0001423774-23-000231.txt : 20231207
0001423774-23-000231.hdr.sgml : 20231207
20231207161627
ACCESSION NUMBER: 0001423774-23-000231
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231206
FILED AS OF DATE: 20231207
DATE AS OF CHANGE: 20231207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tzuo Tien
CENTRAL INDEX KEY: 0001735409
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 231472580
MAIL ADDRESS:
STREET 1: C/O ZUORA, INC.
STREET 2: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 888-976-9056
MAIL ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
4
1
wk-form4_1701983772.xml
FORM 4
X0508
4
2023-12-06
0
0001423774
ZUORA INC
ZUO
0001735409
Tzuo Tien
C/O ZUORA, INC.
101 REDWOOD SHORES PARKWAY
REDWOOD CITY
CA
94065
1
1
1
0
Chairman and CEO
1
Class A Common Stock
2023-12-06
4
M
0
100000
0
A
106352
D
Class A Common Stock
2023-12-06
4
S
0
100000
8.8345
D
6352
D
Performance Stock Units (PSU)(Class A)
2023-12-06
4
M
0
100000
0
D
Class A Common Stock
100000
0
D
Vesting of performance stock units ("PSUs") earned by the Reporting Person on September 7, 2023, as determined by the Compensation Committee of Zuora's Board of Directors.
This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023.
Represents the weighted average sale price. The lowest price at which shares were sold was $8.68 and the highest price at which shares were sold was $9.08. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, Zuora or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
Each PSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
The PSUs vested on December 6, 2023.
PSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
/s/ Sylvia Lexington as attorney-in-fact for Tien Tzuo
2023-12-07