0001424020-24-000001.txt : 20240701
0001424020-24-000001.hdr.sgml : 20240701
20240701182904
ACCESSION NUMBER: 0001424020-24-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240628
FILED AS OF DATE: 20240701
DATE AS OF CHANGE: 20240701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dow De'Ana
CENTRAL INDEX KEY: 0001424020
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39544
FILM NUMBER: 241092261
MAIL ADDRESS:
STREET 1: C/O BAKKT HOLDINGS, INC.
STREET 2: 10000 AVALON BOULEVARD, SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bakkt Holdings, Inc.
CENTRAL INDEX KEY: 0001820302
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 09 Crypto Assets
IRS NUMBER: 981550750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10000 AVALON BOULEVARD, SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
BUSINESS PHONE: 678-534-5849
MAIL ADDRESS:
STREET 1: 10000 AVALON BOULEVARD, SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
FORMER COMPANY:
FORMER CONFORMED NAME: VPC Impact Acquisition Holdings
DATE OF NAME CHANGE: 20200805
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2024-06-28
0
0001820302
Bakkt Holdings, Inc.
BKKT
0001424020
Dow De'Ana
C/O BAKKT HOLDINGS, INC.
10000 AVALON BOULEVARD, SUITE 1000
ALPHARETTA
GA
30009
1
0
0
0
0
Class A Common Stock
2024-06-28
4
A
0
11364
0
A
30564
D
Class A Common Stock
2024-06-28
4
A
0
11364
0
A
41928
D
These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.
Includes 11,364 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
This grant of RSUs was for the Reporting Person's service on the board of managers of Bakkt Trust Company LLC.
Includes 22,728 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
Amount of securities reflects a 1-for-25 reverse stock split that became effective on April 29, 2024.
/s/ Marc D'Annunzio Attorney-in-Fact for De'Ana Dow
2024-07-01