0001423774-22-000146.txt : 20221004
0001423774-22-000146.hdr.sgml : 20221004
20221004182456
ACCESSION NUMBER: 0001423774-22-000146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221004
DATE AS OF CHANGE: 20221004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Traube Robert J.
CENTRAL INDEX KEY: 0001791403
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 221293677
MAIL ADDRESS:
STREET 1: C/O ZUORA, INC.
STREET 2: 3050 SOUTH DELAWARE STREET, SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 888-976-9056
MAIL ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
4
1
wf-form4_166492227776474.xml
FORM 4
X0306
4
2022-09-30
0
0001423774
ZUORA INC
ZUO
0001791403
Traube Robert J.
C/O ZUORA, INC.
101 REDWOOD SHORES PARKWAY
REDWOOD CITY
CA
94065
0
1
0
0
Chief Revenue Officer
Class A Common Stock
2022-09-30
4
M
0
6250
0
A
65473
D
Class A Common Stock
2022-09-30
4
M
0
6250
0
A
71723
D
Class A Common Stock
2022-09-30
4
M
0
18750
0
A
90473
D
Class A Common Stock
2022-09-30
4
M
0
20833
0
A
111306
D
Class A Common Stock
2022-10-03
4
S
0
26905
7.0844
D
84401
D
Restricted Stock Units (RSU)(Class A)
2022-09-30
4
M
0
6250
0
D
Class A Common Stock
6250.0
25000
D
Restricted Stock Units (RSU)(Class A)
2022-09-30
4
M
0
6250
0
D
Class A Common Stock
6250.0
37500
D
Restricted Stock Units (RSU)(Class A)
2022-09-30
4
M
0
18750
0
D
Class A Common Stock
18750.0
187500
D
Restricted Stock Units (RSU)(Class A)
2022-09-30
4
M
0
20833
0
D
Class A Common Stock
20833.0
208334
D
Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one, two, three and four of Table I.
Represents the weighted average sale price. The lowest price at which shares were sold was $7.0759 and the highest price at which shares were sold was $7.3950. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, Zuora or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
Each RSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on September 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
/s/ Sylvia Lexington as attorney-in-fact for Robert J. Traube
2022-10-04