0001140361-18-014108.txt : 20180319
0001140361-18-014108.hdr.sgml : 20180319
20180319181740
ACCESSION NUMBER: 0001140361-18-014108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180315
FILED AS OF DATE: 20180319
DATE AS OF CHANGE: 20180319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reilly Thomas
CENTRAL INDEX KEY: 0001424858
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38069
FILM NUMBER: 18700127
MAIL ADDRESS:
STREET 1: C/O ARCSIGHT, INC.
STREET 2: 5 RESULTS WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cloudera, Inc.
CENTRAL INDEX KEY: 0001535379
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 262922329
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1001 PAGE MILL ROAD, BUILDING 3
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 650 644 3950
MAIL ADDRESS:
STREET 1: 1001 PAGE MILL ROAD, BUILDING 3
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
doc1.xml
FORM 4
X0306
4
2018-03-15
0
0001535379
Cloudera, Inc.
CLDR
0001424858
Reilly Thomas
C/O CLOUDERA, INC.
1001 PAGE MILL ROAD, BUILDING 3
PALO ALTO
CA
94304
0
1
0
0
CEO and President
Common Stock
2018-03-15
4
M
0
16666
0
A
100363
D
Common Stock
2018-03-15
4
M
0
18750
0
A
119113
D
Common Stock
2018-03-15
4
M
0
25875
0
A
144988
D
Common Stock
2018-03-15
4
F
0
23118
20.34
D
121870
D
Restricted Stock Units
0
2018-03-15
4
M
0
16666
0
D
Common Stock
16666
133334
D
Restricted Stock Units
0
2018-03-15
4
M
0
18750
0
D
Common Stock
18750
225000
D
Restricted Stock Units
0
2018-03-15
4
M
0
25875
0
D
Common Stock
25875
129375
D
Vesting and release of restricted stock units ("RSUs") granted to the reporting person on June 15, 2017.
Includes shares acquired by the Reporting Person under the Issuer's employee stock purchase plan on December 20, 2017.
Vesting and release of RSUs granted to the reporting person on September 15, 2017.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
The RSUs vested as to 1/12th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/12th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
The RSUs vested as to 1/16th of the total number of shares on June 15, 2017 and thereafter vested or will continue to vest as to 1/16th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
The RSUs vested as to 1/8th of the total number of shares on September 15, 2017 and thereafter vested or will continue to vest as to 1/8th of the total number of RSUs in equal quarterly installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
/s/ Thomas Reilly by Jay Wedge, Attorney-in-Fact
2018-03-19