0001423774-24-000226.txt : 20240723
0001423774-24-000226.hdr.sgml : 20240723
20240723160955
ACCESSION NUMBER: 0001423774-24-000226
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240719
FILED AS OF DATE: 20240723
DATE AS OF CHANGE: 20240723
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tzuo Tien
CENTRAL INDEX KEY: 0001735409
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 241134555
MAIL ADDRESS:
STREET 1: C/O ZUORA, INC.
STREET 2: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 205530976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 888-976-9056
MAIL ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
4
1
wk-form4_1721765388.xml
FORM 4
X0508
4
2024-07-19
0
0001423774
ZUORA INC
ZUO
0001735409
Tzuo Tien
C/O ZUORA, INC.
101 REDWOOD SHORES PARKWAY
REDWOOD CITY
CA
94065
1
1
1
0
Chairman and CEO
0
Stock Option (Right to buy Class B Common Stock)
3.04
2024-07-19
4
M
0
147200
0
D
2024-11-18
Class B Common Stock
147200
571785
D
Class B Common Stock
2024-07-19
4
M
0
147200
0
A
Class A Common Stock
147200
147200
D
Class B Common Stock
2024-07-19
4
G
0
147200
0
D
Class A Common Stock
147200
0
D
Class B Common Stock
2024-07-19
4
G
0
147200
0
A
Class A Common Stock
147200
7518903
I
By 70 Thirty Trust
Class B Common Stock
Class A Common Stock
640542
640542
I
By The Next Left Trust
As previously disclosed on the Forms 4 for the Reporting Person filed on July 10, 2024, July 15, 2024, and July 17, 2024, the Reporting Person used net proceeds from the prior sale of Zuora Class A Common Stock to exercise 147,200 shares of Class B Common Stock under a stock option that expires on November 18, 2024. Upon exercise of this option, the 147,200 shares will retain their status as Class B Common Stock. No shares were sold as part of this transaction.
This option is fully vested and exercisable.
Each share of Zuora's Class B Common Stock will convert into one share of Zuora's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of Zuora's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of Zuora's common stock, and has no expiration date.
The Reporting Person is a trustee of the 70 Thirty Trust.
The Reporting Person is a trustee of The Next Left Trust.
/s/ Erika Ward as attorney-in-fact for Tien Tzuo
2024-07-23