13F-HR 1 c104232.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 ----------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: 8 West Marketgait Dundee, Scotland DD1 1QN United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 321238 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom February 9, 2011 ------------------------- -------------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 50 Form 13F Information Table Value Total: $857,759 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE
------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$) (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ABBOTT LABS COM NPV EQUITY 2002305 19,643,100 19,643 410,000 SH SOLE NONE 410,000 CIA DE BEBIDAS DAS SPON ADR REP 1 PRF SHS EQUITY 2634797 10,550,200 10,550 340,000 SH SOLE NONE 340,000 ACCENTURE PLC CLS'A' USD0.0000225 EQUITY B4BNMY3 7,508,003 7,508 154,900 SH SOLE NONE 154,900 AMER TOWER CORP CL'A'COM USD0.01 EQUITY 2253608 38,877,390.00 38,877 753,000 SH SOLE NONE 753,000 APACHE CORP COM USD0.625 EQUITY 2043962 34,441,373.95 34,441 288,865 SH SOLE NONE 288,865 BPZ RESOURCES INC 6.5% NTS 01/03/15 USD EQUITY B590VV3 11,981,833.33 11,982 11,600,000 SH SOLE NONE 11,600,000 BK OF AMERICA CORP COM USD0.01 EQUITY 2295677 4,834,416.00 4,834 362,400 SH SOLE NONE 362,400 BAXTER INTL INC COM USD1 EQUITY 2085102 10,210,972.38 10,211 201,758 SH SOLE NONE 201,758 BJS WHOLESALE CLUB COM USD0.01 EQUITY 2039916 718,500.00 719 15,000 SH SOLE NONE 15,000 CLEAN HARBORS INC COM USD0.01 EQUITY 2202473 42,187,140.00 42,187 501,750 SH SOLE NONE 501,750 CISCO SYSTEMS COM USD0.001 EQUITY 2198163 30,569,849.64 30,570 1,511,862 SH SOLE NONE 1,511,862 CORRECTIONS CORP COM USD0.01 EQUITY 2759418 1,879,500.00 1,880 75,000 SH SOLE NONE 75,000 DELL INC COM USD0.01 EQUITY 2261526 22,748,124.30 22,748 1,681,310 SH SOLE NONE 1,681,310 DAVITA INC COM USD0.001 EQUITY 2898087 16,677,600.00 16,678 240,000 SH SOLE NONE 240,000 ENTERPRISE PRODS P COM UNITS REP LIM PART INT EQUITY 2285388 16,644,000.00 16,644 400,000 SH SOLE NONE 400,000 ENERGY SOLUTIONS I DEP SHS REP 1 COM USD0.01 EQUITY B293735 1,002,600.00 1,003 180,000 SH SOLE NONE 180,000 FLIR SYSTEMS INC COM USD0.01 EQUITY 2344717 16,665,600.00 16,666 560,000 SH SOLE NONE 560,000 HCC INSURANCE HLDG COM USD1 EQUITY 2400426 13,023,000.00 13,023 450,000 SH SOLE NONE 450,000 HOLOGIC INC COM USD0.01 EQUITY 2433530 15,808,800.00 15,809 840,000 SH SOLE NONE 840,000 INTERMEC INC COM USD0.01 EQUITY 2116842 734,280.00 734 58,000 SH SOLE NONE 58,000 INTEL CORP COM USD0.001 EQUITY 2463247 31,950,965.28 31,951 1,518,582 SH SOLE NONE 1,518,582 INTEROIL CORP COM NPV EQUITY B02SJF9 57,247,950.00 57,248 795,000 SH SOLE NONE 795,000 JOHNSON & JOHNSON COM USD1 EQUITY 2475833 30,892,852.24 30,893 499,561 SH SOLE NONE 499,561 ST JOE COMPANY COM NPV EQUITY 2768663 13,665,511.34 13,666 627,146 SH SOLE NONE 627,146 LANDEC CORP COM USD0.001 EQUITY 2517058 1,041,250.00 1,041 175,000 SH SOLE NONE 175,000 MOBILE TELESYSTEMS ADR EA REP 2 ORD RUB1 EQUITY 2603225 4,500,398.00 4,500 215,950 SH SOLE NONE 215,950 MEDCOHEALTH SOLUTI COM USD0.01 EQUITY 2954019 23,623,571.28 23,624 385,628 SH SOLE NONE 385,628 MONSANTO COM STK USD0.01 EQUITY 2654320 19,939,168.00 19,939 286,400 SH SOLE NONE 286,400 VAIL RESORTS INC COM STK USD0.01 EQUITY 2954194 2,081,600.00 2,082 40,000 SH SOLE NONE 40,000 MAXWELL TECH INC COM USD0.10 EQUITY 2573771 3,740,220.00 3,740 198,000 SH SOLE NONE 198,000 NETAPP INC COM USD0.001 EQUITY 2630643 19,140,004.30 19,140 348,190 SH SOLE NONE 348,190 NOVATEK OAO GDR EACH REPR 10 SHS'REG S' EQUITY B0DK750 8,429,640.00 8,430 70,600 SH SOLE NONE 70,600 NEW YORK COMMTY COM USD0.01 EQUITY 2711656 59,828,844.40 59,829 3,173,944 SH SOLE NONE 3,173,944 PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 15,979,503.05 15,980 426,689 SH SOLE NONE 426,689 METROPCS COMMUNICA COM STK USD0.0001 EQUITY B02F228 1,073,550.00 1,074 85,000 SH SOLE NONE 85,000 PFIZER INC COM USD0.05 EQUITY 2684703 25,126,850.00 25,127 1,435,000 SH SOLE NONE 1,435,000 PICO HOLDINGS COM USD0.001 EQUITY 2326737 1,590,000.00 1,590 50,000 SH SOLE NONE 50,000 POLYCOM INC COM USD0.0005 EQUITY 2693420 30,533,034.00 30,533 783,300 SH SOLE NONE 783,300 PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 57,041,289.45 57,041 974,565 SH SOLE NONE 974,565 ROSS STORES INC COM USD0.01 EQUITY 2746711 31,931,750.20 31,932 504,770 SH SOLE NONE 504,770 REPUBLIC SERVICES COM USD0.01 EQUITY 2262530 21,428,849.84 21,429 717,644 SH SOLE NONE 717,644 SMART BALANCE INC COM STK USD0.01 EQUITY B0V9FJ9 585,900.00 586 135,000 SH SOLE NONE 135,000 SAFEWAY INC COM USD0.01 EQUITY 2767165 15,855,450.00 15,855 705,000 SH SOLE NONE 705,000 TRIQUINT SEMI COND COM USD0.001 EQUITY 2904393 1,344,350.00 1,344 115,000 SH SOLE NONE 115,000 TETRA TECH INC COM USD0.01 EQUITY 2883890 10,964,301.32 10,964 437,522 SH SOLE NONE 437,522 TIME WARNER INC COM USD0.01 EQUITY B63QTN2 6,388,962.00 6,389 198,600 SH SOLE NONE 198,600 UTD TECHNOLOGIES COM USD1 EQUITY 2915500 30,582,720.00 30,583 388,500 SH SOLE NONE 388,500 VISA INC COM STK USD0.0001 EQUITY B2PZN04 3,870,900.00 3,871 55,000 SH SOLE NONE 55,000 WELLS FARGO & CO COM USD1 2/3 EQUITY 2649100 4,337,200.00 4,337 140,000 SH SOLE NONE 140,000 WESTERN UNION COMP COM STK USD0.01 EQUITY B1F76F9 6,336,084.00 6,336 341,200 SH SOLE NONE 341,200 $857,759