0001208646-12-000304.txt : 20121012
0001208646-12-000304.hdr.sgml : 20121012
20121012113352
ACCESSION NUMBER: 0001208646-12-000304
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121012
DATE AS OF CHANGE: 20121012
EFFECTIVENESS DATE: 20121012
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alliance Trust PLC
CENTRAL INDEX KEY: 0001424606
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0131
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13036
FILM NUMBER: 121141393
BUSINESS ADDRESS:
STREET 1: 8 WEST MARKETGAIT
CITY: DUNDEE, SCOTLAND
STATE: X0
ZIP: DD1 1QN
BUSINESS PHONE: 44 1382 306062
MAIL ADDRESS:
STREET 1: 8 WEST MARKETGAIT
CITY: DUNDEE, SCOTLAND
STATE: X0
ZIP: DD1 1QN
13F-HR
1
c107398.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
-----------------
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Alliance Trust PLC
Address: 8 West Marketgait
Dundee, Scotland DD1 1QN
United Kingdom
Form 13F File Number: 28-13036
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ian Anderson
Title: Assistant Secretary
Phone: +44 1382 321238
Signature, Place, and Date of Signing:
/s/ Ian Anderson Dundee, Scotland, United Kingdom October 12, 2012
------------------------- -------------------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 36
Form 13F Information Table Value Total: $1,145,532 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
FORM 13F INFORMATION TABLE
------------------------------------------------------------------------------------------------------------------------------------
INVEST-
TITLE MENT
OF VALUE VALUE SHRS OR SH / PUT / DISCRE- OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$) (X$1000) PRN AMT PRN CALL TION MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
AMER TOWER CORP
COM NEW USD0.01 EQUITY B7FBFL2 53,749,140.00 53,749 753,000 SH SOLE NONE 753,000
AMGEN INC COM
USD0.0001 EQUITY 2023607 34,478,700.00 34,479 409,000 SH SOLE NONE 409,000
APACHE CORP COM
USD0.625 EQUITY 2043962 29,824,338.33 29,824 345,309 SH SOLE NONE 345,309
APPLE INC COM NPV EQUITY 2046251 60,161,239.50 60,161 90,190 SH SOLE NONE 90,190
BAIDU INC ADS EACH
REP 0.10 ORD CLS'A EQUITY B0FXT17 18,210,679.00 18,211 155,900 SH SOLE NONE 155,900
BAXTER INTL INC
COM USD1 EQUITY 2085102 12,155,919.50 12,156 201,758 SH SOLE NONE 201,758
B/E AEROSPACE INC
COM USD0.01 EQUITY 2089427 22,307,700.00 22,308 530,000 SH SOLE NONE 530,000
BORG WARNER INC
COM USD0.01 EQUITY 2111955 32,113,032.00 32,113 464,800 SH SOLE NONE 464,800
BPZ RESOURCES INC CONVER-
6.5% NTS 01/03/15 TIBLE
USD BOND 2BTBMK3 9,867,979.11 9,868 12,448,000 SH SOLE NONE 12,448,000
CERNER CORP
COM USD0.01 EQUITY 2185284 28,653,480.00 28,653 370,200 SH SOLE NONE 370,200
CLEAN HARBORS
INC COM USD0.01 EQUITY 2202473 24,827,133.20 24,827 508,232 SH SOLE NONE 508,232
COACH INC
COM USD0.01 EQUITY 2646015 21,625,461.00 21,625 386,100 SH SOLE NONE 386,100
CVS CAREMARK
CORP COM
STK USD0.01 EQUITY 2577609 39,967,296.00 39,967 825,600 SH SOLE NONE 825,600
DANAHER CORP
COM USD0.01 EQUITY 2250870 35,531,285.00 35,531 644,500 SH SOLE NONE 644,500
DAVITA INC
COM USD0.001 EQUITY 2898087 24,854,400.00 24,854 240,000 SH SOLE NONE 240,000
ENTERPRISE PRODS
P COM UNITS REP
LIM PART INT EQUITY 2285388 40,132,508.00 40,133 749,300 SH SOLE NONE 749,300
EXPRESS SCRIPTS
HO COM USD0.01 EQUITY B7QQYV9 50,642,179.59 50,642 808,593 SH SOLE NONE 808,593
GOOGLE INC COM
USD0.001 CL'A' EQUITY B020QX2 28,138,001.00 28,138 37,300 SH SOLE NONE 37,300
INTEROIL CORP
COM NPV EQUITY B02SJF9 46,306,919.48 46,307 599,986 SH SOLE NONE 599,986
JOHNSON &
JOHNSON
COM USD1 EQUITY 2475833 21,487,440.00 21,487 312,000 SH SOLE NONE 312,000
MARSH &
MCLENNAN
COM USD1 EQUITY 2567741 13,564,000.00 13,564 400,000 SH SOLE NONE 400,000
MATTEL INC
COM USD1 EQUITY 2572303 37,413,930.00 37,414 1,055,400 SH SOLE NONE 1,055,400
MICROSOFT CORP
COM USD0.00000625 EQUITY 2588173 40,692,645.00 40,693 1,367,820 SH SOLE NONE 1,367,820
MONSANTO COM
STK USD0.01 EQUITY 2654320 21,890,310.00 21,890 240,500 SH SOLE NONE 240,500
NATL OILWELL
VARCO COM USD0.01 EQUITY 2624486 6,023,153.98 6,023 75,233 SH SOLE NONE 75,233
NETAPP INC
COM USD0.001 EQUITY 2630643 15,203,993.40 15,204 462,690 SH SOLE NONE 462,690
NEW YORK COMMTY
COM USD0.01 EQUITY 2711656 38,090,400.00 38,090 2,690,000 SH SOLE NONE 2,690,000
PFIZER INC
COM USD0.05 EQUITY 2684703 68,613,048.00 68,613 2,762,200 SH SOLE NONE 2,762,200
PHILIP MORRIS
INTL COM STK NPV EQUITY B2PKRQ3 35,972,000.00 35,972 400,000 SH SOLE NONE 400,000
PLUM CREEK TMBR
CO COM USD0.01 EQUITY 2692397 22,771,855.04 22,772 519,431 SH SOLE NONE 519,431
QUALCOMM INC
COM
USD0.0001 EQUITY 2714923 51,084,100.00 51,084 818,000 SH SOLE NONE 818,000
ROSS STORES INC
COM USD0.01 EQUITY 2746711 38,108,100.00 38,108 590,000 SH SOLE NONE 590,000
UNION PACIFIC
CORP COM
USD2.50 EQUITY 2914734 15,842,652.58 15,843 133,513 SH SOLE NONE 133,513
UTD
TECHNOLOGIES
COM USD1 EQUITY 2915500 45,441,792.00 45,442 580,800 SH SOLE NONE 580,800
VISA INC COM
STK USD0.0001 EQUITY B2PZN04 32,818,917.18 32,819 244,443 SH SOLE NONE 244,443
WELLS
FARGO &
CO COM
USD1 2/3 EQUITY 2649100 26,966,275.00 26,966 780,500 SH SOLE NONE 780,500
1,145,532