0001657260-16-000005.txt : 20160414
0001657260-16-000005.hdr.sgml : 20160414
20160414184539
ACCESSION NUMBER: 0001657260-16-000005
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160414
FILED AS OF DATE: 20160414
DATE AS OF CHANGE: 20160414
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bats Global Markets, Inc.
CENTRAL INDEX KEY: 0001659228
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 463583191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
BUSINESS PHONE: (913) 815-7000
MAIL ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
FORMER COMPANY:
FORMER CONFORMED NAME: BATS Global Markets, Inc.
DATE OF NAME CHANGE: 20151123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mitchell Christopher
CENTRAL INDEX KEY: 0001425004
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 161572832
MAIL ADDRESS:
STREET 1: C/O SPRECTRUM EQUITY
STREET 2: ONE INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2016-04-14
0
0001659228
Bats Global Markets, Inc.
BATS
0001425004
Mitchell Christopher
C/O SPRECTRUM EQUITY
ONE INTERNATIONAL PLACE
BOSTON
MA
02110
1
0
0
0
Common Stock
4027808
I
See Footnote
The shares of common stock of Bats Global Markets, Inc. reported as beneficially owned consist of 4,027,808 shares of the Issuer's common stock held of record by BGM Holding, L.P. BGM Holding, L.P. is 50% owned and controlled by the Spectrum Equity Funds, which may be deemed to share voting and dispositive power over the shares held by BGM Holding, L.P. The general partner of each of the Spectrum Equity Funds is Spectrum Equity Associates VI, L.P., the general partner of which is SEA VI Management, LLC, over which Brion B. Applegate, William P. Collatos, Victor E Parker, Christopher T. Mitchell, one of the Issuer's directors, and Benjamin C. Spero exercise voting and dispositive power.
Each of the controlling entities, individual general partners and managing directors of the Spectrum Equity Funds, as the case may be, including Christopher T. Mitchell, who is a managing director of the general partner of Spectrum Equity, Brion B. Applegate, William P. Collatos, Victor E Parker and Benjamin C. Spero disclaims beneficial ownership of the shares held of record by BGM Holding, L.P. except to the extent of any pecuniary interest therein. The principal business address of each of the Spectrum Equity Funds is One International Place, 35th Floor Boston MA 02110. BGM Holding, L.P. is 50% owned and controlled by TA Associates Funds, which may be deemed to share voting and dispositive power over the shares held by BGM Holding, L.P.
Christopher T. Mitchell
2016-04-14