The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 11,492 | 71,747 | SH | SOLE | 63,013 | 0 | 9,284 | ||
ABBOTT LABS | COM | 002824100 | 394 | 3,620 | SH | SOLE | 3,620 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 1,253 | 14,306 | SH | SOLE | 13,424 | 0 | 1,325 | ||
ABERDEEN ASIA-PACIFIC INCOME | COM | 003009107 | 145 | 36,300 | SH | SOLE | 36,300 | 0 | 0 | ||
ABERDEEN STD GOLD ETF TR | PHYSCL GOLD SHS | 00326A104 | 232 | 12,800 | SH | SOLE | 7,150 | 0 | 6,000 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 282 | 1,249 | SH | SOLE | 1,249 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,282 | 15,642 | SH | SOLE | 15,512 | 0 | 330 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 428 | 1,457 | SH | SOLE | 1,692 | 0 | 5 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 11,561 | 7,888 | SH | SOLE | 7,264 | 0 | 684 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 532 | 362 | SH | SOLE | 397 | 0 | 0 | ||
ALTAIR ENGR INC | COM CL A | 021369103 | 628 | 14,965 | SH | SOLE | 14,965 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 16,786 | 5,331 | SH | SOLE | 4,595 | 0 | 742 | ||
AMGEN INC | COM | 031162100 | 635 | 2,497 | SH | SOLE | 2,557 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 143 | 20,100 | SH | SOLE | 19,475 | 0 | 625 | ||
APPLE INC | COM | 037833100 | 32,476 | 280,424 | SH | SOLE | 268,999 | 0 | 17,761 | ||
AT&T INC | COM | 00206R102 | 7,095 | 248,870 | SH | SOLE | 207,132 | 0 | 43,938 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 12,620 | 90,470 | SH | SOLE | 83,215 | 0 | 7,763 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,454 | 11,524 | SH | SOLE | 8,370 | 0 | 3,169 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 320 | 1 | SH | SOLE | 1 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 15,967 | 56,287 | SH | SOLE | 50,983 | 0 | 5,592 | ||
BK OF AMERICA CORP | COM | 060505104 | 2,748 | 114,067 | SH | SOLE | 109,382 | 0 | 6,755 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 557 | 48,421 | SH | SOLE | 46,521 | 0 | 2,700 | ||
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 208 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALIF QU | COM | 09254N103 | 352 | 24,536 | SH | SOLE | 24,786 | 0 | 200 | ||
BOEING CO | COM | 097023105 | 2,239 | 13,547 | SH | SOLE | 13,602 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 338 | 5,612 | SH | SOLE | 5,512 | 0 | 200 | ||
BROADCOM INC | COM | 11135F101 | 473 | 1,298 | SH | SOLE | 1,298 | 0 | 0 | ||
BROWN FORMAN CORP | CL B | 115637209 | 259 | 3,444 | SH | SOLE | 3,444 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 582 | 8,079 | SH | SOLE | 7,378 | 0 | 701 | ||
CINTAS CORP | COM | 172908105 | 19,574 | 58,812 | SH | SOLE | 56,958 | 0 | 1,858 | ||
CISCO SYS INC | COM | 17275R102 | 3,840 | 97,480 | SH | SOLE | 85,829 | 0 | 12,908 | ||
CITIGROUP INC | COM NEW | 172967424 | 331 | 7,675 | SH | SOLE | 8,115 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 357 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 1,589 | 20,418 | SH | SOLE | 9,768 | 0 | 10,750 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 681 | 1,917 | SH | SOLE | 2,217 | 0 | 0 | ||
CVB FINL CORP | COM | 126600105 | 520 | 31,249 | SH | SOLE | 31,249 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 886 | 7,142 | SH | SOLE | 7,009 | 0 | 150 | ||
DNP SELECT INCOME FD INC | COM | 23325P104 | 150 | 14,900 | SH | SOLE | 11,900 | 0 | 3,000 | ||
DOMINION ENERGY INC | COM | 25746U109 | 235 | 2,977 | SH | SOLE | 3,077 | 0 | 0 | ||
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 318 | 19,820 | SH | SOLE | 18,820 | 0 | 3,500 | ||
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 509 | 26,700 | SH | SOLE | 26,400 | 0 | 700 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 281 | 3,175 | SH | SOLE | 3,175 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 1,124 | 11,020 | SH | SOLE | 10,120 | 0 | 1,200 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 746 | 65,933 | SH | SOLE | 63,833 | 0 | 2,900 | ||
EMERSON ELEC CO | COM | 291011104 | 310 | 4,733 | SH | SOLE | 5,008 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 3,493 | 101,736 | SH | SOLE | 101,736 | 0 | 150 | ||
FACEBOOK INC | CL A | 30303M102 | 18,355 | 70,085 | SH | SOLE | 64,336 | 0 | 7,274 | ||
FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 | 295 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
FIRST FNDTN INC | COM | 32026V104 | 261 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 236 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 74 | 11,798 | SH | SOLE | 12,908 | 0 | 246 | ||
GENERAL MLS INC | COM | 370334104 | 1,280 | 20,754 | SH | SOLE | 20,779 | 0 | 125 | ||
HOME DEPOT INC | COM | 437076102 | 719 | 2,589 | SH | SOLE | 2,654 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 503 | 3,053 | SH | SOLE | 3,153 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 14,032 | 270,990 | SH | SOLE | 243,604 | 0 | 28,671 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 282 | 2,318 | SH | SOLE | 2,223 | 0 | 175 | ||
INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 46138E206 | 563 | 20,400 | SH | SOLE | 15,150 | 0 | 5,250 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | 1,496 | 7,101 | SH | SOLE | 101 | 0 | 7,000 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 3,407 | 12,264 | SH | SOLE | 6,846 | 0 | 7,143 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 718 | 5,305 | SH | SOLE | 2,105 | 0 | 3,200 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,181 | 10,056 | SH | SOLE | 56 | 0 | 10,000 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 976 | 16,049 | SH | SOLE | 14,449 | 0 | 1,600 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 909 | 4,000 | SH | SOLE | 0 | 0 | 4,150 | ||
JOHNSON & JOHNSON | COM | 478160104 | 12,925 | 86,813 | SH | SOLE | 76,631 | 0 | 10,582 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 6,591 | 68,464 | SH | SOLE | 58,703 | 0 | 10,161 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 329 | 2,225 | SH | SOLE | 1,825 | 0 | 400 | ||
KINROSS GOLD CORP | COM | 496902404 | 882 | 100,000 | SH | SOLE | 0 | 0 | 100,000 | ||
KLA CORP | COM NEW | 482480100 | 8,091 | 41,763 | SH | SOLE | 35,419 | 0 | 6,710 | ||
LAM RESEARCH CORP | COM | 512807108 | 750 | 2,260 | SH | SOLE | 2,210 | 0 | 160 | ||
LOWES COS INC | COM | 548661107 | 17,267 | 104,104 | SH | SOLE | 91,038 | 0 | 13,451 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 379 | 1,150 | SH | SOLE | 1,150 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 14,439 | 138,939 | SH | SOLE | 127,119 | 0 | 11,831 | ||
MERCK & CO. INC | COM | 58933Y105 | 993 | 11,969 | SH | SOLE | 11,779 | 0 | 490 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 209 | 4,460 | SH | SOLE | 5,197 | 0 | 300 | ||
MICROSOFT CORP | COM | 594918104 | 2,801 | 13,316 | SH | SOLE | 7,410 | 0 | 6,383 | ||
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 268 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
NAVIOS MARITIME HLDGS INC | COM | Y62197119 | 32 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 805 | 1,609 | SH | SOLE | 1,619 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 223 | 706 | SH | SOLE | 934 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 1,148 | 78,820 | SH | SOLE | 75,070 | 0 | 4,200 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 1,130 | 74,009 | SH | SOLE | 68,809 | 0 | 5,200 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 594 | 52,675 | SH | SOLE | 33,675 | 0 | 19,000 | ||
NVIDIA CORPORATION | COM | 67066G104 | 692 | 1,278 | SH | SOLE | 1,286 | 0 | 40 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 247 | 1,010 | SH | SOLE | 885 | 0 | 200 | ||
PARKER-HANNIFIN CORP | COM | 701094104 | 242 | 1,196 | SH | SOLE | 1,196 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 877 | 4,450 | SH | SOLE | 4,300 | 0 | 150 | ||
PBF ENERGY INC | CL A | 69318G106 | 172 | 30,237 | SH | SOLE | 30,237 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 401 | 2,896 | SH | SOLE | 3,076 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 4,289 | 116,863 | SH | SOLE | 103,117 | 0 | 14,553 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 14,631 | 114,108 | SH | SOLE | 103,152 | 0 | 11,325 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,119 | 8,049 | SH | SOLE | 7,749 | 0 | 300 | ||
QUALCOMM INC | COM | 747525103 | 1,346 | 11,437 | SH | SOLE | 11,712 | 0 | 350 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 338 | 5,870 | SH | SOLE | 5,889 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 483 | 13,332 | SH | SOLE | 13,332 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 214 | 3,128 | SH | SOLE | 3,128 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 13,377 | 499,890 | SH | SOLE | 423,311 | 0 | 79,529 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 40,739 | 1,297,416 | SH | SOLE | 1,213,316 | 0 | 93,394 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,752 | 33,579 | SH | SOLE | 12,929 | 0 | 23,250 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 5,890 | 73,963 | SH | SOLE | 84,375 | 0 | 3,850 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 2,242 | 40,540 | SH | SOLE | 4,340 | 0 | 40,965 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 505 | 4,383 | SH | SOLE | 4,258 | 0 | 275 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 60,069 | 1,071,131 | SH | SOLE | 1,014,785 | 0 | 58,271 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 59,229 | 734,578 | SH | SOLE | 695,644 | 0 | 42,987 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 368 | 3,150 | SH | SOLE | 3,150 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 2,703 | 45,525 | SH | SOLE | 1,225 | 0 | 47,030 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 1,152 | 4,150 | SH | SOLE | 150 | 0 | 4,000 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 332 | 1,877 | SH | SOLE | 1,877 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 9,811 | 29,297 | SH | SOLE | 29,297 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 1,349 | 15,699 | SH | SOLE | 15,524 | 0 | 800 | ||
STRYKER CORPORATION | COM | 863667101 | 13,422 | 64,416 | SH | SOLE | 62,390 | 0 | 2,032 | ||
TESLA INC | COM | 88160R101 | 13,132 | 30,611 | SH | SOLE | 21,577 | 0 | 9,038 | ||
UNION PAC CORP | COM | 907818108 | 504 | 2,561 | SH | SOLE | 2,661 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 2,369 | 60,500 | SH | SOLE | 900 | 0 | 60,000 | ||
VANECK VECTORS ETF TR | PFD SECS EX FINL | 92189F429 | 460 | 24,000 | SH | SOLE | 23,200 | 0 | 800 | ||
VANECK VECTORS ETF TR | MORNINGSTAR WIDE | 92189F643 | 7,949 | 145,616 | SH | SOLE | 123,045 | 0 | 24,346 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 471 | 1,531 | SH | SOLE | 2,666 | 0 | 90 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 365 | 2,145 | SH | SOLE | 2,145 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 3,464 | 41,805 | SH | SOLE | 38,755 | 0 | 3,050 | ||
VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 | 302 | 1,850 | SH | SOLE | 1,850 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,304 | 21,912 | SH | SOLE | 20,012 | 0 | 2,200 | ||
XILINX INC | COM | 983919101 | 304 | 2,915 | SH | SOLE | 2,965 | 0 | 250 | ||
YAMANA GOLD INC | COM | 98462Y100 | 372 | 65,500 | SH | SOLE | 500 | 0 | 65,000 | ||
YUM BRANDS INC | COM | 988498101 | 239 | 2,613 | SH | SOLE | 2,613 | 0 | 0 |