0001423774-24-000189.txt : 20240702 0001423774-24-000189.hdr.sgml : 20240702 20240702162313 ACCESSION NUMBER: 0001423774-24-000189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240702 DATE AS OF CHANGE: 20240702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Traube Robert J. CENTRAL INDEX KEY: 0001791403 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 241095723 MAIL ADDRESS: STREET 1: C/O ZUORA, INC. STREET 2: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 205530976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 888-976-9056 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wk-form4_1719951784.xml FORM 4 X0508 4 2024-06-30 0 0001423774 ZUORA INC ZUO 0001791403 Traube Robert J. C/O ZUORA, INC. 101 REDWOOD SHORES PARKWAY REDWOOD CITY CA 94065 0 1 0 0 Chief Revenue Officer 0 Class A Common Stock 2024-06-30 4 M 0 18750 0 A 38878 D Class A Common Stock 2024-06-30 4 M 0 20834 0 A 59712 D Class A Common Stock 2024-06-30 4 M 0 27083 0 A 86795 D Class A Common Stock 2024-06-30 4 M 0 26937 0 A 113732 D Class A Common Stock 2024-06-30 4 M 0 25000 0 A 138732 D Restricted Stock Units (RSU)(Class A) 2024-06-30 4 M 0 18750 0 D Class A Common Stock 18750 56250 D Restricted Stock Units (RSU)(Class A) 2024-06-30 4 M 0 20834 0 D Class A Common Stock 20834 62500 D Restricted Stock Units (RSU)(Class A) 2024-06-30 4 M 0 27083 0 D Class A Common Stock 27083 189584 D Restricted Stock Units (RSU)(Class A) 2024-06-30 4 M 0 26937 0 D Class A Common Stock 26937 80821 D Restricted Stock Units (RSU)(Class A) 2024-06-30 4 M 0 25000 0 D Class A Common Stock 25000 275000 D Includes 2,581 shares of Class A Common Stock acquired on June 14, 2024, pursuant to Zuora's employee stock purchase plan. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration. The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over two years, with 1/8 of the shares underlying the award vesting on June 30, 2023, and the remaining shares vesting as to 1/8 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2024, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. /s/ Erika Ward as attorney-in-fact for Robert J. Traube 2024-07-02