0000899243-18-010205.txt : 20180416
0000899243-18-010205.hdr.sgml : 20180416
20180416170851
ACCESSION NUMBER: 0000899243-18-010205
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180416
FILED AS OF DATE: 20180416
DATE AS OF CHANGE: 20180416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Ventures Growth II (Jersey), L.P.
CENTRAL INDEX KEY: 0001736959
STATE OF INCORPORATION: XX
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 18757243
BUSINESS ADDRESS:
STREET 1: NO. 1 SEATON PLACE
STREET 2: ST. HELIER
CITY: JERSEY, CHANNEL ISLANDS
STATE: XX
ZIP: JE4 8YJ
BUSINESS PHONE: 44-1534-605-639
MAIL ADDRESS:
STREET 1: NO. 1 SEATON PLACE
STREET 2: ST. HELIER
CITY: JERSEY, CHANNEL ISLANDS
STATE: XX
ZIP: JE4 8YJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P.
CENTRAL INDEX KEY: 0001736960
STATE OF INCORPORATION: XX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 18757241
BUSINESS ADDRESS:
STREET 1: NO. 1 SEATON PLACE
STREET 2: ST. HELIER
CITY: JERSEY, CHANNEL ISLANDS
STATE: XX
ZIP: JE4 8YJ
BUSINESS PHONE: 44-1534-605-639
MAIL ADDRESS:
STREET 1: NO. 1 SEATON PLACE
STREET 2: ST. HELIER
CITY: JERSEY, CHANNEL ISLANDS
STATE: XX
ZIP: JE4 8YJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Venture Growth Associates II Ltd
CENTRAL INDEX KEY: 0001736898
STATE OF INCORPORATION: XX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 18757242
BUSINESS ADDRESS:
STREET 1: NO. 1 SEATON PLACE
STREET 2: ST. HELIER
CITY: JERSEY, CHANNEL ISLANDS
STATE: XX
ZIP: JE4 8YJ
BUSINESS PHONE: 44-1534-605639
MAIL ADDRESS:
STREET 1: NO. 1 SEATON PLACE
STREET 2: ST. HELIER
CITY: JERSEY, CHANNEL ISLANDS
STATE: XX
ZIP: JE4 8YJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yucca Associates Ltd
CENTRAL INDEX KEY: 0001611760
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 18757239
BUSINESS ADDRESS:
STREET 1: NO. 1 SEATON PLACE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE4 8YJ
BUSINESS PHONE: 44 0 153-460-5639
MAIL ADDRESS:
STREET 1: NO. 1 SEATON PLACE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE4 8YJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yucca (Jersey) SLP
CENTRAL INDEX KEY: 0001591294
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 18757240
BUSINESS ADDRESS:
STREET 1: OGIER HOUSE
STREET 2: THE ESPLANADE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 9WG
BUSINESS PHONE: 44-0-1534-833400
MAIL ADDRESS:
STREET 1: NO. 1 SEATON PLACE
CITY: ST. HELIER
STATE: Y9
ZIP: Y9 JE48YJ
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 3050 SOUTH DELAWARE STREET
STREET 2: SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 800-425-1281
MAIL ADDRESS:
STREET 1: 3050 SOUTH DELAWARE STREET
STREET 2: SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-04-16
0
0001423774
ZUORA INC
ZUO
0001736959
Index Ventures Growth II (Jersey), L.P.
C/O EFG WEALTH SOLUTIONS (JERSEY) LTD.
NO. 1 SEATON PLACE
ST. HELIER
Y9
JE4 8YJ
JERSEY
0
0
1
0
0001736898
Index Venture Growth Associates II Ltd
C/O EFG WEALTH SOLUTIONS (JERSEY) LTD.
NO. 1 SEATON PLACE
ST. HELIER
Y9
JE4 8YJ
JERSEY
0
0
1
0
0001736960
Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P.
C/O EFG WEALTH SOLUTIONS (JERSEY) LTD.
NO. 1 SEATON PLACE
ST. HELIER
Y9
JE4 8YJ
JERSEY
0
0
1
0
0001591294
Yucca (Jersey) SLP
C/O EFG WEALTH SOLUTIONS (JERSEY) LTD.
NO. 1 SEATON PLACE
ST. HELIER
Y9
JE4 8YJ
JERSEY
0
0
1
0
0001611760
Yucca Associates Ltd
C/O EFG WEALTH SOLUTIONS (JERSEY) LTD.
NO. 1 SEATON PLACE
ST. HELIER
Y9
JE4 8YJ
JERSEY
0
0
1
0
Class B Common Stock
2018-04-16
4
C
0
4215474
0.00
A
Class A Common Stock
4215474
4215474
I
See Footnote
Class B Common Stock
2018-04-16
4
C
0
68998
0.00
A
Class A Common Stock
68998
68998
I
See Footnotes
Series D Preferred Stock
2018-04-16
4
C
0
3170755
0.00
D
Class B Common Stock
3170755
0
I
See Footnote
Series E Preferred Stock
2018-04-16
4
C
0
481224
0.00
D
Class B Common Stock
4812237
0
I
See Footnote
Series F Preferred Stock
2018-04-16
4
C
0
563495
0.00
D
Class B Common Stock
563495
0
I
See Footnote
Series D Preferred Stock
2018-04-16
4
C
0
40136
0.00
D
Class B Common Stock
40136
0
I
By Yucca (Jersey) SLP
Series E Preferred Stock
2018-04-16
4
C
0
13303
0.00
D
Class B Common Stock
13303
0
I
See Footnotes
Series F Preferred Stock
2018-04-16
4
C
0
15559
0.00
D
Class B Common Stock
15559
0
I
See Footnotes
Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.
Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date.
The securities are held by Index Ventures Growth II (Jersey), L.P. Index Venture Growth Associates II Limited is the general partner of Index Ventures Growth II (Jersey), L.P. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle are directors of Index Venture Growth Associates II Limited. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle share voting and dispositive power with respect to the securities. Each of these persons disclaims beneficial ownership of these securities except to the extent of his or her pecuniary interest therein.
Michelangelo Volpi, a member of the issuer's Board of Directors, is a general partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (collectively, the "Index Funds"). Michelangelo Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Michelangelo Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
For the securities that are held by Yucca (Jersey) SLP, the corporate general partner of Yucca (Jersey) SLP is Yucca Associates Limited. Messrs. Nigel T. Greenwood and Ian J. Henderson are directors of Yucca Associates Limited and share voting and dispositive power with respect to the securities held by Yucca (Jersey) SLP. Each of these persons disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Index Venture Growth Associates II Limited is the general partner of Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle are directors of Index Venture Growth Associates II Limited. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle share voting and dispositive power with respect to the securities. Each of these persons disclaims beneficial ownership of these securities except to the extent of his or her pecuniary interest therein.
Of the shares reported, (a) 15,442 shares are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., and (b) 53,556 shares are held directly by Yucca (Jersey) SLP.
Of the shares reported, (a) 7,121 shares are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., and (b) 6,182 shares are held directly by Yucca (Jersey) SLP.
Of the shares reported, (a) 8,321 shares are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., and (b) 7,238 shares are held directly by Yucca (Jersey) SLP.
INDEX VENTURE GROWTH ASSOCIATES II LIMITED, as Managing General Partner of INDEX VENTURES GROWTH II (JERSEY), L.P., By: /s/ I.J. Henderson, Its: Director
2018-04-16
INDEX VENTURE GROWTH ASSOCIATES II LIMITED, By: /s/ I.J. Henderson, Its: Director
2018-04-16
INDEX VENTURE GROWTH ASSOCIATES II LIMITED, as Managing General Partner of INDEX VENTURES GROWTH II PARALLEL ENTREPRENEUR FUND (JERSEY), L.P., By: /s/ I.J.Henderson, Its: Director
2018-04-16
YUCCA (JERSEY) SLP, By Intertrust Employee Benefit Services Limited, as authorized signatory of Yucca (Jersey) SLP in its capacity as Administrator of the Index Co-Investment Scheme, By: /s/ Sarah Earles, /s/ Julie Gallon, Its: Authorized Signatories
2018-04-16
YUCCA ASSOCIATES LIMITED, By: /s/ I.J. Henderson, Its: Director
2018-04-16