0001423774-24-000226.txt : 20240723 0001423774-24-000226.hdr.sgml : 20240723 20240723160955 ACCESSION NUMBER: 0001423774-24-000226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240719 FILED AS OF DATE: 20240723 DATE AS OF CHANGE: 20240723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tzuo Tien CENTRAL INDEX KEY: 0001735409 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 241134555 MAIL ADDRESS: STREET 1: C/O ZUORA, INC. STREET 2: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 205530976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 888-976-9056 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wk-form4_1721765388.xml FORM 4 X0508 4 2024-07-19 0 0001423774 ZUORA INC ZUO 0001735409 Tzuo Tien C/O ZUORA, INC. 101 REDWOOD SHORES PARKWAY REDWOOD CITY CA 94065 1 1 1 0 Chairman and CEO 0 Stock Option (Right to buy Class B Common Stock) 3.04 2024-07-19 4 M 0 147200 0 D 2024-11-18 Class B Common Stock 147200 571785 D Class B Common Stock 2024-07-19 4 M 0 147200 0 A Class A Common Stock 147200 147200 D Class B Common Stock 2024-07-19 4 G 0 147200 0 D Class A Common Stock 147200 0 D Class B Common Stock 2024-07-19 4 G 0 147200 0 A Class A Common Stock 147200 7518903 I By 70 Thirty Trust Class B Common Stock Class A Common Stock 640542 640542 I By The Next Left Trust As previously disclosed on the Forms 4 for the Reporting Person filed on July 10, 2024, July 15, 2024, and July 17, 2024, the Reporting Person used net proceeds from the prior sale of Zuora Class A Common Stock to exercise 147,200 shares of Class B Common Stock under a stock option that expires on November 18, 2024. Upon exercise of this option, the 147,200 shares will retain their status as Class B Common Stock. No shares were sold as part of this transaction. This option is fully vested and exercisable. Each share of Zuora's Class B Common Stock will convert into one share of Zuora's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of Zuora's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of Zuora's common stock, and has no expiration date. The Reporting Person is a trustee of the 70 Thirty Trust. The Reporting Person is a trustee of The Next Left Trust. /s/ Erika Ward as attorney-in-fact for Tien Tzuo 2024-07-23