0001140361-13-033105.txt : 20130815 0001140361-13-033105.hdr.sgml : 20130815 20130815060109 ACCESSION NUMBER: 0001140361-13-033105 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130815 DATE AS OF CHANGE: 20130815 EFFECTIVENESS DATE: 20130815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iwamoto, Kong & Co., Inc. CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 131040311 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1030 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1030 CITY: IRVINE STATE: CA ZIP: 92612 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425165 XXXXXXXX 06-30-2013 06-30-2013 Iwamoto, Kong & Co., Inc.

19200 VON KARMAN AVE #1030 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin Lau (949)-253-8888 /s/ Benjamin Lau IRVINE CA 08-15-2013 0 518 204109 false INFORMATION TABLE 2 form13fInfoTable.xml CALL D R HORTON CO cl 004165790 0 15 SH Call SOLE 15 0 0 CALL MICHAEL KORS HLDGS cl 004234464 1 10 SH Call SOLE 10 0 0 1/100 BERKSHIRE HTWY CLA cs 084990175 169 1 SH SOLE 1 0 0 3 D SYSTEMS CORP cs 88554D205 20 450 SH SOLE 450 0 0 3M COMPANY cs 88579Y101 11 100 SH SOLE 100 0 0 A F L A C INC cs 001055102 58 1000 SH SOLE 1000 0 0 A T & T INC NEW cs 00206R102 6780 191519 SH SOLE 183069 0 8450 A123 SYSTEMS INC cs 03739T108 1 20000 SH SOLE 20000 0 0 ABB LTD ADR F cs 000375204 54 2500 SH SOLE 1500 0 1000 ABBOTT LABORATORIES cs 002824100 63 1800 SH SOLE 1800 0 0 ABBVIE INC cs 00287Y109 4252 102850 SH SOLE 96650 0 6200 ABERDEEN ASIA PAC INCM cs 003009107 40 6500 SH SOLE 6500 0 0 ADT CORP cs 00101J106 1 19 SH SOLE 4 0 15 ADVANCED MICRO DEVICES cs 007903107 0 103 SH SOLE 103 0 0 AGILENT TECHNOLOGIES INC cs 00846U101 167 3906 SH SOLE 3906 0 0 ALCATEL LUCENT ADR F cs 013904305 0 34 SH SOLE 34 0 0 ALCOA INC cs 013817101 6 792 SH SOLE 792 0 0 ALEXANDER & BALDWIN NEW cs 014491104 12 300 SH SOLE 300 0 0 ALEXION PHARMA INC cs 015351109 9 100 SH SOLE 100 0 0 ALLERGAN INC cs 018490102 64 758 SH SOLE 758 0 0 ALLIANT TECHSYSTEMS INC cs 018804104 25 300 SH SOLE 300 0 0 ALLSTATE CORPORATION cs 020002101 27 562 SH SOLE 562 0 0 ALPS TRUST ETF cs 00162Q866 9 490 SH SOLE 490 0 0 ALTRIA GROUP INC cs 02209S103 163 4650 SH SOLE 4650 0 0 AMARIN CORP PLC NEW ADRF cs 023111206 1 100 SH SOLE 100 0 0 AMAZON COM INC cs 023135106 26 92 SH SOLE 92 0 0 AMERICA MOVIL SAB L ADRF cs 02364W105 28 1300 SH SOLE 1300 0 0 AMERITYRE CORPORATION cs 03073V107 0 2000 SH SOLE 0 0 2000 AMGEN INCORPORATED cs 031162100 609 6172 SH SOLE 600 0 5572 ANADARKO PETROLEUM CORP cs 032511107 1265 14720 SH SOLE 0 0 14720 ANGLO AMERN PLC ADS F cs 03485P201 10 1000 SH SOLE 1000 0 0 APPLE INC cs 037833100 5147 12981 SH SOLE 12070 0 911 ARCELOR MITTAL NY NEW F cs 03938L104 6 561 SH SOLE 561 0 0 ARCHER-DANIELS-MIDLND CO cs 039483102 51 1500 SH SOLE 1500 0 0 ARENA PHARMACEUTICALS cs 040047102 2 200 SH SOLE 200 0 0 AVERY DENNISON CORP cs 053611109 428 10000 SH SOLE 0 0 10000 B/E AEROSPACE INC cs 073302101 7 106 SH SOLE 106 0 0 BAIDU INC ADR F cs 056752108 50 525 SH SOLE 500 0 25 BANK OF AMERICA CORP cs 060505104 2073 161164 SH SOLE 152464 0 8700 BANK OF HAWAII CORP cs 062540109 20 404 SH SOLE 404 0 0 BANK OF NY MELLON CP NEW cs 064058100 221 7880 SH SOLE 0 0 7880 BARCLAYS BANK IPATH ETN cs 06738C778 331 9080 SH SOLE 7730 0 1350 BAXTER INTERNATIONAL INC cs 071813109 357 5150 SH SOLE 5150 0 0 BEESTON ENTERPRISES NEW cs 07712Q205 0 90000 SH SOLE 0 0 90000 BENEV CAPITAL INC F cs 08179V109 0 200 SH SOLE 200 0 0 BERKSHIRE HATHAWAY B NEW cs 084670702 492 4400 SH SOLE 4250 0 150 BEST BUY INC cs 086516101 3 100 SH SOLE 0 0 100 BLACKROCK CA MUN 2018 FD cs 09249C105 12 787 SH SOLE 787 0 0 BLACKROCK CA MUN INCM TR cs 09248E105 19 1250 SH SOLE 1250 0 0 BLACKROCK INC cs 09247X101 3 12 SH SOLE 12 0 0 BLACKROCK INCM OPPNTY TR cs 092475102 200 19834 SH SOLE 17834 0 2000 BLACKROCK INVT QLTY MUNI cs 09247D105 30 2000 SH SOLE 2000 0 0 BLACKROCK MUNIYIELD AZ cs 09254K109 31 2349 SH SOLE 2349 0 0 BLKRCK MUNIHLDGS CA QLTY cs 09254L107 14 973 SH SOLE 973 0 0 BLKRCK MUNIYIELD CA QLTY cs 09254N103 82 5589 SH SOLE 5589 0 0 BOB EVANS FARMS INC cs 096761101 14 300 SH SOLE 0 0 300 BOEING CO cs 097023105 418 4079 SH SOLE 1279 0 2800 BP PLC ADR F cs 055622104 21 513 SH SOLE 513 0 0 BRINKS CO cs 109696104 3 103 SH SOLE 103 0 0 BRISTOL-MYERS SQUIBB CO cs 110122108 3822 85527 SH SOLE 65906 0 19621 BROADCOM CORP CL A cs 111320107 20 600 SH SOLE 600 0 0 C A C I INC CL A cs 127190304 6 100 SH SOLE 100 0 0 C V S CAREMARK CORP cs 126650100 232 4059 SH SOLE 0 0 4059 CA WATER SERVICE GROUP cs 130788102 6 300 SH SOLE 300 0 0 CANON INC SPONSORED ADRF cs 138006309 72 2200 SH SOLE 1800 0 400 CATERPILLAR INC cs 149123101 47 569 SH SOLE 569 0 0 CATHAY GENERAL BANCORP cs 149150104 208 10200 SH SOLE 200 0 10000 CENTERPOINT ENERGY INC cs 15189T107 1 46 SH SOLE 46 0 0 CENTRAL FD CDA LTD CLA F cs 153501101 10 700 SH SOLE 700 0 0 CENTURYLINK INC cs 156700106 6 182 SH SOLE 182 0 0 CHESAPEAKE ENERGY CORP cs 165167107 35 1712 SH SOLE 1562 0 150 CHEVRON CORPORATION cs 166764100 2674 22600 SH SOLE 5302 0 17298 CHINA CGAME INC cs 16946P107 0 334 SH SOLE 334 0 0 CHINA LIFE INS CO ADR F cs 16939P106 24 700 SH SOLE 700 0 0 CHINA MOBILE LTD ADR F cs 16941M109 26 500 SH SOLE 500 0 0 CHIPOTLE MEXICAN GRILL cs 169656105 4 10 SH SOLE 10 0 0 CINCINNATI FINANCIAL CP cs 172062101 23 500 SH SOLE 500 0 0 CISCO SYSTEMS INC cs 17275R102 3805 156353 SH SOLE 148774 0 7579 CITADEL BROADCASTING ^XX cs 17285T106 0 41 SH SOLE 41 0 0 CITIGROUP INC NEW cs 172967424 134 2787 SH SOLE 2587 0 200 CITRIX SYSTEMS INC cs 177376100 45 750 SH SOLE 400 0 350 COACH INC cs 189754104 37 650 SH SOLE 650 0 0 COHEN & STEERS cs 19248A109 464 24550 SH SOLE 24100 0 450 COHEN & STEERS TOTAL cs 19247R103 41 3000 SH SOLE 3000 0 0 COLGATE-PALMOLIVE CO cs 194162103 458 8000 SH SOLE 0 0 8000 COMMERCE ENERGY GROUP cs 20061Q106 0 8000 SH SOLE 0 0 8000 COMSTOCK MINING INC cs 205750102 0 100 SH SOLE 100 0 0 CONMED CORP cs 207410101 12 385 SH SOLE 385 0 0 CONOCOPHILLIPS cs 20825C104 3803 62867 SH SOLE 53229 0 9638 CONSOLIDATED EDISON INC cs 209115104 3432 58857 SH SOLE 55127 0 3730 CONSTANT CONTACT INC cs 210313102 6 400 SH SOLE 400 0 0 CORNING INC cs 219350105 1996 140239 SH SOLE 131989 0 8250 COSTCO WHSL CORP NEW cs 22160K105 35 318 SH SOLE 318 0 0 COVIDIEN PLC NEW F cs G2554F113 2 38 SH SOLE 8 0 30 CRAFT BREW ALLIANCE cs 224122101 2 200 SH SOLE 0 0 200 CRYSTALLEX INTL CORP XXX cs 22942F101 0 1590 SH SOLE 1590 0 0 DASSAULT SYSTEMS SA ADRF cs 237545108 18 150 SH SOLE 150 0 0 DAVITA HEALTHCARE PTNR cs 23918K108 121 1000 SH SOLE 1000 0 0 DEERE & CO cs 244199105 12 152 SH SOLE 152 0 0 DISNEY WALT CO cs 254687106 89 1406 SH SOLE 1401 0 5 DNP SELECT INCOME FUND cs 23325P104 803 81750 SH SOLE 78750 0 3000 DOMINION RES INC VA NEW cs 25746U109 1708 30059 SH SOLE 28409 0 1650 DOW 30 PREM & DIV INCM cs 260582101 51 3467 SH SOLE 2967 0 500 DR REDDYS LABS ADR F cs 256135203 26 700 SH SOLE 700 0 0 DREAM MARKETING INC cs 261990352 0 10 SH SOLE 10 0 0 DREAMWORKS ANIMATION INC cs 26153C103 3 100 SH SOLE 100 0 0 DU PONT E I DE NEMOUR&CO cs 263534109 92 1751 SH SOLE 0 0 1751 DUKE ENERGY CORP NEW cs 26441C204 14 200 SH SOLE 200 0 0 E M C CORP MASS cs 268648102 125 5275 SH SOLE 5275 0 0 EAGLE BROADBAND INC NXXX cs 269437208 0 22 SH SOLE 0 0 22 EASTMAN KODAK COMPANY cs 277461109 0 106 SH SOLE 106 0 0 EATON CORP PLC F cs G29183103 6020 91477 SH SOLE 85527 0 5950 EATON VANCE LTD DURATION cs 27828H105 256 16050 SH SOLE 13150 0 2900 EATON VANCE TAX ADV DIV cs 27828G107 4 200 SH SOLE 0 0 200 EBAY INC cs 278642103 52 1000 SH SOLE 1000 0 0 ECA MARCELLUS TR I cs 26827L109 14 1500 SH SOLE 1500 0 0 EDISON INTERNATIONAL cs 281020107 325 6741 SH SOLE 6741 0 0 EDWARDS LIFESCIENCES CP cs 28176E112 7 100 SH SOLE 100 0 0 ELAN CORP PLC SPON ADR F cs 284131208 6 400 SH SOLE 0 0 400 ELDORADO GOLD CORP NEW F cs 284902103 3 425 SH SOLE 425 0 0 EMERSON ELECTRIC CO cs 291011104 5 100 SH SOLE 100 0 0 EMULEX CORP NEW cs 292475209 7 1000 SH SOLE 1000 0 0 ENERSIS S A ADR F cs 29274F104 39 2400 SH SOLE 2400 0 0 ENPRO INDUSTRIES INC cs 29355X107 41 800 SH SOLE 800 0 0 ENTERGY CORP NEW cs 29364G103 21 300 SH SOLE 300 0 0 EQUINIX INC NEW cs 29444U502 5 28 SH SOLE 28 0 0 ERICSSON AMERICAN ADR F cs 294821608 108 9600 SH SOLE 0 0 9600 EXELON CORPORATION cs 30161N101 20 650 SH SOLE 650 0 0 EXPRESS SCRIPTS HLDG CO cs 30219G108 111 1800 SH SOLE 1800 0 0 EXXON MOBIL CORPORATION cs 30231G102 11176 123701 SH SOLE 92803 0 30898 FACEBOOK INC CLASS A cs 30303M102 1000 40205 SH SOLE 37130 0 3075 FANNIE MAE cs 313586109 2 1500 SH SOLE 1500 0 0 FASTENAL CO cs 311900104 1 25 SH SOLE 25 0 0 FIRST PACTRUST BANCORP cs 33589V101 24 1800 SH SOLE 1800 0 0 FIRST SOLAR INC cs 336433107 13 300 SH SOLE 300 0 0 FIRST TR ISE EXCH TRD FD cs 33736M103 3 80 SH SOLE 80 0 0 FIRST TR SPECIALTY FD cs 33733G109 700 83879 SH SOLE 82379 0 1500 FIRST TRUST GLOBAL cs 33736G106 3 300 SH SOLE 300 0 0 FIRST TRUST SENIOR cs 33733U108 53 3500 SH SOLE 3500 0 0 FLUOR CORPORATION NEW cs 343412102 101 1711 SH SOLE 1711 0 0 FORD MOTOR COMPANY NEW cs 345370860 91 5877 SH SOLE 5377 0 500 FRANKLIN RESOURCES INC cs 354613101 735 5400 SH SOLE 0 0 5400 FREDDIE MAC VOTING SHS cs 313400301 2 1500 SH SOLE 1500 0 0 FREEPORT MCMORAN COPPER cs 35671D857 3198 115844 SH SOLE 110394 0 5450 FRONTIER COMMUNICATIONS cs 35906A108 11 2714 SH SOLE 1534 0 1180 GALENA BIOPHARMA INC cs 363256108 1 475 SH SOLE 0 0 475 GAMCO GLOBAL GLD NATURAL cs 36465A109 3518 360451 SH SOLE 335151 0 25300 GAP INC cs 364760108 6 150 SH SOLE 150 0 0 GENCO SHIPPING & TRDG F cs Y2685T107 2 931 SH SOLE 931 0 0 GENERAL DYNAMICS CORP cs 369550108 8 101 SH SOLE 101 0 0 GENERAL ELECTRIC COMPANY cs 369604103 3918 168964 SH SOLE 156089 0 12875 GENERAL MILLS INC cs 370334104 67 1379 SH SOLE 1379 0 0 GENERAL MOTORS CO cs 37045V100 3 98 SH SOLE 98 0 0 GENVEC INC NEW cs 37246C307 0 100 SH SOLE 100 0 0 GERON CORP cs 374163103 0 300 SH SOLE 300 0 0 GIGAMON INC cs 37518B102 8 300 SH SOLE 300 0 0 GLAXOSMITHKLINE PLC ADRF cs 37733W105 37 737 SH SOLE 737 0 0 GLOBAL NETWORKS CORP cs 379382104 0 5 SH SOLE 5 0 0 GLOBAL X ETF cs 37950E549 37 1721 SH SOLE 1721 0 0 GOLD FIELDS LTD NEW ADRF cs 38059T106 13 2500 SH SOLE 0 0 2500 GOLDMAN SACHS GROUP INC cs 38141G104 160 1056 SH SOLE 256 0 800 GOOGLE INC CLASS A cs 38259P508 156 177 SH SOLE 127 0 50 GRILL CONCEPTS INC NEW cs 398502302 10 30710 SH SOLE 30710 0 0 GRUBB & ELLIS CO NEW XXX cs 400095204 0 14000 SH SOLE 14000 0 0 GUGGENHEIM ETF cs 78355W106 2145 35015 SH SOLE 31692 0 3323 GUGGENHEIM ETF cs 78355W817 6 100 SH SOLE 100 0 0 GUGGENHEIM ETF cs 78355W866 195 2740 SH SOLE 2740 0 0 HAIN CELESTIAL GROUP INC cs 405217100 10 150 SH SOLE 150 0 0 HANOVER INSURANCE GROUP cs 410867105 121 2481 SH SOLE 0 0 2481 HARLEY DAVIDSON INC cs 412822108 11 200 SH SOLE 200 0 0 HASBRO INC cs 418056107 5 107 SH SOLE 107 0 0 HDFC BANK LIMITED ADR F cs 40415F101 18 500 SH SOLE 500 0 0 HEALTHCARE TR OF AMERICA cs 42225P105 25 2255 SH SOLE 2255 0 0 HEALTHCARE TR OF AMERICA cs 42225P402 25 2255 SH SOLE 2255 0 0 HENNES & MAURITZ AB ADRF cs 425883105 3 400 SH SOLE 400 0 0 HEWLETT-PACKARD COMPANY cs 428236103 16 628 SH SOLE 628 0 0 HOME DEPOT INC cs 437076102 841 10858 SH SOLE 1858 0 9000 HORMEL FOODS CORP cs 440452100 12 302 SH SOLE 302 0 0 HSBC HLDGS PLC ADR NEW F cs 404280406 78 1500 SH SOLE 1000 0 500 HUNTINGTON INGALLS INDS cs 446413106 3 50 SH SOLE 50 0 0 IDNA INC XXX cs 45169P106 0 5000 SH SOLE 5000 0 0 INFOSYS LTD SPON ADR F cs 456788108 33 800 SH SOLE 300 0 500 INTEL CORP cs 458140100 463 19122 SH SOLE 19022 0 100 INTERDIGITAL INC cs 45867G101 4 101 SH SOLE 101 0 0 INTERNATIONAL PAPER CO cs 460146103 22 495 SH SOLE 495 0 0 INTL BUSINESS MACHINES cs 459200101 918 4806 SH SOLE 1006 0 3800 INVESCO CALIFORNIA VALUE cs 46132H106 128 10655 SH SOLE 10655 0 0 ISC8 INC cs 450098108 0 12 SH SOLE 12 0 0 ISHARES CORE S&P ETF cs 464287804 10 112 SH SOLE 112 0 0 ISHARES DJ US HOME CONST cs 464288752 4 200 SH SOLE 200 0 0 ISHARES FTSE NAREIT RES cs 464288562 13 254 SH SOLE 254 0 0 ISHARES GOLD TRUST cs 464285105 132 11050 SH SOLE 10650 0 400 ISHARES IBOXX INVESTOP cs 464287242 6 50 SH SOLE 50 0 0 ISHARES MSCI AUS IDX FD cs 464286103 29 1300 SH SOLE 1300 0 0 ISHARES MSCI BRAZIL INDX cs 464286400 7 150 SH SOLE 150 0 0 ISHARES MSCI CDA IDX FD cs 464286509 32 1212 SH SOLE 1212 0 0 ISHARES MSCI EMRG MKT FD cs 464287234 142 3684 SH SOLE 2331 0 1353 ISHARES MSCI ETF cs 46429B408 4 100 SH SOLE 100 0 0 ISHARES MSCI GRMNY IDX cs 464286806 10 400 SH SOLE 400 0 0 ISHARES MSCI HK IDX FD cs 464286871 9 500 SH SOLE 500 0 0 ISHARES MSCI JPN IDX FD cs 464286848 58 5200 SH SOLE 5200 0 0 ISHARES MSCI MEXICO cs 464286822 137 2098 SH SOLE 2098 0 0 ISHARES MSCI SINGAPORE cs 464286673 9 700 SH SOLE 700 0 0 ISHARES RUSSELL INDEX FD cs 464287499 28 213 SH SOLE 213 0 0 ISHARES S&P GLOBAL MATLS cs 464288695 11 213 SH SOLE 213 0 0 ISHARES S&P U S PFD FUND cs 464288687 75 1910 SH SOLE 1910 0 0 ISHARES SILVER TRUST cs 46428Q109 6 300 SH SOLE 300 0 0 ISHARES TR BARCLAYS BOND cs 464288620 13 119 SH SOLE 119 0 0 ISHARES TR BARCLAYS BOND cs 464288638 5861 54415 SH SOLE 49865 0 4550 ISHARES TR BARCLAYS BOND cs 464288646 2880 27420 SH SOLE 25770 0 1650 ISHARES TR BARCLAYS TIPS cs 464287176 1915 17095 SH SOLE 16170 0 925 ISHARES TR DJ US FINL cs 464287788 72 1000 SH SOLE 1000 0 0 ISHARES TR DJ US HLTHCAR cs 464287762 257 2570 SH SOLE 1950 0 620 ISHARES TR DOW JONES RE cs 464287739 2 35 SH SOLE 35 0 0 ISHARES TR HIGH DIVID EQ cs 46429B663 395 5954 SH SOLE 5954 0 0 ISHARES TR MSCI EAFE FD cs 464287465 190 3314 SH SOLE 2914 0 400 ISHARES TR RUSSELL 2000 cs 464287655 776 8000 SH SOLE 0 0 8000 ISHARES TR RUSSELL 3000 cs 464287689 0 1 SH SOLE 0 0 1 ISHARES TR S&P GLOBAL cs 464287325 52 695 SH SOLE 695 0 0 ISHARES TR S&P LATN AMER cs 464287390 169 4584 SH SOLE 4584 0 0 ISHARES TRUST cs 464288513 175 1925 SH SOLE 1825 0 100 ISHARES TRUST BARCLAYS cs 464288588 11 100 SH SOLE 100 0 0 ITAU UNI HOLDING SA ADRF cs 465562106 28 2200 SH SOLE 2200 0 0 JETBLUE AIRWAYS CORP cs 477143101 1 225 SH SOLE 225 0 0 JOHNSON & JOHNSON cs 478160104 7392 86095 SH SOLE 66625 0 19470 JOHNSON CONTROLS INC cs 478366107 3805 106315 SH SOLE 102515 0 3800 JP MORGAN EXCH TRADED NT cs 46625H365 324 6950 SH SOLE 6650 0 300 JPMORGAN CHASE & CO cs 46625H100 155 2942 SH SOLE 2487 0 455 KB HOME cs 48666K109 2 100 SH SOLE 100 0 0 KIMBERLY-CLARK CORP cs 494368103 117 1205 SH SOLE 1205 0 0 KRAFT FOODS GROUP cs 50076Q106 1 11 SH SOLE 11 0 0 LAB CP OF AMER HLDG NEW cs 50540R409 200 2000 SH SOLE 0 0 2000 LAS VEGAS SANDS CORP cs 517834107 5 100 SH SOLE 0 0 100 LEGG MASON INC cs 524901105 2 50 SH SOLE 50 0 0 LENNAR CORP CL A cs 526057104 9 250 SH SOLE 250 0 0 LEVEL 3 COMMUN NEW cs 52729N308 1 33 SH SOLE 33 0 0 LIBERTY STAR URANIUM NEW cs 53123T206 7 616600 SH SOLE 616600 0 0 LIFE TECHNOLOGIES CORP cs 53217V109 7 100 SH SOLE 100 0 0 LIFEVANTAGE CORP cs 53222K106 1 500 SH SOLE 500 0 0 LILLY ELI & COMPANY cs 532457108 59 1200 SH SOLE 1200 0 0 LINKEDIN CORP cs 53578A108 71 400 SH SOLE 400 0 0 LINNCO LLC cs 535782106 56 1500 SH SOLE 1500 0 0 LIVE NATION ENTMT INC cs 538034109 15 987 SH SOLE 987 0 0 LOGITECH INTL S A NEW F cs H50430232 4 500 SH SOLE 0 0 500 LORILLARD INC cs 544147101 3 75 SH SOLE 75 0 0 LULULEMON ATHLETICA INC cs 550021109 567 8650 SH SOLE 7350 0 1300 MAGIC SFTWR ENTERPRISESF cs 559166103 2 385 SH SOLE 385 0 0 MAGNUM HUNTER RESOURCES cs 55973B102 2 513 SH SOLE 513 0 0 MANULIFE FINANCIAL CORPF cs 56501R106 24 1500 SH SOLE 1500 0 0 MARATHON OIL CORP cs 565849106 283 8178 SH SOLE 0 0 8178 MARATHON PETE CORP cs 56585A102 291 4089 SH SOLE 0 0 4089 MARKET VECTORS ETF cs 57060U761 6 300 SH SOLE 300 0 0 MARKET VECTORS ETF cs 57061R791 3634 182778 SH SOLE 169478 0 13300 MARKET VECTORS ETF TRUST cs 57060U100 132 5370 SH SOLE 5370 0 0 MARKET VECTORS ETF TRUST cs 57060U308 8 200 SH SOLE 200 0 0 MARKET VECTORS ETF TRUST cs 57060U407 38 2500 SH SOLE 2500 0 0 MARKET VECTORS ETF TRUST cs 57060U605 9 175 SH SOLE 75 0 100 MARKETO INC cs 57063L107 2 100 SH SOLE 100 0 0 MASCO CORP cs 574599106 68 3500 SH SOLE 3500 0 0 MATSON INC cs 57686G105 8 300 SH SOLE 300 0 0 MC DONALDS CORP cs 580135101 806 8144 SH SOLE 3344 0 4800 MEDTRONIC INC cs 585055106 41 800 SH SOLE 800 0 0 MELTRONIX INC cs 585730104 0 12000 SH SOLE 12000 0 0 MERCK & CO INC NEW cs 58933Y105 1214 26138 SH SOLE 1138 0 25000 MERISEL INC NEW cs 589849306 0 10 SH SOLE 10 0 0 METLIFE INC cs 59156R108 9 200 SH SOLE 200 0 0 MICROSOFT CORP cs 594918104 5477 158555 SH SOLE 138805 0 19750 MICROSTRATEGY INC A NEW cs 594972408 11 125 SH SOLE 125 0 0 MIDDLESEX WATER CO cs 596680108 14 700 SH SOLE 700 0 0 MONDELEZ INTL INC CL A cs 609207105 1 35 SH SOLE 35 0 0 MONSANTO CO NEW DEL cs 61166W101 593 6000 SH SOLE 0 0 6000 MORGAN STANLEY cs 617446448 5 200 SH SOLE 200 0 0 MOSAIC CO NEW cs 61945C103 1191 22143 SH SOLE 20593 0 1550 MOTORS LIQ CO GUC TRUST cs 62010U101 1 25 SH SOLE 25 0 0 NATIONAL FUEL GAS CO cs 636180101 3038 52429 SH SOLE 49629 0 2800 NESTLE S A REG B ADR F cs 641069406 39 600 SH SOLE 600 0 0 NETFLIX INC cs 64110L106 37 175 SH SOLE 175 0 0 NEWMONT MINING CORP cs 651639106 30 1000 SH SOLE 1000 0 0 NEWTEK BUSINESS SERVICE cs 652526104 1 250 SH SOLE 250 0 0 NEXTERA ENERGY INC cs 65339F101 4 48 SH SOLE 48 0 0 NIKE INC CLASS B cs 654106103 18 276 SH SOLE 276 0 0 NOKIA CORP SPON ADR F cs 654902204 3 700 SH SOLE 700 0 0 NORTEL NETWORKS CP NEW F cs 656568508 0 5 SH SOLE 5 0 0 NORTHEAST UTILITIES cs 664397106 84 2004 SH SOLE 2004 0 0 NORTHROP GRUMMAN CORP cs 666807102 25 300 SH SOLE 300 0 0 NOVARTIS A G SPON ADR F cs 66987V109 3 47 SH SOLE 47 0 0 NOVO-NORDISK A-S ADR F cs 670100205 57 367 SH SOLE 367 0 0 NRG ENERGY INC NEW cs 629377508 54 2004 SH SOLE 4 0 2000 NUANCE COMMUN INC cs 67020Y100 2 100 SH SOLE 0 0 100 NUCOR CORP cs 670346105 210 4850 SH SOLE 4850 0 0 NUVEEN AMT FREE MUNI INC cs 670657105 32 2500 SH SOLE 2500 0 0 NUVEEN CA AMT FREE MUNI cs 670651108 1057 78331 SH SOLE 75631 0 2700 NUVEEN CA DIV ADV MUN FD cs 67066Y105 616 45050 SH SOLE 42800 0 2250 NUVEEN CA QLTY INCM MUN cs 670985100 60 3904 SH SOLE 3904 0 0 NUVEEN CA SELECT TAX FR cs 67063R103 72 5000 SH SOLE 5000 0 0 NUVEEN CALIF MUNI MARKET cs 67062U107 45 3000 SH SOLE 3000 0 0 NUVEEN EQTY PREM INC FD cs 6706ER101 550 43721 SH SOLE 41221 0 2500 NUVEEN EQTY PREM OPTY FD cs 6706EM102 315 25522 SH SOLE 23022 0 2500 NUVEEN FLTG RATE INCM FD cs 67072T108 116 9216 SH SOLE 9216 0 0 NUVEEN INVT QLTY MUN FD cs 67062E107 57 4000 SH SOLE 4000 0 0 NUVEEN MA DIV AD MUNI FD cs 67069P101 18 1200 SH SOLE 600 0 600 NUVEEN MASS PRE INCM MUN cs 67061E108 17 1200 SH SOLE 600 0 600 NUVEEN MUNI ADVTG FUND cs 67062H106 40 3000 SH SOLE 0 0 3000 NUVEEN MUNI MKT OPPTY FD cs 67062W103 91 7000 SH SOLE 3000 0 4000 NUVEEN QLTY INCM MUNI FD cs 670977107 95 7032 SH SOLE 4032 0 3000 NUVEEN QUALITY MUNI FD cs 67062N103 4 300 SH SOLE 300 0 0 NUVEEN SELCT QLTY MUN FD cs 670973106 68 5000 SH SOLE 5000 0 0 NUVERRA ENVIRONMENTAL cs 67091K104 1 500 SH SOLE 500 0 0 OCCIDENTAL PETE CORP cs 674599105 2996 33576 SH SOLE 31676 0 1900 OPKO HEALTH INC cs 68375N103 10 1400 SH SOLE 1400 0 0 ORACLE CORPORATION cs 68389X105 65 2111 SH SOLE 2111 0 0 ORANGE COUNTY BUS BANK cs 684193105 15 2200 SH SOLE 2200 0 0 P G & E CORP cs 69331C108 25 550 SH SOLE 550 0 0 P P G INDUSTRIES INC cs 693506107 59 400 SH SOLE 400 0 0 PACTERA TECH INTL ADR F cs 695255109 1 100 SH SOLE 100 0 0 PENTAIR LTD F cs H6169Q108 0 8 SH SOLE 1 0 7 PENTHOUSE INTL INC cs 709640106 0 125000 SH SOLE 125000 0 0 PEPSICO INCORPORATED cs 713448108 33 403 SH SOLE 403 0 0 PETROCHINA CO ADR F cs 71646E104 39 350 SH SOLE 250 0 100 PETROLEO BRASILEIRO ADRF cs 71654V408 7 500 SH SOLE 500 0 0 PFIZER INCORPORATED cs 717081103 6779 242032 SH SOLE 212282 0 29750 PHILIP MORRIS INTL INC cs 718172109 168 1940 SH SOLE 1940 0 0 PHILLIPS 66 cs 718546104 224 3794 SH SOLE 350 0 3444 PIMCO CALIF MUN INCM FD cs 72200N106 34 2373 SH SOLE 2373 0 0 PIMCO CORP & INC OPPTY cs 72201B101 118 6050 SH SOLE 5850 0 200 PIMCO EXCH TRADED FUND cs 72201R775 498 4720 SH SOLE 4420 0 300 PIMCO HIGH INCOME FUND cs 722014107 223 19077 SH SOLE 19077 0 0 PINNACLE ENTERTAINMENT cs 723456109 0 8 SH SOLE 8 0 0 PINNACLE WEST CAPITAL CP cs 723484101 28 500 SH SOLE 500 0 0 PNM RESOURCES INC cs 69349H107 17 750 SH SOLE 0 0 750 POTASH CORP SASK INC F cs 73755L107 69 1800 SH SOLE 1800 0 0 POWERLINX INC NEW cs 73933F204 0 10 SH SOLE 10 0 0 POWERSHS DB COMMDTY INDX cs 73935S105 754 30000 SH SOLE 0 0 30000 POWERSHS DB US DOLLAR TR cs 73936D107 11 500 SH SOLE 500 0 0 POWERSHS EXCH TRAD FD TR cs 73935X500 5 900 SH SOLE 500 0 400 POWERSHS EXCH TRAD FD TR cs 73935X575 12 525 SH SOLE 525 0 0 POWERSHS EXCH TRAD FD TR cs 73935X856 3 100 SH SOLE 100 0 0 POWERSHS EXCH TRAD FD TR cs 73936T441 106 4466 SH SOLE 4457 0 9 POWERSHS EXCH TRAD FD TR cs 73936T565 42 2960 SH SOLE 2960 0 0 POWERSHS EXCH TRAD FD TR cs 73936T615 34 3500 SH SOLE 3500 0 0 POWERSHS QQQ TRUST SER 1 cs 73935A104 347 4868 SH SOLE 4868 0 0 POWERWAVE TECH INC NEW cs 739363307 0 13 SH SOLE 13 0 0 PREMIER LASER SYS A NXXX cs 740522107 0 500 SH SOLE 500 0 0 PRICESMART INC cs 741511109 18 200 SH SOLE 200 0 0 PROCTER & GAMBLE cs 742718109 2534 32908 SH SOLE 28151 0 4757 PROSHARES SHORT ETF cs 74347X849 6 200 SH SOLE 200 0 0 PROSHARES SHORT S&P 500 cs 74347R503 2301 77500 SH SOLE 72350 0 5150 PROTHENA CORP PLC F cs G72800108 0 9 SH SOLE 0 0 9 PRUDENTIAL FINANCIAL INC cs 744320102 3 40 SH SOLE 40 0 0 PUB SVC ENT GROUP INC cs 744573106 333 10200 SH SOLE 200 0 10000 QUALCOMM INC cs 747525103 5245 85859 SH SOLE 79964 0 5895 QUIKSILVER INC cs 74838C106 3 440 SH SOLE 440 0 0 RACKSPACE HOSTING INC cs 750086100 30 800 SH SOLE 400 0 400 RAMBUS INC DEL cs 750917106 6 700 SH SOLE 700 0 0 RAYTHEON COMPANY NEW cs 755111507 17 253 SH SOLE 253 0 0 REDHAT INC cs 756577102 0 5 SH SOLE 0 0 5 RESEARCH IN MOTION LTD F cs 760975102 4 400 SH SOLE 400 0 0 ROCHE HLDG LTD SPON ADRF cs 771195104 31 500 SH SOLE 500 0 0 ROSS STORES INC cs 778296103 13 200 SH SOLE 200 0 0 ROYAL DUTCH SHELL A ADRF cs 780259206 143 2244 SH SOLE 244 0 2000 ROYCE VALUE TRUST INC cs 780910105 45 3000 SH SOLE 3000 0 0 S G I INTERNATIONAL NXXX cs 784185209 0 100 SH SOLE 100 0 0 S P D R S&P 500 ETF TR cs 78462F103 1063 6627 SH SOLE 5977 0 650 SANDISK CORP cs 80004C101 6 100 SH SOLE 100 0 0 SASOL LIMITED SPON ADR F cs 803866300 48 1100 SH SOLE 900 0 200 SCH ST US TRSR ETF cs 808524862 0 6 SH SOLE 6 0 0 SCH US AGG BND ETF cs 808524839 133 2634 SH SOLE 2434 0 200 SCH US DIV EQUITY ETF cs 808524797 2259 69097 SH SOLE 62877 0 6220 SCH US MID-CAP ETF cs 808524508 0 1 SH SOLE 1 0 0 SCH US REIT ETF cs 808524847 1097 34187 SH SOLE 31490 0 2697 SCH US TIPS ETF cs 808524870 22 410 SH SOLE 410 0 0 SCHLUMBERGER LTD F cs 806857108 21 300 SH SOLE 300 0 0 SCHW EMG MKT EQ ETF cs 808524706 440 18853 SH SOLE 17578 0 1275 SCHW INTL EQ ETF cs 808524805 2339 85850 SH SOLE 79223 0 6627 SCHW INTL SCAP ETF cs 808524888 14 500 SH SOLE 500 0 0 SCHW US BRD MKT ETF cs 808524102 4328 111228 SH SOLE 100836 0 10392 SCHW US LCAP ETF cs 808524201 87 2279 SH SOLE 2279 0 0 SCHW US LCAP GRO ETF cs 808524300 1 16 SH SOLE 16 0 0 SCHW US LCAP VAL ETF cs 808524409 1 16 SH SOLE 16 0 0 SCHW US SCAP ETF cs 808524607 2059 46805 SH SOLE 42185 0 4620 SEADRILL LTD F cs G7945E105 71 1735 SH SOLE 1735 0 0 SEAGATE TECHNOLOGY PLC F cs G7945M107 13 300 SH SOLE 300 0 0 SECTOR SPDR CONSUMER FD cs 81369Y407 87 1535 SH SOLE 1535 0 0 SECTOR SPDR ENGY SELECT cs 81369Y506 133 1700 SH SOLE 1400 0 300 SECTOR SPDR FINCL SELECT cs 81369Y605 69 3542 SH SOLE 3542 0 0 SECTOR SPDR HEALTH FUND cs 81369Y209 74 1550 SH SOLE 1450 0 100 SECTOR SPDR INDL SELECT cs 81369Y704 166 3900 SH SOLE 3250 0 650 SECTOR SPDR MATERIALS FD cs 81369Y100 75 1953 SH SOLE 1953 0 0 SECTOR SPDR TECH SELECT cs 81369Y803 6 200 SH SOLE 200 0 0 SECTOR SPDR TR CON STPLS cs 81369Y308 245 6180 SH SOLE 5050 0 1130 SECTOR SPDR UTIL SELECT cs 81369Y886 128 3400 SH SOLE 3200 0 200 SEMPRA ENERGY cs 816851109 179 2187 SH SOLE 2187 0 0 SHL TELEMEDICINE ORD F cs M84047105 6 700 SH SOLE 0 0 700 SIEMENS A G ADR F cs 826197501 2994 29550 SH SOLE 28175 0 1375 SINA CORPORATION F cs G81477104 6 100 SH SOLE 100 0 0 SINOVAC BIOTECH LTD F cs P8696W104 1 300 SH SOLE 300 0 0 SIRIUS XM RADIO INC cs 82967N108 22 6550 SH SOLE 6550 0 0 SONY CORP ADR NEW F cs 835699307 2 100 SH SOLE 100 0 0 SOUTHERN COPPER CORP cs 84265V105 77 2778 SH SOLE 2677 0 101 SOUTHWEST AIRLINES CO cs 844741108 3 200 SH SOLE 200 0 0 SOUTHWEST GAS CORP COM cs 844895102 63 1337 SH SOLE 1337 0 0 SPDR BARCLAYS ETF cs 78464A664 34 525 SH SOLE 525 0 0 SPDR DOW JONES INDL AVG cs 78467X109 191 1288 SH SOLE 1288 0 0 SPDR GOLD TRUST cs 78463V107 147 1230 SH SOLE 1230 0 0 SPDR S&P CHINA ETF cs 78463X400 19 300 SH SOLE 300 0 0 SPDR S&P DIVIDEND ETF cs 78464A763 44 660 SH SOLE 0 0 660 SPDR S&P EMERGING MKTS cs 78463X533 10 250 SH SOLE 250 0 0 SPRINT NEXTEL CORP cs 852061100 0 2 SH SOLE 2 0 0 STARBUCKS CORP cs 855244109 2907 44370 SH SOLE 40770 0 3600 STARWOOD HTLS & RSTS NEW cs 85590A401 5 80 SH SOLE 0 0 80 STEELCASE INC CL A cs 858155203 73 5000 SH SOLE 5000 0 0 STRATEGIC RESOURCES LTD cs 862773108 0 5500 SH SOLE 5500 0 0 SUN LIFE FINANCIAL INC F cs 866796105 30 1000 SH SOLE 1000 0 0 SUPERVALU INC cs 868536103 1 85 SH SOLE 85 0 0 SYSCO CORPORATION cs 871829107 273 8000 SH SOLE 0 0 8000 T H Q INC NEW cs 872443601 0 2 SH SOLE 0 0 2 T J X COS INC cs 872540109 5 100 SH SOLE 100 0 0 TAKE TWO INTERACTV SFTWR cs 874054109 0 30 SH SOLE 30 0 0 TARGET CORPORATION cs 87612E110 15 225 SH SOLE 225 0 0 TASER INTERNATIONAL INC cs 87651B104 13 1500 SH SOLE 1500 0 0 TE CONNECTIVITY LTD F cs H84989104 2 38 SH SOLE 8 0 30 TEEKAY TANKERS LTD CL AF cs Y8565N102 2 608 SH SOLE 608 0 0 TESLA MOTORS INC cs 88160R101 15 140 SH SOLE 100 0 40 TEVA PHARM INDS LTD ADRF cs 881624209 2618 66780 SH SOLE 56230 0 10550 THE CHARLES SCHWAB CORP cs 808513105 2 100 SH SOLE 100 0 0 THE SOUTHERN COMPANY cs 842587107 22 500 SH SOLE 200 0 300 TIBCO SOFTWARE INC cs 88632Q103 1057 49400 SH SOLE 46450 0 2950 TIME WARNER CABLE cs 88732J207 0 1 SH SOLE 0 0 1 TIME WARNER INC NEW cs 887317303 0 6 SH SOLE 0 0 6 TORONTO DOMINION BANK F cs 891160509 1751 21790 SH SOLE 20290 0 1500 TOTAL S A ADR F cs 89151E113 6 125 SH SOLE 125 0 0 TRANSOCEAN INC NEW F cs H8817H100 5 102 SH SOLE 102 0 0 TYCO INTL LTD NEW F cs H89128104 1 38 SH SOLE 8 0 30 U S BANCORP DEL NEW cs 902973304 94 2589 SH SOLE 2589 0 0 UNILEVER PLC ADR NEW F cs 904767704 3 80 SH SOLE 80 0 0 UNISYS CORP NEW cs 909214306 0 1 SH SOLE 1 0 0 UNITED STATES STEEL CORP cs 912909108 4 250 SH SOLE 250 0 0 UNITED STS 12 MO OIL FD cs 91288V103 20 500 SH SOLE 500 0 0 UNITED TECHNOLOGIES CORP cs 913017109 37 401 SH SOLE 401 0 0 USA URANIUM CORP XXX cs 91154T109 0 400000 SH SOLE 0 0 400000 VALE SA ADR F cs 91912E109 36 2700 SH SOLE 1200 0 1500 VALEANT PHARMA INTL F cs 91911K102 9 100 SH SOLE 100 0 0 VANGUARD BOND INDEX FUND cs 921937835 3234 39987 SH SOLE 34962 0 5025 VANGUARD FTSE EMERGING cs 922042858 3298 85000 SH SOLE 79100 0 5900 VANGUARD GROWTH cs 922908736 63 800 SH SOLE 800 0 0 VANGUARD INTL EQTY INDEX cs 922042775 62 1401 SH SOLE 1401 0 0 VANGUARD MID CAP cs 922908629 190 2000 SH SOLE 2000 0 0 VANGUARD REIT cs 922908553 37 534 SH SOLE 534 0 0 VANGUARD SMALL CAP cs 922908751 47 500 SH SOLE 500 0 0 VANGUARD TOTAL STOCK MKT cs 922908769 483 5843 SH SOLE 5415 0 428 VERISIGN INC cs 92343E106 0 8 SH SOLE 0 0 8 VERIZON COMMUNICATIONS cs 92343V104 1188 23599 SH SOLE 14225 0 9374 VISA INC CL A cs 92826C839 18 100 SH SOLE 0 0 100 VIVUS INC cs 928551100 1 100 SH SOLE 100 0 0 VODAFONE GROUP NEW ADR F cs 92857W209 247 8596 SH SOLE 8596 0 0 W P P PLC ADR NEW F cs 92937A102 2 22 SH SOLE 22 0 0 WAL-MART STORES INC cs 931142103 40 531 SH SOLE 531 0 0 WASTE MANAGEMENT INC DEL cs 94106L109 105 2600 SH SOLE 2600 0 0 WEATHERFORD INTL LTD F cs H27013103 4 300 SH SOLE 300 0 0 WELLS FARGO & CO NEW cs 949746101 3065 74262 SH SOLE 70037 0 4225 WESTERN ASSET HIGH INCM cs 95766K109 2 325 SH SOLE 325 0 0 WEYERHAEUSER CO cs 962166104 35 1221 SH SOLE 1221 0 0 WHOLE FOODS MARKET INC cs 966837106 42 822 SH SOLE 822 0 0 WILLIAMS COMPANIES cs 969457100 198 6100 SH SOLE 100 0 6000 WINDSTREAM CORPORATION cs 97381W104 6 804 SH SOLE 804 0 0 WPX ENERGY INC cs 98212B103 39 2033 SH SOLE 2033 0 0 XCEL ENERGY INC cs 98389B100 113 4000 SH SOLE 0 0 4000 XPO LOGISTICS INC cs 983793100 2 100 SH SOLE 100 0 0 YUM BRANDS INC cs 988498101 164 2368 SH SOLE 2368 0 0 ZILLOW INC CL A cs 98954A107 6 100 SH SOLE 100 0 0 ZOETIS INC cs 98978V103 2 77 SH SOLE 77 0 0 ZYNGA INC cs 98986T108 1 200 SH SOLE 100 0 100 ALLIANCE RES PARTNERS LP oa 01877R108 14 200 SH SOLE 200 0 0 ALON USA PARTNERS LP oa 02052T109 8 350 SH SOLE 350 0 0 AMERICAN CAPITAL AGENCY oa 02503X105 27 1170 SH SOLE 1170 0 0 AMERIGAS PARTNERS LP oa 030975106 49 1000 SH SOLE 1000 0 0 ANNALY CAPITAL MGMT oa 035710409 158 12600 SH SOLE 12150 0 450 BLACKSTONE GROUP LP oa 09253U108 4 200 SH SOLE 200 0 0 CALUMET SPECIALTY PROD oa 131476103 36 1000 SH SOLE 1000 0 0 COLUMBIA PROPERTY TRUST oa 001554019 16 2502 SH SOLE 2502 0 0 CVR PARTNERS oa 126633106 23 1000 SH SOLE 1000 0 0 DIGITAL REALTY TRUST INC oa 253868103 2 40 SH SOLE 40 0 0 DUKE REALTY CORP oa 264411505 44 2800 SH SOLE 2500 0 300 ENBRIDGE ENERGY PTNRS LP oa 29250R106 7 240 SH SOLE 126 0 114 ENERGY TRANSFER PARTNERS oa 29273R109 112 2208 SH SOLE 2208 0 0 ENTERPRISE PRD PRTNRS LP oa 293792107 1523 24501 SH SOLE 24501 0 0 EQUITY RESIDENTIAL oa 29476L107 9 150 SH SOLE 150 0 0 H C P INC oa 40414L109 4 90 SH SOLE 0 0 90 KINDER MORGAN ENERGY LP oa 494550106 231 2700 SH SOLE 2675 0 25 MFA FINANCIAL INC oa 55272X102 8 1000 SH SOLE 1000 0 0 ONEOK PARTNERS LP oa 68268N103 99 1999 SH SOLE 1999 0 0 PEBBLEBROOK HOTEL TRUST oa 70509V100 2 75 SH SOLE 0 0 75 PIONEER SW ENGY PTNRS LP oa 72388B106 10 300 SH SOLE 300 0 0 PLUM CREEK TIMBER CO oa 729251108 12 260 SH SOLE 260 0 0 RAYONIER INC oa 754907103 2049 37000 SH SOLE 34750 0 2250 REALTY INCOME CORP oa 756109104 2170 51775 SH SOLE 49725 0 2050 UMH PROPERTIES INC oa 903002103 31 3000 SH SOLE 3000 0 0 VORNADO REALTY TRUST oa 929042109 21 249 SH SOLE 249 0 0 WESTERN GAS PARTNERS L P oa 958254104 6 100 SH SOLE 100 0 0 AB SVENSK EXPORT 2022F ps 870297603 2 200 SH SOLE 200 0 0 AMERICAN CAPITAL 8% PFD ps 02503X204 108 4250 SH SOLE 4250 0 0 BB&T CORP 5.625% PFD ps 054937404 24 1000 SH SOLE 1000 0 0 CIA DE BEBIDAS PFD ADR F ps 20441W203 2 50 SH SOLE 0 0 50 COUNTRYWIDE NEW 7.00%66 ps 222388209 50 2000 SH SOLE 2000 0 0 CYS INVTS 7.75%SER A PFD ps 12673A207 24 1000 SH SOLE 1000 0 0 DYNEX CAPITAL 8.5% PFD ps 26817Q704 46 1750 SH SOLE 1750 0 0 GOLDMAN SACHS 2037 ps 38144L852 0 8 SH SOLE 8 0 0 HATTERAS FINL 7.62% PFD ps 41902R400 24 1000 SH SOLE 1000 0 0 HSBC HOLDINGS 8.125% F ps 404280703 10 400 SH SOLE 400 0 0 JPMORGAN CHASE 8.625%PFD ps 46625H621 454 17875 SH SOLE 16725 0 1150 LEHMAN BR HLDG 6.3750%52 ps 52519Y209 0 900 SH SOLE 900 0 0 M L CAP TRUST 7.28% PFD ps 59021K205 3 100 SH SOLE 100 0 0 MAGNUM HUNTER RES 8% PFD ps 55973B300 40 900 SH SOLE 900 0 0 MORGAN STNLY CAP 5.75%33 ps 617466206 12 500 SH SOLE 500 0 0 PRUDENTIAL FIN 5.75%52 ps 744320607 12 500 SH SOLE 500 0 0 PUT TIME WARNER INC pt 004323759 0 5 SH Put SOLE 5 0 0 PUT JABIL CIRCUIT INC pt 004823069 3 60 SH Put SOLE 60 0 0 MAGNUM HUNTER RES 13WTS wt 55973G119 0 44 SH SOLE 44 0 0