SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form N-CSR - Certified Shareholder Report:
SEC Accession No. 0001445546-21-004944
Filing Date
2021-10-07
Accepted
2021-10-07 14:13:48
Documents
28
Period of Report
2021-07-31
Effectiveness Date
2021-10-07

Document Format Files

Seq Description Document Type Size
1 ANNUAL REPORT etf3_ncsr.htm N-CSR 8083807
2 SECTION 302 CERTIFICATIONS certs_302.htm EX-99.CERT 18601
3 SECTION 906 CERTIFICATIONS certs_906.htm EX-99.906 CERT 5917
4 CODE OF ETHICS ethics.txt EX-99.CODE ETH 10266
5 GRAPHIC img1c4cb3864.jpg GRAPHIC 24560
6 GRAPHIC img202ddb194.jpg GRAPHIC 22028
7 GRAPHIC img22f2c99a4.jpg GRAPHIC 6886
8 GRAPHIC img29760b936.jpg GRAPHIC 6886
9 GRAPHIC img3135d5ce4.jpg GRAPHIC 20393
10 GRAPHIC img3771f1eb3.jpg GRAPHIC 23916
11 GRAPHIC img3b90d58e5.jpg GRAPHIC 6886
12 GRAPHIC img5221aa5c5.jpg GRAPHIC 22460
13 GRAPHIC img5c9661672.jpg GRAPHIC 5709
14 GRAPHIC img6e6f69813.jpg GRAPHIC 23430
15 GRAPHIC img718244002.jpg GRAPHIC 5709
16 GRAPHIC img7a5313053.jpg GRAPHIC 24132
17 GRAPHIC img7ada6e091.jpg GRAPHIC 5352
18 GRAPHIC img832173931.jpg GRAPHIC 5352
19 GRAPHIC img8e22f3281.jpg GRAPHIC 5352
20 GRAPHIC img92f4d6405.jpg GRAPHIC 6886
21 GRAPHIC img9e90ee483.jpg GRAPHIC 22743
22 GRAPHIC imgbcd8aca51.jpg GRAPHIC 5352
23 GRAPHIC imgbce06d1d2.jpg GRAPHIC 5709
24 GRAPHIC imgc9cb35d61.jpg GRAPHIC 5352
25 GRAPHIC imge8869e8f3.jpg GRAPHIC 25428
26 GRAPHIC imgef9d41262.jpg GRAPHIC 5709
27 GRAPHIC imgf7f5fd2d2.jpg GRAPHIC 5709
28 GRAPHIC imgfd24ccbc4.jpg GRAPHIC 6886
  Complete submission text file 0001445546-21-004944.txt   8535462

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0001424212      
Series S000051606   First Trust Municipal High Income ETF
Class/Contract C000162358   First Trust Municipal High Income ETF FMHI
  Status Name Ticker Symbol
CIK 0001424212      
Series S000054959   First Trust Horizon Managed Volatility Developed International ETF
Class/Contract C000172840   First Trust Horizon Managed Volatility Developed International ETF HDMV
  Status Name Ticker Symbol
CIK 0001424212      
Series S000054960   First Trust Horizon Managed Volatility Domestic ETF
Class/Contract C000172841   First Trust Horizon Managed Volatility Domestic ETF HUSV
  Status Name Ticker Symbol
CIK 0001424212      
Series S000057894   First Trust California Municipal High Income ETF
Class/Contract C000187865   First Trust California Municipal High Income ETF FCAL
  Status Name Ticker Symbol
CIK 0001424212      
Series S000063443   First Trust Ultra Short Duration Municipal ETF
Class/Contract C000205579   First Trust Ultra Short Duration Municipal ETF FUMB
  Status Name Ticker Symbol
CIK 0001424212      
Series S000063445   First Trust Short Duration Managed Municipal ETF
Class/Contract C000205581   First Trust Short Duration Managed Municipal ETF FSMB
  Status Name Ticker Symbol
CIK 0001424212      
Series S000067481   First Trust Merger Arbitrage ETF
Class/Contract C000216993   First Trust Merger Arbitrage ETF MARB
  Status Name Ticker Symbol
CIK 0001424212      
Series S000068212   First Trust Horizon Managed Volatility Small/Mid ETF
Class/Contract C000218390   First Trust Horizon Managed Volatility Small/Mid ETF HSMV
  Status Name Ticker Symbol
CIK 0001424212      
Series S000070485   First Trust New York High Income Municipal ETF
Class/Contract C000223991   First Trust New York High Income Municipal ETF FMNY
Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Exchange-Traded Fund III (Filer) CIK: 0001424212 (see all company filings)

IRS No.: 000000000
Type: N-CSR | Act: 40 | File No.: 811-22245 | Film No.: 211312092