0001593678-16-000085.txt : 20160303 0001593678-16-000085.hdr.sgml : 20160303 20160303183913 ACCESSION NUMBER: 0001593678-16-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rovi Corp CENTRAL INDEX KEY: 0001424454 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 261739297 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O ROVI ROVI CORPORATION STREET 2: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 408-562-8400 MAIL ADDRESS: STREET 1: C/O ROVI ROVI CORPORATION STREET 2: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Macrovision Solutions CORP DATE OF NAME CHANGE: 20080118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sergeeff Pamela A. CENTRAL INDEX KEY: 0001593678 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53413 FILM NUMBER: 161482998 MAIL ADDRESS: STREET 1: 140 11TH AVE. CITY: SAN MATEO STATE: CA ZIP: 94401 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-01 0001424454 Rovi Corp ROVI 0001593678 Sergeeff Pamela A. C/O ROVI CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 0 1 0 0 EVP, GENERAL COUNSEL Common Stock 2016-03-01 4 M 0 5250 .001 A 90934 D Common Stock 2016-03-01 4 F 0 8544 23.44 D 82390 D Performance Rights 2016-03-01 4 A 0 12198 0 A 2019-03-01 Common Stock 12198 12198 D Restricted Stock Units 2016-03-01 4 A 0 12198 0 A 2020-03-01 Common Stock 12198 12198 D Employee Stock Option (right to buy) 23.44 2016-03-01 4 A 0 14797 0 A 2023-03-01 Common Stock 14797 14797 D Restricted Stock Units 2016-03-01 4 M 0 5250 0 D 2016-03-01 2019-03-01 Common Stock 5250 15750 D Granted March 1, 2015, this restricted stock unit grant vests over four years with a 25% vesting on each of the annual anniversaries of the grant date. Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock. Each restricted stock unit represents a contingent right to receive one share of ROVI common stock. Granted March 1, 2016, these performance awards are based entirely on a three-year performance period and are eligible to vest after three years based upon the achievement of the following two factors, each weighted equally: (i) a three-year relative TSR metric of percentile ranking against a peer group established by our compensation committee, and (ii) three-year revenue compound annual growth rate and margin targets. Granted March 1, 2016, this restricted stock unit grant vests over four years with a 25% vesting on each of the annual anniversaries of the grant date. Granted March 1, 2016, vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years. Bonnie J. Bigelow as Attorney-in-Fact for Pamela Sergeeff 2016-03-03