The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 13,570 | 68,320 | SH | SOLE | 59,483 | 0 | 8,837 | ||
ABBOTT LABS | COM | 002824100 | 420 | 3,622 | SH | SOLE | 3,622 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 1,685 | 14,962 | SH | SOLE | 13,637 | 0 | 1,325 | ||
ABERDEEN ASIA-PACIFIC INCOME | COM | 003009107 | 215 | 48,500 | SH | SOLE | 48,500 | 0 | 0 | ||
ABERDEEN STD GOLD ETF TR | PHYSCL GOLD SHS | 00326A104 | 209 | 12,300 | SH | SOLE | 6,300 | 0 | 6,000 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 442 | 1,499 | SH | SOLE | 1,499 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,690 | 17,996 | SH | SOLE | 17,751 | 0 | 245 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 257 | 1,134 | SH | SOLE | 1,130 | 0 | 4 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 18,787 | 7,694 | SH | SOLE | 7,007 | 0 | 687 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 995 | 397 | SH | SOLE | 183 | 0 | 214 | ||
ALTAIR ENGR INC | COM CL A | 021369103 | 1,032 | 14,965 | SH | SOLE | 14,965 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 17,737 | 5,156 | SH | SOLE | 4,380 | 0 | 776 | ||
AMGEN INC | COM | 031162100 | 636 | 2,610 | SH | SOLE | 2,610 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 170 | 19,200 | SH | SOLE | 19,200 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 37,808 | 276,054 | SH | SOLE | 258,310 | 0 | 17,744 | ||
AT&T INC | COM | 00206R102 | 2,869 | 99,702 | SH | SOLE | 64,657 | 0 | 35,045 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 17,283 | 87,014 | SH | SOLE | 79,649 | 0 | 7,365 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 419 | 1 | SH | SOLE | 1 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,509 | 12,627 | SH | SOLE | 9,623 | 0 | 3,004 | ||
BEYOND MEAT INC | COM | 08862E109 | 337 | 2,138 | SH | SOLE | 138 | 0 | 2,000 | ||
BIOGEN INC | COM | 09062X103 | 8,571 | 24,753 | SH | SOLE | 23,684 | 0 | 1,069 | ||
BIONTECH SE | SPONSORED ADS | 09075V102 | 240 | 1,070 | SH | SOLE | 1,070 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 1,451 | 35,189 | SH | SOLE | 33,688 | 0 | 1,501 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 780 | 58,881 | SH | SOLE | 56,181 | 0 | 2,700 | ||
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 200 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALIF QU | COM | 09254N103 | 366 | 23,236 | SH | SOLE | 23,236 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 3,281 | 13,698 | SH | SOLE | 13,698 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 391 | 5,849 | SH | SOLE | 5,349 | 0 | 500 | ||
BROADCOM INC | COM | 11135F101 | 401 | 840 | SH | SOLE | 840 | 0 | 0 | ||
CELSIUS HLDGS INC | COM NEW | 15118V207 | 384 | 5,048 | SH | SOLE | 5,048 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 959 | 9,158 | SH | SOLE | 8,956 | 0 | 203 | ||
CINTAS CORP | COM | 172908105 | 20,949 | 54,840 | SH | SOLE | 52,931 | 0 | 1,909 | ||
CISCO SYS INC | COM | 17275R102 | 1,746 | 32,950 | SH | SOLE | 21,970 | 0 | 10,980 | ||
CITIGROUP INC | COM NEW | 172967424 | 441 | 6,233 | SH | SOLE | 6,233 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 587 | 3,265 | SH | SOLE | 3,065 | 0 | 200 | ||
COMCAST CORP NEW | CL A | 20030N101 | 218 | 3,816 | SH | SOLE | 3,816 | 0 | 0 | ||
COMMERCE BANCSHARES INC | COM | 200525103 | 235 | 3,150 | SH | SOLE | 3,150 | 0 | 0 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 1,657 | 23,105 | SH | SOLE | 12,155 | 0 | 10,950 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,096 | 2,771 | SH | SOLE | 2,771 | 0 | 0 | ||
CVB FINL CORP | COM | 126600105 | 643 | 31,249 | SH | SOLE | 31,249 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 1,330 | 7,569 | SH | SOLE | 7,369 | 0 | 200 | ||
DNP SELECT INCOME FD INC | COM | 23325P104 | 171 | 16,400 | SH | SOLE | 13,900 | 0 | 2,500 | ||
DOMINION ENERGY INC | COM | 25746U109 | 286 | 3,882 | SH | SOLE | 3,882 | 0 | 0 | ||
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 279 | 15,420 | SH | SOLE | 15,420 | 0 | 0 | ||
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 750 | 37,410 | SH | SOLE | 34,310 | 0 | 3,100 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 318 | 3,220 | SH | SOLE | 3,220 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 1,575 | 10,630 | SH | SOLE | 9,520 | 0 | 1,110 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 1,051 | 79,244 | SH | SOLE | 76,344 | 0 | 2,900 | ||
EMERSON ELEC CO | COM | 291011104 | 573 | 5,950 | SH | SOLE | 5,950 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 5,813 | 92,154 | SH | SOLE | 92,004 | 0 | 150 | ||
FACEBOOK INC | CL A | 30303M102 | 23,442 | 67,419 | SH | SOLE | 60,152 | 0 | 7,267 | ||
FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 | 377 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
FIRST FNDTN INC | COM | 32026V104 | 450 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FIRST TR SR FLTG RATE INCOME | COM | 33733U108 | 292 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 250 | 16,855 | SH | SOLE | 16,855 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 265 | 19,654 | SH | SOLE | 19,554 | 0 | 100 | ||
GENERAL MLS INC | COM | 370334104 | 276 | 4,526 | SH | SOLE | 4,526 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 230 | 3,891 | SH | SOLE | 3,891 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 337 | 888 | SH | SOLE | 888 | 0 | 0 | ||
HANESBRANDS INC | COM | 410345102 | 16,965 | 908,661 | SH | SOLE | 844,992 | 0 | 63,669 | ||
HOME DEPOT INC | COM | 437076102 | 604 | 1,893 | SH | SOLE | 1,758 | 0 | 135 | ||
HONEYWELL INTL INC | COM | 438516106 | 717 | 3,270 | SH | SOLE | 3,270 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 17,572 | 312,997 | SH | SOLE | 282,853 | 0 | 30,143 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 342 | 2,330 | SH | SOLE | 2,330 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 46138E206 | 758 | 26,950 | SH | SOLE | 21,200 | 0 | 5,750 | ||
INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 46138E354 | 221 | 3,630 | SH | SOLE | 3,630 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | 2,045 | 7,052 | SH | SOLE | 52 | 0 | 7,000 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 4,201 | 11,852 | SH | SOLE | 5,617 | 0 | 6,235 | ||
ISHARES TR | ISHARES BIOTECH | 464287556 | 881 | 5,385 | SH | SOLE | 2,145 | 0 | 3,240 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 1,120 | 18,511 | SH | SOLE | 16,911 | 0 | 1,600 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,715 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 507 | 2,210 | SH | SOLE | 2,210 | 0 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 1,091 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
JOHNSON & JOHNSON | COM | 478160104 | 8,134 | 49,374 | SH | SOLE | 39,903 | 0 | 9,471 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 9,488 | 61,003 | SH | SOLE | 50,772 | 0 | 10,231 | ||
KIMBERLY-CLARK CORP | COM | 494368103 | 306 | 2,285 | SH | SOLE | 1,865 | 0 | 420 | ||
KINROSS GOLD CORP | COM | 496902404 | 953 | 150,000 | SH | SOLE | 0 | 0 | 150,000 | ||
KIRKLAND LAKE GOLD LTD | COM | 49741E100 | 270 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
KLA CORP | COM NEW | 482480100 | 5,922 | 18,265 | SH | SOLE | 12,578 | 0 | 5,687 | ||
LAM RESEARCH CORP | COM | 512807108 | 1,064 | 1,635 | SH | SOLE | 1,525 | 0 | 110 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 18,432 | 48,716 | SH | SOLE | 45,360 | 0 | 3,356 | ||
LOWES COS INC | COM | 548661107 | 6,472 | 33,364 | SH | SOLE | 22,964 | 0 | 10,400 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 423 | 1,160 | SH | SOLE | 1,160 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 16,593 | 133,678 | SH | SOLE | 121,681 | 0 | 11,997 | ||
MERCK & CO INC | COM | 58933Y105 | 913 | 11,735 | SH | SOLE | 11,245 | 0 | 490 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 331 | 3,900 | SH | SOLE | 3,600 | 0 | 300 | ||
MICROSOFT CORP | COM | 594918104 | 3,984 | 14,707 | SH | SOLE | 8,256 | 0 | 6,451 | ||
MODERNA INC | COM | 60770K107 | 474 | 2,016 | SH | SOLE | 2,016 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 389 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 799 | 1,513 | SH | SOLE | 1,513 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 201 | 1,302 | SH | SOLE | 1,052 | 0 | 250 | ||
NIO INC | SPON ADS | 62914V106 | 265 | 4,981 | SH | SOLE | 4,981 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 373 | 1,026 | SH | SOLE | 1,026 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 1,173 | 74,020 | SH | SOLE | 70,020 | 0 | 4,000 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 1,208 | 74,139 | SH | SOLE | 68,939 | 0 | 5,200 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 297 | 20,675 | SH | SOLE | 17,675 | 0 | 3,000 | ||
NVIDIA CORPORATION | COM | 67066G104 | 1,629 | 2,036 | SH | SOLE | 2,018 | 0 | 18 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 485 | 1,308 | SH | SOLE | 1,118 | 0 | 190 | ||
PARKER-HANNIFIN CORP | COM | 701094104 | 433 | 1,409 | SH | SOLE | 1,409 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,536 | 5,269 | SH | SOLE | 5,119 | 0 | 150 | ||
PBF ENERGY INC | CL A | 69318G106 | 726 | 47,462 | SH | SOLE | 47,462 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 575 | 3,884 | SH | SOLE | 3,884 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 4,139 | 105,706 | SH | SOLE | 92,006 | 0 | 13,700 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 21,811 | 110,175 | SH | SOLE | 99,332 | 0 | 10,843 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,080 | 8,006 | SH | SOLE | 7,706 | 0 | 300 | ||
PROSHARES TR | PSHS ULTRA QQQ | 74347R206 | 233 | 3,242 | SH | SOLE | 3,242 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 1,844 | 12,898 | SH | SOLE | 12,543 | 0 | 355 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 481 | 5,641 | SH | SOLE | 5,641 | 0 | 0 | ||
ROBLOX CORP | CL A | 771049103 | 300 | 3,331 | SH | SOLE | 3,331 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 208 | 850 | SH | SOLE | 850 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 818 | 11,232 | SH | SOLE | 11,232 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 17,422 | 529,863 | SH | SOLE | 450,509 | 0 | 79,354 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 55,945 | 1,418,123 | SH | SOLE | 1,320,378 | 0 | 97,745 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US BM | 808524789 | 250 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 37,389 | 684,781 | SH | SOLE | 632,400 | 0 | 52,381 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 7,571 | 72,608 | SH | SOLE | 72,608 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 3,523 | 46,590 | SH | SOLE | 10,040 | 0 | 36,550 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 519 | 3,557 | SH | SOLE | 3,285 | 0 | 272 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 3,001 | 43,894 | SH | SOLE | 22,084 | 0 | 21,810 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 74,045 | 712,179 | SH | SOLE | 670,934 | 0 | 41,245 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 269 | 2,577 | SH | SOLE | 2,577 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 2,849 | 45,050 | SH | SOLE | 750 | 0 | 44,300 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 420 | 2,847 | SH | SOLE | 2,847 | 0 | 0 | ||
SNAP ON INC | COM | 833034101 | 19,358 | 86,638 | SH | SOLE | 80,663 | 0 | 5,975 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 1,432 | 4,150 | SH | SOLE | 150 | 0 | 4,000 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 293 | 1,770 | SH | SOLE | 1,770 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 12,728 | 29,734 | SH | SOLE | 29,734 | 0 | 0 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 202 | 1,649 | SH | SOLE | 815 | 0 | 834 | ||
SQUARE INC | CL A | 852234103 | 447 | 1,833 | SH | SOLE | 1,827 | 0 | 6 | ||
STARBUCKS CORP | COM | 855244109 | 1,695 | 15,163 | SH | SOLE | 14,422 | 0 | 741 | ||
STRYKER CORPORATION | COM | 863667101 | 15,769 | 60,714 | SH | SOLE | 58,621 | 0 | 2,093 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 271 | 2,258 | SH | SOLE | 2,258 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 260 | 1,075 | SH | SOLE | 875 | 0 | 200 | ||
TESLA INC | COM | 88160R101 | 20,901 | 30,751 | SH | SOLE | 21,653 | 0 | 9,098 | ||
UNION PAC CORP | COM | 907818108 | 558 | 2,536 | SH | SOLE | 2,536 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 2,081 | 61,237 | SH | SOLE | 1,237 | 0 | 60,000 | ||
VANECK VECTORS ETF TR | MORNINGSTAR WIDE | 92189F643 | 10,345 | 139,683 | SH | SOLE | 117,695 | 0 | 21,988 | ||
VANECK VECTORS ETF TR | PFD SECS EX FINL | 92189F429 | 621 | 29,100 | SH | SOLE | 28,300 | 0 | 800 | ||
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 1,388 | 5,291 | SH | SOLE | 5,291 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 217 | 757 | SH | SOLE | 757 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 613 | 1,557 | SH | SOLE | 1,557 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 462 | 2,075 | SH | SOLE | 900 | 0 | 1,175 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 2,296 | 43,816 | SH | SOLE | 42,216 | 0 | 1,600 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 4,306 | 52,064 | SH | SOLE | 51,664 | 0 | 400 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 233 | 4,513 | SH | SOLE | 4,513 | 0 | 0 | ||
VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 | 329 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,007 | 17,968 | SH | SOLE | 16,003 | 0 | 1,965 | ||
VINCO VENTURES INC | COM | 927330100 | 237 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 286 | 1,225 | SH | SOLE | 1,043 | 0 | 182 | ||
WESTERN DIGITAL CORP. | COM | 958102105 | 301 | 4,224 | SH | SOLE | 4,224 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 368 | 2,545 | SH | SOLE | 2,295 | 0 | 250 | ||
YAMANA GOLD INC | COM | 98462Y100 | 509 | 120,500 | SH | SOLE | 500 | 0 | 120,000 | ||
YUM BRANDS INC | COM | 988498101 | 335 | 2,914 | SH | SOLE | 2,914 | 0 | 0 |