0001085146-19-001640.txt : 20190515
0001085146-19-001640.hdr.sgml : 20190515
20190515144051
ACCESSION NUMBER: 0001085146-19-001640
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
EFFECTIVENESS DATE: 20190515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apriem Advisors
CENTRAL INDEX KEY: 0001425165
IRS NUMBER: 330188030
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12756
FILM NUMBER: 19827215
BUSINESS ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1050
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-253-8888
MAIL ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1050
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc.
DATE OF NAME CHANGE: 20080125
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001425165
XXXXXXXX
03-31-2019
03-31-2019
false
Apriem Advisors
19200 VON KARMAN AVE
#1050
IRVINE
CA
92612
13F HOLDINGS REPORT
028-12756
N
Benjamin C. Lau
VP, CIO, Director
949-253-8888
/s/Benjamin C. Lau
IRVINE
CA
05-08-2019
0
128
377841
INFORMATION TABLE
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form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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COM
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290
3631
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ABBVIE INC
COM
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87240
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SOLE
76730
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ABERDEEN ASIA PACIFIC INCOM
COM
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156
36800
SH
SOLE
36800
0
0
ABERDEEN STD GOLD ETF TR
PHYSCL SWISS GLD
00326A104
250
2005
SH
SOLE
1705
0
300
ADVANCED MICRO DEVICES INC
COM
007903107
506
19812
SH
SOLE
19412
0
400
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
650
3565
SH
SOLE
3560
0
5
ALLERGAN PLC
SHS
G0177J108
415
2834
SH
SOLE
2834
0
0
ALPHABET INC
CAP STK CL A
02079K305
9820
8344
SH
SOLE
7621
0
723
ALPS ETF TR
ALERIAN MLP
00162Q866
2256
224935
SH
SOLE
163165
0
61770
ALTAIR ENGR INC
COM CL A
021369103
1012
27500
SH
SOLE
27500
0
0
AMAZON COM INC
COM
023135106
8934
5017
SH
SOLE
4615
0
402
AMGEN INC
COM
031162100
479
2519
SH
SOLE
2519
0
0
ANNALY CAP MGMT INC
COM
035710409
1568
156980
SH
SOLE
118030
0
38950
APPLE INC
COM
037833100
13212
69554
SH
SOLE
64174
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5380
AT&T INC
COM
00206R102
11649
371453
SH
SOLE
324348
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47105
BAIDU INC
SPON ADR REP A
056752108
206
1252
SH
SOLE
1252
0
0
BANK AMER CORP
COM
060505104
6814
246969
SH
SOLE
223174
0
23795
BERKSHIRE HATHAWAY INC DEL
CL A
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301
1
SH
SOLE
1
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
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2288
11388
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SOLE
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3650
BLACKROCK CR ALLCTN INC TR
COM
092508100
3608
290720
SH
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17625
BLACKROCK FLOAT RATE OME STR
COM
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890
71200
SH
SOLE
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0
2500
BLACKROCK MULTI-SECTOR INC T
COM
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58100
SH
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7225
BLACKROCK MUNIYIELD CALI QLT
COM
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53885
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BLACKROCK MUNIYIELD CALIF FD
COM
09254M105
193
14400
SH
SOLE
14400
0
0
BOEING CO
COM
097023105
779
2042
SH
SOLE
2042
0
0
BROADCOM INC
COM
11135F101
249
828
SH
SOLE
678
0
150
BROWN FORMAN CORP
CL B
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3974
75295
SH
SOLE
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3015
CAPRICOR THERAPEUTICS INC
COM
14070B101
23
50000
SH
SOLE
50000
0
0
CENTURYLINK INC
COM
156700106
121
10105
SH
SOLE
10105
0
0
CHEVRON CORP NEW
COM
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6407
SH
SOLE
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756
CISCO SYS INC
COM
17275R102
10984
203450
SH
SOLE
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CITIGROUP INC
COM NEW
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378
6071
SH
SOLE
6071
0
0
CLOROX CO DEL
COM
189054109
6803
42399
SH
SOLE
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3902
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
5036
205377
SH
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182252
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23125
COMMERCE BANCSHARES INC
COM
200525103
250
4312
SH
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0
0
CONSOLIDATED EDISON INC
COM
209115104
8452
99657
SH
SOLE
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COSTCO WHSL CORP NEW
COM
22160K105
363
1498
SH
SOLE
1498
0
0
CVB FINL CORP
COM
126600105
966
45912
SH
SOLE
45912
0
0
DISNEY WALT CO
COM DISNEY
254687106
495
4462
SH
SOLE
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DNP SELECT INCOME FD
COM
23325P104
297
25800
SH
SOLE
25800
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
330
16350
SH
SOLE
15650
0
700
DOWDUPONT INC
COM
26078J100
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13560
SH
SOLE
13560
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
288
3200
SH
SOLE
3200
0
0
EATON CORP PLC
SHS
G29183103
8265
102596
SH
SOLE
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12989
EATON VANCE LTD DUR INCOME F
COM
27828H105
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710644
SH
SOLE
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EATON VANCE TAX ADVT DIV INC
COM
27828G107
1173
52640
SH
SOLE
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4700
EMERSON ELEC CO
COM
291011104
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SH
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ENTERPRISE PRODS PARTNERS L
COM
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12398
SH
SOLE
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EXXON MOBIL CORP
COM
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190802
SH
SOLE
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FACEBOOK INC
CL A
30303M102
859
5152
SH
SOLE
4577
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575
FIRST FNDTN INC
COM
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SH
SOLE
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FUELCELL ENERGY INC
COM NEW
35952H502
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15000
SH
SOLE
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GENERAL ELECTRIC CO
COM
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SH
SOLE
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GENERAL MLS INC
COM
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SOLE
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GERON CORP
COM
374163103
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SH
SOLE
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0
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GILEAD SCIENCES INC
COM
375558103
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SH
SOLE
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150
HOME DEPOT INC
COM
437076102
596
3103
SH
SOLE
3003
0
100
HONEYWELL INTL INC
COM
438516106
463
2912
SH
SOLE
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0
INTEL CORP
COM
458140100
362
6735
SH
SOLE
6735
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INTERNATIONAL BUSINESS MACHS
COM
459200101
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SH
SOLE
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INVESCO CALIF VALUE MUN INC
COM
46132H106
601
22814
SH
SOLE
21564
0
1250
INVESCO EXCH TRD SLF IDX FD
BULSHS 2019 CB
46138J304
514
24375
SH
SOLE
24375
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
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1208
7100
SH
SOLE
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INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
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405466
SH
SOLE
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INVESCO QQQ TR
UNIT SER 1
46090E103
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SH
SOLE
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ISHARES TR
CORE S&P500 ETF
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312
1097
SH
SOLE
1097
0
0
ISHARES TR
NASDAQ BIOTECH
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5935
SH
SOLE
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3000
ISHARES TR
US HLTHCARE ETF
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1126
5812
SH
SOLE
1712
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ISHARES TR
INTRM TR CRP ETF
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1022
18540
SH
SOLE
14940
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3600
ISHARES TR
US AER DEF ETF
464288760
1425
7140
SH
SOLE
140
0
7000
JOHNSON & JOHNSON
COM
478160104
378
2707
SH
SOLE
2707
0
0
JPMORGAN CHASE & CO
COM
46625H100
7969
78721
SH
SOLE
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JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
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10400
SH
SOLE
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650
KIMBERLY CLARK CORP
COM
494368103
248
2000
SH
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325
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
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142616
SH
SOLE
128559
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LAM RESEARCH CORP
COM
512807108
220
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SH
SOLE
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LOWES COS INC
COM
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SH
SOLE
6065
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150
MERCK & CO INC
COM
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SH
SOLE
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MICRON TECHNOLOGY INC
COM
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367
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SH
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MICROSOFT CORP
COM
594918104
432
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SH
SOLE
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NAVIOS MARITIME HLDGS INC
COM
Y62197119
29
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SH
SOLE
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0
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NETFLIX INC
COM
64110L106
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2812
SH
SOLE
2632
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NIO INC
SPON ADS
62914V106
51
10000
SH
SOLE
10000
0
0
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
2514
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SH
SOLE
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NUVEEN CALIFORNIA AMT QLT MU
COM
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SOLE
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NUVEEN S&P 500 BUY-WRITE INC
COM
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151259
SH
SOLE
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NVIDIA CORP
COM
67066G104
334
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SH
SOLE
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PALO ALTO NETWORKS INC
COM
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SH
SOLE
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PAYPAL HLDGS INC
COM
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PFIZER INC
COM
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PHILLIPS 66
COM
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SOLE
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PPG INDS INC
COM
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PROCTER AND GAMBLE CO
COM
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QUALCOMM INC
COM
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SOLE
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ROKU INC
COM CL A
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5300
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SOLE
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SBA COMMUNICATIONS CORP NEW
CL A
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SH
SOLE
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SCHWAB STRATEGIC TR
US BRD MKT ETF
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SOLE
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SCHWAB STRATEGIC TR
US LRG CAP ETF
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SCHWAB STRATEGIC TR
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SCHWAB STRATEGIC TR
US LCAP VA ETF
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SCHWAB STRATEGIC TR
US SML CAP ETF
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SOLE
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SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
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SH
SOLE
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SCHWAB STRATEGIC TR
US DIVIDEND EQ
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SH
SOLE
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SCHWAB STRATEGIC TR
INTL EQTY ETF
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SOLE
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SCHWAB STRATEGIC TR
US AGGREGATE B
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SH
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SELECT SECTOR SPDR TR
ENERGY
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SELECT SECTOR SPDR TR
SBI INT-FINL
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SELECT SECTOR SPDR TR
SBI INT-INDS
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150
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
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SH
SOLE
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0
44800
SIRIUS XM HLDGS INC
COM
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315
55640
SH
SOLE
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0
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SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
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4505
SH
SOLE
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4000
SPDR GOLD TRUST
GOLD SHS
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SOLE
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SPDR S&P 500 ETF TR
TR UNIT
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SQUARE INC
CL A
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SOLE
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STARBUCKS CORP
COM
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SOLE
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TESLA INC
COM
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THE CHARLES SCHWAB CORPORATI
COM
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TWILIO INC
CL A
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UNION PACIFIC CORP
COM
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UNITED TECHNOLOGIES CORP
COM
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VANECK VECTORS ETF TR
GOLD MINERS ETF
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SH
SOLE
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0
50000
VANECK VECTORS ETF TR
PFD SECS EX FINL
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487
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SH
SOLE
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800
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
311
1200
SH
SOLE
1200
0
0
VENTAS INC
COM
92276F100
381
5974
SH
SOLE
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450
VERIZON COMMUNICATIONS INC
COM
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WELLS FARGO CO NEW
COM
949746101
263
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SH
SOLE
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0
XILINX INC
COM
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SH
SOLE
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YUM BRANDS INC
COM
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