0001423774-24-000190.txt : 20240702 0001423774-24-000190.hdr.sgml : 20240702 20240702162322 ACCESSION NUMBER: 0001423774-24-000190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240702 DATE AS OF CHANGE: 20240702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McElhatton Todd CENTRAL INDEX KEY: 0001815346 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 241095727 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 205530976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 888-976-9056 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wk-form4_1719951795.xml FORM 4 X0508 4 2024-06-30 0 0001423774 ZUORA INC ZUO 0001815346 McElhatton Todd C/O ZUORA, INC. 101 REDWOOD SHORES PARKWAY REDWOOD CITY CA 94065 0 1 0 0 Chief Financial Officer 0 Class A Common Stock 2024-06-30 4 M 0 9375 0 A 277178 D Class A Common Stock 2024-06-30 4 M 0 18750 0 A 295928 D Class A Common Stock 2024-06-30 4 M 0 20834 0 A 316762 D Class A Common Stock 2024-06-30 4 M 0 25000 0 A 341762 D Class A Common Stock 2024-06-30 4 M 0 6465 0 A 348227 D Class A Common Stock 2024-06-30 4 M 0 27083 0 A 375310 D Restricted Stock Units (RSU)(Class A) 2024-06-30 4 M 0 9375 0 D Class A Common Stock 9375 0 D Restricted Stock Units (RSU)(Class A) 2024-06-30 4 M 0 18750 0 D Class A Common Stock 18750 56250 D Restricted Stock Units (RSU)(Class A) 2024-06-30 4 M 0 20834 0 D Class A Common Stock 20834 62500 D Restricted Stock Units (RSU)(Class A) 2024-06-30 4 M 0 25000 0 D Class A Common Stock 25000 175000 D Restricted Stock Units (RSU)(Class A) 2024-06-30 4 M 0 6465 0 D Class A Common Stock 6465 19397 D Restricted Stock Units (RSU)(Class A) 2024-06-30 4 M 0 27083 0 D Class A Common Stock 27083 297917 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration. The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over two years, with 1/8 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/8 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2024, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. /s/ Erika Ward as attorney-in-fact for Todd McElhatton 2024-07-02