0001752724-24-212659.txt : 20240923
0001752724-24-212659.hdr.sgml : 20240923
20240923142433
ACCESSION NUMBER: 0001752724-24-212659
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240731
FILED AS OF DATE: 20240923
DATE AS OF CHANGE: 20240923
PERIOD START: 20240731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED FUND III
CENTRAL INDEX KEY: 0001424212
ORGANIZATION NAME:
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22245
FILM NUMBER: 241315994
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE
STREET 2: SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE
STREET 2: SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
FORMER COMPANY:
FORMER CONFORMED NAME: First Trust Exchange-Traded Fund III
DATE OF NAME CHANGE: 20160419
FORMER COMPANY:
FORMER CONFORMED NAME: First Trust Exchange Traded Fund III
DATE OF NAME CHANGE: 20080116
0001424212
S000067481
First Trust Merger Arbitrage ETF
C000216993
First Trust Merger Arbitrage ETF
MARB
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001424212
XXXXXXXX
S000067481
C000216993
First Trust Exchange-Traded Fund III
811-22245
0001424212
5493003Z20QMESC6XS29
120 East Liberty Drive, Suite 400
Wheaton
60187
630-765-8000
First Trust Merger Arbitrage ETF
S000067481
549300X8SYNEGGE8J693
2024-07-31
2024-07-31
N
39293488.50
8309937.50
30983551.00
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
9114055.67000000
N
S&P 500
SPX US
EQT Corp
4NT01YGM4X7ZX86ISY52
EQT Corp
26884L109
-572.00000000
NS
USD
-19739.72000000
-0.06371032164
Short
EC
CORP
US
N
1
N
N
N
ChampionX Corp
549300EP2909K6DYYP38
ChampionX Corp
15872M104
26003.00000000
NS
USD
890862.78000000
2.875276562069
Long
EC
CORP
US
N
1
N
N
N
SouthState Corp
549300JZUANXM0YQ4W53
SouthState Corp
840441109
-6041.00000000
NS
USD
-597877.77000000
-1.92966187122
Short
EC
CORP
US
N
1
N
N
N
AssetMark Financial Holdings I
5493001K4EDHT2T6W812
AssetMark Financial Holdings Inc
04546L106
44762.00000000
NS
USD
1544289.00000000
4.984222111919
Long
EC
CORP
US
N
1
N
N
N
Hess Corp
UASVRYNXNK17ULIGK870
Hess Corp
42809H107
6445.00000000
NS
USD
988791.90000000
3.191344658977
Long
EC
CORP
US
N
1
N
N
N
Silk Road Medical Inc
549300VL8KC0ZPDQHE14
Silk Road Medical Inc
82710M100
22555.00000000
NS
USD
609210.55000000
1.966238634170
Long
EC
CORP
US
N
1
N
N
N
Stericycle Inc
B8PTJH2P0AXSWSMP2136
Stericycle Inc
858912108
13204.00000000
NS
USD
773094.20000000
2.495176230768
Long
EC
CORP
US
N
1
N
N
N
HashiCorp Inc
549300XGOB9ZFQHMIP56
HashiCorp Inc
418100103
50595.00000000
NS
USD
1707581.25000000
5.511250953772
Long
EC
CORP
US
N
1
N
N
N
Discover Financial Services
Z1YLO2USPORE63VVUL20
Discover Financial Services
254709108
7753.00000000
NS
USD
1116354.47000000
3.603055279235
Long
EC
CORP
US
N
1
N
N
N
ANSYS Inc
549300VJV8H15Z5FJ571
ANSYS Inc
03662Q105
3298.00000000
NS
USD
1034351.74000000
3.338389908890
Long
EC
CORP
US
N
1
N
N
N
Independent Bank Group Inc
N/A
Independent Bank Group Inc
45384B106
10062.00000000
NS
USD
594261.72000000
1.917991001096
Long
EC
CORP
US
N
1
N
N
N
Vizio Holding Corp
N/A
Vizio Holding Corp
92858V101
83405.00000000
NS
USD
915786.90000000
2.955719633298
Long
EC
CORP
US
N
1
N
N
N
Juniper Networks Inc
AUHIXNGG7U2U7JEHM527
Juniper Networks Inc
48203R104
28974.00000000
NS
USD
1092030.06000000
3.524547783435
Long
EC
CORP
US
N
1
N
N
N
Nuvei Corp
894500ET22NO0AUZRG34
Nuvei Corp
67079A102
37650.00000000
NS
USD
1246215.00000000
4.022182609088
Long
EC
CORP
CA
N
1
N
N
N
Endeavor Group Holdings Inc
N/A
Endeavor Group Holdings Inc
29260Y109
51921.00000000
NS
USD
1423673.82000000
4.594934324990
Long
EC
CORP
US
N
1
N
N
N
Synopsys Inc
QG7T915N9S0NY5UKNE63
Synopsys Inc
871607107
-1175.00000000
NS
USD
-656026.00000000
-2.11733638923
Short
EC
CORP
US
N
1
N
N
N
WillScot Holdings Corp
549300HJ4VIXF476Q166
WillScot Holdings Corp
971378104
-7839.00000000
NS
USD
-321399.00000000
-1.03732138385
Short
EC
CORP
US
N
1
N
N
N
Albertsons Cos Inc
549300YKWOC0AOR16R51
Albertsons Cos Inc
013091103
76431.00000000
NS
USD
1515626.73000000
4.891714090486
Long
EC
CORP
US
N
1
N
N
N
Dreyfus Government Cash Management
5493000Q69I5Q3QZIA91
Dreyfus Government Cash Management
000000000
2281213.19000000
NS
USD
2281213.19000000
7.362658947646
Long
STIV
RF
US
N
1
N
N
N
United States Steel Corp
JNLUVFYJT1OZSIQ24U47
United States Steel Corp
912909108
29063.00000000
NS
USD
1194198.67000000
3.854298914930
Long
EC
CORP
US
N
1
N
N
N
McGrath RentCorp
254900EUH6IPWFQ83445
McGrath RentCorp
580589109
6774.00000000
NS
USD
743988.42000000
2.401236772376
Long
EC
CORP
US
N
1
N
N
N
Heartland Financial USA Inc
549300QF7B0DFZT32C73
Heartland Financial USA Inc
42234Q102
34944.00000000
NS
USD
1905146.88000000
6.148897781277
Long
EC
CORP
US
N
1
N
N
N
Surmodics Inc
549300H76KXCAAGUS878
Surmodics Inc
868873100
18163.00000000
NS
USD
751948.20000000
2.426927113680
Long
EC
CORP
US
N
1
N
N
N
Axonics Inc
549300LJY4X7N57VJL05
Axonics Inc
05465P101
18223.00000000
NS
USD
1247911.04000000
4.027656610438
Long
EC
CORP
US
N
1
N
N
N
Amedisys Inc
5299001RBS9GK9STN379
Amedisys Inc
023436108
15361.00000000
NS
USD
1506146.05000000
4.861115015512
Long
EC
CORP
US
N
1
N
N
N
Marathon Oil Corp
1FRVQX2CRLGC1XLP5727
Marathon Oil Corp
565849106
21156.00000000
NS
USD
593425.80000000
1.915293053401
Long
EC
CORP
US
N
1
N
N
N
Schlumberger NV
213800ZUA17OK3QLGM62
Schlumberger NV
806857108
-27682.00000000
NS
USD
-1336763.78000000
-4.31443051830
Short
EC
CORP
US
N
1
N
N
N
MIRATI THERAPEUTICS INC
N/A
MIRATI THERAPEUTICS INC
000000000
39856.00000000
NS
USD
0.00000000
0.000000
Long
EC
CORP
US
N
3
N
N
N
Cerevel Therapeutics Holdings
254900RJNIRS9COSQR41
Cerevel Therapeutics Holdings Inc
15678U128
22182.00000000
NS
USD
997302.72000000
3.218813492359
Long
EC
CORP
US
N
1
N
N
N
UMB Financial Corp
549300MGEH3N3CUCV828
UMB Financial Corp
902788108
-19558.00000000
NS
USD
-1995307.16000000
-6.43989179936
Short
EC
CORP
US
N
1
N
N
N
Diamond Offshore Drilling Inc
F14FQJ2EEHW5VPYUHL14
Diamond Offshore Drilling Inc
25271C201
39866.00000000
NS
USD
654599.72000000
2.112733043413
Long
EC
CORP
US
N
1
N
N
N
ConocoPhillips
WPTL2Z3FIYTHSP5V2253
ConocoPhillips
20825C104
-5397.00000000
NS
USD
-600146.40000000
-1.93698391769
Short
EC
CORP
US
N
1
N
N
N
ABIOMED Inc
N/A
ABIOMED Inc
000000000
7137.00000000
NS
USD
0.00000000
0.000000
Long
EC
CORP
US
N
3
N
N
N
Noble Corp PLC
549300I3HBUNXO0OG954
Noble Corp PLC
000000000
-9236.00000000
NS
USD
-436123.92000000
-1.40759824462
Short
EC
CORP
US
N
1
N
N
N
ICOSAVAX INC
N/A
ICOSAVAX INC
000000000
100745.00000000
NS
USD
0.00000000
0.000000
Long
EC
CORP
US
N
3
N
N
N
PowerSchool Holdings Inc
N/A
PowerSchool Holdings Inc
73939C106
27194.00000000
NS
USD
613496.64000000
1.980072071145
Long
EC
CORP
US
N
1
N
N
N
Catalent Inc
N/A
Catalent Inc
148806102
16355.00000000
NS
USD
970505.70000000
3.132325600767
Long
EC
CORP
US
N
1
N
N
N
Capital One Financial Corp
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040H105
-8098.00000000
NS
USD
-1226037.20000000
-3.95705837591
Short
EC
CORP
US
N
1
N
N
N
Chevron Corp
N/A
Chevron Corp
166764100
-6772.00000000
NS
USD
-1086702.84000000
-3.50735407958
Short
EC
CORP
US
N
1
N
N
N
Perficient Inc
549300HTBXKL2755T650
Perficient Inc
71375U101
10370.00000000
NS
USD
782001.70000000
2.523925356393
Long
EC
CORP
US
N
1
N
N
N
CHINOOK THERAPEUTICS INC CVR
N/A
CHINOOK THERAPEUTICS INC CVR
000000000
43869.00000000
NS
USD
0.00000000
0.000000
Long
EC
CORP
US
N
3
N
N
N
Capri Holdings Ltd
549300LPG8W0H1OX3A26
Capri Holdings Ltd
000000000
12664.00000000
NS
USD
424750.56000000
1.370890508967
Long
EC
CORP
GB
N
1
N
N
N
2024-09-23
First Trust Exchange-Traded Fund III
Derek Maltbie
Derek Maltbie
Treasurer, Chief Financial Officer and Chief Accounting Officer