0001423774-23-000231.txt : 20231207 0001423774-23-000231.hdr.sgml : 20231207 20231207161627 ACCESSION NUMBER: 0001423774-23-000231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231206 FILED AS OF DATE: 20231207 DATE AS OF CHANGE: 20231207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tzuo Tien CENTRAL INDEX KEY: 0001735409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 231472580 MAIL ADDRESS: STREET 1: C/O ZUORA, INC. STREET 2: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 888-976-9056 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wk-form4_1701983772.xml FORM 4 X0508 4 2023-12-06 0 0001423774 ZUORA INC ZUO 0001735409 Tzuo Tien C/O ZUORA, INC. 101 REDWOOD SHORES PARKWAY REDWOOD CITY CA 94065 1 1 1 0 Chairman and CEO 1 Class A Common Stock 2023-12-06 4 M 0 100000 0 A 106352 D Class A Common Stock 2023-12-06 4 S 0 100000 8.8345 D 6352 D Performance Stock Units (PSU)(Class A) 2023-12-06 4 M 0 100000 0 D Class A Common Stock 100000 0 D Vesting of performance stock units ("PSUs") earned by the Reporting Person on September 7, 2023, as determined by the Compensation Committee of Zuora's Board of Directors. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023. Represents the weighted average sale price. The lowest price at which shares were sold was $8.68 and the highest price at which shares were sold was $9.08. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, Zuora or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote. Each PSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration. The PSUs vested on December 6, 2023. PSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. /s/ Sylvia Lexington as attorney-in-fact for Tien Tzuo 2023-12-07