-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cm5STYiLhY969X+EulO6ar5VpUfEEayx9oaFyFzbPk9h/lTKY4cuNK5ok13mZ+Cl L4NyvWo2wBQufYazd4eXzA== 0000950123-09-008644.txt : 20090512 0000950123-09-008644.hdr.sgml : 20090512 20090512143331 ACCESSION NUMBER: 0000950123-09-008644 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090512 DATE AS OF CHANGE: 20090512 EFFECTIVENESS DATE: 20090512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliance Trust PLC CENTRAL INDEX KEY: 0001424606 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13036 FILM NUMBER: 09818265 BUSINESS ADDRESS: STREET 1: MEADOW HOUSE STREET 2: 64 REFORM STREET CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1TJ BUSINESS PHONE: 44 1382 306062 MAIL ADDRESS: STREET 1: MEADOW HOUSE STREET 2: 64 REFORM STREET CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1TJ 13F-HR 1 y77153e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/09 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: Meadow House 64 Reform Street Dundee, Scotland DD1 1TJ United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 321000 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom May 12, 2009 - ------------------------------ -------------------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: 1,060,029 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE Alliance Trust Holdings as at 31.03.2009
VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------- ----- -------- ------- --- ---- ---------- -------- --------- ------ ---- TIME WARNER INC COM USD0.01 EQUITY 2712165 1,947 106,824 SH SOLE NONE 106,824 APPLE INC COM NPV EQUITY 2046251 798 7,600 SH SOLE NONE 7,600 ABBOTT LABS COM NPV EQUITY 2002305 34,252 718,068 SH SOLE NONE 718,068 ACCENTURE LTD BERM CLS'A'COM USD0.0000225 EQUITY 2763958 1,201 43,700 SH SOLE NONE 43,700 ADOBE SYSTEMS INC COM USD0.0001 EQUITY 2008154 10,057 471,058 SH SOLE NONE 471,058 AMERON INTL CORP COM USD2.50 EQUITY 2030942 632 12,000 SH SOLE NONE 12,000 AMER TOWER CORP CL'A'COM USD0.01 EQUITY 2253608 25,535 841,066 SH SOLE NONE 841,066 ABERCROMBIE & FITC CL'A'COM USD0.01 EQUITY 2004185 2,605 109,700 SH SOLE NONE 109,700 AMER EXPRESS CO COM USD0.20 EQUITY 2026082 466 34,200 SH SOLE NONE 34,200 BAXTER INTL INC COM USD1 EQUITY 2085102 13,755 268,753 SH SOLE NONE 268,753 CCC GLOBAL ENVIRONMENTAL OPPORTUNITIES FUND LTD EQUITY CCC GEO 16,066 160,000 SH SOLE NONE 160,000 CLEAN HARBORS INC COM USD0.01 EQUITY 2202473 11,302 235,455 SH SOLE NONE 235,455 CON-WAY INC COM USD0.625 EQUITY 2217228 716 40,000 SH SOLE NONE 40,000 CONSOL ENERGY INC COM USD0.01 EQUITY 2413758 377 15,000 SH SOLE NONE 15,000 CISCO SYSTEMS COM USD0.001 EQUITY 2198163 20,564 1,229,162 SH SOLE NONE 1,229,162 CVS CAREMARK CORP COM STK USD0.01 EQUITY 2577609 19,661 716,762 SH SOLE NONE 716,762 CORRECTIONS CORP COM USD0.01 EQUITY 2759418 1,601 125,000 SH SOLE NONE 125,000 DELL INC COM USD0.01 EQUITY 2261526 751 79,510 SH SOLE NONE 79,510 DIAMOND OFFSHORE COM USD0.01 EQUITY 2261021 34,372 547,854 SH SOLE NONE 547,854 AMDOCS ORD GBP0.01 EQUITY 2256908 21,267 1,149,592 SH SOLE NONE 1,149,592 DAVITA INC COM USD0.001 EQUITY 2898087 14,793 337,426 SH SOLE NONE 337,426 ENERGY SOLUTIONS I DEP SHS REP 1 COM USD0.01 EQUITY B293735 688 80,000 SH SOLE NONE 80,000 EXELON CORP COM NPV EQUITY 2670519 9,066 200,000 SH SOLE NONE 200,000 F5 NETWORK INC COM STK NPV EQUITY 2427599 419 20,000 SH SOLE NONE 20,000 FLIR SYSTEMS INC COM USD0.01 EQUITY 2344717 1,024 50,000 SH SOLE NONE 50,000 HEICO CORP COM USD0.01 EQUITY 2419217 412,760 17,000 SH SOLE NONE 17,000 HOLOGIC INC COM USD0.01 EQUITY 2433530 7,325 560,000 SH SOLE NONE 560,000
VOTING TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------- ------- ---------- --------- --- ---- ---------- -------- --------- ------ ----- INTERMEC INC COM USD0.01 EQUITY 2116842 4,878 469,500 SH SOLE NONE 469,500 INTEL CORP COM USD0.001 EQUITY 2463247 24,978 1,661,882 SH SOLE NONE 1,661,882 INTEROIL CORP COM NPV EQUITY B02SJF9 25,194 906,900 SH SOLE NONE 906,900 ITT CORPORATION COM USD1 EQUITY 2465760 19,084 496,600 SH SOLE NONE 496,600 JOHNSON & JOHNSON COM USD1 EQUITY 2475833 32,628 620,661 SH SOLE NONE 620,661 JOY GLOBAL INC COM USD1 EQUITY 2781905 7,119 335,000 SH SOLE NONE 335,000 MONSANTO COM STK USD0.01 EQUITY 2654320 4,293 51,700 SH SOLE NONE 51,700 MCCORMICK & SCHMIC COM STK USD0.001 EQUITY B01YX34 727 186,500 SH SOLE NONE 186,500 VAIL RESORTS INC COM STK USD0.01 EQUITY 2954194 817 40,000 SH SOLE NONE 40,000 MUELLER WATER PROD COM STK USD0.01 SER 'A' EQUITY B15RZR4 10,725 3,300,000 SH SOLE NONE 3,300,000 NETAPP INC COM USD0.001 EQUITY 2630643 11,373 770,000 SH SOLE NONE 770,000 NORTHWEST PIPE CO COM USD0.01 EQUITY 2035925 1,045 36,700 SH SOLE NONE 36,700 NEW YORK COMMTY COM USD0.01 EQUITY 2711656 38,263 3,437,851 SH SOLE NONE 3,437,851 PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 19,030 654,869 SH SOLE NONE 654,869 PROCTER & GAMBLE COM NPV EQUITY 2704407 3,626 77,126 SH SOLE NONE 77,126 PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 38,435 1,082,065 SH SOLE NONE 1,082,065 PSYCHIATRIC SOLUTI COM USD0.01 EQUITY 2975333 315 20,000 SH SOLE NONE 20,000 PRAXAIR INC COM USD0.01 EQUITY 2699291 2,667 39,700 SH SOLE NONE 39,700 ROSS STORES INC COM USD0.01 EQUITY 2746711 18,800 525,000 SH SOLE NONE 525,000 REPUBLIC SERVICES COM USD0.01 EQUITY 2262530 28,533 1,663,715 SH SOLE NONE 1,663,715 SINA CORP ORD USD0.133 EQUITY 2579230 2,690 116,000 SH SOLE NONE 116,000 SCHLUMBERGER COM USD0.01 EQUITY 2779201 6,081 150,028 SH SOLE NONE 150,028 SAFEWAY INC COM USD0.01 EQUITY 2767165 17,942 890,846 SH SOLE NONE 890,846 SYSCO CORP COM USD1 EQUITY 2868165 6,072 266,300 SH SOLE NONE 266,300 TIME WARNER CABLE USD0.01 EQUITY B63BPC8 665 26,813 SH SOLE NONE 26,813 ULTRA PETROLEUM CP COM NPV EQUITY 2714440 8,432 235,000 SH SOLE NONE 235,000 UTD TECHNOLOGIES COM USD1 EQUITY 2915500 21,044 490,083 SH SOLE NONE 490,083 VERIZON COMMUN COM USD0.10 EQUITY 2090571 29,348 974,700 SH SOLE NONE 974,700 WESTERN UNION COMP COM STK USD0.01 EQUITY B1F76F9 1,079 85,800 SH SOLE NONE 85,800 EXXON MOBIL CORP COM NPV EQUITY 2326618 3,510 51,702 SH SOLE NONE 51,702 HARSCO CORP COM USD1.25 EQUITY 2412700 6,636 300,000 SH SOLE NONE 300,000 $1,060,029
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