0001209191-23-058810.txt : 20231215
0001209191-23-058810.hdr.sgml : 20231215
20231215170306
ACCESSION NUMBER: 0001209191-23-058810
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231013
FILED AS OF DATE: 20231215
DATE AS OF CHANGE: 20231215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wong Mark
CENTRAL INDEX KEY: 0001424445
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 231491213
MAIL ADDRESS:
STREET 1: BIOFUEL ENERGY CORP.
STREET 2: 1600 BROADWAY, SUITE 2200
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&W Seed Co
CENTRAL INDEX KEY: 0001477246
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 271275784
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2101 KEN PRATT BLVD.
STREET 2: SUITE 201
CITY: LONGMONT
STATE: CO
ZIP: 80501
BUSINESS PHONE: (720) 506-9191
MAIL ADDRESS:
STREET 1: 2101 KEN PRATT BLVD.
STREET 2: SUITE 201
CITY: LONGMONT
STATE: CO
ZIP: 80501
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-10-13
0
0001477246
S&W Seed Co
SANW
0001424445
Wong Mark
C/O S&W SEED COMPANY
2101 KEN PRATT BLVD., SUITE 201
LONGMONT
CO
80501
1
0
0
0
0
Common Stock
2023-10-13
4
A
0
65727
0.00
A
372385
D
Common Stock
2023-12-13
4
A
0
126653
0.00
A
499038
D
Common Stock
36630
I
By Starlight 4, LLLP
Stock options (right to buy)
0.772
2023-10-13
4
A
0
277675
0.00
A
2033-10-12
Common Stock
277675
277675
D
Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in 12 quarterly installments over three years, commencing on January 1, 2024, and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2026, subject to the Reporting Person's continued service with the Issuer on each respective vesting date.
Represents the grant of RSUs, each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) December 13, 2024 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continued service with the Issuer on each respective vesting date.
The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
The options vest in 12 quarterly installments over three years, commencing on January 1, 2024, and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2026, subject to the Reporting Person's continued service on each respective vesting date.
/s/ Vanessa Baughman, Attorney-in-Fact
2023-12-15