0001567619-19-008802.txt : 20190415
0001567619-19-008802.hdr.sgml : 20190415
20190415190416
ACCESSION NUMBER: 0001567619-19-008802
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190315
FILED AS OF DATE: 20190415
DATE AS OF CHANGE: 20190415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reilly Thomas
CENTRAL INDEX KEY: 0001424858
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38069
FILM NUMBER: 19749614
MAIL ADDRESS:
STREET 1: C/O ARCSIGHT, INC.
STREET 2: 5 RESULTS WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cloudera, Inc.
CENTRAL INDEX KEY: 0001535379
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 262922329
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1001 PAGE MILL ROAD, BUILDING 3
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 650 644 3950
MAIL ADDRESS:
STREET 1: 1001 PAGE MILL ROAD, BUILDING 3
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
doc1.xml
FORM 4
X0306
4
2019-03-15
0
0001535379
Cloudera, Inc.
CLDR
0001424858
Reilly Thomas
C/O CLOUDERA, INC.
395 PAGE MILL ROAD
PALO ALTO
CA
94304
0
1
0
0
CEO and President
Common Stock
2019-03-15
4
M
0
28460
0
A
360410
D
Common Stock
2019-04-15
4
F
0
14111
11.55
D
346299
D
Restricted Stock Units
0
2019-03-15
4
M
0
28460
0
D
Common Stock
28460
426913
D
Vesting and release of restricted stock units ("RSUs") granted to the reporting person on February 12, 2019.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
The RSUs vest as to 1/16th of the total number of shares on March 15, 2019 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
/s/ Thomas Reilly by Jay Wedge, Attorney-in-Fact
2019-04-15