX INTL CORP XXX cs 22942F101 0 1590 SH SOLE 1590 0 0 CUMULUS MEDIA INC cs 231082108 3 366 SH SOLE 366 0 0 DASSAULT SYSTEMS SA ADRF cs 237545108 19 150 SH SOLE 150 0 0 DAVITA HEALTHCARE PTNR cs 23918K108 2101 33155 SH SOLE 30980 0 2175 DEERE & CO cs 244199105 2810 30768 SH SOLE 28488 0 2280 DEVON ENERGY CP NEW cs 25179M103 20 320 SH SOLE 320 0 0 DIAMOND OFFSHR DRILLING cs 25271C102 2623 46079 SH SOLE 43059 0 3020 DISNEY WALT CO cs 254687106 99 1302 SH SOLE 1297 0 5 DNP SELECT INCOME FUND cs 23325P104 766 81275 SH SOLE 78275 0 3000 DOMINION RES INC VA NEW cs 25746U109 1941 30009 SH SOLE 28409 0 1600 DOUBLELINE OPPORTUNISTIC cs 258623107 1701 76201 SH SOLE 72651 0 3550 DOW 30 PREM & DIV INCM cs 260582101 54 3467 SH SOLE 2967 0 500 DR REDDYS LABS ADR F cs 256135203 29 700 SH SOLE 700 0 0 DREAM MARKETING INC cs 261990352 0 10 SH SOLE 10 0 0 DREAMWORKS ANIMATION INC cs 26153C103 4 100 SH SOLE 100 0 0 DU PONT E I DE NEMOUR&CO cs 263534109 114 1751 SH SOLE 0 0 1751 DUKE ENERGY CORP NEW cs 26441C204 21 300 SH SOLE 300 0 0 E M C CORP MASS cs 268648102 120 4775 SH SOLE 4775 0 0 EAGLE BROADBAND INC NXXX cs 269437208 0 22 SH SOLE 0 0 22 EATON CORP PLC F cs G29183103 6392 83967 SH SOLE 78217 0 5750 EATON VANCE LTD DURATION cs 27828H105 266 17375 SH SOLE 13975 0 3400 EATON VANCE TAX ADV DIV cs 27828G107 4 200 SH SOLE 0 0 200 EBAY INC cs 278642103 55 1000 SH SOLE 1000 0 0 ECOPETROL SA ADR F cs 279158109 10 260 SH SOLE 260 0 0 EDISON INTERNATIONAL cs 281020107 139 3000 SH SOLE 3000 0 0 EDWARDS LIFESCIENCES CP cs 28176E112 2857 43450 SH SOLE 40825 0 2625 EMERSON ELECTRIC CO cs 291011104 7 100 SH SOLE 100 0 0 EMULEX CORP NEW cs 292475209 7 1000 SH SOLE 1000 0 0 ENERSIS S A ADR F cs 29274F104 36 2400 SH SOLE 2400 0 0 ENPRO INDUSTRIES INC cs 29355X107 46 800 SH SOLE 800 0 0 ENTERGY CORP NEW cs 29364G103 19 300 SH SOLE 300 0 0 EQUINIX INC NEW cs 29444U502 9 50 SH SOLE 50 0 0 ERICSSON AMERICAN ADR F cs 294821608 118 9600 SH SOLE 0 0 9600 EXCH TRADE CONCEPTS ETF cs 301505707 1 39 SH SOLE 39 0 0 EXONE COMPANY cs 302104104 245 4048 SH SOLE 3398 0 650 EXPRESS SCRIPTS HLDG CO cs 30219G108 42 600 SH SOLE 600 0 0 EXXON MOBIL CORPORATION cs 30231G102 12266 121206 SH SOLE 90301 0 30905 FACEBOOK INC CLASS A cs 30303M102 163 2990 SH SOLE 2590 0 400 FANNIE MAE cs 313586109 5 1500 SH SOLE 1500 0 0 FASTENAL CO cs 311900104 1 25 SH SOLE 25 0 0 FIRST SOLAR INC cs 336433107 16 300 SH SOLE 300 0 0 FIRST TR ISE EXCH TRD FD cs 33736M103 4 80 SH SOLE 80 0 0 FIRST TR SPECIALTY FD cs 33733G109 784 99735 SH SOLE 97585 0 2150 FIRST TRUST GLOBAL cs 33736G106 3 300 SH SOLE 300 0 0 FIRST TRUST SENIOR cs 33733U108 51 3500 SH SOLE 3500 0 0 FLUOR CORPORATION NEW cs 343412102 137 1711 SH SOLE 1711 0 0 FORD MOTOR COMPANY NEW cs 345370860 103 6686 SH SOLE 6186 0 500 FRANKLIN RESOURCES INC cs 354613101 935 16200 SH SOLE 0 0 16200 FREDDIE MAC VOTING SHS cs 313400301 4 1500 SH SOLE 1500 0 0 FREEPORT MCMORAN COPPER cs 35671D857 4277 113336 SH SOLE 107636 0 5700 FRONTIER COMMUNICATIONS cs 35906A108 13 2763 SH SOLE 1583 0 1180 GALENA BIOPHARMA INC cs 363256108 2 475 SH SOLE 0 0 475 GAMCO GLOBAL GLD NATURAL cs 36465A109 1442 159825 SH SOLE 149175 0 10650 GAP INC cs 364760108 6 150 SH SOLE 150 0 0 GENCO SHIPPING & TRDG F cs Y2685T107 0 28 SH SOLE 28 0 0 GENERAL DYNAMICS CORP cs 369550108 10 102 SH SOLE 102 0 0 GENERAL ELECTRIC COMPANY cs 369604103 5868 209354 SH SOLE 192004 0 17350 GENERAL MILLS INC cs 370334104 69 1382 SH SOLE 1382 0 0 GENERAL MOTORS CO cs 37045V100 4 103 SH SOLE 103 0 0 GENVEC INC NEW cs 37246C307 0 100 SH SOLE 100 0 0 GERON CORP cs 374163103 1 300 SH SOLE 300 0 0 GIGAMON INC cs 37518B102 13 450 SH SOLE 450 0 0 GILEAD SCIENCES INC cs 375558103 23 300 SH SOLE 300 0 0 GLAXOSMITHKLINE PLC ADRF cs 37733W105 29 537 SH SOLE 537 0 0 GLOBAL NETWORKS CORP cs 379382104 0 5 SH SOLE 5 0 0 GLOBAL X ETF cs 37950E549 23 1000 SH SOLE 1000 0 0 GOLDMAN SACHS GROUP INC cs 38141G104 170 957 SH SOLE 157 0 800 GOOGLE INC CLASS A cs 38259P508 148 132 SH SOLE 132 0 0 GUGGENHEIM ETF cs 78355W106 4646 65213 SH SOLE 59135 0 6078 GUGGENHEIM ETF cs 78355W817 8 100 SH SOLE 100 0 0 GUGGENHEIM ETF cs 78355W858 24 600 SH SOLE 600 0 0 GUGGENHEIM ETF cs 78355W866 311 3845 SH SOLE 3845 0 0 GUGGENHEIM EXCH TRD FD cs 18383M563 4268 195068 SH SOLE 139578 0 55490 GUGGENHEIM EXCH TRD FD cs 18383Q838 16 1000 SH SOLE 1000 0 0 GUGGENHEIM EXCH TRD FD cs 18383Q853 16 600 SH SOLE 600 0 0 GUGGENHEIM EXCH TRD FD cs 18385P101 19 700 SH SOLE 700 0 0 HAIN CELESTIAL GROUP INC cs 405217100 14 150 SH SOLE 150 0 0 HANOVER INSURANCE GROUP cs 410867105 148 2481 SH SOLE 0 0 2481 HARLEY DAVIDSON INC cs 412822108 14 200 SH SOLE 200 0 0 HASBRO INC cs 418056107 6 108 SH SOLE 108 0 0 HDFC BANK LIMITED ADR F cs 40415F101 17 500 SH SOLE 500 0 0 HEALTHCARE TR OF AMERICA cs 42225P105 44 4510 SH SOLE 4510 0 0 HENNES & MAURITZ AB ADRF cs 425883105 4 400 SH SOLE 400 0 0 HEWLETT-PACKARD COMPANY cs 428236103 18 632 SH SOLE 632 0 0 HIMAX TECHNOLOGIES ADR F cs 43289P106 1 100 SH SOLE 100 0 0 HOME DEPOT INC cs 437076102 890 10804 SH SOLE 1804 0 9000 HORMEL FOODS CORP cs 440452100 14 302 SH SOLE 302 0 0 HSBC HLDGS PLC ADR NEW F cs 404280406 55 1000 SH SOLE 500 0 500 HUNTINGTON INGALLS INDS cs 446413106 5 50 SH SOLE 50 0 0 IDNA INC XXX cs 45169P106 0 5000 SH SOLE 5000 0 0 INFOSYS LTD SPON ADR F cs 456788108 49 862 SH SOLE 362 0 500 INTEL CORP cs 458140100 281 10832 SH SOLE 10732 0 100 INTERDIGITAL INC cs 45867G101 3 101 SH SOLE 101 0 0 INTERNATIONAL PAPER CO cs 460146103 20 417 SH SOLE 417 0 0 INTL BUSINESS MACHINES cs 459200101 929 4954 SH SOLE 1154 0 3800 INVESCO CALIFORNIA VALUE cs 46132H106 121 10655 SH SOLE 10655 0 0 ISC8 INC cs 450098108 0 12 SH SOLE 12 0 0 ISHARES CORE S&P ETF cs 464287804 61 562 SH SOLE 562 0 0 ISHARES GLOBAL MATLS cs 464288695 14 218 SH SOLE 218 0 0 ISHARES GOLD TRUST cs 464285105 124 10650 SH SOLE 10250 0 400 ISHARES IBOXX INVESTMENT cs 464287242 6 50 SH SOLE 50 0 0 ISHARES MSCI BRAZIL ETF cs 464286400 27 600 SH SOLE 600 0 0 ISHARES MSCI CDA ETF cs 464286509 36 1217 SH SOLE 1217 0 0 ISHARES MSCI EMRG MKT FD cs 464287234 89 2120 SH SOLE 1146 0 974 ISHARES MSCI ETF cs 464286103 41 1700 SH SOLE 1700 0 0 ISHARES MSCI ETF cs 46429B622 5 89 SH SOLE 89 0 0 ISHARES MSCI GRMNY cs 464286806 16 500 SH SOLE 500 0 0 ISHARES MSCI HK ETF cs 464286871 16 800 SH SOLE 800 0 0 ISHARES MSCI JPN ETF cs 464286848 75 6200 SH SOLE 6200 0 0 ISHARES MSCI MEXICO ETF cs 464286822 143 2098 SH SOLE 2098 0 0 ISHARES MSCI PAC EX JAPN cs 464286665 4 76 SH SOLE 76 0 0 ISHARES MSCI SINGAPORE cs 464286673 13 1000 SH SOLE 1000 0 0 ISHARES NASDAQ BIO ETF cs 464287556 11 50 SH SOLE 50 0 0 ISHARES RESIDENTIAL cs 464288562 4 88 SH SOLE 88 0 0 ISHARES RUSSELL ETF cs 464287499 32 213 SH SOLE 213 0 0 ISHARES S&P MIDCAP 400 cs 464287606 38 250 SH SOLE 250 0 0 ISHARES SILVER TRUST cs 46428Q109 6 300 SH SOLE 300 0 0 ISHARES TR BOND cs 464288620 13 119 SH SOLE 119 0 0 ISHARES TR BOND cs 464288638 5379 49865 SH SOLE 44990 0 4875 ISHARES TR BOND cs 464288646 2167 20545 SH SOLE 18420 0 2125 ISHARES TR GLOBAL ETF cs 464287325 60 695 SH SOLE 695 0 0 ISHARES TR LATIN AMER cs 464287390 11 300 SH SOLE 300 0 0 ISHARES TR MSCI EAFE cs 464287465 310 4619 SH SOLE 4219 0 400 ISHARES TR REAL ESTATE cs 464287739 2 35 SH SOLE 35 0 0 ISHARES TR RUSSELL 2000 cs 464287655 923 8000 SH SOLE 0 0 8000 ISHARES TR RUSSELL 3000 cs 464287689 0 1 SH SOLE 0 0 1 ISHARES TR TIPS cs 464287176 551 5015 SH SOLE 4615 0 400 ISHARES TR US FINANCIALS cs 464287788 80 1000 SH SOLE 1000 0 0 ISHARES TR US HEALTHCARE cs 464287762 299 2570 SH SOLE 1950 0 620 ISHARES TRUST cs 464288513 183 1975 SH SOLE 1825 0 150 ISHARES TRUST cs 464288588 10 100 SH SOLE 100 0 0 ISHARES U S PFD ETF cs 464288687 107 2910 SH SOLE 2910 0 0 ISHARES US HOME CONST cs 464288752 5 200 SH SOLE 200 0 0 ITAU UNI HOLDING SA ADRF cs 465562106 35 2600 SH SOLE 2600 0 0 JETBLUE AIRWAYS CORP cs 477143101 2 225 SH SOLE 225 0 0 JOHNSON & JOHNSON cs 478160104 4908 53592 SH SOLE 35897 0 17695 JOHNSON CONTROLS INC cs 478366107 5146 100321 SH SOLE 96271 0 4050 JP MORGAN EXCH TRADED NT cs 46625H365 545 11750 SH SOLE 11300 0 450 JPMORGAN CHASE & CO cs 46625H100 182 3115 SH SOLE 2660 0 455 KIMBERLY-CLARK CORP cs 494368103 122 1167 SH SOLE 1167 0 0 KRAFT FOODS GROUP cs 50076Q106 1 11 SH SOLE 11 0 0 LAB CP OF AMER HLDG NEW cs 50540R409 183 2000 SH SOLE 0 0 2000 LAS VEGAS SANDS CORP cs 517834107 8 100 SH SOLE 0 0 100 LEGG MASON INC cs 524901105 2 50 SH SOLE 50 0 0 LENNAR CORP CL A cs 526057104 10 250 SH SOLE 250 0 0 LEVEL 3 COMMUN NEW cs 52729N308 1 33 SH SOLE 33 0 0 LIBERTY STAR URANIUM NEW cs 53123T206 14 616600 SH SOLE 616600 0 0 LIFE TECHNOLOGIES CORP cs 53217V109 8 100 SH SOLE 100 0 0 LIFEVANTAGE CORP cs 53222K106 2 1500 SH SOLE 1500 0 0 LILLY ELI & COMPANY cs 532457108 61 1200 SH SOLE 1200 0 0 LINKEDIN CORP cs 53578A108 65 300 SH SOLE 300 0 0 LINNCO LLC cs 535782106 31 1000 SH SOLE 1000 0 0 LOGITECH INTL S A NEW F cs H50430232 7 500 SH SOLE 0 0 500 LOWES COMPANIES INC cs 548661107 10 200 SH SOLE 0 0 200 LULULEMON ATHLETICA INC cs 550021109 508 8600 SH SOLE 7475 0 1125 MAGNUM HUNTER RESOURCES cs 55973B102 4 513 SH SOLE 513 0 0 MALLINCKRODT PUB F cs G5785G107 0 4 SH SOLE 1 0 3 MANULIFE FINANCIAL CORPF cs 56501R106 30 1500 SH SOLE 1500 0 0 MARATHON OIL CORP cs 565849106 500 14178 SH SOLE 0 0 14178 MARATHON PETE CORP cs 56585A102 650 7089 SH SOLE 0 0 7089 MARKET VECTORS ETF cs 57061R791 3492 185244 SH SOLE 170294 0 14950 MARKET VECTORS ETF TRUST cs 57060U100 1809 85590 SH SOLE 81315 0 4275 MARKET VECTORS ETF TRUST cs 57060U308 40 800 SH SOLE 800 0 0 MARKET VECTORS ETF TRUST cs 57060U605 10 175 SH SOLE 75 0 100 MARKET VECTORS NEW ETF cs 57061R544 25 800 SH SOLE 800 0 0 MARKETO INC cs 57063L107 4 100 SH SOLE 100 0 0 MASCO CORP cs 574599106 57 2500 SH SOLE 2500 0 0 MASTERCARD INC cs 57636Q104 8 10 SH SOLE 10 0 0 MATSON INC cs 57686G105 8 300 SH SOLE 300 0 0 MC DONALDS CORP cs 580135101 761 7839 SH SOLE 3039 0 4800 MEDIDATA SOLUTIONS INC cs 58471A105 19 310 SH SOLE 310 0 0 MEDTRONIC INC cs 585055106 46 800 SH SOLE 800 0 0 MELTRONIX INC cs 585730104 0 12000 SH SOLE 12000 0 0 MERCK & CO INC NEW cs 58933Y105 1308 26138 SH SOLE 1138 0 25000 METLIFE INC cs 59156R108 15 275 SH SOLE 275 0 0 MICHAEL KORS HLDGS F cs G60754101 2 20 SH SOLE 20 0 0 MICROCHIP TECHNOLOGY INC cs 595017104 3 57 SH SOLE 57 0 0 MICROSOFT CORP cs 594918104 5812 155364 SH SOLE 135289 0 20075 MICROSTRATEGY INC A NEW cs 594972408 16 125 SH SOLE 125 0 0 MIDDLESEX WATER CO cs 596680108 15 700 SH SOLE 700 0 0 MOLYCORP INC cs 608753109 6 1000 SH SOLE 1000 0 0 MONDELEZ INTL INC CL A cs 609207105 1 35 SH SOLE 35 0 0 MONSANTO CO NEW DEL cs 61166W101 9 80 SH SOLE 80 0 0 MORGAN STANLEY cs 617446448 6 200 SH SOLE 200 0 0 MOSAIC CO NEW cs 61945C103 1715 36284 SH SOLE 34334 0 1950 MOTOROLA SOLUTIONS INC cs 620076307 24 350 SH SOLE 350 0 0 MOTORS LIQ CO GUC TRUST cs 62010U101 1 25 SH SOLE 25 0 0 NESTLE S A REG B ADR F cs 641069406 29 400 SH SOLE 400 0 0 NETFLIX INC cs 64110L106 64 175 SH SOLE 175 0 0 NEWMONT MINING CORP cs 651639106 28 1200 SH SOLE 1200 0 0 NEXTWAVE WIRELESS CVR cs 653CVR993 0 47 SH SOLE 47 0 0 NIKE INC CLASS B cs 654106103 22 276 SH SOLE 276 0 0 NOKIA CORP SPON ADR F cs 654902204 4 500 SH SOLE 500 0 0 NORTEL NETWORKS CP NEW F cs 656568508 0 5 SH SOLE 5 0 0 NORTHEAST UTILITIES cs 664397106 85 2004 SH SOLE 2004 0 0 NORTHROP GRUMMAN CORP cs 666807102 34 300 SH SOLE 300 0 0 NOVO-NORDISK A-S ADR F cs 670100205 68 367 SH SOLE 367 0 0 NQ MOBILE INC ADR F cs 64118U108 0 30 SH SOLE 30 0 0 NRG ENERGY INC NEW cs 629377508 0 4 SH SOLE 4 0 0 NU SKIN ENTERPRISES CL A cs 67018T105 12 90 SH SOLE 25 0 65 NUANCE COMMUN INC cs 67020Y100 3 200 SH SOLE 0 0 200 NUCOR CORP cs 670346105 222 4150 SH SOLE 4150 0 0 NUVEEN CA AMT FREE MUNI cs 670651108 1076 88393 SH SOLE 82943 0 5450 NUVEEN CA DIV ADV MUN FD cs 67066Y105 711 55350 SH SOLE 50350 0 5000 NUVEEN CA QLTY INCM MUN cs 670985100 56 3904 SH SOLE 3904 0 0 NUVEEN CA SELECT TAX FR cs 67063R103 68 5000 SH SOLE 5000 0 0 NUVEEN CALIF MUNI MARKET cs 67062U107 41 3000 SH SOLE 3000 0 0 NUVEEN EQTY PREM INC FD cs 6706ER101 507 40400 SH SOLE 37900 0 2500 NUVEEN EQTY PREM OPTY FD cs 6706EM102 287 22700 SH SOLE 20200 0 2500 NUVEEN FLTG RATE INCM FD cs 67072T108 110 9216 SH SOLE 9216 0 0 NUVEEN INVT QLTY MUN FD cs 67062E107 54 4000 SH SOLE 4000 0 0 NUVEEN MA DIV AD MUNI FD cs 67069P101 7 600 SH SOLE 0 0 600 NUVEEN MASS PRE INCM MUN cs 67061E108 7 600 SH SOLE 0 0 600 NUVEEN MUNI ADVTG FUND cs 67062H106 36 3000 SH SOLE 0 0 3000 NUVEEN MUNI MKT OPPTY FD cs 67062W103 84 7000 SH SOLE 3000 0 4000 NUVEEN QLTY INCM MUNI FD cs 670977107 86 7032 SH SOLE 4032 0 3000 NUVEEN QUALITY MUNI FD cs 67062N103 4 300 SH SOLE 300 0 0 NUVEEN SELCT QLTY MUN FD cs 670973106 62 5000 SH SOLE 5000 0 0 NVIDIA CORP cs 67066G104 0 20 SH SOLE 20 0 0 OCCIDENTAL PETE CORP cs 674599105 3274 34426 SH SOLE 32576 0 1850 OLD DOMINION FREIGHT LNS cs 679580100 11 200 SH SOLE 200 0 0 OLIN CORP cs 680665205 44 1510 SH SOLE 1510 0 0 OPKO HEALTH INC cs 68375N103 12 1400 SH SOLE 1400 0 0 ORACLE CORPORATION cs 68389X105 100 2619 SH SOLE 2619 0 0 ORANGE COUNTY BUS BANK cs 684193105 16 2200 SH SOLE 2200 0 0 ORGANOVO HLDGS INC cs 68620A104 2 196 SH SOLE 196 0 0 P G & E CORP cs 69331C108 22 550 SH SOLE 550 0 0 P P G INDUSTRIES INC cs 693506107 76 400 SH SOLE 400 0 0 PACTERA TECH INTL ADR F cs 695255109 1 100 SH SOLE 100 0 0 PENTAIR LTD F cs H6169Q108 1 8 SH SOLE 1 0 7 PENTHOUSE INTL INC cs 709640106 0 125000 SH SOLE 125000 0 0 PEOPLESTRING CORP cs 71272D103 3 20000 SH SOLE 20000 0 0 PEPSICO INCORPORATED cs 713448108 9 104 SH SOLE 104 0 0 PETROCHINA CO ADR F cs 71646E104 49 450 SH SOLE 350 0 100 PETROLEO BRASILEIRO ADRF cs 71654V408 7 500 SH SOLE 500 0 0 PFIZER INCORPORATED cs 717081103 7074 230949 SH SOLE 202399 0 28550 PHILIP MORRIS INTL INC cs 718172109 173 1983 SH SOLE 1815 0 168 PHILLIPS 66 cs 718546104 680 8810 SH SOLE 366 0 8444 PIMCO CALIF MUN INCM FD cs 72200N106 31 2373 SH SOLE 2373 0 0 PIMCO CORP & INC OPPTY cs 72201B101 79 4550 SH SOLE 4350 0 200 PIMCO DYNAMIC INCOME FD cs 72201Y101 354 12160 SH SOLE 11910 0 250 PIMCO EXCH TRADED FUND cs 72201R775 432 4120 SH SOLE 3520 0 600 PIMCO HIGH INCOME FUND cs 722014107 222 19077 SH SOLE 19077 0 0 PINNACLE ENTERTAINMENT cs 723456109 0 8 SH SOLE 8 0 0 PINNACLE WEST CAPITAL CP cs 723484101 26 500 SH SOLE 500 0 0 PIONEER NATURAL RES CO cs 723787107 13 70 SH SOLE 70 0 0 PNM RESOURCES INC cs 69349H107 18 750 SH SOLE 0 0 750 POTASH CORP SASK INC F cs 73755L107 36 1100 SH SOLE 1100 0 0 POWERLINX INC NEW cs 73933F204 0 10 SH SOLE 10 0 0 POWERSHS DB US DOLLAR TR cs 73936D107 11 500 SH SOLE 500 0 0 POWERSHS EXCH TRAD FD TR cs 73935X500 6 900 SH SOLE 500 0 400 POWERSHS EXCH TRAD FD TR cs 73935X575 14 525 SH SOLE 525 0 0 POWERSHS EXCH TRAD FD TR cs 73935X856 4 100 SH SOLE 100 0 0 POWERSHS EXCH TRAD FD TR cs 73936T441 108 4648 SH SOLE 3889 0 759 POWERSHS EXCH TRAD FD TR cs 73936T565 38 2856 SH SOLE 2856 0 0 POWERSHS QQQ TRUST SER 1 cs 73935A104 402 4568 SH SOLE 4568 0 0 POWERWAVE TECH INC NEW cs 739363307 0 13 SH SOLE 13 0 0 PREMIER LASER SYS A NXXX cs 740522107 0 500 SH SOLE 500 0 0 PRICELINE.COM INC NEW cs 741503403 31 27 SH SOLE 0 0 27 PRICESMART INC cs 741511109 23 200 SH SOLE 200 0 0 PROCTER & GAMBLE cs 742718109 363 4457 SH SOLE 1375 0 3082 PROSHARES SHORT ETF cs 74347X849 7 200 SH SOLE 200 0 0 PROSHARES SHORT S&P 500 cs 74347R503 50 2000 SH SOLE 2000 0 0 PRUDENTIAL FINANCIAL INC cs 744320102 4 40 SH SOLE 40 0 0 PUB SVC ENT GROUP INC cs 744573106 327 10200 SH SOLE 200 0 10000 QIHOO 360 TECH CO ADR F cs 74734M109 1 15 SH SOLE 0 0 15 QUALCOMM INC cs 747525103 6403 86229 SH SOLE 80284 0 5945 QUIKSILVER INC cs 74838C106 4 440 SH SOLE 440 0 0 RACKSPACE HOSTING INC cs 750086100 4 100 SH SOLE 0 0 100 RAMBUS INC DEL cs 750917106 7 700 SH SOLE 700 0 0 RAYTHEON COMPANY NEW cs 755111507 18 200 SH SOLE 200 0 0 REDHAT INC cs 756577102 0 5 SH SOLE 0 0 5 ROCHE HLDG LTD SPON ADRF cs 771195104 35 500 SH SOLE 500 0 0 ROSS STORES INC cs 778296103 15 200 SH SOLE 200 0 0 ROYAL DUTCH SHELL A ADRF cs 780259206 187 2619 SH SOLE 619 0 2000 ROYCE GLOBAL VALUE TR cs 78081T104 2 214 SH SOLE 214 0 0 ROYCE VALUE TRUST INC cs 780910105 24 1500 SH SOLE 1500 0 0 S G I INTERNATIONAL NXXX cs 784185209 0 100 SH SOLE 100 0 0 S P D R S&P 500 ETF TR cs 78462F103 1184 6410 SH SOLE 5703 0 707 SALESFORCE COM cs 79466L302 44 800 SH SOLE 800 0 0 SANBORN RESOURCES LTD cs 799689104 0 5000 SH SOLE 5000 0 0 SANDISK CORP cs 80004C101 7 100 SH SOLE 100 0 0 SASOL LIMITED SPON ADR F cs 803866300 54 1100 SH SOLE 900 0 200 SCH INTM US TRSR ETF cs 808524854 0 5 SH SOLE 5 0 0 SCH ST US TRSR ETF cs 808524862 0 5 SH SOLE 5 0 0 SCH US AGG BND ETF cs 808524839 54 1065 SH SOLE 865 0 200 SCH US DIV EQUITY ETF cs 808524797 4742 129363 SH SOLE 117933 0 11430 SCH US MID-CAP ETF cs 808524508 1 33 SH SOLE 33 0 0 SCH US REIT ETF cs 808524847 12 411 SH SOLE 411 0 0 SCH US TIPS ETF cs 808524870 12 221 SH SOLE 221 0 0 SCHLUMBERGER LTD F cs 806857108 45 500 SH SOLE 500 0 0 SCHW EMG MKT EQ ETF cs 808524706 4054 164789 SH SOLE 154429 0 10360 SCHW INTL EQ ETF cs 808524805 10174 322661 SH SOLE 298936 0 23725 SCHW INTL SCAP ETF cs 808524888 16 516 SH SOLE 516 0 0 SCHW US BRD MKT ETF cs 808524102 9681 215076 SH SOLE 198259 0 16817 SCHW US LCAP ETF cs 808524201 75 1703 SH SOLE 1703 0 0 SCHW US SCAP ETF cs 808524607 4206 80112 SH SOLE 73387 0 6725 SEADRILL LTD F cs G7945E105 76 1845 SH SOLE 1845 0 0 SEAGATE TECHNOLOGY PLC F cs G7945M107 17 300 SH SOLE 300 0 0 SEATTLE GENETICS INC cs 812578102 4 100 SH SOLE 100 0 0 SEAWORLD ENTERTAINMENT cs 81282V100 1 50 SH SOLE 50 0 0 SECTOR SPDR CONSUMER FD cs 81369Y407 94 1400 SH SOLE 1400 0 0 SECTOR SPDR ENGY SELECT cs 81369Y506 157 1775 SH SOLE 1475 0 300 SECTOR SPDR FINCL SELECT cs 81369Y605 99 4542 SH SOLE 4542 0 0 SECTOR SPDR HEALTH FUND cs 81369Y209 69 1250 SH SOLE 1150 0 100 SECTOR SPDR INDL SELECT cs 81369Y704 204 3900 SH SOLE 3250 0 650 SECTOR SPDR MATERIALS FD cs 81369Y100 91 1963 SH SOLE 1963 0 0 SECTOR SPDR TECH SELECT cs 81369Y803 7 200 SH SOLE 200 0 0 SECTOR SPDR TR CON STPLS cs 81369Y308 266 6180 SH SOLE 5050 0 1130 SECTOR SPDR UTIL SELECT cs 81369Y886 57 1500 SH SOLE 1300 0 200 SEMPRA ENERGY cs 816851109 167 1864 SH SOLE 1864 0 0 SHL TELEMEDICINE ORD F cs M84047105 5 700 SH SOLE 0 0 700 SIEMENS A G ADR F cs 826197501 4079 29450 SH SOLE 27975 0 1475 SINA CORPORATION F cs G81477104 8 100 SH SOLE 100 0 0 SINOVAC BIOTECH LTD F cs P8696W104 2 300 SH SOLE 300 0 0 SIRIUS XM HLDGS INC cs 82968B103 31 8890 SH SOLE 8890 0 0 SMITH & WESSON HLDG CORP cs 831756101 19 1400 SH SOLE 1400 0 0 SONY CORP ADR NEW F cs 835699307 3 200 SH SOLE 200 0 0 SOUTHERN COPPER CORP cs 84265V105 80 2782 SH SOLE 2681 0 101 SOUTHWEST AIRLINES CO cs 844741108 4 200 SH SOLE 200 0 0 SOUTHWEST GAS CORP COM cs 844895102 75 1337 SH SOLE 1337 0 0 SPDR BARCLAYS ETF cs 78464A359 5 100 SH SOLE 100 0 0 SPDR BARCLAYS ETF cs 78464A664 18 300 SH SOLE 300 0 0 SPDR DOW JONES INDL AVG cs 78467X109 213 1288 SH SOLE 1288 0 0 SPDR GOLD TRUST cs 78463V107 163 1400 SH SOLE 1400 0 0 SPDR S&P CHINA ETF cs 78463X400 23 300 SH SOLE 300 0 0 SPDR S&P DIVIDEND ETF cs 78464A763 48 665 SH SOLE 0 0 665 SPDR S&P EMERGING MKTS cs 78463X533 23 600 SH SOLE 600 0 0 SPDR S&P MIDCAP 400 ETF cs 78467Y107 49 200 SH SOLE 200 0 0 SPECTRA ENERGY CORP cs 847560109 2 64 SH SOLE 64 0 0 STARBUCKS CORP cs 855244109 3202 40853 SH SOLE 37653 0 3200 STARWOOD HTLS & RSTS NEW cs 85590A401 6 80 SH SOLE 0 0 80 STEELCASE INC CL A cs 858155203 79 5000 SH SOLE 5000 0 0 STRATASYS LTD F cs M85548101 2 16 SH SOLE 16 0 0 STRATEGIC RESOURCES LXXX cs 862773108 0 5500 SH SOLE 5500 0 0 SUN LIFE FINANCIAL INC F cs 866796105 35 1000 SH SOLE 1000 0 0 SUPERVALU INC cs 868536103 1 85 SH SOLE 85 0 0 SYSCO CORPORATION cs 871829107 289 8000 SH SOLE 0 0 8000 T H Q INC NEW XXX cs 872443601 0 2 SH SOLE 0 0 2 T J X COS INC cs 872540109 10 150 SH SOLE 150 0 0 TABLEAU SOFTWARE INC cs 87336U105 770 11170 SH SOLE 10495 0 675 TAKE TWO INTERACTV SFTWR cs 874054109 1 30 SH SOLE 30 0 0 TARGET CORPORATION cs 87612E110 2683 42400 SH SOLE 39220 0 3180 TASER INTERNATIONAL INC cs 87651B104 24 1500 SH SOLE 1500 0 0 TE CONNECTIVITY LTD F cs H84989104 2 38 SH SOLE 8 0 30 TEEKAY TANKERS LTD CL AF cs Y8565N102 2 621 SH SOLE 621 0 0 TESLA MOTORS INC cs 88160R101 213 1416 SH SOLE 1210 0 206 TEVA PHARM INDS LTD ADRF cs 881624209 2161 53915 SH SOLE 51165 0 2750 THE CHARLES SCHWAB CORP cs 808513105 3 100 SH SOLE 100 0 0 THE SOUTHERN COMPANY cs 842587107 21 500 SH SOLE 200 0 300 THE WHITEWAVE FOODS CO cs 966244105 1 25 SH SOLE 25 0 0 TIBCO SOFTWARE INC cs 88632Q103 1155 51375 SH SOLE 48325 0 3050 TIME WARNER CABLE cs 88732J207 0 1 SH SOLE 0 0 1 TIME WARNER INC NEW cs 887317303 0 6 SH SOLE 0 0 6 TORONTO DOMINION BANK F cs 891160509 2613 27730 SH SOLE 20980 0 6750 TOTAL S A ADR F cs 89151E113 8 125 SH SOLE 125 0 0 TRANSOCEAN INC NEW F cs H8817H100 5 103 SH SOLE 103 0 0 TRULIA INC cs 897888103 26 750 SH SOLE 600 0 150 TWITTER INC cs 90184L102 81 1270 SH SOLE 1090 0 180 TYCO INTL LTD NEW F cs H89128104 2 38 SH SOLE 8 0 30 U S BANCORP DEL NEW cs 902973304 105 2589 SH SOLE 2589 0 0 UNDER ARMOUR INC CL A cs 904311107 24 270 SH SOLE 170 0 100 UNISYS CORP NEW cs 909214306 0 1 SH SOLE 1 0 0 UNITED STATES STEEL CORP cs 912909108 3 100 SH SOLE 100 0 0 UNITED STS 12 MO OIL FD cs 91288V103 21 500 SH SOLE 500 0 0 UNITED TECHNOLOGIES CORP cs 913017109 46 402 SH SOLE 402 0 0 UNITEDHEALTH GROUP INC cs 91324P102 6 75 SH SOLE 75 0 0 USA URANIUM CORP XXX cs 91154T109 0 400000 SH SOLE 0 0 400000 VALE SA ADR F cs 91912E109 67 4400 SH SOLE 1900 0 2500 VALEANT PHARMA INTL F cs 91911K102 12 100 SH SOLE 100 0 0 VANGUARD BOND INDEX FUND cs 921937835 2374 29663 SH SOLE 26513 0 3150 VANGUARD FTSE EMERGING cs 922042858 3913 95125 SH SOLE 88525 0 6600 VANGUARD INTL EQTY INDEX cs 922042775 51 1000 SH SOLE 1000 0 0 VANGUARD MID CAP cs 922908629 154 1400 SH SOLE 1400 0 0 VANGUARD REIT cs 922908553 34 534 SH SOLE 534 0 0 VANGUARD S&P 500 ETF NEW cs 922908363 59 351 SH SOLE 351 0 0 VANGUARD SMALL CAP cs 922908751 55 500 SH SOLE 500 0 0 VANGUARD TOTAL STOCK MKT cs 922908769 843 8786 SH SOLE 8569 0 217 VERISIGN INC cs 92343E106 0 8 SH SOLE 0 0 8 VERIZON COMMUNICATIONS cs 92343V104 1828 37200 SH SOLE 27176 0 10024 VISA INC CL A cs 92826C839 22 100 SH SOLE 0 0 100 VIVUS INC cs 928551100 1 100 SH SOLE 100 0 0 VODAFONE GROUP NEW ADR F cs 92857W209 264 6726 SH SOLE 6726 0 0 VOXELJET AG ADR F cs 92912L107 1 26 SH SOLE 26 0 0 VULCAN MATERIALS COMPANY cs 929160109 3 50 SH SOLE 50 0 0 WAL-MART STORES INC cs 931142103 42 532 SH SOLE 532 0 0 WASTE MANAGEMENT INC DEL cs 94106L109 117 2600 SH SOLE 2600 0 0 WEATHERFORD INTL LTD F cs H27013103 5 300 SH SOLE 300 0 0 WELLS FARGO & CO NEW cs 949746101 3592 79121 SH SOLE 74621 0 4500 WHOLE FOODS MARKET INC cs 966837106 82 1422 SH SOLE 1322 0 100 WILLIAMS COMPANIES cs 969457100 235 6100 SH SOLE 100 0 6000 WINDSTREAM HLDGS INC cs 97382A101 9 1104 SH SOLE 1104 0 0 WISDOMTREE EMERGING MKTS cs 97717W315 2 30 SH SOLE 30 0 0 WPX ENERGY INC cs 98212B103 41 2033 SH SOLE 2033 0 0 XCEL ENERGY INC cs 98389B100 112 4000 SH SOLE 0 0 4000 XINYUAN REAL ESTATE ADRF cs 98417P105 1 100 SH SOLE 100 0 0 YAHOO INC cs 984332106 8 187 SH SOLE 187 0 0 YAMANA GOLD INC F cs 98462Y100 17 2000 SH SOLE 2000 0 0 YELP INC CLASS A cs 985817105 41 600 SH SOLE 500 0 100 YUM BRANDS INC cs 988498101 179 2372 SH SOLE 2372 0 0 ZILLOW INC CL A cs 98954A107 8 100 SH SOLE 100 0 0 ZOETIS INC cs 98978V103 3 77 SH SOLE 77 0 0 ZYNGA INC cs 98986T108 2 500 SH SOLE 100 0 400 ALLIANCE RES PARTNERS LP oa 01877R108 15 200 SH SOLE 200 0 0 ALON USA PARTNERS LP oa 02052T109 6 350 SH SOLE 350 0 0 AMERICAN CAPITAL AGENCY oa 02503X105 59 3070 SH SOLE 3070 0 0 AMERIGAS PARTNERS LP oa 030975106 45 1000 SH SOLE 1000 0 0 ANNALY CAPITAL MGMT oa 035710409 80 8000 SH SOLE 7550 0 450 BLACKSTONE GROUP LP oa 09253U108 6 200 SH SOLE 200 0 0 CALUMET SPECIALTY PROD oa 131476103 26 1000 SH SOLE 1000 0 0 CVR PARTNERS oa 126633106 16 1000 SH SOLE 1000 0 0 DIGITAL REALTY TRUST INC oa 253868103 4 80 SH SOLE 80 0 0 DUKE REALTY CORP oa 264411505 57 3800 SH SOLE 3500 0 300 ENBRIDGE ENERGY PTNRS LP oa 29250R106 31 1040 SH SOLE 926 0 114 ENERGY TRANSFER PARTNERS oa 29273R109 134 2333 SH SOLE 2333 0 0 ENTERPRISE PRD PRTNRS LP oa 293792107 1672 25218 SH SOLE 25218 0 0 EQUITY RESIDENTIAL oa 29476L107 8 150 SH SOLE 150 0 0 H C P INC oa 40414L109 3 90 SH SOLE 0 0 90 KINDER MORGAN ENERGY LP oa 494550106 268 3325 SH SOLE 3300 0 25 MFA FINANCIAL INC oa 55272X102 7 1000 SH SOLE 1000 0 0 ONEOK PARTNERS LP oa 68268N103 126 2399 SH SOLE 2399 0 0 PEBBLEBROOK HOTEL TRUST oa 70509V100 2 75 SH SOLE 0 0 75 PLUM CREEK TIMBER CO oa 729251108 12 260 SH SOLE 260 0 0 RAYONIER INC oa 754907103 1582 37575 SH SOLE 35325 0 2250 REALTY INCOME CORP oa 756109104 3649 97753 SH SOLE 93078 0 4675 T C PIPELINES LP oa 87233Q108 15 300 SH SOLE 300 0 0 UMH PROPERTIES INC oa 903002103 28 3000 SH SOLE 3000 0 0 VORNADO REALTY TRUST oa 929042109 0 3 SH SOLE 3 0 0 WESTERN GAS PARTNERS L P oa 958254104 6 100 SH SOLE 100 0 0 AB SVENSK EXPORT 2022F ps 870297603 2 200 SH SOLE 200 0 0 AMERN CAP AGY CO 8% PFD ps 02503X204 108 4250 SH SOLE 4250 0 0 COUNTRYWIDE CAP 7% PFD ps 222388209 51 2000 SH SOLE 2000 0 0 CYS INVESTMEN 7.75% PFD ps 12673A207 21 1000 SH SOLE 1000 0 0 DYNEX CAPITAL, 8.5% PFD ps 26817Q704 40 1750 SH SOLE 1750 0 0 HATTERAS FIN 7.625% PFD ps 41902R400 21 1000 SH SOLE 1000 0 0 HSBC HOLDING 8.125% PFD ps 404280703 10 400 SH SOLE 200 0 200 MAGNUM HUNTER RE 8% PFD ps 55973B300 43 900 SH SOLE 900 0 0 MERRILL LYNCH 7.28% PFD ps 59021K205 3 100 SH SOLE 100 0 0 MORGAN STANLE 5.75% PFD ps 617466206 11 500 SH SOLE 500 0 0 PRUDENTIAL FI 5.75% PFD ps 744320607 11 500 SH SOLE 500 0 0 WELLS FARGO BA 5.2% PFD ps 949746747 54 2675 SH SOLE 2500 0 175