-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BoQy9bCTVO93Y8zRWgZtLQTu9XRyYj0UW0RAp8YajDmqj2gxrwCHGGGQar/dpJL5 xPMg+pJ3gU4PiTVBR3CKqw== 0000950123-08-015284.txt : 20081114 0000950123-08-015284.hdr.sgml : 20081114 20081113192311 ACCESSION NUMBER: 0000950123-08-015284 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliance Trust PLC CENTRAL INDEX KEY: 0001424606 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13036 FILM NUMBER: 081186622 BUSINESS ADDRESS: STREET 1: MEADOW HOUSE STREET 2: 64 REFORM STREET CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1TJ BUSINESS PHONE: 44 1382 306062 MAIL ADDRESS: STREET 1: MEADOW HOUSE STREET 2: 64 REFORM STREET CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1TJ 13F-HR 1 y72595e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: Meadow House 64 Reform Street Dundee, Scotland DD1 1TJ United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 201700 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom November 13, 2008 - ------------------------- -------------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 47 Form 13F Information Table Value Total: 663,841 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE
TITLE VOTING AUTHORITY OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------ ------- --------- ---------- --- ---- ---------- -------- ---------- ------ ---- ABBOTT LABS COM NPV EQUITY 2002305 47,921.27 832,400 SH SOLE NONE 832,400 ACCENTURE LTD BERM CLS'A'COM USD0.0000225 EQUITY 2763958 1,656.67 43,700 SH SOLE NONE 43,700 ADOBE SYSTEMS INC COM USD0.0001 EQUITY 2008154 11,835.00 300,000 SH SOLE NONE 300,000 AMDOCS ORD GBP0.01 EQUITY 2256908 15,151.90 554,000 SH SOLE NONE 554,000 AMER EXPRESS CO COM USD0.20 EQUITY 2026082 793.18 22,400 SH SOLE NONE 22,400 AMER TOWER CORP CL'A'COM USD0.01 EQUITY 2253608 16,226.46 453,000 SH SOLE NONE 453,000 AMERON INTL CORP COM USD2.50 EQUITY 2030942 859.80 12,000 SH SOLE NONE 12,000 APACHE CORP COM USD0.625 EQUITY 2043962 3,441.24 33,000 SH SOLE NONE 33,000 APOGEE ENTERPRISES COM USD0.33 1/3 EQUITY 2046176 1,052.10 70,000 SH SOLE NONE 70,000 APPLE INC COM NPV EQUITY 2046251 704.69 6,200 SH SOLE NONE 6,200 BAXTER INTL INC COM USD1 EQUITY 2085102 13,241.38 201,758 SH SOLE NONE 201,758 BCO BRADESCO SA SPON ADR EACH REP 1 PRF NPV EQUITY B00FSK0 1,327.84 83,250 SH SOLE NONE 83,250 BK OF AMERICA CORP COM USD0.01 EQUITY 2295677 976.49 28,060 SH SOLE NONE 28,060 CCC GLOBAL ENVIROMENTAL OPPORTUNITIES FUND LTD EQUITY CCC GEO 16,000.00 16,000,000 SH SOLE NONE 16,000,000 CHEESECAKE FACTORY COM USD0.01 EQUITY 2192392 671.60 46,000 SH SOLE NONE 46,000 CHESAPEAKE ENERGY COM USD0.01 EQUITY 2182779 2,079.88 58,000 SH SOLE NONE 58,000 CISCO SYSTEMS COM USD0.001 EQUITY 2198163 20,872.04 926,000 SH SOLE NONE 926,000 CLEAN HARBORS INC COM USD0.01 EQUITY 2202473 13,549.50 200,555 SH SOLE NONE 200,555 CON-WAY INC COM USD0.625 EQUITY 2217228 1,756.00 40,000 SH SOLE NONE 40,000 CONOCOPHILLIPS COM USD0.01 EQUITY 2685717 880.76 12,100 SH SOLE NONE 12,100 CORRECTIONS CORP COM USD0.01 EQUITY 2759418 1,861.50 75,000 SH SOLE NONE 75,000 COVANTA HOLDING CO COM STK USD0.10 EQUITY 2255778 1,192.50 50,000 SH SOLE NONE 50,000 CVS CAREMARK CORP COM STK USD0.01 EQUITY 2577609 21,453.57 637,740 SH SOLE NONE 637,740 DAVITA INC COM USD0.001 EQUITY 2898087 16,247.85 285,000 SH SOLE NONE 285,000 DELL INC COM USD0.01 EQUITY 2261526 1,307.94 79,510 SH SOLE NONE 79,510 DIAMOND OFFSHORE COM USD0.01 EQUITY 2261021 30,062.60 291,700 SH SOLE NONE 291,700 ENERGY SOLUTIONS I DEP SHS REP 1 COM USD0.01 EQUITY B293735 750.00 75,000 SH SOLE NONE 75,000 EXELON CORP COM NPV EQUITY 2670519 18,771.00 300,000 SH SOLE NONE 300,000 EXXON MOBIL CORP COM NPV EQUITY 2326618 31,836.50 410,000 SH SOLE NONE 410,000 F5 NETWORK INC COM STK NPV EQUITY 2427599 128.59 55,000 SH SOLE NONE 55,000 FOSTER WHEELER LTD ORD USD0.01 EQUITY B04MB31 1,444.40 40,000 SH SOLE NONE 40,000
TITLE VOTING AUTHORITY OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------ ------- --------- ---------- --- ---- ---------- -------- ---------- ------ ---- GAZPROM ADR REP 4 ORD RUB5 EQUITY 5140989 2,587.42 83,600 SH SOLE NONE 83,600 HOLOGIC INC COM USD0.01 EQUITY 2433530 10,938.30 570,000 SH SOLE NONE 570,000 INTEL CORP COM USD0.001 EQUITY 2463247 17,555.59 938,300 SH SOLE NONE 938,300 INTERMEC INC COM USD0.01 EQUITY 2116842 922.10 469,500 SH SOLE NONE 469,500 INTEROIL CORP COM NPV EQUITY B02SJF9 1,498.00 56,000 SH SOLE NONE 56,000 ITT CORPORATION COM USD1 EQUITY 2465760 26,220.12 471,500 SH SOLE NONE 471,500 JOHNSON & JOHNSON COM USD1 EQUITY 2475833 27,966.15 404,720 SH SOLE NONE 404,720 JP MORGAN CHASE & COM USD1 EQUITY 2190385 1,632.75 35,000 SH SOLE NONE 35,000 LINCOLN NATL CORP COM NPV EQUITY 2516378 1,452.14 34,000 SH SOLE NONE 34,000 MCCORMICK & SCHMIC COM STK USD0.001 EQUITY B01YX34 7,466.14 775,300 SH SOLE NONE 775,300 MONSANTO COM STK USD0.01 EQUITY 2654320 4,245.81 42,900 SH SOLE NONE 42,900 MUELLER WATER PROD COM STK USD0.01 SER 'B' EQUITY B1HKZN7 8,696.60 1,340,000 SH SOLE NONE 1,340,000 NETAPP INC COM USD0.001 EQUITY 2630643 14,385.90 790,000 SH SOLE NONE 790,000 NEW YORK COMMTY COM USD0.01 EQUITY 2711656 29,179.80 1,740,000 SH SOLE NONE 1,740,000 NORTHWEST PIPE CO COM USD0.01 EQUITY 2035925 3,210.04 73,591 SH SOLE NONE 73,591 NOVATEK OAO GDR EACH REPR 10 SHS'REG S' EQUITY B0DK750 1,646.13 37,000 SH SOLE NONE 37,000 PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 41,685.36 867,000 SH SOLE NONE 867,000 PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 20,771.95 416,689 SH SOLE NONE 416,689 PNC FINANCIAL SVCS COM USD5 EQUITY 2692665 1,732.81 23,200 SH SOLE NONE 23,200 PRAXAIR INC COM USD0.01 EQUITY 2699291 4,218.31 58,800 SH SOLE NONE 58,800 PROCTER & GAMBLE COM NPV EQUITY 2704407 1,725.83 24,800 SH SOLE NONE 24,800 QUANTA SERVICES COM STK USD0.00001 EQUITY 2150204 1,342.50 50,000 SH SOLE NONE 50,000 REPUBLIC SERVICES COM USD0.01 EQUITY 2262530 28,181.20 940,000 SH SOLE NONE 940,000 ROSS STORES INC COM USD0.01 EQUITY 2746711 19,325.25 525,000 SH SOLE NONE 525,000 SAFEWAY INC COM USD0.01 EQUITY 2767165 1,304.60 55,000 SH SOLE NONE 55,000 SCHLUMBERGER COM USD0.01 EQUITY 2779201 19,494.68 250,028 SH SOLE NONE 250,028 STATE STREET CORP COM STK USD1 EQUITY 2842040 1,557.96 27,400 SH SOLE NONE 27,400 TIME WARNER INC COM USD0.01 EQUITY 2712165 1,347.71 102,800 SH SOLE NONE 102,800 ULTRA PETROLEUM CP COM NPV EQUITY 2714440 15,628.02 282,400 SH SOLE NONE 282,400 USA TREASURY NTS 4.375% NTS 15/11/08 USD1000 EQUITY B0P1NJ7 1,734.93 1,700,000 SH SOLE NONE 1,700,000 UTD HEALTH GROUP COM USD0.01 EQUITY 2917766 7,578.00 300,000 SH SOLE NONE 300,000 UTD TECHNOLOGIES COM USD1 EQUITY 2915500 19,970.01 333,000 SH SOLE NONE 333,000 VERIZON COMMUN COM USD0.10 EQUITY 2090571 16,035.00 500,000 SH SOLE NONE 500,000
TITLE VOTING AUTHORITY OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------ ------- --------- ---------- --- ---- ---------- -------- ---------- ------ ---- WESTERN UNION COMP COM STK USD0.01 EQUITY B1F76F9 1,904.52 77,200 SH SOLE NONE 77,200 WHIRLPOOL CORP COM USD1 EQUITY 2960384 1,585.80 20,000 SH SOLE NONE 20,000 WINNEBAGO INDS INC COM USD0.50 EQUITY 2972721 1,059.44 82,000 SH SOLE NONE 82,000 663,841.1
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