0001208646-12-000189.txt : 20120723
0001208646-12-000189.hdr.sgml : 20120723
20120723104458
ACCESSION NUMBER: 0001208646-12-000189
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120723
DATE AS OF CHANGE: 20120723
EFFECTIVENESS DATE: 20120723
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alliance Trust PLC
CENTRAL INDEX KEY: 0001424606
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0131
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13036
FILM NUMBER: 12973733
BUSINESS ADDRESS:
STREET 1: 8 WEST MARKETGAIT
CITY: DUNDEE, SCOTLAND
STATE: X0
ZIP: DD1 1QN
BUSINESS PHONE: 44 1382 306062
MAIL ADDRESS:
STREET 1: 8 WEST MARKETGAIT
CITY: DUNDEE, SCOTLAND
STATE: X0
ZIP: DD1 1QN
13F-HR
1
c106978.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
-----------------
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Alliance Trust PLC
Address: 8 West Marketgait
Dundee, Scotland DD1 1QN
United Kingdom
Form 13F File Number: 28-13036
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ian Anderson
Title: Assistant Secretary
Phone: +44 1382 321238
Signature, Place, and Date of Signing:
/s/ Ian Anderson Dundee, Scotland, United Kingdom July 23, 2012
------------------------- -------------------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 37
Form 13F Information Table Value Total: $859,829 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
FORM 13F INFORMATION TABLE
------------------------------------------------------------------------------------------------------------------------------------
INVEST-
TITLE MENT
OF VALUE VALUE SHRS OR SH / PUT / DISCRE- OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$) (X$1000) PRN AMT PRN CALL TION MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
AMDOCS ORD GBP0.01 EQUITY 2256908 14,860,000.00 14,860 500,000 SH SOLE NONE 500,000
AMER TOWER
CORP CL'A'COM USD0.01 EQUITY 2253608 52,634,700.00 52,635 753,000 SH SOLE NONE 753,000
AMGEN INC
COM USD0.0001 EQUITY 2023607 10,823,046.00 10,823 148,200 SH SOLE NONE 148,200
APACHE CORP
COM USD0.625 EQUITY 2043962 22,632,466.01 22,632 257,509 SH SOLE NONE 257,509
APPLE INC COM
NPV EQUITY 2046251 52,670,058.10 52,670 90,190 SH SOLE NONE 90,190
BAIDU INC ADS
EACH REP 0.10
ORD CLS'A EQUITY B0FXT17 10,509,172.00 10,509 91,400.00 SH SOLE NONE 91,400
BAXTER INTL
INC COM USD1 EQUITY 2085102 10,723,437.70 10,723 201,758 SH SOLE NONE 201,758
BE AEROSPACE
COM USD0.01 EQUITY 2089427 23,145,100.00 23,145 530,000 SH SOLE NONE 530,000
BPZ RESOURCES
INC 6.5% NTS CONVERTIBLE
01/03/15 USD BOND 2BTBMK3 10,980,105.22 10,980 13,448,000 SH SOLE NONE 13,448,000
BPZ RESOURCES
INC COM NPV EQUITY 2155458 2,167,200.00 2,167 860,000 SH SOLE NONE 860,000
CATERPILLAR INC
COM STK USD1 EQUITY 2180201 28,573,095.00 28,573 336,550 SH SOLE NONE 336,550
CITIGROUP INC
COM USD0.01 EQUITY 2297907 7,778,760.00 7,779 284,000.00 SH SOLE NONE 284,000
CLEAN HARBORS
INC COM USD0.01 EQUITY 2202473 34,852,439.44 34,852 617,732.00 SH SOLE NONE 617,732
COACH INC
COM USD0.01 EQUITY 2646015 5,848,000.00 5,848 100,000.00 SH SOLE NONE 100,000
DAVITA INC
COM USD0.001 EQUITY 2898087 23,553,600.00 23,554 240,000 SH SOLE NONE 240,000
DELL INC
COM USD0.01 EQUITY 2261526 15,024,000.00 15,024 1,200,000 SH SOLE NONE 1,200,000
ENTERPRISE
PRODS P
COM UNITS REP
LIM PART INT EQUITY 2285388 27,863,680.00 27,864 544,000 SH SOLE NONE 544,000
EXPRESS SCRIPTS
IN COM USD0.01 EQUITY 2326469 24,973,477.26 24,973 447,393 SH SOLE NONE 447,393
INTEROIL CORP
COM NPV EQUITY B02SJF9 41,819,024.20 41,819 599,986 SH SOLE NONE 599,986
JOHNSON &
JOHNSON COM USD1 EQUITY 2475833 21,081,840.00 21,082 312,000 SH SOLE NONE 312,000
LIONS GATE
ENTERTA COM NPV EQUITY 2753506 50,407,203.44 50,407 3,419,756 SH SOLE NONE 3,419,756
MARSH & MCLENNAN
COM USD1 EQUITY 2567741 12,888,000.00 12,888 400,000 SH SOLE NONE 400,000
MICROSOFT CORP
COM USD0.00000625 EQUITY 2475833 30,176,955.60 30,177 986,820 SH SOLE NONE 986,820
MONSANTO COM
STK USD0.01 EQUITY 2654320 19,906,185.00 19,906 240,500 SH SOLE NONE 240,500
NETAPP INC
COM USD0.001 EQUITY 2630643 14,722,795.80 14,723 462,690 SH SOLE NONE 462,690
NEW YORK
COMMTY COM USD0.01 EQUITY 2711656 33,705,700.00 33,706 2,690,000 SH SOLE NONE 2,690,000
PFIZER INC COM
USD0.05 EQUITY 2684703 47,223,900.00 47,224 2,055,000 SH SOLE NONE 2,055,000
PHILIP MORRIS INTL
COM STK NPV EQUITY B2PKRQ3 34,880,000.00 34,880 400,000 SH SOLE NONE 400,000
PLUM CREEK TMBR
CO COM USD0.01 EQUITY 2692397 20,600,633.46 20,601 519,431 SH SOLE NONE 519,431
POLYCOM INC COM
USD0.0005 EQUITY 2693420 6,002,100.00 6,002 570,000 SH SOLE NONE 570,000
PROGRSSIVE WASTE
S COM NPV EQUITY B3DJGJ5 14,125,860.00 14,126 747,400 SH SOLE NONE 747,400
ROSS STORES INC
COM USD0.01 EQUITY 2746711 36,863,200.00 36,863 590,000 SH SOLE NONE 590,000
SAFEWAY INC
COM USD0.01 EQUITY 2767165 11,797,500.00 11,798 650,000 SH SOLE NONE 650,000
ST JOE COMPANY
COM NPV EQUITY 2768663 22,003,080.00 22,003 844,000.00 SH SOLE NONE 844,000
TETRA TECH INC
COM USD0.01 EQUITY 2883890 15,928,100.90 15,928 133,513 SH SOLE NONE 133,513
UTD TECHNOLOGIES
COM USD1 EQUITY 2915500 15,820,170.00 15,820 209,400 SH SOLE NONE 209,400
VISA INC COM
STK USD0.0001 EQUITY B2PZN04 30,264,487.83 30,264 244,443 SH SOLE NONE 244,443
859,829