VP, CIO, Director

0001085146-22-001902.txt : 20220510 0001085146-22-001902.hdr.sgml : 20220510 20220509183958 ACCESSION NUMBER: 0001085146-22-001902 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220510 DATE AS OF CHANGE: 20220509 EFFECTIVENESS DATE: 20220510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 22906647 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001425165 XXXXXXXX 03-31-2022 03-31-2022 false Apriem Advisors

19200 VON KARMAN AVE #1050 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin C. Lau VP, CIO, Director 949-253-8888 /s/ Benjamin C. Lau IRVINE CA 05-09-2022 0 152 681644 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 11395 76538 SH SOLE 67372 0 9166 ABBOTT LABS COM 002824100 420 3552 SH SOLE 3552 0 0 ABBVIE INC COM 00287Y109 2292 14136 SH SOLE 12961 0 1175 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 173 51100 SH SOLE 51100 0 0 ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 00326A104 204 11000 SH SOLE 5000 0 6000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 498 1478 SH SOLE 1478 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2230 20399 SH SOLE 19825 0 574 AGNICO EAGLE MINES LTD COM 008474108 919 15000 SH SOLE 0 0 15000 ALPHABET INC CAP STK CL A 02079K305 20677 7434 SH SOLE 6787 0 647 ALPHABET INC CAP STK CL C 02079K107 1357 486 SH SOLE 261 0 225 ALTAIR ENGR INC COM CL A 021369103 964 14965 SH SOLE 14965 0 0 AMAZON COM INC COM 023135106 15853 4863 SH SOLE 4076 0 787 AMERICAN TOWER CORP NEW COM 03027X100 19268 76699 SH SOLE 71740 0 4959 AMGEN INC COM 031162100 649 2685 SH SOLE 2685 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 91 12900 SH SOLE 12900 0 0 APPLE INC COM 037833100 47816 273843 SH SOLE 255840 0 18003 AT&T INC COM 00206R102 1721 72810 SH SOLE 21810 0 51000 AUTOMATIC DATA PROCESSING IN COM 053015103 19250 84602 SH SOLE 77141 0 7461 BERKSHIRE HATHAWAY INC DEL CL A 084670108 529 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4429 12550 SH SOLE 9546 0 3004 BIOGEN INC COM 09062X103 444 2107 SH SOLE 2011 0 96 BK OF AMERICA CORP COM 060505104 1209 29337 SH SOLE 27936 0 1401 BLACKROCK FLOATING RATE INCO COM 09255X100 1136 87230 SH SOLE 84530 0 2700 BLACKSTONE INC COM 09260D107 214 1682 SH SOLE 1564 0 118 BOEING CO COM 097023105 2929 15296 SH SOLE 15296 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 404 5525 SH SOLE 5525 0 0 BROADCOM INC COM 11135F101 497 790 SH SOLE 790 0 0 CASTOR MARITIME INC SHS NEW Y1146L125 18 10000 SH SOLE 10000 0 0 CELSIUS HLDGS INC COM NEW 15118V207 279 5048 SH SOLE 5048 0 0 CHEVRON CORP NEW COM 166764100 1174 7208 SH SOLE 7208 0 0 CINTAS CORP COM 172908105 21620 50824 SH SOLE 49242 0 1582 CISCO SYS INC COM 17275R102 1598 28655 SH SOLE 17805 0 10850 CITIGROUP INC COM NEW 172967424 230 4315 SH SOLE 4315 0 0 CLOROX CO DEL COM 189054109 367 2642 SH SOLE 2642 0 0 COMMERCE BANCSHARES INC COM 200525103 237 3307 SH SOLE 3307 0 0 CONSOLIDATED EDISON INC COM 209115104 2223 23475 SH SOLE 12525 0 10950 COSTCO WHSL CORP NEW COM 22160K105 1435 2492 SH SOLE 2492 0 0 CVB FINL CORP COM 126600105 708 30500 SH SOLE 30500 0 0 DISNEY WALT CO COM 254687106 1195 8714 SH SOLE 8454 0 260 DNP SELECT INCOME FD INC COM 23325P104 206 17400 SH SOLE 14900 0 2500 DOMINION ENERGY INC COM 25746U109 496 5842 SH SOLE 5842 0 0 DOORDASH INC CL A 25809K105 438 3735 SH SOLE 3735 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 224 15420 SH SOLE 15420 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 597 35610 SH SOLE 32410 0 3200 DRAFTKINGS INC COM CL A 26142R104 212 10903 SH SOLE 10903 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 385 3450 SH SOLE 3450 0 0 EATON CORP PLC SHS G29183103 1554 10240 SH SOLE 9140 0 1100 EATON VANCE LTD DURATION INC COM 27828H105 973 83153 SH SOLE 80253 0 2900 EMERSON ELEC CO COM 291011104 553 5636 SH SOLE 5636 0 0 ENETI INC COM Y2294C107 146 23000 SH SOLE 23000 0 0 EXXON MOBIL CORP COM 30231G102 8824 106836 SH SOLE 106836 0 0 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 283 2300 SH SOLE 2300 0 0 FIRST FNDTN INC COM 32026V104 486 20000 SH SOLE 20000 0 0 FIRST TR SR FLTG RATE INCOME COM 33733U108 344 27400 SH SOLE 27400 0 0 FORD MTR CO DEL COM 345370860 612 36212 SH SOLE 26212 0 10000 GENERAL ELECTRIC CO COM NEW 369604301 259 2832 SH SOLE 2820 0 12 GENERAL MLS INC COM 370334104 295 4358 SH SOLE 4358 0 0 GENERAL MTRS CO COM 37045V100 203 4644 SH SOLE 4644 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 270 818 SH SOLE 818 0 0 HANESBRANDS INC COM 410345102 155 10396 SH SOLE 10396 0 0 HOME DEPOT INC COM 437076102 615 2055 SH SOLE 1855 0 200 HONEYWELL INTL INC COM 438516106 795 4085 SH SOLE 4085 0 0 INTEL CORP COM 458140100 18199 367221 SH SOLE 333881 0 33340 INTERNATIONAL BUSINESS MACHS COM 459200101 271 2082 SH SOLE 2082 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 716 27750 SH SOLE 21500 0 6250 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 244 3630 SH SOLE 3630 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 2068 7152 SH SOLE 152 0 7000 INVESCO QQQ TR UNIT SER 1 46090E103 4796 13230 SH SOLE 6212 0 7018 IRON MTN INC NEW COM 46284V101 205 3700 SH SOLE 3700 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 5137 83600 SH SOLE 83600 0 0 ISHARES TR ISHARES BIOTECH 464287556 702 5385 SH SOLE 2145 0 3240 ISHARES TR ISHS 5-10YR INVT 464288638 949 17287 SH SOLE 15687 0 1600 ISHARES TR RUS 1000 GRW ETF 464287614 2776 10000 SH SOLE 0 0 10000 ISHARES TR RUSSELL 2000 ETF 464287655 557 2715 SH SOLE 2515 0 200 ISHARES TR US HLTHCARE ETF 464287762 1211 4192 SH SOLE 42 0 4150 JOHNSON & JOHNSON COM 478160104 4732 26701 SH SOLE 18183 0 8518 JPMORGAN CHASE & CO COM 46625H100 8097 59395 SH SOLE 49494 0 9901 KIMBERLY-CLARK CORP COM 494368103 340 2760 SH SOLE 2340 0 420 KINROSS GOLD CORP COM 496902404 1029 175000 SH SOLE 0 0 175000 KLA CORP COM NEW 482480100 5790 15817 SH SOLE 10063 0 5754 LAM RESEARCH CORP COM 512807108 834 1551 SH SOLE 1441 0 110 LOCKHEED MARTIN CORP COM 539830109 13780 31220 SH SOLE 28716 0 2504 LOWES COS INC COM 548661107 5566 27527 SH SOLE 16900 0 10627 LULULEMON ATHLETICA INC COM 550021109 351 960 SH SOLE 960 0 0 MEDTRONIC PLC SHS G5960L103 14492 130617 SH SOLE 119243 0 11374 MERCK & CO INC COM 58933Y105 940 11453 SH SOLE 11113 0 340 META PLATFORMS INC CL A 30303M102 19454 87488 SH SOLE 79229 0 8259 MICRON TECHNOLOGY INC COM 595112103 317 4065 SH SOLE 4065 0 0 MICROSOFT CORP COM 594918104 4827 15657 SH SOLE 8991 0 6666 NANOSTRING TECHNOLOGIES INC COM 63009R109 209 6000 SH SOLE 6000 0 0 NETFLIX INC COM 64110L106 514 1373 SH SOLE 1373 0 0 NORTHROP GRUMMAN CORP COM 666807102 459 1026 SH SOLE 1026 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 922 70270 SH SOLE 67770 0 2500 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 939 69239 SH SOLE 64539 0 4700 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 280 19675 SH SOLE 16675 0 3000 NVIDIA CORPORATION COM 67066G104 1246 4568 SH SOLE 4496 0 72 PALO ALTO NETWORKS INC COM 697435105 624 1003 SH SOLE 868 0 135 PARKER-HANNIFIN CORP COM 701094104 402 1416 SH SOLE 1416 0 0 PAYPAL HLDGS INC COM 70450Y103 279 2414 SH SOLE 2414 0 0 PBF ENERGY INC CL A 69318G106 464 19055 SH SOLE 19055 0 0 PEPSICO INC COM 713448108 643 3839 SH SOLE 3839 0 0 PFIZER INC COM 717081103 3954 76372 SH SOLE 64272 0 12100 PHILLIPS 66 COM 718546104 242 2800 SH SOLE 2800 0 0 PRICE T ROWE GROUP INC COM 74144T108 10873 71916 SH SOLE 61920 0 9996 PROCTER AND GAMBLE CO COM 742718109 1231 8057 SH SOLE 7757 0 300 PROSHARES TR PSHS ULTRA QQQ 74347R206 212 2950 SH SOLE 2950 0 0 QUALCOMM INC COM 747525103 1803 11800 SH SOLE 11500 0 300 RAYTHEON TECHNOLOGIES CORP COM 75513E101 561 5667 SH SOLE 5667 0 0 REGENERON PHARMACEUTICALS COM 75886F107 22446 32138 SH SOLE 30087 0 2051 SALESFORCE COM INC COM 79466L302 308 1450 SH SOLE 1450 0 0 SCHWAB CHARLES CORP COM 808513105 829 9836 SH SOLE 9718 0 118 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 15038 541510 SH SOLE 460988 0 80522 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 54009 1470846 SH SOLE 1370212 0 100634 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 266 4600 SH SOLE 4600 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 32536 643395 SH SOLE 591796 0 51599 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 8048 150733 SH SOLE 143033 0 7700 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4201 53255 SH SOLE 12290 0 40965 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 502 6703 SH SOLE 6155 0 548 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3592 50309 SH SOLE 25947 0 24362 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 80656 1497793 SH SOLE 1406118 0 91675 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 232 4895 SH SOLE 4895 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3558 47780 SH SOLE 750 0 47030 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 444 2792 SH SOLE 2792 0 0 SNAP ON INC COM 833034101 20183 98224 SH SOLE 92018 0 6206 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1543 4450 SH SOLE 450 0 4000 SPDR GOLD TR GOLD SHS 78463V107 320 1770 SH SOLE 1770 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1957 4333 SH SOLE 4333 0 0 SPDR SER TR S&P DIVID ETF 78464A763 211 1649 SH SOLE 815 0 834 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 88 10000 SH SOLE 10000 0 0 STARBUCKS CORP COM 855244109 1477 16240 SH SOLE 15449 0 791 STRYKER CORPORATION COM 863667101 15673 58624 SH SOLE 56831 0 1793 TARGET CORP COM 87612E106 444 2090 SH SOLE 1140 0 950 TESLA INC COM 88160R101 18027 16729 SH SOLE 7635 0 9094 TEXAS INSTRS INC COM 882508104 310 1688 SH SOLE 1688 0 0 UNION PAC CORP COM 907818108 696 2546 SH SOLE 2546 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 2379 62035 SH SOLE 2035 0 60000 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 10439 139749 SH SOLE 116769 0 22980 VANECK ETF TRUST PREFERRED SECURT 92189F429 672 32700 SH SOLE 31900 0 800 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 1650 6116 SH SOLE 6116 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 209 725 SH SOLE 725 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 647 1557 SH SOLE 1557 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 469 2058 SH SOLE 883 0 1175 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 4133 80712 SH SOLE 77212 0 3500 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 206 4000 SH SOLE 4000 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3342 42795 SH SOLE 42395 0 400 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 215 4472 SH SOLE 4472 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 922 18106 SH SOLE 16141 0 1965 VINCO VENTURES INC COM 927330100 32 10000 SH SOLE 10000 0 0 VISA INC COM CL A 92826C839 311 1404 SH SOLE 1224 0 180 WELLS FARGO CO NEW COM 949746101 218 4500 SH SOLE 4500 0 0 YAMANA GOLD INC COM 98462Y100 951 170500 SH SOLE 500 0 170000 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 15441 37324 SH SOLE 34884 0 2440