0001423774-23-000130.txt : 20230705 0001423774-23-000130.hdr.sgml : 20230705 20230705214728 ACCESSION NUMBER: 0001423774-23-000130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230705 DATE AS OF CHANGE: 20230705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Traube Robert J. CENTRAL INDEX KEY: 0001791403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 231071938 MAIL ADDRESS: STREET 1: C/O ZUORA, INC. STREET 2: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 888-976-9056 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wk-form4_1688608040.xml FORM 4 X0407 4 2023-06-30 0 0001423774 ZUORA INC ZUO 0001791403 Traube Robert J. C/O ZUORA, INC. 101 REDWOOD SHORES PARKWAY REDWOOD CITY CA 94065 0 1 0 0 Chief Revenue Officer 0 Class A Common Stock 2023-06-30 4 M 0 6250 0 A 33475 D Class A Common Stock 2023-06-30 4 M 0 6250 0 A 39725 D Class A Common Stock 2023-06-30 4 M 0 18750 0 A 58475 D Class A Common Stock 2023-06-30 4 M 0 20833 0 A 79308 D Class A Common Stock 2023-06-30 4 M 0 27083 0 A 106391 D Class A Common Stock 2023-06-30 4 M 0 26937 0 A 133328 D Class A Common Stock 2023-07-05 4 S 0 57281 10.0756 D 76047 D Restricted Stock Units (RSU)(Class A) 2023-06-30 4 M 0 6250 0 D Class A Common Stock 6250 6250 D Restricted Stock Units (RSU)(Class A) 2023-06-30 4 M 0 6250 0 D Class A Common Stock 6250 18750 D Restricted Stock Units (RSU)(Class A) 2023-06-30 4 M 0 18750 0 D Class A Common Stock 18750 131250 D Restricted Stock Units (RSU)(Class A) 2023-06-30 4 M 0 20833 0 D Class A Common Stock 20833 145834 D Restricted Stock Units (RSU)(Class A) 2023-06-30 4 M 0 27083 0 D Class A Common Stock 27083 297917 D Restricted Stock Units (RSU)(Class A) 2023-06-30 4 M 0 26937 0 D Class A Common Stock 26937 188578 D Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one through six of Table I. Represents the weighted average sale price. The lowest price at which shares were sold was $10.0308 and the highest price at which shares were sold was $10.0762. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote. Each RSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration. The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on September 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. The RSUs vest over two years, with 1/8 of the shares underlying the award vesting on June 30, 2023, and the remaining shares vesting as to 1/8 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. /s/ Sylvia Lexington as attorney-in-fact for Robert J. Traube 2023-07-05