0001567619-19-008802.txt : 20190415 0001567619-19-008802.hdr.sgml : 20190415 20190415190416 ACCESSION NUMBER: 0001567619-19-008802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190315 FILED AS OF DATE: 20190415 DATE AS OF CHANGE: 20190415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reilly Thomas CENTRAL INDEX KEY: 0001424858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38069 FILM NUMBER: 19749614 MAIL ADDRESS: STREET 1: C/O ARCSIGHT, INC. STREET 2: 5 RESULTS WAY CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cloudera, Inc. CENTRAL INDEX KEY: 0001535379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262922329 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1001 PAGE MILL ROAD, BUILDING 3 CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650 644 3950 MAIL ADDRESS: STREET 1: 1001 PAGE MILL ROAD, BUILDING 3 CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 doc1.xml FORM 4 X0306 4 2019-03-15 0 0001535379 Cloudera, Inc. CLDR 0001424858 Reilly Thomas C/O CLOUDERA, INC. 395 PAGE MILL ROAD PALO ALTO CA 94304 0 1 0 0 CEO and President Common Stock 2019-03-15 4 M 0 28460 0 A 360410 D Common Stock 2019-04-15 4 F 0 14111 11.55 D 346299 D Restricted Stock Units 0 2019-03-15 4 M 0 28460 0 D Common Stock 28460 426913 D Vesting and release of restricted stock units ("RSUs") granted to the reporting person on February 12, 2019. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. The RSUs vest as to 1/16th of the total number of shares on March 15, 2019 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. /s/ Thomas Reilly by Jay Wedge, Attorney-in-Fact 2019-04-15