0001209191-22-052358.txt : 20221004 0001209191-22-052358.hdr.sgml : 20221004 20221004170545 ACCESSION NUMBER: 0001209191-22-052358 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220614 FILED AS OF DATE: 20221004 DATE AS OF CHANGE: 20221004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dow De'Ana CENTRAL INDEX KEY: 0001424020 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39544 FILM NUMBER: 221292871 MAIL ADDRESS: STREET 1: C/O BAKKT HOLDINGS, INC. STREET 2: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTA STATE: GA ZIP: 30009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bakkt Holdings, Inc. CENTRAL INDEX KEY: 0001820302 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 981550750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTA STATE: GA ZIP: 30009 BUSINESS PHONE: 678-534-5849 MAIL ADDRESS: STREET 1: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTA STATE: GA ZIP: 30009 FORMER COMPANY: FORMER CONFORMED NAME: VPC Impact Acquisition Holdings DATE OF NAME CHANGE: 20200805 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2022-06-14 2022-06-16 0 0001820302 Bakkt Holdings, Inc. BKKT 0001424020 Dow De'Ana C/O BAKKT HOLDINGS, INC. 10000 AVALON BOULEVARD, SUITE 1000 ALPHARETTA GA 30009 1 0 0 0 Class A Common Stock 2022-06-14 4 A 0 89686 0.00 A 194320 D These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date. This grant of RSUs was subject to Reporting Person's service on the board of managers of Bakkt Trust Company LLC being approved by the New York State Department of Financial Services, which approval was obtained on August 2, 2022. Includes 194,320 shares of Class A Common Stock subject to RSUs that remain subject to vesting. /s/ Marc D'Annunzio Attorney-in-Fact for De'Ana Dow 2022-10-04