UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | |||
Form 10-K/A | |||
Amendment No. 1 | |||
(Mark one) | |||
ý | ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | ||
For the fiscal year ended September 30, 2017 | |||
o | TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | ||
For the transition period from _________ to __________ | |||
Commission file number 000-53041 | |||
SOUTHWEST IOWA RENEWABLE ENERGY, LLC | |||
(Exact name of registrant as specified in its charter) | |||
Iowa | 20-2735046 | ||
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | ||
10868 189 th Street, Council Bluffs, Iowa | 51503 | ||
(Address of principal executive offices) | (Zip Code) | ||
Registrant’s telephone number (712) 366-0392 | |||
Securities registered under Section 12(b) of the Exchange Act: | None. | ||
Title of each class | Name of each exchange on which registered | ||
Securities registered under Section 12(g) of the Exchange Act: | |||
Series A Membership Units | |||
(Title of class) | |||
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes o No x | |||
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Exchange Act. Yes o No x | |||
Indicate by check mark whether the issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes o No o | |||
Indicate by check mark whether the registrant has submitted electronically on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No o | |||
Indicate by check mark if disclosure of delinquent filers in response to Item 405 of Regulation S-K (§ 229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. x |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. |
Large accelerated filer o Accelerated filer o Non-accelerated filer o Smaller reporting company x |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No x |
(a) | The following exhibits are filed herewith or incorporated by reference as set forth below: |
Rule 13a-14(a)/15d-14(a) Certification (pursuant to Section 302 of the Sarbanes-Oxley Act of 2002) executed by the Principal Executive Officer. (filed herewith) | ||
Rule 13a-14(a)/15d-14(a) Certification (pursuant to Section 302 of the Sarbanes-Oxley Act of 2002) executed by the Principal Financial Officer. (filed herewith) |
SOUTHWEST IOWA RENEWABLE ENERGY, LLC | ||
Date: | December 22, 2017 | /s/ Brian T. Cahill |
Brian T. Cahill, President and Chief Executive Officer | ||
Date: | December 22, 2017 | /s/ Brett L. Frevert |
Brett L. Frevert, CFO and Principal Financial Officer |
Date: | December 22, 2017 | /s/ Brian T. Cahill | ||
Brian T. Cahill, President and Chief Executive Officer | ||||
(Principal Executive Officer) |
Date: | December 22, 2017 | /s/ Brett L. Frevert | ||
Brett L. Frevert, CFO | ||||
(Principal Financial Officer) |
Document And Entity Information |
12 Months Ended |
---|---|
Sep. 30, 2017
USD ($)
shares
| |
Entity Registrant Name | Southwest Iowa Renewable Energy, LLC |
Entity Central Index Key | 0001424844 |
Current Fiscal Year End Date | --09-30 |
Entity Filer Category | Smaller Reporting Company |
Document Type | 10-K |
Document Period End Date | Sep. 30, 2017 |
Document Fiscal Year Focus | 2017 |
Document Fiscal Period Focus | FY |
Amendment Flag | false |
Entity Well-known Seasoned Issuer | No |
Entity Voluntary Filers | No |
Entity Current Reporting Status | Yes |
Entity Public Float | $ | $ 52,134,000 |
Common Class A [Member] | |
Entity Common Stock, Shares Outstanding | 8,810 |
Common Class B [Member] | |
Entity Common Stock, Shares Outstanding | 3,334 |
Common Class C [Member] | |
Entity Common Stock, Shares Outstanding | 1,000 |
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