0001209191-23-047758.txt : 20230830
0001209191-23-047758.hdr.sgml : 20230830
20230830172719
ACCESSION NUMBER: 0001209191-23-047758
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230828
FILED AS OF DATE: 20230830
DATE AS OF CHANGE: 20230830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wong Mark
CENTRAL INDEX KEY: 0001424445
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 231226199
MAIL ADDRESS:
STREET 1: BIOFUEL ENERGY CORP.
STREET 2: 1600 BROADWAY, SUITE 2200
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&W Seed Co
CENTRAL INDEX KEY: 0001477246
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 271275784
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2101 KEN PRATT BLVD.
STREET 2: SUITE 201
CITY: LONGMONT
STATE: CO
ZIP: 80501
BUSINESS PHONE: (720) 506-9191
MAIL ADDRESS:
STREET 1: 2101 KEN PRATT BLVD.
STREET 2: SUITE 201
CITY: LONGMONT
STATE: CO
ZIP: 80501
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-08-28
0
0001477246
S&W Seed Co
SANW
0001424445
Wong Mark
C/O S&W SEED COMPANY
2101 KEN PRATT BLVD., SUITE 201
LONGMONT
CO
80501
1
0
0
0
0
Common Stock
2023-08-28
4
F
0
2438
1.22
D
302506
D
Common Stock
2023-08-28
4
F
0
8791
0.9825
D
293715
D
Common Stock
36630
I
By Starlight 4, LLLP
The reporting person is reporting the withholding by the Issuer of an aggregate of 11,229 shares of common stock that vested pursuant to RSU awards granted on October 1, 2020, October 5, 2021 and October 21, 2022 but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU awards.
The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
/s/ Vanessa Baughman, Attorney-in-Fact
2023-08-30