The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 14,110 | 80,437 | SH | SOLE | 71,258 | 0 | 9,179 | ||
ABBOTT LABS | COM | 002824100 | 404 | 3,422 | SH | SOLE | 3,422 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 1,617 | 14,994 | SH | SOLE | 13,769 | 0 | 1,225 | ||
ABERDEEN ASIA-PACIFIC INCOME | COM | 003009107 | 214 | 51,600 | SH | SOLE | 51,600 | 0 | 0 | ||
ABERDEEN STD GOLD ETF TR | PHYSCL GOLD SHS | 00326A104 | 195 | 11,600 | SH | SOLE | 5,600 | 0 | 6,000 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 464 | 1,449 | SH | SOLE | 1,449 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,848 | 17,962 | SH | SOLE | 17,717 | 0 | 245 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 20,517 | 7,674 | SH | SOLE | 6,993 | 0 | 681 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,183 | 444 | SH | SOLE | 219 | 0 | 225 | ||
ALTAIR ENGR INC | COM CL A | 021369103 | 1,032 | 14,965 | SH | SOLE | 14,965 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 17,342 | 5,279 | SH | SOLE | 4,468 | 0 | 811 | ||
AMGEN INC | COM | 031162100 | 572 | 2,690 | SH | SOLE | 2,690 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 170 | 20,200 | SH | SOLE | 20,200 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 39,264 | 277,481 | SH | SOLE | 258,995 | 0 | 18,486 | ||
AT&T INC | COM | 00206R102 | 2,705 | 100,140 | SH | SOLE | 65,095 | 0 | 35,045 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 17,198 | 86,022 | SH | SOLE | 78,577 | 0 | 7,445 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 411 | 1 | SH | SOLE | 1 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,446 | 12,627 | SH | SOLE | 9,623 | 0 | 3,004 | ||
BEYOND MEAT INC | COM | 08862E109 | 219 | 2,082 | SH | SOLE | 82 | 0 | 2,000 | ||
BIOGEN INC | COM | 09062X103 | 838 | 2,962 | SH | SOLE | 2,741 | 0 | 221 | ||
BIONTECH SE | SPONSORED ADS | 09075V102 | 294 | 1,076 | SH | SOLE | 1,076 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 1,487 | 35,041 | SH | SOLE | 33,540 | 0 | 1,501 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 955 | 71,464 | SH | SOLE | 68,764 | 0 | 2,700 | ||
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 197 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALIF QU | COM | 09254N103 | 199 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 2,998 | 13,630 | SH | SOLE | 13,630 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 353 | 5,971 | SH | SOLE | 5,471 | 0 | 500 | ||
BROADCOM INC | COM | 11135F101 | 407 | 840 | SH | SOLE | 840 | 0 | 0 | ||
CELSIUS HLDGS INC | COM NEW | 15118V207 | 455 | 5,048 | SH | SOLE | 5,048 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 976 | 9,619 | SH | SOLE | 9,417 | 0 | 202 | ||
CINTAS CORP | COM | 172908105 | 20,699 | 54,376 | SH | SOLE | 52,402 | 0 | 1,974 | ||
CISCO SYS INC | COM | 17275R102 | 1,765 | 32,420 | SH | SOLE | 21,570 | 0 | 10,850 | ||
CITIGROUP INC | COM NEW | 172967424 | 408 | 5,810 | SH | SOLE | 5,810 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 534 | 3,226 | SH | SOLE | 3,226 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 230 | 4,120 | SH | SOLE | 4,120 | 0 | 0 | ||
COMMERCE BANCSHARES INC | COM | 200525103 | 219 | 3,150 | SH | SOLE | 3,150 | 0 | 0 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 1,771 | 24,395 | SH | SOLE | 13,445 | 0 | 10,950 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,183 | 2,632 | SH | SOLE | 2,632 | 0 | 0 | ||
CVB FINL CORP | COM | 126600105 | 621 | 30,500 | SH | SOLE | 30,500 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 1,358 | 8,030 | SH | SOLE | 7,790 | 0 | 240 | ||
DNP SELECT INCOME FD INC | COM | 23325P104 | 185 | 17,400 | SH | SOLE | 14,900 | 0 | 2,500 | ||
DOMINION ENERGY INC | COM | 25746U109 | 387 | 5,302 | SH | SOLE | 5,302 | 0 | 0 | ||
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 292 | 16,420 | SH | SOLE | 16,420 | 0 | 0 | ||
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 761 | 38,610 | SH | SOLE | 35,410 | 0 | 3,200 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 314 | 3,220 | SH | SOLE | 3,220 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 1,567 | 10,495 | SH | SOLE | 9,385 | 0 | 1,110 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 1,130 | 85,753 | SH | SOLE | 82,853 | 0 | 2,900 | ||
EMERSON ELEC CO | COM | 291011104 | 493 | 5,235 | SH | SOLE | 5,235 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 5,569 | 94,677 | SH | SOLE | 94,527 | 0 | 150 | ||
FACEBOOK INC | CL A | 30303M102 | 22,808 | 67,202 | SH | SOLE | 59,565 | 0 | 7,637 | ||
FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 | 380 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
FIRST FNDTN INC | COM | 32026V104 | 526 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FIRST TR SR FLTG RATE INCOME | COM | 33733U108 | 282 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 154 | 10,855 | SH | SOLE | 10,855 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM NEW | 369604301 | 266 | 2,581 | SH | SOLE | 2,569 | 0 | 12 | ||
GENERAL MLS INC | COM | 370334104 | 259 | 4,328 | SH | SOLE | 4,328 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 231 | 4,391 | SH | SOLE | 4,391 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 260 | 688 | SH | SOLE | 688 | 0 | 0 | ||
HANESBRANDS INC | COM | 410345102 | 17,530 | 1,021,588 | SH | SOLE | 951,805 | 0 | 69,783 | ||
HOME DEPOT INC | COM | 437076102 | 669 | 2,037 | SH | SOLE | 1,837 | 0 | 200 | ||
HONEYWELL INTL INC | COM | 438516106 | 675 | 3,181 | SH | SOLE | 3,181 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 18,822 | 353,266 | SH | SOLE | 319,991 | 0 | 33,275 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 324 | 2,330 | SH | SOLE | 2,330 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 46138E206 | 853 | 30,750 | SH | SOLE | 24,500 | 0 | 6,250 | ||
INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 46138E354 | 221 | 3,630 | SH | SOLE | 3,630 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | 2,033 | 7,052 | SH | SOLE | 52 | 0 | 7,000 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 4,303 | 12,021 | SH | SOLE | 5,804 | 0 | 6,217 | ||
ISHARES TR | ISHARES BIOTECH | 464287556 | 871 | 5,385 | SH | SOLE | 2,145 | 0 | 3,240 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 1,112 | 18,515 | SH | SOLE | 16,915 | 0 | 1,600 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,740 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 571 | 2,610 | SH | SOLE | 2,610 | 0 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 1,104 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
JOHNSON & JOHNSON | COM | 478160104 | 7,681 | 47,558 | SH | SOLE | 38,021 | 0 | 9,537 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 9,962 | 60,859 | SH | SOLE | 50,698 | 0 | 10,161 | ||
KIMBERLY-CLARK CORP | COM | 494368103 | 309 | 2,335 | SH | SOLE | 1,915 | 0 | 420 | ||
KINROSS GOLD CORP | COM | 496902404 | 804 | 150,000 | SH | SOLE | 0 | 0 | 150,000 | ||
KIRKLAND LAKE GOLD LTD | COM | 49741E100 | 499 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
KLA CORP | COM NEW | 482480100 | 5,884 | 17,589 | SH | SOLE | 11,921 | 0 | 5,668 | ||
LAM RESEARCH CORP | COM | 512807108 | 885 | 1,555 | SH | SOLE | 1,460 | 0 | 95 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 16,635 | 48,205 | SH | SOLE | 44,808 | 0 | 3,397 | ||
LOWES COS INC | COM | 548661107 | 6,598 | 32,526 | SH | SOLE | 22,180 | 0 | 10,346 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 429 | 1,060 | SH | SOLE | 1,060 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 16,639 | 132,744 | SH | SOLE | 120,635 | 0 | 12,109 | ||
MERCK & CO INC | COM | 58933Y105 | 866 | 11,527 | SH | SOLE | 11,187 | 0 | 340 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 263 | 3,700 | SH | SOLE | 3,600 | 0 | 100 | ||
MICROSOFT CORP | COM | 594918104 | 4,194 | 14,877 | SH | SOLE | 8,213 | 0 | 6,664 | ||
MODERNA INC | COM | 60770K107 | 404 | 1,051 | SH | SOLE | 1,051 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 288 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 835 | 1,368 | SH | SOLE | 1,368 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 225 | 1,552 | SH | SOLE | 1,352 | 0 | 200 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 370 | 1,026 | SH | SOLE | 1,026 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 1,161 | 74,020 | SH | SOLE | 70,020 | 0 | 4,000 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 1,215 | 74,139 | SH | SOLE | 68,939 | 0 | 5,200 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 294 | 20,675 | SH | SOLE | 17,675 | 0 | 3,000 | ||
NVIDIA CORPORATION | COM | 67066G104 | 1,057 | 5,102 | SH | SOLE | 5,030 | 0 | 72 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 593 | 1,238 | SH | SOLE | 1,048 | 0 | 190 | ||
PARKER-HANNIFIN CORP | COM | 701094104 | 394 | 1,409 | SH | SOLE | 1,409 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,256 | 4,827 | SH | SOLE | 4,707 | 0 | 120 | ||
PBF ENERGY INC | CL A | 69318G106 | 545 | 42,037 | SH | SOLE | 42,037 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 598 | 3,979 | SH | SOLE | 3,979 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 4,551 | 105,812 | SH | SOLE | 92,112 | 0 | 13,700 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 21,141 | 107,479 | SH | SOLE | 96,545 | 0 | 10,934 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,128 | 8,069 | SH | SOLE | 7,769 | 0 | 300 | ||
PROSHARES TR | PSHS ULTRA QQQ | 74347R206 | 236 | 3,242 | SH | SOLE | 3,242 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 1,656 | 12,839 | SH | SOLE | 12,484 | 0 | 355 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 485 | 5,641 | SH | SOLE | 5,641 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 298 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 813 | 11,168 | SH | SOLE | 11,168 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 16,692 | 547,650 | SH | SOLE | 467,357 | 0 | 80,293 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 57,326 | 1,481,294 | SH | SOLE | 1,379,813 | 0 | 101,481 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US BM | 808524789 | 246 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 50,722 | 934,801 | SH | SOLE | 882,232 | 0 | 52,569 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 7,553 | 72,719 | SH | SOLE | 72,719 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 3,607 | 48,590 | SH | SOLE | 12,040 | 0 | 36,550 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 540 | 3,647 | SH | SOLE | 3,373 | 0 | 274 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 3,132 | 46,414 | SH | SOLE | 24,404 | 0 | 22,010 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 89,022 | 855,737 | SH | SOLE | 807,902 | 0 | 47,835 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 284 | 2,832 | SH | SOLE | 2,632 | 0 | 200 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 2,878 | 45,050 | SH | SOLE | 750 | 0 | 44,300 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 425 | 2,847 | SH | SOLE | 2,847 | 0 | 0 | ||
SNAP ON INC | COM | 833034101 | 19,832 | 94,911 | SH | SOLE | 88,340 | 0 | 6,571 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 1,404 | 4,150 | SH | SOLE | 150 | 0 | 4,000 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 291 | 1,770 | SH | SOLE | 1,770 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 12,761 | 29,736 | SH | SOLE | 29,736 | 0 | 0 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 100 | 13,000 | SH | SOLE | 10,000 | 0 | 3,000 | ||
SQUARE INC | CL A | 852234103 | 343 | 1,430 | SH | SOLE | 1,430 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 1,701 | 15,421 | SH | SOLE | 14,680 | 0 | 741 | ||
STRYKER CORPORATION | COM | 863667101 | 15,924 | 60,383 | SH | SOLE | 58,308 | 0 | 2,075 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 252 | 2,260 | SH | SOLE | 2,260 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 337 | 1,475 | SH | SOLE | 1,275 | 0 | 200 | ||
TESLA INC | COM | 88160R101 | 24,924 | 32,140 | SH | SOLE | 23,046 | 0 | 9,094 | ||
TRUIST FINL CORP | COM | 89832Q109 | 206 | 3,519 | SH | SOLE | 3,519 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 499 | 2,546 | SH | SOLE | 2,546 | 0 | 0 | ||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 1,826 | 61,974 | SH | SOLE | 1,974 | 0 | 60,000 | ||
VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 | 10,076 | 137,554 | SH | SOLE | 115,923 | 0 | 21,631 | ||
VANECK ETF TRUST | PREFERRED SECURT | 92189F429 | 656 | 30,900 | SH | SOLE | 30,100 | 0 | 800 | ||
VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 | 1,356 | 5,291 | SH | SOLE | 5,291 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 223 | 770 | SH | SOLE | 770 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 616 | 1,562 | SH | SOLE | 1,562 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 465 | 2,095 | SH | SOLE | 920 | 0 | 1,175 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 2,883 | 54,821 | SH | SOLE | 51,821 | 0 | 3,000 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 4,946 | 60,015 | SH | SOLE | 59,615 | 0 | 400 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 228 | 4,513 | SH | SOLE | 4,513 | 0 | 0 | ||
VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 | 323 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 974 | 18,037 | SH | SOLE | 16,072 | 0 | 1,965 | ||
VINCO VENTURES INC | COM | 927330100 | 141 | 21,932 | SH | SOLE | 21,932 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 276 | 1,238 | SH | SOLE | 1,048 | 0 | 190 | ||
WESTERN DIGITAL CORP. | COM | 958102105 | 228 | 4,044 | SH | SOLE | 4,044 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 369 | 2,445 | SH | SOLE | 2,195 | 0 | 250 | ||
YAMANA GOLD INC | COM | 98462Y100 | 483 | 122,000 | SH | SOLE | 2,000 | 0 | 120,000 | ||
YUM BRANDS INC | COM | 988498101 | 356 | 2,914 | SH | SOLE | 2,914 | 0 | 0 |