0000899243-18-010205.txt : 20180416 0000899243-18-010205.hdr.sgml : 20180416 20180416170851 ACCESSION NUMBER: 0000899243-18-010205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180416 FILED AS OF DATE: 20180416 DATE AS OF CHANGE: 20180416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Index Ventures Growth II (Jersey), L.P. CENTRAL INDEX KEY: 0001736959 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 18757243 BUSINESS ADDRESS: STREET 1: NO. 1 SEATON PLACE STREET 2: ST. HELIER CITY: JERSEY, CHANNEL ISLANDS STATE: XX ZIP: JE4 8YJ BUSINESS PHONE: 44-1534-605-639 MAIL ADDRESS: STREET 1: NO. 1 SEATON PLACE STREET 2: ST. HELIER CITY: JERSEY, CHANNEL ISLANDS STATE: XX ZIP: JE4 8YJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. CENTRAL INDEX KEY: 0001736960 STATE OF INCORPORATION: XX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 18757241 BUSINESS ADDRESS: STREET 1: NO. 1 SEATON PLACE STREET 2: ST. HELIER CITY: JERSEY, CHANNEL ISLANDS STATE: XX ZIP: JE4 8YJ BUSINESS PHONE: 44-1534-605-639 MAIL ADDRESS: STREET 1: NO. 1 SEATON PLACE STREET 2: ST. HELIER CITY: JERSEY, CHANNEL ISLANDS STATE: XX ZIP: JE4 8YJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Index Venture Growth Associates II Ltd CENTRAL INDEX KEY: 0001736898 STATE OF INCORPORATION: XX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 18757242 BUSINESS ADDRESS: STREET 1: NO. 1 SEATON PLACE STREET 2: ST. HELIER CITY: JERSEY, CHANNEL ISLANDS STATE: XX ZIP: JE4 8YJ BUSINESS PHONE: 44-1534-605639 MAIL ADDRESS: STREET 1: NO. 1 SEATON PLACE STREET 2: ST. HELIER CITY: JERSEY, CHANNEL ISLANDS STATE: XX ZIP: JE4 8YJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yucca Associates Ltd CENTRAL INDEX KEY: 0001611760 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 18757239 BUSINESS ADDRESS: STREET 1: NO. 1 SEATON PLACE CITY: ST. HELIER, CHANNEL ISLANDS STATE: Y9 ZIP: JE4 8YJ BUSINESS PHONE: 44 0 153-460-5639 MAIL ADDRESS: STREET 1: NO. 1 SEATON PLACE CITY: ST. HELIER, CHANNEL ISLANDS STATE: Y9 ZIP: JE4 8YJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yucca (Jersey) SLP CENTRAL INDEX KEY: 0001591294 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 18757240 BUSINESS ADDRESS: STREET 1: OGIER HOUSE STREET 2: THE ESPLANADE CITY: ST. HELIER STATE: Y9 ZIP: JE4 9WG BUSINESS PHONE: 44-0-1534-833400 MAIL ADDRESS: STREET 1: NO. 1 SEATON PLACE CITY: ST. HELIER STATE: Y9 ZIP: Y9 JE48YJ ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3050 SOUTH DELAWARE STREET STREET 2: SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 800-425-1281 MAIL ADDRESS: STREET 1: 3050 SOUTH DELAWARE STREET STREET 2: SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-16 0 0001423774 ZUORA INC ZUO 0001736959 Index Ventures Growth II (Jersey), L.P. C/O EFG WEALTH SOLUTIONS (JERSEY) LTD. NO. 1 SEATON PLACE ST. HELIER Y9 JE4 8YJ JERSEY 0 0 1 0 0001736898 Index Venture Growth Associates II Ltd C/O EFG WEALTH SOLUTIONS (JERSEY) LTD. NO. 1 SEATON PLACE ST. HELIER Y9 JE4 8YJ JERSEY 0 0 1 0 0001736960 Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. C/O EFG WEALTH SOLUTIONS (JERSEY) LTD. NO. 1 SEATON PLACE ST. HELIER Y9 JE4 8YJ JERSEY 0 0 1 0 0001591294 Yucca (Jersey) SLP C/O EFG WEALTH SOLUTIONS (JERSEY) LTD. NO. 1 SEATON PLACE ST. HELIER Y9 JE4 8YJ JERSEY 0 0 1 0 0001611760 Yucca Associates Ltd C/O EFG WEALTH SOLUTIONS (JERSEY) LTD. NO. 1 SEATON PLACE ST. HELIER Y9 JE4 8YJ JERSEY 0 0 1 0 Class B Common Stock 2018-04-16 4 C 0 4215474 0.00 A Class A Common Stock 4215474 4215474 I See Footnote Class B Common Stock 2018-04-16 4 C 0 68998 0.00 A Class A Common Stock 68998 68998 I See Footnotes Series D Preferred Stock 2018-04-16 4 C 0 3170755 0.00 D Class B Common Stock 3170755 0 I See Footnote Series E Preferred Stock 2018-04-16 4 C 0 481224 0.00 D Class B Common Stock 4812237 0 I See Footnote Series F Preferred Stock 2018-04-16 4 C 0 563495 0.00 D Class B Common Stock 563495 0 I See Footnote Series D Preferred Stock 2018-04-16 4 C 0 40136 0.00 D Class B Common Stock 40136 0 I By Yucca (Jersey) SLP Series E Preferred Stock 2018-04-16 4 C 0 13303 0.00 D Class B Common Stock 13303 0 I See Footnotes Series F Preferred Stock 2018-04-16 4 C 0 15559 0.00 D Class B Common Stock 15559 0 I See Footnotes Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. The securities are held by Index Ventures Growth II (Jersey), L.P. Index Venture Growth Associates II Limited is the general partner of Index Ventures Growth II (Jersey), L.P. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle are directors of Index Venture Growth Associates II Limited. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle share voting and dispositive power with respect to the securities. Each of these persons disclaims beneficial ownership of these securities except to the extent of his or her pecuniary interest therein. Michelangelo Volpi, a member of the issuer's Board of Directors, is a general partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (collectively, the "Index Funds"). Michelangelo Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Michelangelo Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. For the securities that are held by Yucca (Jersey) SLP, the corporate general partner of Yucca (Jersey) SLP is Yucca Associates Limited. Messrs. Nigel T. Greenwood and Ian J. Henderson are directors of Yucca Associates Limited and share voting and dispositive power with respect to the securities held by Yucca (Jersey) SLP. Each of these persons disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Index Venture Growth Associates II Limited is the general partner of Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle are directors of Index Venture Growth Associates II Limited. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle share voting and dispositive power with respect to the securities. Each of these persons disclaims beneficial ownership of these securities except to the extent of his or her pecuniary interest therein. Of the shares reported, (a) 15,442 shares are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., and (b) 53,556 shares are held directly by Yucca (Jersey) SLP. Of the shares reported, (a) 7,121 shares are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., and (b) 6,182 shares are held directly by Yucca (Jersey) SLP. Of the shares reported, (a) 8,321 shares are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., and (b) 7,238 shares are held directly by Yucca (Jersey) SLP. INDEX VENTURE GROWTH ASSOCIATES II LIMITED, as Managing General Partner of INDEX VENTURES GROWTH II (JERSEY), L.P., By: /s/ I.J. Henderson, Its: Director 2018-04-16 INDEX VENTURE GROWTH ASSOCIATES II LIMITED, By: /s/ I.J. Henderson, Its: Director 2018-04-16 INDEX VENTURE GROWTH ASSOCIATES II LIMITED, as Managing General Partner of INDEX VENTURES GROWTH II PARALLEL ENTREPRENEUR FUND (JERSEY), L.P., By: /s/ I.J.Henderson, Its: Director 2018-04-16 YUCCA (JERSEY) SLP, By Intertrust Employee Benefit Services Limited, as authorized signatory of Yucca (Jersey) SLP in its capacity as Administrator of the Index Co-Investment Scheme, By: /s/ Sarah Earles, /s/ Julie Gallon, Its: Authorized Signatories 2018-04-16 YUCCA ASSOCIATES LIMITED, By: /s/ I.J. Henderson, Its: Director 2018-04-16