0001209191-22-053504.txt : 20221012 0001209191-22-053504.hdr.sgml : 20221012 20221012192443 ACCESSION NUMBER: 0001209191-22-053504 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221007 FILED AS OF DATE: 20221012 DATE AS OF CHANGE: 20221012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GROSSMAN JONAS CENTRAL INDEX KEY: 0001423905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40730 FILM NUMBER: 221307735 MAIL ADDRESS: STREET 1: 17 STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dragonfly Energy Holdings Corp. CENTRAL INDEX KEY: 0001847986 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 851873463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1190 TRADEMARK DRIVE #108 CITY: RENO STATE: NV ZIP: 89521 BUSINESS PHONE: (775) 622-3448 MAIL ADDRESS: STREET 1: 1190 TRADEMARK DRIVE #108 CITY: RENO STATE: NV ZIP: 89521 FORMER COMPANY: FORMER CONFORMED NAME: Chardan NexTech Acquisition 2 Corp. DATE OF NAME CHANGE: 20210225 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-10-07 1 0001847986 Dragonfly Energy Holdings Corp. DFLI 0001423905 GROSSMAN JONAS C/O DRAGONFLY ENERGY HOLDINGS CORP. 1190 TRADEMARK DRIVE #108 RENO NV 89521 0 0 0 1 See Remarks Common Stock 2022-10-07 4 A 0 15000 A 500000 I See footnote Common Stock 3030500 I See footnote Private Warrants 11.50 2022-10-07 4 A 0 4627858 A 2026-08-13 Common Stock 4627858 4627858 I See footnote On October 7, 2022, the Issuer consummated its initial business combination (the "Business Combination") with Dragonfly Energy Corp. In connection with the Business Combination, Chardan Capital Markets LLC ("CCM LLC") was party to a subscription agreement (the "Subscription Agreement"), pursuant to which CCM LLC agreed to purchase 500,000 shares of common stock from the Issuer for aggregate proceeds of $5 million. Under the Subscription Agreement, the number of shares CCM LLC was obligated to purchase was to be reduced by the number of shares purchased by CCM LLC in the open market (and not redeemed), and the aggregate price to be paid under the Subscription Agreement was to be reduced by the amount of proceeds received by the Issuer because such shares were not redeemed. After CCM LLC's open market purchases of 485,000 shares of common stock prior to the closing of the Business Combination, pursuant to the terms of the Subscription Agreement, CCM LLC received these 15,000 shares for no additional consideration. Represents securities held directly by CCM LLC, for which Mr. Grossman is the President and a managing partner. Following the closing of the Business Combination, all investment and voting power over these Issuer securities was delegated to another manager of CCM LLC, and Mr. Grossman disclaims any beneficial ownership over these securities. Represents securities held directly by Chardan NexTech Investments 2 LLC, for which Mr. Grossman is the managing member. These Private Placement Warrants were acquired by Chardan NexTech 2 Warrant Holdings LLC ("Holdings") from the Issuer in connection with the Issuer's initial public offering. The warrants may be exercised commencing 30 days after the consummation of the Business Combination, subject to a 7.5% conversion cap. Represents securities held directly by Holdings, for which Mr. Grossman is the managing member. Mr. Grossman disclaims any beneficial ownership of the securities reported herein other than to the extent of any pecuniary interest he may have therein, directly or indirectly. The inclusion of the securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose or that any of the transactions reported herein are subject to Section 16. Title: Former 10% Owner, Director and Officer (CEO, President, Secretary and Treasurer) /s/ Jonas Grossman 2022-10-12